Client Qualification Form and Agreement For Options Account Information Should be completed by the Primary Tax Payer, Trustee or Executor Account Title Ghislaine Maxwell Ghislaine Maxwell _ Primary Account Holder First (iP Middie Name Last Name Marital Status: §@ Single [[] Married ([) Divorced [[] Widowed a of Dependents: | 0 6if blank, Firm assumes single) if blank, Firm assumes 0) | ~~ — _____| ___ Jount Account Holder First Name Middle Name Last Name Account Ownership (select one) [2] Sole Ownership [7] Joint Ownership [7] Trust [J Estate (C) Custodian (2) GuardiarvCommitteeman/Conservator (C) Business Ownership (specify type): Type of Trading Authority (select one, if applicable) 0 Power of Attorney a] Home Office Discretion oO FA Discretionary (includes PMP) FA Name Return Objectives/Risk Tolerance 1. Risk Tolerance: Which of the fotlowing best characterizes your tolerance for tisk in this account? DO tow Risk C2 some risk [1] Moderate Risk [) Moderately High Risk &% High Risk 2. Investment Objectives: What is your primary investment objective for this account? CD Produce current income (Mot valid for Moderately High Risk or High Risk) & Produce a combination of income and capital appreciation (3 Achieve capital appreciation (emphasis on growth of capital, not income) 3. Risk Return Objectives: Which of the following best characterizes your risk/return objectives? 0 terete be eating ae meee cll, i eat geupernd eae beh Receenione in Wk eek een Maderate, Moder, or 5 t preter to sustain only moderate fluctuations in the value of my assets to achieve moderate returns [XW order to achieve a higher return, | am prepared to accept higher fluctuations in the value of IJ assets (Not valid for Low Risk] Some Risk or Moderate Risk) 4. lewestment Time Frame: What is your average expected time honzon for the investments in thes account? C) Less lp 3 years" CD 3106 years (an average market cycle) & 70 10 years 0 Longer than 10 years (through several market cycles) 5. Short Term Liquidity Needs: Do you antiopate a need for cash in the short term from the assets in this account? 0 Yes* & No 6. Investment Eligibility Consideration: in accounts with conservative or moderate risk profiles, investment eligibility considerations Help us identify whether you may be eligible to invest in certain higher risk securities as a portion of your portfolio. These offer additional diversification and may include Complex strategies, kimited liquidity and greater volatiéty. | agree that a portion of my portfolio may include investments with complex strategies, imited liquidity and greater volatility. Elves 0 No * if you have indicated Moderately High Risk or High Risk as your Risk Tolerance. achieving your investment goats may be jess likely woth sharter time horizons or if you anticipate needing to withdraw cash from this account in the next 12 months. | AC-OPT (Rev. 05/14) ©2014 UBS Financial Services inc. All rights reserved. Member SIPC Page 1/5 CONFIDENTIAL UBSTERRAMAR0O0001733 EFTA00237366

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% UBS Financial information For a Trust, Estate or Business account, financials should be listed under Primary Account Holder section if you share with another person, please provide the following financial information, per individual. For example, a total net worth of $$0,000 should be split as you deem appropriate and equal 100% of the combined assets. Primary Account Holder Joint Account Holder Total Annual income $250,000 $ $250,000 (dsfined as cash and marketable securities) $20,000,000 9S $20,000,000 fat Worth $30,000,000 $ $30,000,000 (Exclusive of Residence) cont nde ten (cepa — [ | investment Experience and Employment Information (Primary Account Holder) | For a Trust, Estate or Business account, please fill out the information for the individual responsible for the account (e.9 trustee for p trust account). if left blank, Firm assurnes O Number of years investing experience with 20 Equities 20° Bonds s_ Futures 10° Options-Buy 10 Options-Sell Which best describes your knowledge of investments? © tikenow very little about financial markets and market investments. O1 have a good understanding of financial markets and market investments 1% | am an experienced investor in financial markets and market investments. } Employment Status (select one) (C] Unemployed ([] Retired [7] Self-Employed [[] Student [7] Work in the Home [2 Employed - provide occupation and employer below Founder President The TerraMar Occupation Employer Investment Eaperience and Employment