Account No: E*TRADE CLEARINGLLC Account Name: LESLEY KATHERINE GROFF & 484 PO BOX Taxpayer Identification Number: ON-FILE JERSEY CITY, NJ 07303-0484 Account Executive No: ET1 ORIGINAL: 12/31/12 2012 FORMS 1099 & DETAILS LESLEY KATHERINE GROFF & ITWROS YEAR-END MESSAGES CERTAIN EVENTS SUCH AS COST BASIS ADJUSTMENTS OR RECLASSIFICATION OF AN INCOME PAYMENT REC EIVED FROMAMUTUAL TABLE OF CONTENTS FUND, ETF, REIT ORRIC MAY RESULTIN AN AMENDED 1099FOR PRIOR OR 4099 Dividends and Interest... 3 CURR ENT TAXYEARS. PLEASE SEE INSERT FOR DETAILS OR VISIT . WWW.ETRADE.COM/COSTBASIS FOR ANY UPDATES. QUESTIONS PLEASE Instructions for Forms 1099. 4 CALL 1-800-ETRADE-1 (-800-387-2331) OR LOG ON TO YOUR ACCOUNT AND 1099 Gross ProceedS.......... 5 SEND US A SECURE MESSAGE BY CLICKING ON THE CUSTOMER SERVICE _ ae . LINK ATTHE TOP OF THE PAGE. 1099 Dividend & Distribution Details. .10 1099 Interest Income Details Your Account did not receive the following Forms: Investment Details...........csccsscssessssesessestesssesseseseasseessacenseaeaees 1099 OID 1099 MISCELLANEOUS EFTA00315679

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E*TRADE CLEARINGLLC PO BOX 484 JERSEY CITY, NJ 07303-0484 Account No: Account Name: LESLEY KATHERINE GROFF & Taxpayer Identification Number: Account Executive No: ET1 ORIGINAL: 12/31/12 RECIPIENT'S Name, Street LESLEY KATHERINE GROFF & Address, City, State, and Zip Code Payer's Federal Identification Number: 32-0012683 Payer's Name, Street, City, State, Zip Code: DANIEL GROFF JTWROS E*TRADE CLEARING LLC PO BOX 484 _ - JERSEY CITY, NJ 07303-0484 Copy B for recipient [| 2nd TIN Notice Telephone Number: (800) 387-2331 2012 Consolidated 1099 Form 2012 FORM 1099-DIV: DIVIDENDS AND DISTRIBUTIONS (OMB NO. 1545-0110) | 2012 FORM 1099-INT: INTEREST INCOME (OMB NO. 1545-0112) 1a Total Ordinary Dividends $4,130.88 1 _ Interest Income not included in box 3 $763.74 1b Qualified Dividends $4,130.88 2 Early withdrawal penalty - 2a Total Capital Gain Distributions - 3 _ Interest on U.S. Savings Bonds & Treasury - 2b —_Unrecap Sec. 1250 gain - obligations 2c Section 1202 gain . 4 Federal income tax withheld : 2d Collectibles (28%) gain - 5 _ Investment Expenses - 3 _Nondividend Distributions - & Foreign tax paid - 4 Federal income tax withheld . 7 Foreign country or US possession - 5 _ Investment Expenses - 8 — Tax-Exemptinterest - 6 Foreign Tax Paid . 9 _ Specified private activity bond interest - 7 Foreign country or US possession . 10 Tax-exempt bond CUSIP no. (see instructions) - 8 Cash Liquidation Distributions - 9 Noncash Liquidation Distributions - 10 Exempt-interest dividends $3.75 11 Specified private activity bond interestdividends $2.16 This is important tax information and is being furnished to the Internal Revenue Service (except as indicated). If you are required to file a return, reported. a negligence penalty or other sanction may be imposed on you if this income istaxable and the IRS determines that it has not been Page 3 of 12 EFTA00315681

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| Income . For your protection, thes form may show only the last tour digits of your social securty number (SSM), individual taxpayer identification number {ITIN), or adoption taxpayer Wentification number (ATIN). However, the issuer has reported your complete itentification number to the IRS and. where an account or other number the payor te account, Tarate cide te amour on We a of Fame 1086 oe 104GA ‘Also, report # on Schedule B (10404 or 1040), if corporation pad to 99 8 particles (or benadciary of periciert) Fh an ometoxee sock cunerehp pan (E Raper fon n ier ony your Fenn 1060/1000 bet Wost 8 0 Hen dtibetion, nal co lneebment