Message From: Rivas, Elyanna |S | Sent: 4/10/2017 9:14:44 PM To: a cc: Ladd, Molly (i Ramdeen, Vij2i EE); Shkreli, Juliana (ED obs.com] Subject: RE: MAXWELL: 1099s i. The below accounts did not generate 2016 1099 forms. Please let me know how | can be of further assistance. Thank you! Ely 3% UBS Elyanna Rivas Client Service Associate UBS Financial Services Inc. Private Wealth Management 1285 Avenue of the Americas, 38" Floor New York, NY 10019 Phone: iS Fax: Ss a From: Shkreli, Juliana Sent: Monday, April 10, 2017 4:56 PM To: Cc: Ramdeen, Vijai; Ladd, Molly; Rivas, Elyanna; Shkreli, Juliana Subject: MAXWELL: 1099s Confirming we received your email. We will work on this. Thanks, Juliana From: Sent: Monday, April 10, 2017 4:39 PM To: Shkreli, Juliana; Ramdeen, Vijai; Ladd, Molly Subject: 1099s Good afternoon, Ms. Maxwell's accountants are asking for the 2016 1099s for accounts UBS account ending UBS account ending UBS account ending Is it possible for you to send these via email so | can forward on to them please? CONFIDENTIAL UBSTERRAMARO0003177 EFTA00238562

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Thank youl! CONFIDENTIAL UBSTERRAMARO0003178 EFTA00238563