Information (Joint Account Holder) Number of years investing experience with __. Equities mee Bonds Futures ___. Options-Buy Options-Selt Which best describes ir knowledge of iewestments? (J 1 know very litle about financial markets and market investments, (2 inave @ good understanding of financial markets and market investments. Oo J am an experienced investor in financial markets and market investments, Employment Status (select one) (C Unemployed [[] Retired [[) Self-Employed [[) Student [7] Work in the Home (C) Employed - provide occliion and employer below Occupation Empioyer Tr Options aang Anticipated Manager Anticipated Manager i Option Transaction Trading Approved Option Transaction Trading Approved | Covered Writing & 0 Interest Rate Optons oO Oo Buy Hedged Puts pad 0 Foreign Currency Options QO oO | index Options & oO Uncovered Options {CalivPuts) 0 | Buy & Covered Writing (Spreads & BG a) Cash Only O 0 Purchasing Options) Sel Secured Puts (T-Bill Secured «= & a] j in Cash Account Only) j AC-OPT (Rev. 09/14) ©2014 UBS Financial Services inc. All rights reserved Member SIPC Page 2/5. CONFIDENTIAL UBSTERRAMAR00001734 EFTA00237367

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s% UBS Options Agreement i introduction Throughout this Agreement, “you”, “your” and “yours” refer to you as Cllent(s) of UBS and to each person who signs the “UBS”, “we", “us*, “our” and “ours* refer to UBS Financial Services inc. and unless we indicate otherwise, its successor firms, subsidi correspondents and/or affiliates or employees, including without limitation its parent company UBS AG and its affiliates: UBS Financial incorporated of Puerto Rico (which clears through UBS Financial Services inc.), UBS Bank USA, UBS Credit Corp., UBS Trust Company, N.A., and | their insurance agency affiliates and subsidiaries and all other subsidiaries and affiliates Important Representations 1. By signing the Client Qualification Form and Agreement for Options ("Agreement") you acknowledge and agree that @ UBS does not provide legal or tax advice. | b. You have received a copy of, and you have read and understand, the current version of the Characteristics and Risks of dadized | with options trading, and that you must comply with ail applicable duties and responsibilities set forth in such booklet. ¢ Your Financial Advisor has explained the risks of option trading and has advised you, in light of your financial condition and invesy goals, to carefully consider whether options trading is suitable for you. You understand that this brief statement cannot co elements of risk and other significant aspects of trading in options, and that it will be incumbent upon you to carefully consie options trades made in your account. d. You (i) have read, understand and agree to be bound by the terms and conditions set forth in the Agreement and all other do s included therewith or otherwise completed in connection with opening the account; (li) are certifying that the information provated in the Client Qualification Form is true and accurate, and (ili) agree to immediately notify UBS in writing of any changes to any or alllof the information contained in the Client Qualification Form or any other documentation provided in connection with the opening pf the alt all account, it |. but not limited to those regarding your financial situation or investment objectives e You shat cptions snug Se openidliive sel nt yess Sy sustain 0 Sonn lont of Bee Aine eres ee, iS to of sell options, or to of maintain a position in the options market. You understand that placing contingency orders Not necessarily limit losses to intended amounts, since market conditions may make it impossible to execute such orders. f. UBS is authorized to rely on this statement in order to assure itself that you fully understand the risks associated with trading optio Rules and Regulations 2. You are aware of and agree to be bound by the constitution, rules, regulations, by-laws, interpretations, customs, and usages jf the Options Clearing Corporation ("OCC"), the Financial industry Regulatory Authority ("FINRA"), the various exchanges of is and clearing facilities, if any, where the transactions are executed, and all governmental statutes, rules and regulations, including thosejof the Securibes and Exchange Commission, as currently in effect or as they may be amended, revised or supplemented Further, you are of and agree to comply with the applicable rules and regulations with regard to options trading in your home country or the 3. You further agree that you will not, either alone or in concert with others, wolate the position or exercise limits, which the exc markets or clearing facilities may set from time to time. You expressly authorize UBS, in its sole discretion, to liquidate or close out of lamits to reduce such open positions to comply with such limits. You will be held solely responsible for any losses associated with Buch a reduction oF liquidation. 