neem, for ery elher papers of the amount in box 1a that may be ‘for the 15% or zero captal gane rates. Sea Form 1 instructions for how to determine thes amount Report the amount on ine %, Form 140 or gn aesone Yeen 5 regid peneaneet corey of ast cake eeene bal. Report te amounts shown in bex 2a en Schedule D (Form 1040), Ine 13. But, no amount is shown im boxes 20-20 and you only captal gains and losses are captal gain detrtutions you may be able to repert the amounts Form 1040 (ine 10 of Form 10404) rather than Schedule D. See the Form 1040/10404 retructons. i th a Hit HE. iy Box 2. hows the porbon of the amount in box 2a that «6 uerecaptured sechon 12750 gan tom cortem depreciedle real Ropert thes amount on he Unrecaptured Section 1250 Gain Worksheet-Line 19 in the Schedule D instructions (Ferm 1049) a, Shaws be penton of he amourt bn bax 2a at soc pn ome cont onal bucaase Sack inal may to 2 50% axchason and certain empowerment Zone buses sock that may be subject to a 60% exckisian See the Schedule D (Form 1040) instrachons. Box 24. Shows io oh en eae eaten eee. ‘required, use this amount when completing the 28% Rate Gan Workshoet—Line 18 i the metructions for Schedule D (Form 1049). ee reat ‘Getrbuhon that @ nontaxable because & is a retum af your cost (or other basis). You must reduce your cost (or ether basis) by this amount for figuring gain or loes when you sel your stock. But f you get back all your cost (er other basis), repert Ature distributions as captal gains. See Pub. $50, Investment Box 4. Shows backup withholding A payer must backup withheld an certain payments ¢ you dd net give your taxpayer lentification number to he. ‘Soe Form W-9, Request for Taxpayer identification Number and Cortfication, for information on bachup Include thes amount on your income tax return as tax withheld Box 5. Shows your share of expenses of 8 non publicly offered eastment generaby 9 nen pubes oftred eufual hind. Kyou Form 1040, you may deduct these expenses on the “Other expenses” line om Schedule A (Form 1040) sutoct to the 2% lend. This amount is mctuded i box fa. oat Soe oe woes onan = 3a a Form 1000 batnctane Bear dindh cnt omc at irene, padi Pe calendar Include this amount on ine Bb of Form 1049 of 10404 a6 [ax-axpmpt interest. This amount may be subject to backup withhokiing. See box 4. oF other regulated invest you during you. on « a ; Box 11. Shes exongt-rterst Guadande subject othe abate ssa tx Ths ameurt m nchutod inbox 10See the irene for Ferm 6231 = Nominees. I thes form inchades amounts to anather person, you are considered a nominee recipient. You must fie Form 1083-D1V DIV (with 2 Form 9086) with the IRS for each of the other owners to show ther share of the income, and you must feresh a Form 1096-01V to each. A husband or wife is net required to Se 3 nominee Fetuen to show amounts owned by the ether See the 2012 General Instructions for Certany Information Returns Instructions for Recipaent - Interest Income Wwatate sade lect governs en ont rm may ee orf the la oe ge of your soci secu nuater (SN). nde tmepaperMerieetion number (TOA epten payer Merieton mater (ATH) However, the issuer has reported your complete identification number to the IRS and, where r. May show an accourt or other unique number the payer assigned to. your account. taxable terest paid to you during the calendar year by the payer Thee does Ade leet een nt 5 ay son chew ta ell named ofS cada Bury Can rmecnble nme bends, Got tac ue onde, gatied fone enna bn or den eee bonds, quaiffed energy conservabon Bands, Secunetin bax crade bance, qualted echeel ccndtecton bend, and bud America Bends Gv ret be included in your istvedt irnemne. Thave amounts were