GIO Tans eo tenn et COravavenn yeni be Global Investment Opportunities Group Account Position and MTM Summary (Open Positions) Prepared for Souther Trust as of November 29, 2013 Trade Date 17-Sep-13 Forward Contracts Maturity 2E-Cxt-2015 Forward Contracts MTM cu Amount 2,009,000 International Faxed Income MTM Trade Date Value Date Bought 20-Nov-13 GDec ld USD 2O-New13 — 6-Dee-13 uso Expiration Direction SAug-12 | Ob-Febe Sold BAug-13 tant Seld Sugt3 WeFeb-16 Sold 3Sep-13 — O6-Feb-04 Sold 11-Sep-13 (C6-Feb14 Seld Wepl] — OGFeb- Ie Sold SEP Rating Currency Petroleas De Vermzuela ($1,800,000) Contract Spot * TM Modelled via Bloomber Principal Cost ($) (51,800,000) Ve1a2z 900,003 Market Value (5) Total int. Accrued (S) Yield to Worst $1,616,000 1.27% $1,616,000 $20,009 Contract Forward 1.614 109 FX Options MTM Currency 2 Currency 1 National USD: Put 2,000,000 oso NZD all KO@I7 uso all 4,500,000 089 Auo ra WANDOW RK: @.676 until 913 cD Call 4,509,000 192 uso ld usD Put 3,000,000 082 AUD call WINDOW i @.923 ured 9/2313 ay Put 2,000,000 102.09 uso call Ke 106 usd Put 3,009,000 095 avo all KI@ 984 KO @902 (2.335) Entry Price (loca) Current Spot Rate 1.63625 10245500 Original Premium (5) $15,780 $43,655 $55,500 $11,040 $37,400 $35,857 $201,731 (Current FX & Commodity rates USDAOKN 13.1133 XAUUSD. W288 GEPUSD 16362 USDIFY 102.430 USDARS eiat usDZAR 10.1918 EUALSD 1.3582 USDERL 23358 USDNZD 1.2295 USDCHF 0.5086 USDCAD LOBIS USDTRY 2021 USDNOK 6.1338 International Fixed income * intraday Pricing via Bloomber Current Price (Local) Current All-in torwad 143622 102.45360 Current Premaum s) ($39,507) » (52,860) ($25,505) $31,505) (1,476) ($900,853) 2013 Closed PR $4829 (836,203) so so ($342,223) Open MIM + 2043 Closed AR 4,823 ($200,203) 0 oo ($190,538) 0 $0 7385300) Performance Snapshot * (512.315) ($12,315) (8372.597) Ts) 10.203 JPMorgan Chase & Co ($164,000) (5164,000,00) (546,647) $197,454 $50,807 (824.227) $43,655 $55,600 ($14,465) $5,895 $34.38) $109,978 EFTA00615863

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GIO Global Investment Opportunities Group Account Position and MTM Summary (2013 Closed Positions) tt re Prepared for Southern Trust ax of November 29, 2013 Company Holly Eneray Partners Lo Model Wi ine Hamakan Ehocoric ind Enasta Pharmaceutical Inc Graphic Packaging Holding Co Cahsret Specialty Produces Tur Hokiings Ine ‘Ares Capea Corp Currency Industry 2 (3 Ey (812,350) $907,000) (scm) (821.091 1m (542.2001 ise1433) Cost Basis (8 Stractured Notes PL 19903 aed Deans Auge tea 13 2a 2p crear Bauy 3 Bag Daw Baa Dawe 2Aug Baw Dawg Ysep ts Aug Yesep 1s Weep 13 Weep 1d Sep 13 Wsep it WSep 13 Weep it WSep 1s seaturty 00 57.000 an Dawe Baws Aug 12 Bay td wAug 13 Bau 13 ep: 13 35ep13 ep 35ep13 apsep-13 Se9-13 Wsep 1a Sep 13 ansep-13 Sep 13 25-Sep-13 27-Sep-13 2BSep 13 2DSep-13 2SSep13 2SSep-12 2SSep13 SESESESERSESESESESESESESS ‘Welk Fargo & Corepary Grigroup ily Financial bee SBP Rating Par Amount Cougon ‘aD Dear 13 ep 1.991,000 Deans ansaae we 0.342.000 2seag-13 395.850 rep Sone00 Bap ts 1,573.06 ‘aD 2,009,000 Beaug ld 1.999236 AUD 200,000 Bays 1354608 aD 2,900,000 BAug 2 44300 AUD .0m,000 Au 13 777005 ‘aD om0,000 wAug13 1.357.508 mp 25.000 Baw 13 1,002,008 uD 2,003,000 wAug-12 1,559.23 car 10m1,000 DAup ts 1,200,008 usp len WeSep 12 1,788 000 AUD 200,000 SSep3 1an4a08 uD 2,900,000 2ep-13 936.009 AUD L0m,.000 2asep 13 2,719,908 ‘aD 3,390,000 Weep 12 330.009 AUD 0m,000 Base 13 2,900,008 uso 22.280 NSep ts 