4. You will not write any option on securities of an issuer of which you are an affiliate within the meaning of Rule 144 under the Securifes Act of 1933 at the time of such writing, unless the securities can be sold without restriction. S. You understand and agree that in the case of assignment of option contracts, UBS will employ the random method of allocation. in this procedure, UBS will randomly select from all customers’ short option pasitions, including positrons established on the day of assig * those contracts which are subject to exercise. A detailed description of this method is available upon written request. You understamd that American style short option positions are Sable for assignment at any time, while European style short options can only be assigned at expiration, Terms and Conditions 6. On certain trading days, trading may cease or be restricted in one or more classes of options and this may result in financial disadvé Joss to you. fl agree to hold UBS, its officers, directors, and agents, harmiess for this or any other loss resulting from any acts accordance with the constitution, rules, interpretations and policies, customs, or regulations of the exchanges) involved or the OCC 7. You acknowledge and understand that (i) any orders given by you or through anyone eise to buy, sell or exercise options in your account may be refused by UBS in its sole discretion; (ii) we may restrict or prohibit trading of securities or other property in the ; Gill) Wwe may revoke or cancel any accommodation or credit extended to you by us, and (wv) we may close the account at any You to indemnify and hald us harmless from and against any losses, causes of action, damages and expenses ansing from, an of ou taking any of these actions. 8. You understand that UBS has established 4:30 p.m. Eastern time on the Friday of or before the expiration date of your option contradt as the cut-off time for accepting an exercise notice from you. This cut-off time may differ trom the times established by the applicable exchanges and the OCC. You are solely responsible for taking necessary action to exercise an option contract within the time frames UBS has established Further, you are solely responsible for confirrning that all exercise notices and related instrucbons prowded to UBS accurate and complete. UBS will not be babie for your failure to tender an exercise of if we do not receive notice of your tender befor the established cut-off time. a | 4 AC-OPT (Rev. 09/14) ©2014 UBS Financial Services inc. All rights reserved. Member SIPC. CONFIDENTIAL UBSTERRAMAR00001735 EFTA00237368

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% UBS 9. You understand that idl options that are $0.01 or more “in-the-money” at expiration are subject to automatic exercise, 2nd a be exercised automatically unless UBS receives instructions to the contrary. You explicitly waive all claims for damage or loss if you fail to|notify uS tO exercise an “in-the-money” option that is net subject to automatic exercise. 10. if you fail to make payment of any monies due to UBS for any transactions covered by this Agreement, you agree that we may s¢él any property held in any of your accounts and apply the proceeds of such sale on account of this indebtedness. 11. if you fail to make delivery of any securities due to UBS for any transactions covered by this Agreement, you agree that we may buy-if such Position in your account and apply the cost of such purchase to you an account of this indebtedness. 12. Any and all expenses incurred by us in connection with either of these transactions may be chd@ilid to your account(s), and you agree to fully reimburse us for any such expenses. 13. in case of any insolvency, bankruptcy, death or attachment of your property, you agree that we may take such steps as we c necessary to protect UBS against loss with respect to any pending options orders or positions. 