bedied aa pal to you ding 2012 en the cred dates (March 15, June 15, September 15, and December 15). For mere apal forfeited because of withdrawal of time Nou may Gee Bie emeard te Sao yous ejected prove noome of yous neem tex ream, See Be ations fa Fern 200 to 00 were fo ete Be Gedeian. Bonds, Treasury Meme beer to reasury notes. This may of may net al be taxable See ‘550, Thee interest it exempt from state and local income taxos. Thvs interest is not nchadod im box 1 aly, & payet must backup if you did not fuervahy taxpayer iertfcatien cubes (TIN) cx you didnot Asriah Be coset THA the payer ‘See Form W-9. Include this amourt on your income tax return as tax withheld. shown it Lp eroerges ny mata honeyed ad Form 9040, you may deduct Mase expenses on te “Other axpenses” line of A [Form 1040) subject to the 2% brit. This amourt is inchated in box 1. tar eoangl terest paid you dating colenae you bythe wir Rpt Bus snout ona Bo of Ferme 104) ox Ferm 1080A. This amount be subject fo backup withholding See box 4 pu your paver on ‘orm 1040 or may up terest to the aternative minimum tax. This amount is included in box 8. See the Instructions for Form 6251. bond{s) on which tax-cxomet interest was paid to you the calendar pear and reported im box &. If blank, no CUSIP number was issued for the bondi) amourts to another person(s), you are considered a nominee ‘2 Form 1099-INT for each of the other owners the income allocable to each. File Copy A of the form with the IR'S. Furnish Copy B to cach owner. List yourself as the “payer” and the other owner(s) a6 the the Internal Revenue Service Center for your area. On Ferm Sst yoursell as the “Ser.” A husband or wife is not te file a nominee retum to show amounts owned by the other i Hi <3 z a $ = 3 rreniry rine 23 fil : Fy § [ ii i (i Reporting is aiso required when your broker knows or has reason to hnow that a corporabon im whch you own stock has had 2 reportable change in control or capita! structure You may be required to recognize gain from the receipt = for the corporation's stock. tf your broker reported this type of transaction te you, the ‘aon 6 identified in bax 6. — Fer your pce fs hoes may sho ory te al at dghs ef pur Sec soruty number (SSN), nebudea tapayer eterication number (IN), o adoption taxpayer tertieation nunber(ATIN) However, the issuer has reported your complete identification number to the IRS and, where r. May show an accourt or ofher unique number the | sips your acoourt. - For Beha rareacions. may show the CUSIP (Commitea cn Socurty idert#ication Procedures) number of the tem reported trade date of the sale or exchange For short sales, the date shown is the date the security was defvered to cose the short sale. For aggregate repartng in baxes 8 12, no entry wil be present. box fis checked or if the securthes soli were acquired on a wanety of dates For short sales, the dite shown 1s the date you acquired the securty to close the short sale. transactions: stocks, bonds. other debt ebigabons, commodities. or forward contracts. May show the proceeds fom the deposition of your interest(s) in 2 wedely held fixed mvestmert trust May also show the ‘amourt of cash and the far market value of any stock or mera, oes wd pea ae sen apareteee as Sx dae et hele presets fem rape Maw brotor must indicate whether the sales price or the sales price = in the inetructons for Schedule D (Form based on jo0ds from a in contra or capital dructure inbox 2a. Do nat this loss om Farm 8949 or Schedule D. The broker should advise you of any losses on a statement eg lp epee fT = 2 ‘on, ‘on your income ™ plete gly cnuah obs, sone D {Farm 1040) nstruchone and Pub. $50 m nd, Sie coming weil wre nanonuarod