25 UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171-0002 September 2014 CNP7006552665 0914 X12 Y1 0 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065-7007 Account name: GHISLAINE MAXWELL Friendly account name: Indiv.Check/Car Account number: Y1 23576 S5 Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone: 212-82 1-7000/800-308-3140 Questions about your statement? Call your Financial Advisor or the RMA ResourceLine at 800-RMA-1000, acount 029023576. Visit our website: www. ubs.com/financialservices CONFIDENTIAL Value of vour account on August 29 ($ on September 30 ($ Your assets 25,026.27 1,524.10 Your liabilities 0.00 0.00 Value of your account $25,026.27 $1,524.10 Tracking the value of your account $ Thousands 250 15 Aug 2014 Sep 2014 Member SIPC CNP70009006552665 NP7000298800 00008 0914 030575004 Y123576S50 110000 Resource Management Account Sources of your account growth during 2014 Value of your account at year end 2013 $0.00 Net deposits and withdrawals $1,519.09 Your investment return: Dividend and interest income $5.01 Change in market value $0.00 Value of your account on Sep 30, 2014 $1,524.10 Page 81 of 100 UBSTERRAMARO0000700 EFTA00236399

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Friendly account name: Indiv. Check/Car SCOTT STACKMAN/LYLE CASRIEL oe UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: September 2014 Account number: Y1 23576 $5 212-821-7000/800-308-3140 Your account balance sheet Summary of your assets Value on Percentage of September 30 ($ your account 9, : » Cash and money balances may include A Cash and money balances 1,524.10 100,00% Your current asset allocation available cash balances, UBS Bank USA deposit B= Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch deposit account balances and money market Cc Equities 0.00 0.00% mutual fund sweep balances. See the /mportant information about your statement on the last D Fixed income 0,00 0.00% two pages of this statement for details about those balances. E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G = Other 0,00 0.00% Total assets $1,524.10 100,00% , Value of your account $1,524.10 Eve on the markets Percentage change Index September 2014 Year to date S&P 500 -1.40% 8.34% Russell 3000 -2.08% 6.95% MSCI - Europe, Australia & Far East -3.81% -0.99% Barclays Capital U.S. Aggregate Bond Index 0.68% 4.10% Interest rates on September 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% CNP70009006552666 NP7000298800 00008 0914 030575004 ¥123576S50 110000 Page 82 of 100 CONFIDENTIAL UBSTERRAMARO0000701 EFTA00236400

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Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: UBS Friendly account name: |ndiv.Check/Car SCOTT STACKMAN/LYLE CASRIEL September 2014 Account number; YI 23576 $5 212-821-7000/800-308-3140 Change in the value of your account Cash activity summary ( ( See Account activity thi th for detaits. Balances i Sweep Opt included in the and September 2014 ($ Year to date ($) dosing olances value FDIC insurance applies only to deposits a tes Sank usa, not to deposits at UBS AG, Stamford Branch or bank deposits placed through the UBS Intemational Deposit Account program. SIPC Opening account value $25,026.27 $0.00 Protection applies to money market sweep fund holdings but not bank deposits. See /mportant information Deposits, including investments about your statement on the last two pages of this document for details transferred in 0.00 132,350.36 September 2014 ($) Year to date ($) Withdrawals and fees, Opening balances $25,026.27 $0.00 including investments transferred out 23,503.17 -130,831.27 acini : : Deposits and other funds credited 0.00 132,350.36 Dividend and interest income 1.00 5.01 Dividend and interest income 1.00 5.01 Closing account value $1,524.10 $1,524.10 - Total additions $1.00 $132,355.37 Dividend and interest income earned Subtractions Checks and bill payments -23,355.49 -112,918.77 For purposes of this statement, taxability of interest and dividend income has been determined from a US i . tax reporting penpecive Based upon the residence ote account holder, © coat ype. or product tee. Cash/ATM transactions 0.00 12,227.00 some interest and/or dividend payments may not be subject to United States (US| and/or Puerto Rico (PR) ATM fee rebates 0.00 27.00 income taxes. The dient monthly statement is not intended to be used and cannot be relied upon for tax purposes. Clients should refer to the able ta’ ing ton receive from UBS , such the Forms 1099 and the Forms phy aren eee iman k is the practice see file the Card payments “147.68 -1,390.06 jicable tax reporting forms with the US internal Revenue Service and PR Treasury Department, and Piry forms cccutately dlasify ‘dividends and/or interest es tax eurnpt or taxable income. Please consult your Other funds debited 0.00 4,322.44 individual tax preparer Total subtractions -$23,503.17 -$130,831.27 September 2014 ($) Year to date ($) Net cash flow -$23,502.17 $1,524.10 Taxable interest 1.00 5.01 Closing balances $1,524.10 $1,524.10 Total current year $1.00 $5.01 Total dividend & interest $1.00 $5.01 CNP70009006552667 NP7000298800 00008 0914 030575004 123576550 110000 Page 83 of 100 CONFIDENTIAL UBSTERRAMARO0000702 EFTA00236401