14, Thes Agreement supplements the Client Relatiqil it (including any predecessor account agreement), which is inc: ated herein by reference. in the event that any specific of this Agreement conflicts with any provision of the Client Relat Agreement or any other agreement between you and UBS, this Agreement shall control, except that nothing in this Agreement will diminish any of UBS" rights under the Client Relationship Agreement or any other agreement between you and UBS. 15, This Agreement may be assigned by UBS and will inure to the benefit of UBS’s successors or assigns and shall be Illgding on you ang your personal representatives Power of 18 70 Rave MAM» Poof Atay ae TiasingAutorty on your xu. ou reper nd waaay hep authorization for one of more Agents to conduct options transactions. UBS may continue to rely on the Power of Attorney, absent peceipt of written notice of its revocation Special Statement for Uncovered Options 17. If you have indicated intent to engage in uncovered options transactions, you understand, @Bnowledge and that There are special risks ciated wih uncovered opbon wating which expose the iowesior to potentiany sgnuficant loss. Theretore, of strategy may not be suitable for all customers approved for options transactions a The potential loss of uncovered call writing is unlimited. The writer of an uncovered call is in an extremely risky position, i may incur large losses if the value of the underlying instrument increases above the exercise price 3 b. As with writing uncovered calls, the risk of writing uncovered put options is substantial. The writer of an uncovered put option risk of loss if the value of the underlying instrument declines below exercise price. Such loss could be substantial if there is a si decline in the value of the underlying instrument. <. Uncovered option writing is (EEE only for the knowledgeable investor who understands the risks, has the financial capaci willingness to incur potentially substantial losses, and has sufficient liquid assets to meet apphcable margin requirements, In this if the value of the underlying instruments moves against an uncovered @™Pr's options position, the investor's Financial request significant additional margin [lillents. if an investor does not make such margin payments, the Financial Advisor may stock of options positions in the investor's account, with little or no prior notice in accordance with the investor's margin f2is § d For combination writing, where the investor writes both a put and a call on the same underlying instrument, the potential jrisk unlenited. ® Date on which Disclosure Booklet was provided: 01/22/2016 Primary Account Holder: Ghislaine Maxwell x ll a liv First Name Last Narne Date Joint Account Holder: | First Name Last Name Signature Bate AC-OPT (Rev. 095/14) ©2014 UBS Financial Services inc. All rights reserved. Member SIPC Pape 45 CONFIDENTIAL UBSTERRAMAR00001736 EFTA00237369

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sf UBS Financial Advisor: First Name ~~ Last Name Signature Date | Designated Registered Options Principal: > noi LastName Signature ~~ Date | Designated Supervisor: ea FustName —~—~—~S*~S~C”:CL ast Name ~ Segnature ~~ Bate AC-OPT (Rev, 09/14) ©2014 UBS Financial Services inc. All rights reserved. Member SIPC CONFIDENTIAL UBSTERRAMARO0001737 EFTA00237370

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Sf UBS iirSpeven Alternative Investments US - Additional Subscription Form ALPHAKEYS MILLENNIUM FUND LLC The undersigned hereby wishes to contribute additional capital to the above-named fund (the "Fund”). Please indicate amount of additional capital contribution in USS The undersigned confirms that the amount contributed is consistent with the Fund's minumum additional investment requirements. | The undersigned acknowledges: (i) that the undersigned is making an additional capital contribution on the terms and conditions contained jin the Confidential Memorandum of the Fund previously received by the undersigned, the governing documents of the Fund as currently in effect and the Agreement or investor Application previously executed by the undersigned and accepted by the Fund (the “Investor Application"), and (li) that the repr and warranties of the undersigned contained in the investor Application are true and correct in all respects as of the date set forth below. in addition, the d acknowledges that a placement fee of 2% of the capital contribution will be charged if the undersigned invests through a brokerage account. However, in fi crcumstances the placement fee may be waived by UBS Financial Services inc., as placement agent. This placement fee is in addition to, and will not reduce, the "s capital contribution. THE UNDERSIGNED AGREES TO NOTIFY THE FUND PROMPTLY SHOULD THERE BE ANY