eovartten and banee £0, 1, 8, end roy Be biaek, Gonerely, orvennovered Somer mneune: oensusty other ron tent; souk purehoond before 211; eet In moet mnten fends end ether enguited bnvertnent companion pervhoved bate 2F0z; ant cock pumhered ner nar fata aglgeeet? Ha i i i if i ETE HG ity pi Ht it i sea 4 | Hl | Box 6b-_ if checked, the bass in bax 3 has beon reported to the IRS. Box 7. Shows the cash you received, the far market walue of any property or services you received and the fair market value of any trade credits or scrip credited to your accourt by a barter exchange. See Pub. 525. Be toon P pacha) ar O at eee meh Be Proceeds or barterng ncome & bong reported. Fr requstd ‘contracts and forward contracts, "RFC" or other appropriate description may be shown. For a corporation that had 2 repertable change in contral or capital structure, this box may shaw the class of stock a ) or Folures Conracls Hm Box 8. Shows the profit or (oss) realized on futures or foreign currency cortracts closed 2012. Box 10. Shows any year-end to the proft or (loss) shown i box 9 due te open contracts on v2 Box 11. Shows the unrealized proft ot (leas) on open contracts held in your account on December 31, 2012 These are considered sold as of that date. This will became an reported in box 10 in 2013. Box 12. Bares 9, 10, and 11 are all usod to figure the aggrogate proft or (loss) on reguated futures or forcign currency contracts for the year. Include thes amount on your 2012 Form 6781 Orga ous (Soi ste wc of or ater sited redemption pce st mans ove (acquation price for 2streped band er coupon; O1D is tncabie as iterest ove the lide ofthe you ee ir of OD thio, gerry you mut inde aman of OD each sour is the excess of an ‘s pce over Rs issue price (acquisition price for 2 o s = over you are’ = lion, you i = in you goss income year hald the obligation. Obligatons that may have OlD inchade a bond, |, Robe, cortficate, or other evxdence of mdebtodness having a term of tant For example, the OID rukes may apply to. of deposit }, Se dapesits, bonus savings | and other deposi arrangements, especially ¢ the payment of the © if, as the rocord holder, Form 1088-010 amaurts balangrg to anether parson. conederes Form 1036-010 fer each of the other the amourts allocable te each. File Copy A of the form with the IRS. Fumish Copy 8 to each owner. List the ‘payer’ and th cpot oun ane Yoopct Fas Fares) 408.00 was rom 1098, Avnd Summary snd Tasca ef US hasmaton Raum’ eth Hrensi Roverue Sve Contr you aes On Fam 1088 lt yours Se "Mer ATudandat edema requredlo fe shame Warata sow amaatsOered byte ter as oF sold an cblgation during the yoar and you are net a nammnee, you are not roqured te tesue or fle Form 1068-010 the C10 or stated interest allocable tothe af the abiigaton ecotert'sssltetion vunbiac Far you preechon bis erm may ‘riy he bat fat igh you soci aocuty number {SSN} casa tepayer artic habe ( or adopbon taxpayer identification number (ATIN) However, the issuer has reported your complete identification number to the IRS and, where Account number, May show an accourt or after number the to account, . ‘May show an © ar sine Payer assigned te distinguish your Ey i i on the obligation for the part of the you owned @. Report the amount in bax f ag mtorest income on income tax ratum However, dapending on the type of det metrument, the issue or acqusion date, and other factors (for axampie, ¢ you pad acqushian or bond prommum. or the obligation ss a stnpped bond of coupon), you may have to figure the correct amount af Iu report en your tenan. See Pub. 1212, Gude 1p Ong tesue Uscourt (O10) iatrumerts, for deals en haw to gue the correct O10 Box 2. Shows other interest on thes