1.900908 usp ‘oa4200 21-Sep-13 a3s009 ep septs am.o0a ‘aD Weep 12 50@.000 uso USE 13 300.000 usp a1m306 21ep 13 38909 map 1.0%1,000 Sep 13 Principat Cont (5) (31,125,000) (51,600.00) (51488990) Sh IZ1 0s it Value (3) 160, 187 $1a736 $107,388 S966, 798 ma 1.598213 1.36362 nese ay 093 am 033 1.60616 ope 0888 amo eapnn4s can7ee eas Dividends Receoved (3) Papers 553% crass) hdd Aug Raw 3 2-Aug-t Raw 3 Aug ay 3 Aug aw 3 Aug ay 3 2Aug-T e5ep 13 Sep Bee see See 950013 Baer SSee 8 ep See 13 Ser See 13 se mu 2a. GLUS 0 mut Wingo 0 oT fo aan as “eS deans = GULUS “ an sine ” om $3.423 (sear 595 5549 2aeI. | GULUS cot rut wien ” om 10478 tsmosey pot $2410 Sep 13 vee 7 all werea013 % om 19955) 2 $13.70 $4335 Stra twwed Motes Trade Cane ataturity Fete Amount Long Description Cost Basis (5) Marken Value (8 lerest Recover Closing Date Erviry Price {8} Chesing Price (8) 13Mae1s ZPMan ie LOG) HSBC BRL Step Up» 65% Baier SH Con 245% Merlin, Wal Sthe 19613 S1.008000) ry w ‘S108 TRANSFERRED OUT ory Sage ll | ThApet4 000.000 SIC BML Stop Up - BS % Barrier - 5% Con 209% Mextrr, Initial Sere 2.0005 (31,200.00) NA “ s1oaee TRANSTERRED OUT WA rterneteeet Pod ree rade Cane Maturity Face Amount S8P Rating ft. Acerwsed (5) Ceosing Date bay ike ard UW Feb 1s C2 tow 2007 L000 ‘Petroteos Oe Verezude Ss t us an (e000 ‘9932, 500 $45.08) mers we $93.25 Ween cists qomecey ietme vewnceweniss 8 = core Gata teams Seon? tare = parr mae = Listed Preterreds. TRANSFERRED OUT ‘OamIs a.s001s or.7a008 oes a7aMs re) arrraa rs) orm ores ama? sa 00 ogra agmax ose ommms creer) 0710 aoe 0.83760 a.mxreo re) oma 0.8360 (140m) (56,2804 (amese sa10o sta 473 (14290 sass “710 s.e00 $1,200 $277 18240 $2500 EFTA00615864

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Weep it Sep 13 eset Sep 13 2Sep13 Sep IE Ise JoSep 13 ISep 12 Sep 13 400-3 400-03 2003 400-0 WOE 1OOct-13 Went 400-2 300-3 1S0et-13 WOnts 1e0et-13 eos WOet-13 1600013 400-12 180013 Ot DODIs WEOet-13 180013 TWOet-13 180013 280ct13 sep 13 sep 12 Base 13 Px 1O 22Sep-13 ISSep13 absep-13 2SSep13 oe 3003 aoe 300-3 oe 300-3 Dowd 2DOet13 10en43 Oe 1S0en13 TS0ct-13 teen ts 2DOet13 Herts 1r-0et-13 1801s 22Oet-13 DoaNIs Ot13 DOUIs 2DOet13 Doss e012 recess 29.0ct-13 wants 29.0ct-13 wots 2O0ct-13 wots 31-Oct-13 Bron Bho13 Bron Bho13 Showa Bret3 Bho13 Bron Bho13 Raed Deed Expiration Dee IS Bauy 3 lee Bawy 3 Sere 14 eons Bie sere C6Febte sere 18 Cereb Ie per) te Feb Ie ie Bue tee Bue prsmeery Cereb Ie eereb-16 Cereb Ie Total 2013 FAL (0) 2012 Phtergan Chase & Ce. SSESESESSSSRSESESESHSESESSSHSESHSRSSSSEGESESESE IE Direction i eeggegggggedeugese ge 3206,090 3.200898 1,900,008 34009 2,000,008 2,900,008 2,000,008 1,000,098 1,2e0008 2,900,008 2,900,008 2,000,008 322928 2,000,008 1,250,098 1,200,008 3,900,008 2,000,008 1DSaee 2ESE400 1,679,208 3,000,098 3,900,008 2,000,008 2,900,008 1200008 1,580,098 s4n909 1333000 2,000,008 1,060,000 2,000,008 1,000,098 11a 2425,358 2,000,008 1,800,008 1,900,008 1,000,090 1,900,008 2,000,008 aeaz.508 790.275 3,000,008 2,000,008 427,550 ‘3010908 Currency 9 ar ar usp usp uso wp use wp usp use wp ar usp usp usp uso wp ar usp usp usp use wp use usp usp usp uso ar ar usp usp usp uso wp usp ar ar * ar wr Zes222 Gall ezzzz22 2,003,000 200,000 ‘941,100 1.0%1,000 laa 1650150 12mpo $32,075 mers 22 225.460 Vane 207,000 12m,:00 LES: 7,300 2a3ae@) ‘e820 am.eco 903,000 200,000 aanen 2a \am400 1657,780 ‘eaz,000 225,500 ‘999,000 200,000 912,000 A000 912,000 66,000 oan,000 1.501,000 Ven,200 am eco e740 