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Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: Friendly account name: |ndiv.Check/Car SCOTT STACKMAN/LYLE CASRIEL September 2014 Account number: Y1 23576 SS 212-821-7000/800-308-3140 UBS Bank USA Deposit Account APY Your investment objectives: iod . You have identified the following investment objectives for this account. If you have questions Interest Mug? -Sep7 about these objectives, disagree with them, or wish to change them, please contact your Opening UBS Bank USA Deposit balance Aug 7 $30,850.11 Financial Advisor or Branch Manager. You can find a full description of the alternative Closing UBS Bank USA Deposit balance Sep 7 $24,512.13 investment objectives in Important information about your statement at the end of this 9 po: p . document Number of days in interest period 32 Your return objecti Average daily balance $25,759.69 Current income & capital appreciation Your risk profile: Interest earned $1.00 Primary - Aggressive Annual percentage yield earned 0.04% Investment eligibility consideration - None selected My Choice Rewards Points from UBS Your account instructions . @ Your account is currently coded for margin Rewards ede ane po ot the 20m olen month or the prt business day if the 26th falls on a Your account cost basis default closing method is FIFO, First In, First Out weekend/holl activity | September 2014 Year to date Opening balance 706 0 Points earned 152 858 Closing balance 858 858 CNP70009006552668 NP7000298800 00008 0914 030575004 Y123576S50 110000 Page 84 of 100 CONFIDENTIAL UBSTERRAMARO0000703 EFTA00236402

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Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor. UBS Friendly account name: |ndiv.Check/Car SCOTT STACKMAN/LYLE CASRIEL September 2014 Account number: Y1 23576 85 212-821-7000/800-308-3140 Your assets Some prices, income and current values shown may be approximate. As a result, gains and losses may not be accurately reflected. See important information about your statement at the end of this document for more information. Cash Cash and money balances Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC within applicable limits, but are not protected by SIPC. UBS AG Stamford Branch deposit account balances are not insured by FDIC and are not protected by SIPC. Money market sweep balances are protected by SIPC but are not insured by the FDIC See the Important informaton about your statement at the end of this document for details about those balances. Opening balance Closing balance Price per share Average Dividend/interest Days in Holding on Sep 1 ($) ‘on Sep 30 ($) on Sep 30 |$) rate period period Cap amount (S) UBS BANK USA DEP ACCT 25,026.27 1,524.10 250,000.00 Your total assets Percentage of Cost Estimated Unrealized Value on Sep 30 (S) your account basis (5) annual income (5) gain or loss ($) Cash Cash and money balances 1,524.10 100.00% 1,524.10 Total $1,524.10 100.00% $1,524.10 Account activity this month Dae Activity Description Amount ($) Taxable interest Sep 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 09/05/14 1.00 Total taxable interest $1.00 Total dividend and interest income $1.00 Check number Date Description Amount (5) Checks 001012 Sep 17 NY STATE INCOME TAX -5,000.00 001013 Sep 16 UNITED STATES TREASURY -15,000.00 001014 Sep 17 PURE CATERING -850.00 continued next page CNP70009006552669 NP7000298800 00008 0914 030575004 ¥123576S50 110000 Page 85 of 100 CONFIDENTIAL UBSTERRAMAR0O0000704 EFTA00236403

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Friendly account name: |ndiv.Check/Car oe UBS Resource Management Account Account name: GHISLAINE MAXWELL September 2014 Account number: Y1 23576 SS Account activity this month (continued) Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL 212-821-7000/800-308-3140 Check number Date Description Amount ($) Checks (continued) 001015 Sep 15 YASUKO O -325,00 001016 Sep 23 PURE CATERING 110.00 Total checks -$21,285.00 Date Activity Description Amount ($) Bill payments Sep 3 Withdrawal ACH WITHDRAWAL GOLDEN RULE INS ~473.13 Sep 3 Withdrawal ACH WITHDRAWAL GOLDEN RULE INS 42.01 Sep 9 Withdrawal ACH WITHDRAWAL AMEX EPayment 1,555.35 Total bill payments -$2,070.49 Date Description Amount ($) Card UBS Visa debit: XXX0 3536 G. MAXWELL Sep 22 NYC TAX) 8P93 LONG ISLAND C NY 074266090368791718 $12.00 Sep 23 NYC- 8J51 & 8/52 LONG ISLAND C NY 484266263007260127 $8.50 Sep 23 NYC TAX 9P21 NEW YORK = NY 074266090741418013 $17.00 Sep 23 NYC TAX 1P35 GLEN RIDGE NJ 074266090885208634 $14.50 Total charges $52.00 Date Description Amount ($) Card payments Sep 18 CREDIT CARD PAYMENT -95.68 Sep 29 DEBIT CARD ACTIVITY 52.00 Total card payments $147.68 (CNP70009006552670 NP7000298800 00008 0914 030575004 ¥123576S50 110000 Page 86 of 100 CONFIDENTIAL UBSTERRAMARO0000705 EFTA00236404