ebligation for the year, which is an amount separate from the OID. If you held the the entre year, report this amount as intorest mcome en your tax rotum. Hf you disposed of the obligation or acqurnd & tom anathor holder dunng the year, seo Pub, $50 for reporting instructions. # there = an ‘amount in beth boxes 2 and 6, the amount in box 2 s interest on a US. Treasury obligation and is exempt from stale and’ income taxes Box 3. Shows mtorest or forfated f you wehdrew the money before the maturty date of the abligabon, such as frem a CO You may deduct ths: amount to figure your adjusted grees mcome en your inceme tax retum Soe the metnactons for Form 1040 to soe where to take the deduction Box 4. Shows backup w Generally, 2 payer must backup withheld if you did not fueresh your taxpayer identification number (TIN) or you aid not furnish the correct TIN to the payer, See Form W-9, Request for Taxpayer identificafon Number and Cestification, for information an backup withholding. Inctide this amount en your frcome tax return as i z number of the jade the stock 5 4 rite. aed year of O® mas. imy pen ptf ea cued Rp ao oa coon on pon Tacoma ts Roden ae 308 Pb 2th ieee apr adjustments to thes amount. Ths CAO is exempt from state and local ncome taxes and is not mnckaded mn box 1 we Be eae eraunen expernes of 8 snijectame REMC. ‘you file Ferm 1040, you may deduct these expenses on the “Other expenses" line of A thorn tba) napoc tothe 2 bt ‘This amount is included in box 2 rome Pere I i i Page 4of 12 EFTA00315682

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Account No: E“TRADE CLEARINGLLC Account Name: LESLEY KATHERINE GROFF & PO BO’ Taxpayer Identification Number: SERSEY CITY, NJ 07303-0484 Account Executive No: ET1 ORIGINAL: 12/31/12 RECIPIENT'S Name, Street Address, City, State, and Zip Code Payer's Federal Identification Number: 32-0012683 LESLEY KATHERINE GROFF & Payer's Name, Street, City, State, Zip Code: DANIEL GROFF JTIWROS E*TRADE CLEARING LLC PO BOX 484 7 ; JERSEY CITY, NJ 07303-0484 Copy B for recipient [| 2nd TIN Notice Telephone Number: (800) 387-2331 2012 GROSS PROCEEDS 2012 FORM 1099-B: PROCEEDS FROM BROKER & BARTER EXCHANGE TRANSACTIONS (OMB NO. 1545-0715) Box 6a: Non-Covered Box 6b: Box 1c: Type of Gain or Loss: Report onForm 8949, in either Part lor Part llas appropriate, with Box B checked. (Box1a) (Box 1b) (Box 8) (Box 1d) (Box te) (Box 2a) (Box 3) (Box 5) (Box 4) (Box 2b) Date of Sales Price Less Loss Date of inti . hier CostorOther Wash Sale Loss Federal Income Saleor ‘citi Description Symbol Quantity Sold Commission and ; " Not Exchange Acquisition Option Premiums Basis Disallowed Tax Withheld Allowed 11/20/12 ***BLUTIP POWER TECHNOLOGIES HYDVF 096440106 770,900.00000 $1.02 : PRICE:0.00000 03/28/12 CAMBREX CORP CBM 132011107 840.00000 $5,880.61 - PRICE:7.00089 03/28/12 CAMBREX CORP CBM 132011107 4,160.00000 $29,109.35 - PRICE:7.00000 06/19/12 CAMBREX CORP CBM 132011107 1,000.00000 $8,039.82 - PRICE:8.05000 04/04/12 NIIHOLDINGS INC NIHD 62913F201 500.00000 $9,099.80 : PRICE: 18.22000 04/18/12 RADIO ONE INC ROIAK 75040P405 9,999.00000 $9,988.78 - PRICE: 1.00000 04/19/12 RADIO ONE INC ROIAK = 75040P405 9,999.00000 $9,988.78 - PRICE: 1.00000 04/24/12 RADIO ONE INC ROIAK = 75040P-405 21,000.00000 $20,779.54 : PRICE:0.99000 11/09/12 RADIO ONE INC ROIAK = 75040P-405 9,002.00000 $7,371.48 - PRICE:0.82000 This is important tax information and is being furnished to the Internal Revenue Service (except as indicated). If you are required to file a return, a negligence penalty or other sanction may be imposed on you ifthis income istaxable and the IRS determines that it has not been reported. Page5 of 12 EFTA00315683

