Investor Application Form (continued) at ; NFA Bylaw 1101 Certification (Please initial as appropriate.: individual, IRA and Foundation investors: The investor tepenents and warrants that it s an individual IRA of 2 foundation anu that it is not required to be a rember of the National Futures Association (“NFA oF to De regestered with the Commodity Futures Ttading Commission (CITC™) on any capacity. Presse continue on to Section i tewestor Acknowledgement oR All Other Entity Investors: thi The investor (or, if the iewestor is a commodity pool, the operator theneot} represents and warrants it is not cequined to be aaa 2 member of the NFA or to be registered with the CFIC in any capacity (Pease note, while not always the case, generally, certain private investment vehicles such as single member limited ability companies and certain limited partnerships comprised of family members, among others, shoud initial this section and below if applicable) i the Investor is # fund oF another investment entity and initialed itere St above, please complete the following The investor os 2 tamity ineestment vetucle whase parbcpants include only spouses, children, in-laws, ‘COusanS, oF the Investor is 4 family office and has filed a notice with the CFIC under No-Action Letier 12-37. The trwrsior reties UpOR an exemption from regetration under CFIC fide 4.13 and has fed 2 notice claiming tes odtimnaanats exemption with the NFA The investor relies upon an exchusion from the defewton of the term “commodity pool operstar” under CFIC Rule 45 cxnimmnementinns 40d has filed ¢ notice claiming his exempdon with the NFA The Investor is 2 noncontritutory plan, @ contnbutory defined benefit plan . 2 Governmental plan, an employee wetlare benefit plan, oF a church pian covered under the Employee Retrement income Security Act of 1974 The Investor relies upon another exemption or otherwise is not sequired to regeter with the CFIC (please indicate below the appicable exemption upon which the Investor relies or indi ate the bans upon which the investor has determined that ectenssttontintaner fegatraan or 4n exemption 1 mot required? LT een oR Entities that are NFA Members and/or those required to register with the CFTC. i The investor for, if the investor «4 2 commodity pool the operator thereof) represents and warrants that 46s a memner of an she NEA and is cegistered with the CFTC Pease makate below the Capanity im whch the trarstor jor fhe operator thereof s regatered (camrnodity poo! operator. Commodity tading advesor, futures Commishon merchant, introducng broker, or retail foreign aachange dealer} neat KL erence i Yeith.tespest to any.suich plan t@ which 20. eingloyer may voluntary Contribute, no portion ot an employee's contribution & committed as margin inserts lr twurtsareptanstort we Private and Confidential wv UBSTERRAMAR00001537 i IAL CONFIDENT EFTA00237182

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Investor Application Form (continued) * . Please initial the appropriate statement. The Undersigned hat mibaled those staxements below winch apply to it or. if the Undersigned «2 »” » Corporation, partnership, ‘ust oF other entity. whech apply to any person havng 2 Beneficial Interest in the Underagned The investor is any of the following: — AFNRA member firm or other broker dear i An otficer, drector, genera partner, aysociated person or employee of a FINRA member firm or other Covered Broker Dealer, — © Anagent of 2 Covered Broker Deater if the agent is engaged # the investment banking o securibes business, —— i} An immediate Family Member of a person specified in (b) or ic) above, ie) A finder or other person acting in a fiduciary Capacity 10 2 Covered Broker Dealer, including attorneys. accountants anc financhal commstanits; Aperion who bas the authority to buy or sel securities tor a bark, savings and loan instination, Wearence Company, awettment company, swesiment adviter or Cofec hve lwestrnent Account ig: An lenrnechate Farnily Member of 2 person specified in (e} or (f} abowe who receives from or prowdes to such person Material Support; 2 (%) A person tsted (or required to be sted? in Schedule A or Schedule C te form BD 4s owning 10% or move of a Covered Broker Deater, A person isted (or requited to be listed? in Schegule 8 or Schedule C of Form BD whose ownership interest in 4 peron lated is hy, —— @ A person that owns drectly oF indirectly 10% of more of + public reporting company listed (or required 10 be fisted) in Schedule A of Foem BO with respect to a Covered Broker Dealer, other than & gublic company that s ksted on a national seasibes exchange, *) A person that owns directly or indirectly 25% ot more of 4 public reporting company that 6 4 person isted in i) sbove other than 2 public company that is listed on 2 national securities exchange, (5 An immediate Family Member of 3 person listed #1 th} through (&) aDove who recewves tram oF prowdes to such person Matera Support, tm) An account (iciading 2 corporation, partnership, imnsted labslity Company, trust or other entity) in which any of the persons teterred to in (a) through (l) abowe has 2 Beneticiat interest (any person in (a) twough (mj, 2 “S130 Restricted Person”) Qu The tewestor 5 nome of the above For Entities only. H you initialed any of items (a) through (m) above. you may still be eligible to participate in “new issues” if you satisfy one of the exemptions listed under “New Issues Exemptions” at the back of the Subscription Agreement. If 50, please speaty the exemption number (1 through 10) here (exemption 1(b) is not available) NOTE: Exemptions are not applicable for individual retirement accounts, individual or joint accounts, UGMA or UTMA accounts, which are treated as natural persons for this purpose. CONFIDENTIAL UBSTERRAMAR00001538 EFTA00237183