CHANGE IN ANY OF THE FOREGOING INFORMATION. The investor hereby authorizes the debit of funds for the capital contribution, plus any applicable placement fee, and any applicable amount required to satisty 2 tax obligation of the Fund. | By below the undersigned and agrees that: (a) it has carefully read and is familiar with the Application and the Fund's governing documents (collectively, the "Agreements”), including the arbitration clause which appears in the Agreements and (b) it hereby confirms that with respect to the information maintained by UBS Financial Services inc. regarding the undersigned's held at UBS Financial Services inc,, the investment objective and risk profile applicable to the investment in this Fund are respectively, “capital " and “aggressive” and that this objective and risk profile is applicable only to this investment and may differ from the investment goals and risk tolerance for the overall portfolio and the brokerage account in which this investment is heid. For Financial Advisors and Branch Managers L beytgreadcerenaert dmarhiial -anpthanid } Miah ragard No the swapaned imam of te aforementioned client in the Fund, |, a8 Fnancial Adwsor to the clent, by signing Below, certty that | have i informed the clent of all pertinent facts relating to the iquality and transterabiity of the Fund, including the abligaian to muintan sufficent hquidity to meetiongong capital cals (if the Fund has a capetal call structure} on potentially short notice and that the investment may enpact the client's future liquidity, i 2: reasonable grounds to believe (on the basis of information obtained frorn the client concerning the chent's age. investment objectives, iwestrent empenerce, income, net worth, financial stuabon and needs, other investments and any other informabon known by me, inciuding the attached CAP that } ia) the Fund being subscribed for s sutable and appropnate for the clent, } (>) the chent meets af income, net worth, Aqwed assets and other omyectwe sustabilty standards, i ie the chent can reasonably ee ee ea an ae eR ont investment objectives and \d) the chent can bear the economic nsks of the investment m the Fund; fel the chent’s goals are consistent wath the time frame af the ewestment, and rt) Wie lark sgpaen ie have 20 gndertanten a | () the fundamental nsts of the Fund (including that the client may lose his or her entire investment), } (0) the resinctions on the liquidity and tansterabiity of the Fund, | (al) the background and qualifications of the spanson's) and investrnent manager(s) of the Fund, and i (vi thw tax consequences with respect Lo an mvesiment in the Fund, i 3 cloainad 2 weed ene duly coreplanad Form Ve ot 08, 16 apetcabe, cr eecrenee fore Shastn, signed under panels ct pochay by te clare and tive properly siaead such form on file pursuant to internal UBS policy, and 4 confirmed, wth reasanable due inquey, including my cewew ol relevant account documentation, thatthe chent's representations provided in the NFA Bylaw 1101 Certdication (if appticatie), j Regarding err 20D) above, in the evernt that the client « an entity (such as a trust OF parthershvp) that does not self meet the muewmam investment reqarements (such Bs Net worth) | have ascertained ‘rom the appropriate parties (such as the client's trustee or general partner) that all of the Chent’s bene‘icial owners meet such requirements. | | Wil this iowestment result in the client holding more than 20% of his net worth as evidenced on CAj in Alternative Investments? ([] Yes [[] No | By sigrung below, oe snteegnet 8 cites at mented nen diy ft rhe en an Se a es gmning donate Reereincty Gelweres to the investor Wwestor Qualification for Offshore Fund offerings only: Ihave esmond tee “Country Qualifications” Dppendia 1 the baemorendum or Subscrietion Agreement and in any appscabie suplemant to the Niemiorandum or sat Seth in the instructions on the USS intranet, and | certify that | have reasonable grounds to beheve that the client s quaiified, under the law of its county of residence, as Gescribeditherem, to imwest io the Furst In addon, it is criuca? that Financial Adwaors revew and understand the Rules of the Road (° ROTR"), with speatic focus on alternative investments, for each country in which the Financial Adwsor expects to Conduxt cross border business and | hereby confirm that | have reviewed, understand and have complied with the applicable ROTR CONFIDENTIAL UBSTERRAMAR00001738 EFTA00237371