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Account No: E*TRADE CLEARINGLLC Account Name: LESLEY KATHERINE GROFF & 484 PO BOX Taxpayer Identification Number: JERSEY CITY, NJ 07303-0484 Account Executive No: ET1 ORIGINAL: 12/31/12 2012 GROSS PROCEEDS 2012 FORM 1099-B: PROCEEDS FROM BROKER & BARTER EXCHANGE TRANSACTIONS (OMB NO. 1545-0715) (continued) Box 6a: Non-Covered Box 6b: Box 1c: Type of Gain or Loss: Report on Form8949, in either Part | or Part llas appropriate, with Box Bchecked. (Box 1a) (Box 1b) (Box8) (Box 1d) (Box te) (Box 2a) (Box 3) (Box 5) (Box4) (Box2b) Date of Sales Price Less Loss Date of _ : —_ Cost or Other Wash SaleLoss| Federal Income exchenge Acquisition Description Symbol | CUSIP | QuantilySold Spton Premiums Basis Disallowed TaxWithheld N°" , 01/27/12 “REGIS RESOURCES NL RGRNF _ Q8059N120 2,600,00000 $10,936.01 - PRICE: 4.21000 07/26/12 “REGIS RESOURCES NL RGRNF — Q8059N120 2,500.00000 $11,740.01 . PRICE: 4.70000 09/14/12 “REGIS RESOURCES NL RGRNF Q8059N120 1,000,00000 $5,510.01 - PRICE: 5.52000 09/25/12 “REGIS RESOURCES NL RGRNF — Q8059N120 1,000,00000 $5,730.01 - PRICE: 5.74000 12/24/12 ***REGIS RESOURCES NL RGRNF Q8059N120 10,000.00000 $54,090.01 - PRICE: 5.41000 06/14/12 SAPIENT CORP SAPE 803062108 3,000,00000 $32,119.59 - PRICE: 10.71010 15 ITEMS - Total $220,384.82 - This is important tax information and is being furnished to the Internal Revenue Service (except as indicated). If you are required to file a return, a negligence penalty or other sanction may be imposed on you if this income istaxable and the IRS determines that it has not been Page6 of 12 EFTA00315684

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Account No: Account Name: LESLEY KATHERINE GROFF & E*TRADE CLEARINGLLC PO BOX 484 Taxpayer Identification Number: JERSEY CITY, NJ 07303-0484 Account Executive No: ET1 ORIGINAL: 12/31/12 2012 GROSS PROCEEDS 2012 FORM 1099-B: PROCEEDS FROM BROKER & BARTER EXCHANGE TRANSACTIONS (OMB NO. 1545-0715) Box 6a: Covered Transaction Report on Form8949, Part|, with Box Achecked. (Box 1a) Date of Sale or Exchange 11/20/12 03/22/12 06/29/12 06/25/12 07/05/12 07/05/12 07/09/12 03/28/12 03/28/12 03/28/12 03/28/12 03/28/12 04/18/12 04/18/12 (Box 1b) Date of Acquisition 12/23/11 09/08/11 09/08/11 09/08/11 09/09/11 09/08/11 09/09/11 07/25/11 07/25/11 07/21/11 07/21/11 07/22/11 07/25/11 07/25/11 (Box8) Description Box 6b: Cost Basis Reported to IRS Box 1c: Type ofGain or Loss: Short Term (Box 1d) (Box te) (Box 2a) Sales Price Less Symbol Quantity Sold Commission and Option Premiums ***BLUTIP POWER TECHNOLOGIES HYDVF 096440106 32,000.00000 $0.01 PRICE: 0.00000 GLOBALOPTIONS GROUP INC GLO! 37946D209 500.00000 $1,474.98 PRICE: 2.97000 GLOBALOPTIONS GROUP INC GLOI 37946D209 2,067.00000 $5,963.50 PRICE: 2.89000 GLOBALOPTIONS GROUP INC GLOI 37946D209 4,726.00000 $13,600.58 PRICE: 2.88000 GLOBALOPTIONS GROUP INC GLOI 37946D209 2,292.00000 $6,621.44 PRICE: 2.89000 GLOBALOPTIONS GROUP INC GLOI 37946D209 7,707.00000 $22,265.03 PRICE: 2.89000 GLOBALOPTIONS GROUP INC GLOI 37946D209 7,208.00000 $21,541.44 PRICE: 2.99000 ONCOTHYREON INC ONTY 682324108 250.00000 $1,065.60 PRICE: 4.26250 ONCOTHYREON INC ONTY 682324108 250.00000 $1,063.87 PRICE: 4.26000 ONCOTHYREON INC ONTY 682324108 400.00000 $1,702.18 PRICE: 4.26000 ONCOTHYREON INC ONTY 682324108 600.00000 $2,553.28 PRICE: 4.26000 ONCOTHYREON INC ONTY 682324108 1,000.00000 $4,255.46 PRICE: 4.26000 ONCOTHYREON INC ONTY 682324108 500.00000 $2,013.01 PRICE: 4.03010 ONCOTHYREON INC ONTY 682324108 1,000.00000 $4,026.01 PRICE: 4.03010 This is important tax information and is being furnished to the Internal Revenue Service ( a negligence penalty or other sanction may be imposed on you if this income istaxable and the IRS determines that it has not been Page7 of 12 (Box 3) Cost or Other Wash SaleLoss Federal Income Basis Disallowed TaxWithheld | i084 $1,427.59 $1,150.33 $4,755.48 $10,872.95 $5,182.33 $17,731.23 $16,297.66 $2,255.00 $2,255.00 $4,173.99 $6,245.70 $9,739.89 $4,510.00 $8,444.39 as indicated). If you are required to file a return, reported. (Box4) — (Box2b) Loss Not EFTA00315685