ara eco 57,540 3.194.000 258.000 smne00 293,687,000 we77k00 2.000,000 445,000 Global Investment Opportunities Group Weep a Sep 13 20-Sep-13 Sep 13 40-0 4003 Ane 400-3 400 4003 18013 Wwoet-13 70013 Woe 12 0e13 xt 13 Ow 1s Weoet-13 $003 e013 ects Wet ODE Wot 13 OD 1s Weoet-13 O13 BDO 13 wots 2 Oct-13 sons 2 Oct-12 sons BE Oct 13 sos BO 1 Show td eheov-13 ero td eheov-13 Vio 12 ert eheov-13 erent? &ov-13 tate Uatiee- 0 on oe aa oe 9s00 one os an 1.57 137 1 os 1.57 9500 on om on om oss 12.60 158 ama ee) Petter) 03499 eam ease lar ea corre) 16630 16273 cetris] 150850 aaars ames amr 038506 cans er) ama 0895 ams ose1s aseat eanaes aaa 49 one 0668 aeca 0668 aseca 0.8668 vans 147 own ones eam ones ery aa 1498 Lass 7888 am 60a wana Currency 2 Account Position and MTM Summary (2013 Closed Positions) Prepared for Southern Trust a of November 29, 2013 ears Lerezie eas oanas ora 1.61273 apes 1.60686 1epars esas ea7a Ose6t6 amis 19983 cane eae apes asens 0067 eae oe 1.617 cau 09565 ase 086 ase 06 Lect 16955 opens One averse one averse 1308 1.617 1.5m s7aas omy 1.60682 or.eres en 1.008 KO #285 xo@m3s TT) Ke ORDO 10.925 urn STIS ENCOSD IN @ L5ES A KO@ 152 110 16558 KO.O.57S Kem KNOCKED IN @ 1.585 8 KOO 153 Kio RKO #100 10845 4 KOO N58 oemancea 10.345 4 KOO. 58 284 KO ie SEB KOO.92 nen 90163840 O15 20Sep 1 BSE 2ee Bsr Vt 13 10013 1Oet-13 30013 2013 300013 40013 BOct-13 80013 B.0et-13 9003 sac 003 woe O83 O03 od 9003 oc sod wort sod 20nd Bow Mow 200-03 O83 200-13 O83 20000 O03 Moc0 BOW Bot Stow 1 Pao Patoe13 Pahow 13 Patoe 1 Br 20 hort aren anor eova013 ane s2013 sesa0t3 sovm1a sas03 sow2013 10/2013 vowam3 yosa013 Vowz013 yoaa3 Voaz013 sano sanoaers sonnaens Vwanra sian eno8a 160550 cree) 09813 agua 0.83120 ezoan oa3ate ammo 161970 160130 opera 160290 asa os5H0 oma rr) omuo? 18700 agsiza ace pret) ) a. 9ama rr) ‘sma00 159800 aman ) aocie3 ) aaa ogsat4 wera serra oma ose agua ORs oom? sow oe) enaaa P88 ore 161422 »0n. 00399 s 1ss5ae0) $17.160 (48.000) svea3 ” 196600) ts5.090) amp (94385) sare wisn 90 65119, 1631 (867.000) (5106,455) ta2.120 (597.170) tsa720) Ze (20400) 138380) ‘400 (311.000 $4700 82.130) S240 $11,986 sur74 $4975 710) Sa6s? 2.86 $7,140 $7,120 sa180 $5,500 $2,000 sinew 151604 82.1600, ‘m0 sa.e00), s73730 $75,758 $400 $40,228 ¢s3.070) au7.28 $1,400), 4.000) (sa.270) 51082) Pie 87.470), 4700 1sa206 (329,361) $500 soe 3.8009 (37,970) (arr sine 705) 1538 (10475 (s1S.0001 srg. EH 136,360) sasia $42,000 87.556) $2m,200 wm $33,104 (sec4n) (sree com 5.286) 17,300 (568,255) wa (567,855) (343,045) 56.78 (34.545) sa.ses) 325,700 seer) (5307.747) EFTA00615865

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Global Investment Opportunities Group Account Position and P/L Summary (Disclaimer) Prepared for Southern Trust as of November 29, 2013 advice. Accardingly, ary discussion of U.S. tax matters contained herein (including any ‘expressed herein may differ from the opinions expressed by other areas at LP. Morgan, inchuding attachments} is nat intended or written to be used, and cannot be used, in conection with research. The investment strategies and views stated here may differ trom thase expressed for the promotion, marketing or recommendation by anyone unattiliated with LP. Margan Chase thor purposes or in other contexts by other J.P. 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It you receive this in eeror, plaase natty the sender immediately and ratuen it iby movi. {C) 2013 JeMorgan Chase & Co. EFTA00615866