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Resource Management Account oh UBS September 2014 Account name: GHISLAINE MAXWELL Friendly account name: Indiv. Check/Car Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Account number: Y1 23576 SS 212-821-7000/800-308-3140 Minimum Payment Due = Payment Due Date Credit line Available Credit Line Outstanding balance UBS Visa Signature credit card(s) payment information for October 23, 2014 $15.00 Oct 23, 2014 $35,000.00 $34,753.78 This credit card is enrolled in UBS Pay Credit Card feature and will automatically be paid from your account. Your payment is scheduled for October 18, 2014 We provide this information on your UBS Visa Signature credit cards solely as a courtesy to you. The UBS Visa Signature credit card and account are issued by UBS Bank USA. UBS Bank USA sends you the official statement for this account and you should make your payment according to their instructions. We do not include your outstanding credit card balance in the value of your account with UBS Financial Services Inc Date Activity Description Amount ($) Money balance activities Aug 29 Balance forward $25,026.27 Sep 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/03/14 515.14 Sep 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 09/05/14 1.00 Sep 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/09/14 -1,555.35 Sep 16 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/15/14 325.00 Sep 17 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/16/14 -15,000.00 Sep 18 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/17/14 -5,850.00 Sep 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/18/14 95.68 Sep 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/23/14 -110.00 Sep 30 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/29/14 -52.00 Sep 30 Closing UBS Bank USA Deposit Account $1,524.10 The UBS Bank USA Deposit Account is your primary sweep option. (CNP70009006552671 NP7000298800 00008 0914 030575004 ¥123576S50 110000 Page 87 of 100 CONFIDENTIAL UBSTERRAMARO0000706 EFTA00236405

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é% UBS Your notes CNP70009006552672 NP7000298800 00008 0914 030575004 Y123576S50 110000 Page 88 of 100 End of staternent for account number Y1 23576 SS CONFIDENTIAL UBSTERRAMARO0000707 EFTA00236406

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UBS Financial Services Inc. (the Firrn or UBS Financial Services), 6 a Member of all principal securty, commodity and aptions exchanges. UBS Financial Sennces and UBS Bank USA are indirect subsidiaries of UBS AG and affiliates of UBS Securities LLC _The Firm's finance! statement s available upon request The Firm's executne offices are at UBS Financel Services Inc 1200 Harbor Boulevard Weehawken, NI O7085 This statement represents the only offical record of your USS Financial Services account. Other records, except official tax documents, containing conflicting data should not be relied upon. if you beleve there 6 an error or omasion, please report t enmediately in writing to the Branch Manager of the office serving your account. Although all figures shown are intended to be accurate, satement data should not be used for tax purposes. Rely solely On year-end tax forms, (i¢., Form 1099, $438, 1042S, IC) when preparing your tax return. The Fern 6 required by law 1o report to the RS all taxable dividends, reportable non- tamale Guidends and taxable imterest earned on securities held in your account, net proceeds on sale transactions, and Cost bass On certain covered securities. ‘Communications with the Firm © Pleaie re-confirm ary oral communications in writing te further protect your rights, including your rights under the ‘Secures investor Protection Act (SPA). @ if the financial institution on the top left of the front of this statement is Not UBS Financial Services, UBS Financial Services Carries your account as clearing broker by arrangement with the ndcated institubon. We nforned you of this relationship when you opened this account. In ‘thes case, your funds and securities are located at UBS Financial Services and not the introducing broker, and you fmust Make a report of ary error or omission to both finns. All account statements shall be deemed complete and accurate if not obyected to in weriting withwn 60 days @ Please direct customer complaints oF inquiries to the Firm's Client Relations Department at 201-352-1699 or toll-free at 800-354-9103, 800 A.M to600 My ET Monday ‘through Friday, or in writing to UBS Financial Services Inc, ‘Chent Relations Department, i. Box 766 Linion City, NI 07087. © In case of emces or questions about an electronic funds transfer (EFT), bal payment or UBS Visa® debit card transactions, call 800-762-1000, or write to UBS Financial Services inc, 1000 Harbor Bhd. , 6th floor, Weehawicen, NI 07086, Attn: RMAIBSA Services, Call or write as soon as you can, if you think your statement of receipt 6 wrong or f you need more