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Account No: E-TRADE CLEARINGLLC Account Name: LESLEY KATHERINE GROFF & PO BOX 484 Taxpayer Identification Number: JERSEY CITY, NJ 07303-0484 Account Executive No: ET1 ORIGINAL: 12/31/12 2012 GROSS PROCEEDS 2012 FORM 1099-B: PROCEEDS FROM BROKER & BARTER EXCHANGE TRANSACTIONS (OMB NO. 1545-0715) (continued) Box 6a: Covered Transaction Box 6b: Cost Basis Reported to IRS Box 1c: Type ofGain or Loss: Short Term Report on Form8949, Part, with Box Achecked. {Box 1a) (Box 1b) (Box8) (Box 1d) (Box te) (Box 2a) (Box 3) (Box 5) (Box 4) (Box2b) Date of Sales Price Less Loss Date of _ . ; Cost or Other Wash SaleLoss Federal Income Sale or a Description Symbol CUSIP Quantity Sold Commission and . Not Exchange Acquisition Option Premiums Basis Disallowed Tax Withheld | piowed 04/18/12 07/26/11 ONCOTHYREON INC ONTY 682324108 1 $4,026.01 $8,079.49 ,000.00000 PRICE: 4.03010 15 ITEMS - Total $92,172.40 $103,121.03 This is important tax information and is being furnished to the Internal Revenue Service (except as indicated). If you are required to file a return, a negligence penalty or other sanction may be imposed on you if this income istaxable and the IRS determines that it has not been Page 8 of 12 EFTA00315686

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Account No: E'TR ADE Cl CLEARINGLLC Account Name: LESLEY KATHERINE GROFF & PO BO’ Taxpayer Identification Number: SERSEY CITY, NJ 07303-0484 Account Executive No: ET1 ORIGINAL: 12/31/12 2012 GROSS PROCEEDS 2012 FORM 1099-B: PROCEEDS FROM BROKER & BARTER EXCHANGE TRANSACTIONS (OMB NO. 1545-0715) Box 6a: Covered Transaction Box 6b: Cost Basis Reported toIRS Box 1c: Type of Gain or Loss: Long Term Report on Form 8949, Parti, with Box A checked. (Box 1a) (Box 1b) (Box8) (Box 1d) (Box te) (Box 2a) (Box 3) (Box 5) (Box 4) (Box2b) Date of Sales Price Less Loss Date of _ ' ion Cost or Other Wash SaleLoss Federal Income Sale or nn Description Symbol CUSIP Quantity Sold Commission and Not Exchange Acquisition Option Premiums Basis Disallowed Tax Withheld | piowed 04/03/12 03/16/11 ***ALLOT COMMUNICATIONS LTD ALLT M0854Q105 500.00000 $11,689.74 $6,177.50 - - PRICE: 23.40000 06/25/12 04/20/11 ROVICORP ROVI 779376102 100.00000 $1,976.95 $4,983.33 - - PRICE: 19.77000 06/25/12 04/20/11 ROVICORP ROVI 779376102 200.00000 $3,955.91 $9,966.66 - - PRICE: 19.78000 06/25/12 02/23/11 ROVICORP ROVI 779376102 300.00000 $5,926.87 $15,819.99 - - PRICE: 19.79000 06/25/12 03/29/11 ROVICORP ROVI 779376102 400.00000 $7,907.82 $21,853.99 - - PRICE: 19.77000 5 ITEMS - Total $31,457.29 $58,801.47 - - END OF 2012 CONSOLIDATED FORM 1099 This is important tax information and is being furnished to the Internal Revenue Service (except as indicated). If you are required to file a return, a negligence penalty or other sanction may be imposed on you ifthis income istaxable and the IRS determines that it has not been reported. Page9 of 12 EFTA00315687

