Form W-9 Request for Taxpayer Give ne a (Rev. December 201 requester. -taatorcar rein Identification Number and Certification send to the IRS. Internal Revenue Service 1 Mame (2a shown on your income tax retum), Name is required on this ling: do not lceve thes line blank, The 2017 Caterpiliar Trust 2 Business namevdisregarded entity name. if dillerent irom above 3 Check appropriate box for leciera! tax classification; check onty one of the following seven boxes: 4 Exemptions (codes apply only to D tecnicretecte proptetr or CD ccorporation C) SCorperstion [) Panneship [7] tnavestare | Sereeyenities. not nclvidvals: see CF Unites sabitity company. Enter the tax classification (CxC comoration, $#S corporation, Pepartnership) > Exempt payee code ff any) Note. Fors single-emnber LLG that Is disregarded, do not check LLC: check the appropriate box ln the line abave for | Exemption trom FATCA reparting the tax csslication of Pa slage-member owner. code (if amy) L_} Other (200 instructions) > roots te scezumt rated oubee te US| 8 Address (number, street. and apt. or suite no.) Requester's name and address faptional) 6100 Red Hook Quarter B3, 6 Chty, state. and ZIP code St Thomas 0 ,08002 7 List account number{s) nere optional Print or type See Specitic Instructions on page 2. Part | Taxpayer Identification Number ) Enter your TIN in the appropriate box. The TIN provided must match the name given online 1to avord [Soclsisecuritynumber | backup withholding. For individuals, this is generally your social security number (SSN). However, for a TT entities, it Is your employer identification number (EIN). if you do not have a number, see How fo get a or LEmployer Identification number __ TIN on page 3. Note, if the account is in more than one name, see the instructions for fine 1 and the chart on page 4 for guidelines on whose number to enter. Under penaltles of perjury, | certify that: 1, The number shown on this form is my correct taxpayer identification number (or | am wailing for a number to be issued to me); and 2. | am not subject to backup withholding because: (a) | am exempt from backup withholding, or (b) ] have not been notified by the intemal Revenue Service (AS) that | am subject to backup withholding as a result of a failure to report all interest or dividends, or (c} the IRS has notified me that | am no longer subject to backup withholding; end 3. 1am a U.S. citizen or other U.S. person (defined below); and 4. The FATCA code(s) entered on this form (if any) indicating that | am exempt from FATCA reporting is correct. Certification instructions. You must cross out item 2 above If you have been nolilied by the !RS that you are currently subject to backup withhokling because you have tailed to report all Interest and dividends on your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonment of secured property, cancellation of debt, contributions to an individual retirement arrangement (RA), and , Payments other than interest and dividends, you are not required to sign the certification, but you must provide your correct TIN. See the instructions on p page 3. = General Instructions * Form 1088 (home mortgage Interest), 1096-E (stucent loan interest, 1038-T ‘Section references are to the intemal Revenue Code Unies otherwise noted, Future developments. information about covetopments atiecting Form W-8 (such * Form 1099-C (canceled debi) * Form 1099-A (ecquailion or abandonment of secured property) lid erent ee . : Use Form W-9 only If you ara a U.S, person (Including 3 resident aten), to Purpose of Form provide your comect TIN. information NW you do Act retuen Form W-S to the requester with @ TIN, you might be subject agora bp tb elim meee! beeing ate-teded we te Gee Wet ie 7 on page? ween ay ba your soe panty anne On See So aa By signing the filled-out form, you: outer Eee ae aie an on tecrnaton ature tus emer paid e 1. Certity that the TIN you are giving is correct for you are wailing tor a number to be sued), . OF other amount reportable on en iniormation ratum. Examples of Information Yaurs inctude, Bus are not kmited te. the following: 2. Certily thal you are not subject to backup wilhhoicing. or + Form 1099-INT (Interest eamec or paid) 3. Claim exemption from backup withholding if you are a U.S. exempt payee. li i" appticadle, you aro also certifying thet as a U.S. |. your allocable share of «Form 1080-DIV (dividends. inclutfing those Irom stocks or mutual tunds) shy partnership Income from # US. trede oF ts hot subject to ne + Form 1089-MISC (various types of income, prizes, awards, or gross proceeds) withholding (ax on foreign partners’ share of effectively Connected income, and = Form 1099-6 (stock or mutual tund sales and certain other transactions by 4, Cartity that FATCA code(s) entered on this form (# any) indicating that you are brokers) exempt trom the FATCA reporting, is correct. See What is FATCA reporting? on * Form 1089-S (proceeds trom real estate iransactions) page 8 tar tose teteemation. * Form 1089-K [merchant card and thirc party network ansactions} Cat. No. 10231 Form W-9 (Rev. 12-2014) EFTA00292755