information about a transfer on the statement or receipt The Firm or Card bsuer (as applicable) must hear from you no later than 60 days after the Firm sent you the first statement on whch the error or problem appeared = Provide your mame and account number (if any) = Describe the error or the transfer you are unsure about, and explain as clearly as you can why you beleve it 6 an error oF why you Need more information. — Provide the dollar amount of the suspected error. CONFIDENTIAL Important information about your statement The Firm of Card tsuer will investigate your complaint and will correct any error promptly, Please make all checks payable to the Firm or the financial institution indicated on the front of this statement in addition to regular account fees, accounts may be subject to maimenance fees, changes for late payment for securties purchases and charges for unpaid amounts in cash accounts, Accounts that are transfered to other institutions may be subject to a transfer fee. uss UBS offers options for sweeping cash balances, balances 10 berks depoals ot UBS Berk: USA and UBS A Stardond trench (Bank Sweep Progeams), money market mutual funds (Money Funds) and the international Deposit Account (DA}or customers with an Intemat onal Resource Management Account, Through the Bank Sweep Programs, cash balances ae swept to UBS Bank USA up to an established Iimit and then fo UBS AG Stamford Branch, or a Maney Fund. Deposits a1 UBS Bank USA are FDIC insured in accordance with FDIC rules. For more information please visit www fic. gow. Deposits at UBS AG Stamford Branch and shares of Money Funds are not insured by the FDIC. ‘Through the IDA, available to cash balances are swept to deposit accounts at UBS AG New York Branch and L8S AG Cayman Sranch These deposits are not insured by the FDIC Balances held at the UBS AG Cayman Branch are temporarily exposed to the sovereign risk of the Cayman islands, and there 6 No guarantee or cther obligation of UBS AG to repay the balances while on the UBS Cayman's Brach's books. Deposits at UBS Bank USA and each UBS AG Branch are not protected by SIPC Money Fund shares are protected by SIPC. See “UBS Financial Services Account Protection” below. Upon your request, balances in the Bank Sweep Programs or IDA may be wehdravwn, and shares of a Money Fund may be hquidated, and the proceeds retumed to you or your securities account Further information about available sweep options, including current interest rates and yelds, 6 avalable at wrrew. us. com sweepyiids, from your Financial Advisor or by calling 800-762-1000. UBS Financial Services account protection The Frm & a memiber of the Securities Investor Pratection Corparation (SIPC), which protects securities accounts of its members up to $500,000 (including $250,000 for claims for cash), The SIPC asset protection Imas apply to al accounts that you hold in a particular capacity. ‘The Firm, together with certain affitates, has also purchased supplemental protection. The macmum amount payable to al eligible clients, collectively under this protection is $500 mullion as of December 10, 2013, ‘Subject to the policy conditions and imitations, cash at the Firm 6 further protected for up to $1.9 million in the sapepme for at your accounts held in 2 partcular capacty. A full copy of the policy wording is available upon request. The SPC protection and the supplemental protection both do not apply to: © Certain financial assets controlled by (and included in your account value} but held away from UBS Financial Services (e.g. certain (i) cash at UBS Bank, (i) cash &t UBS AG Stamford beanch, (iid) insurance products, including variable annuities, and (iv) shares of mutual funds where such shares are registered directly in the name of the account holder an the books and recceds of the applicable issuer or transfer agent), © Certain investment contracts or ivestment interests (¢.9., liented partnerships and private placements) that are not registered under the Securities Act of 1933, and © Commodities contracts (¢.¢., foreign exchange and precious metal contracts), inchuding futures contracts and commadty option comtracts. ‘The SPC protection and the supplernental protection do nat apply to these assats even # they otherwise appear on your statements. The SIPC protection and the supplemental protection do not protect against changes in the market value of your investments (whether as a result of market movernent, sever bankruptcy or otherwise) More information is available upon request. You may obtain more information about SIPC, including the SIPC Brochure, by contacting SIPC at 202-371-8300 or by visiting the SIPC website at www.sipe.org. Dividend Reinvestment Program (DRIP) ‘The price reflected is an average price. You may obtain the axtual price fron your Financial Advisor. Only whole shares are purchased under DRIP, partial shares will be sold and the cash will be deposited in your account. The dividend reinvestment price supplied by the issuer may differ from the market