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Account No: Account Name: LESLEY KATHERINE GROFF & E*TRADE CLEARINGLLC PO BOX 484 Taxpayer Identification Number: ON-FILE JERSEY CITY, NJ 07303-0484 Account Executive No: ET1 ORIGINAL: 12/31/12 2012 DIVIDEND & DISTRIBUTION DETAILS DETAILS OF 2012 FORM 1099-DIV Transaction Income Tax Foreign Date Security Descripti CUSIP Descripti Amount Withheld Tax Paid Count) Comments 1217 BABCOCK & WILCOXCO 05615F 102 Dividend $560.00 - - 07/06 = CONVERGYSCORP 212485106 Dividend $375.00 - - 10/05 CONVERGYS CORP 212485106 Dividend $375.00 - - 10/22 DELL INC 24702R101 Dividend $400.00 - - 01/09 MERCK&COINC 58933Y 105 Dividend $605.22 - - 04/09 MERCK&COINC 589337105 Dividend $605.22 - - 07/099 MERCK&COINC 58933Y105 Dividend $605.22 - - 10/05 MERCK&CO INC 589337105 Dividend $605.22 - - Total Qualified Dividends (Box 1bincluded inBox 1a) $4,130.88 Total Ordinary Dividends (Box 1a) $4,130.88 02/01 JPMORGAN MUNICIPAL 4812C2635 Dividend $1.59 - - MONEY MARKET FDE TRADE CLASS Total Exempt-interest dividends (Box 10) $1.59 02/01 JPMORGAN MUNICIPAL 4812C2635 Dividend $2.16 - - MONEY MARKET FDE TRADE CLASS Total Specified Private Activity bond interest dividends (Box 11) $2.16 Total Tax Exempt Interest dividends(Box 10) $3.75 This statement js not asubstitute for form 1099 and is provided for informational purposes only Page 10 of 12 EFTA00315688

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Account No: Account Name: LESLEY KATHERINE GROFF & Taxpayer Identification Number: ON-FILE E*TRADE CLEARINGLLC PO BOX 484 JERSEY CITY, NJ 07303-0484 Account Executive No: ET1 ORIGINAL: 12/31/12 2012 INTEREST INCOME DETAILS DETAILS OF 2012 FORM 1099-INT 02/27 += TRADEBANK Corporate Interest $0.37 - - 03/26 E TRADE BANK Corporate Interest $0.19 - - 04/26 ETRADEBANK Corporate Interest $12.95 - - 05/29 +ETRADEBANK Corporate Interest $50.52 - - 06/26 + ETRADEBANK Corporate Interest $58.05 - - 07/26 E TRADE BANK Corporate Interest $93.07 - - 08/27 ~~ ETRADEBANK Corporate Interest $112.05 - - 09/26 + ETRADEBANK Corporate Interest $111.65 - - 1026 ETRADEBANK Corporate Interest $111.94 - - 11/26 ETRADEBANK Corporate Interest $114.49 - - 1226 ETRADEBANK Corporate Interest $98.46 - - Total Interest Income Not Included in Box 3 (Box 1) $763.74 This statement js not asubstitute for form 1099 and is provided for informational purposes only Page 11 of 12 EFTA00315689

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Account No: Account Name: LESLEY KATHERINE GROFF & Taxpayer Identification Number: ON-FILE E*TRADE CLEARINGLLC PO BOX 484 JERSEY CITY, NJ 07303-0484 Account Executive No: ET1 ORIGINAL: 12/31/12 2012 INVESTMENT DETAILS DETAILS OF 2012 PURCHASES AND SALES Security Transaction Date Descripti CUSIP Descripti Quanti Price Amount Comment 11/09 FIRST MARBLEHEAD CORP 320771108 Bought 100.00 $0.84 $83.56 11/09 FIRST MARBLEHEADCORP 320771108 Bought 100.00 $0.84 $83.77 11/09 FIRST MARBLEHEAD CORP 320771108 Bought 400.00 $0.84 $334.40 11/09 FIRST MARBLEHEAD CORP 320771108 Bought 400.00 $0.84 $335.24 11/09 FIRST MARBLEHEADCORP 320771108 Bought 600.00 $0.84 $511.53 11/09 FIRST MARBLEHEADCORP 320771108 Bought 8,399.00 $0.84 $7,055.16 11/13 FIRST MARBLEHEADCORP 320771108 Bought 9,999.00 $0.76 $7,609.23 11/16 FIRST MARBLEHEAD CORP 320771108 Bought 100.00 $0.68 $67.88 11/16 FIRST MARBLEHEAD CORP 320771108 Bought 300.00 $0.68 $213.78 11/16 FIRST MARBLEHEAD CORP 320771108 Bought 500.00 $0.68 $339.50 11/16 FIRST MARBLEHEADCORP 320771108 Bought 9,099.00 $0.68 $6,187.32 11/19 FIRST MARBLEHEAD CORP 320771108 Bought 2,154.00 $0.71 $1,539.33 11/20 FIRST MARBLEHEADCORP 320771108 Bought 25,000.00 $0.70 $17,509.99 DETAILS OF 2012 OPTIONS PURCHASES AND SALES Security Transaction Date Descripti CUSIP Descripti Quant Price Amount Comment 02/23 CALLONTY 05/19/12 12 Bought 25.00 $2.55 $6,403.94 ONCOTHYREON INC END OF 2012 DETAILS This statement js not asubstitute for form 1099 and is provided for informational purposes only Page 12 of 12 EFTA00315690