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om W-9 (Rev. December 2014) Deparment of the Treasury intemal Revenve Service Request for Taxpayer identification Number and Certification Give Form to the 1 Name (as shown on your income tax return}. Narne is required on line; do nat ave thes bine blank. Ghislaine Maxwell 2 narne/disregarded entity name, # diferent from above page 2. 5 7 individual/sote propnetor or single-mmember LLC the tax ctassification of the sungke-member owner. Other (see instructions) > 7 Ust account number(s) here (optional) TIN on page 3. Note. if the account is in more than one name, see the instructions for line 1 and the chart on page 4 for guidelines on whose number to enter. 3 Check appropriate box for federal tax classification, check only one of the following seven Doxes: CC) corporation ([] Corporation [] Partnership [) Trustestate 1 Gentes tiabitity company. Enter the tax classification (C=C corporation, S=S corporation, Pepartnership) > Note. For a single-rember LLC that is disregarded, do not check LLC; check the appropriate box in the line above for = Ser, street, and apt. or sulle no) Request | | Enter your TIN In the appropriste box. The TIN provided must match the name given on line 1to avoid | Social securitynumber ____| backup withholding. For individuals, this is generally your social security number (SSN). However, for a resident alien, sole proprietor, or disregarded entity, see the Part | instructions on page 3. For other | entities, it is your employer identification number (EIN). if you do not have a number, see How fo get a or [Employer identificetion number __] +. The number shown on this form is my correct taxpayer identification number (or | am waiting for a number to be issued to me}; and 2. Lam not subject to backup r because: (a) | am exempt from backup withholding, or (b) | have not been notified by the Internal Revenue Service (IRS) that | am subject to backup withholding as a result of a failure to report ail interest or dividends, or (c) the IRS has notified me that | am no longer subject to backup withholding; and 3. 1am a U.S. citizen or other U.S. person (defined below); and 4. The FATCA code(s) entered on this form (ff any) indicating that | am exempt from FATCA reporting is correct Certification instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonment of secured property, cancellation of debt, contributions to an individual retirement arrangement (IRA), anc generally, payments other than interest and dividends, you are not required to sign the certification, but you must provide your correct TIN. See the iructons on page 3. Section references are to the intemal Revenue Code untess otherwise noted, Future developments. information about developments affecting Form W-9 (such as legisiation enacted after we release M) is at www.irs.gov/tw9. Purpose of Form An individual or entity (Form W-9 requester) who is required to file an information igentification number (THN) you, of other ernount reportable on an information retumn. Examples of retums include, but are not inited to, the following: © Form 1099-INT (interest earned of paid) «Form 1089-DiV (dividends. including those fom stocks or mutual tunds} * Form 1089-MISC (vanous types of income, prizes, awards, or grass proceeds) * Form 1099-8 (stock or mutual fund sales and certain other transactions by + Form 1099-S (proceeds trom real estate transactions) © Form 1099-K (merchant card and third party network transactions) + Form 1098 home morgage interest). 1098-E (student loan interest), 1096-T ution) * Form 1099-C (canceled debt) © Form 1089-A (acquisition or abandonment of secured property) Une ere 0. eety B yey 0118, pamen feaketing eretnert stad provide your correct TIN. Wf you do not retum Farm W-9 to the requester with a THN, you might be subject to backup withhoiding. See What is backup withholding? on page 2. By signing the filled-out form, you: 1. Certity that the TIN you are giving is correct (or you are waiting for a nurnber to be ssued), 2. Certity that you are not subject to backup withholding, or 3. Claien seametion for baciag, wahheking # you we a U.S. exempt payee. if applicable, you are also that as @ U.S. person, your alldcable share of any partnership income from a U.S. trade or business is nat tothe withholding tax on foreign partners’ share of effectively income, and 4. Cortity that FATCA code(s) entered on this form (if any) indicating that you are ‘exempt trom the FATCA reporting, is correct. See What Is FATCA reporting? on page 2 for turther information. Cat. No. 10231x Form W-9 (Rev. 12-2018) CONFIDENTIAL UBSTERRAMAR00001739 EFTA00237372