peice at which the partial shares are sold Cash-in-liew ‘Only whol units may be held in your account. if you are erttied to a partial unit 25 2 result of a diidend payment or otherwise, the Firm will either sell partial units at market price ‘OF accept an amount determined by a registered clearing agery, and credit your account, The investment objectives and risk profile are specific to each account and may wary between Please advise the Firm promptly in writing of ary significant change in your financial Situation oF nwestment objectives For each account held, you choose one of the following investment objectives: © Produce Current Income: Investments seeking the Qeneration of Income only. © Achieve Capital Appreciation. investments seeking growth Of principal rather than the generation of income © Produce Combination of heame and Capital Appreciation: Investments seeking bath the generation of income and growth af principal Overall risk profiles © Conservative: Seeks to maintain initial principal, with low fisk and volatility 10 the account overall, even f that means the account does not generate sgnificant income or fetums and may not keep pace with inflation. © Moderate: Willing to accept some risk to principal and tolerate some volatility 1o seek higher retums. @ Aggresswe: Willing to accept high risk to principal and high volatility to seek high returns over time. ‘Statement “householding” We may consolidate all related account statements with the same address in the same enwelope, Accounts may be related for this purpose because they have owners who also maintain pint account relstionships wah other clients at the same address. This practice s known as “householding * if you prefer to recene individual statements mailed in separate envelopes — you may decline householding by calling your Financial Advisor Friendly account name The Friendly account name reflects information that you ‘entered on the Firm's online services website. itisa customizable “inickname* chosen by you to assist you with your recordkeeping It has no legal (on your account. You can change your Friendly account names, through Online Services of by contacting your Financial Advisor Account overview: © Valve of your sccount/portfolio, Net of assets and Nabikties. © Assets. Includes available cash balances, values for resincted securty (est), and Global Time Deposts, unrealized marks to market, and certain assets not held by the Fem Does not inchide unpniced securities! assets at the end of the prior and current staternent penods, or private vestments, unvested stock options and exercisable stock options. * Liabilities Indudes debit balances, outstanding margin loans, credit line, shart account balances. © Castvmoney balances. Total of uninwested available cash balances, plus LES Bank USA deposit balances, UBS AG Stanford Branch deposit balances and money market mutual fund sweep balances, at the clase of the statement penod Non-commodity tree credit balances in your account are not fron other balances and the Firn may use any of ‘these funds on the ordinary course of ts business. These funds afe payable upon your demand The total 6 included in the current period closing value. Lending information For detailed information on the Firm's lending practices and Ssclosures, refer to your Client Relationship Agreement or Account Agreement and the General Terms and Conditions, UBS Statement of Credit Practices available mn Agreernevits and Disclosures at www ubs comiacnountdiscioa wes Your assets Your statement itemies securities and other assets held in the account at the end of the statement period You may ask for delivery of fully paid securities at any time You may feceive SecLrities used as ban collateral after paying any balance due on them. Any securities transferred to the Firm during the statement perod are listed at market valve as of the end of the statement penod © Cost basis. in determining the cost basis of the securities included in this statement, where indicated with the number *1," UBS Financial Serves has relied an information obtained from sources other than UBS Financial Services, including information from: another firm of that you ray hare prowded to your Financial Advisor ‘The Firm does not independently verify or guarantee the accuracy oF validity of any information provided by sources other than UBS Financial Services, in addition, athough UBS Financial Services generally updates this information as it is received, the Firm does not (provide any assurances that the information under “Cost basis" and “Uinrealied gairvioss” & accurate as of the date of this staternent. As such, please do not rely on ths information to make purchase or sale decisions, for tax Purposes or otherwise. Accounts transferred to the Firm may reflect gairvioss information only for the period of time they are held at the Fir, More historical information can be added by your Finanoal Advisor © Unrealized gains/losses When data & avatable, estimated rnedioed gainglosses are cakculated for UBSTERRAMARO0000708 EFTA00236407

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individual security lots. The transaction data for individual lets may of may not reflect commissions, charges andor security reorganization events. Dividend and other reinvestment lots and systematic purchase lots are each combined to display one averaged lot. The "Trade date" column presents the onginal transaction trade date Callable securities Sorts and preferred stock that the issar cals for early redemption wil be selected impartially by ct from among all securities of that issue held in our name oF in nominee name for our clients Call feature information & obtained from third parties and fs accuracy 5 not guaranteed. Cther call features may exist which could affect eld; complete information wil be provided upon request. Certificates of deposit (CDs) CDs wre FDIC inured up to $250,000 in principal and accrued interest per depostor and per depository institution, in accordance with FDIC rules. Pricefvalue Prices splayed for securties and other products may be higher or lower than the price that you would actually recewve in the market. Prices are obtained froen various third party sources which we believe to be reliable, but we do not guarantee their accuracy — We generally use the closing price when avaiable or the mean of the bid and ask prices for Isted secures and options oF only bid prices for OTC securties. — Less actively traded securities may be priced using a valuation model of the most recent price we obtained and may not reflect an actual market price of value = Certain positions may appear without price and will show as * price was not available” if we are unable to obtain a price for a security. — Deposits of securties denominated in currencies other than US. dollars are reflected at the exchange rate as of the statement date. — For certain securities trading in non-conforming denominations, price and quartty (face value) ray have been adlusted to facilitate proper valuation. To obftan curren! quotations, when available, contact your Financial Advisor Private investments and structured products, Private investment securities (including direct participation program and real estate investment trust securities) and structured products are generally highly illiquid. Certain structused products have nat been registered with the Securties and Exchange Commission or under any state securities laws We provide estimated values for priate investment securities and structured products for informational purposes only, Accuracy & not guaranteed — These values may differ substantially from prices, f any, at which a private investment security or structured product may be bought or sold and do nat necessarily represent the value you may recewe Upon liquidation. — Thid party estimates of value are as of a certain date and are supplied to UBS Financal Services on a regular bass by an independent valuation firm ~ issuer, general partner or sponsor estinated values, ¢ any, af¢ supplied to the Firm by the wsuer, general partner or sponser and may be calculated based on different information rom that used by third parties to derive their estimated values. — You can obtain addtional information regardi methodology used to determine the est mate of value and the date of the information that & the basis for the estimate by contacting your Financial Advisor. CONFIDENTIAL Important information about your statement (continued) = Th party estimated values may be reflected as "Not priced” in several situations: when an independent valuation fem has not supplied or is unable to assign a value, when we become aware that a material event has occurred that may call a previously reported value into question, of when a value would be highly speculative dus to the nature of the securty. ~ When neither an ssuer, general partner or sponsor estimated value nor a thrd-party estimated value is provided, the value of the security will be different from #s purchase price. = *DitrButions to date’ may include return of capital, income or both. = "Onginal unit se" represents the inka offering price per unit and may not reflect your cost basis. Restricted securities. Restricted secunties generally are not currently eligible for public sale. UBS Financial Services uses the market price of the unrestricted stock of the same issuer 25 an imputed value for the restncted stock for purposes of this statement only. To the extent that restricted securities are eligible for sale, the valve received may be substantially less: ‘the imputed value shown Est. (estimated) income, current yields and rates, An estimate of annual income & based on current dividend and interest rates, assuring the securities wil be held for one year from statement date or unt maturity. This estimate is only a quideline, accuracy and continued income are not Quaranteed. = Estimated annual mcome and current yiekd for certain types of securities could include a return of principal or capital gains in whch case the est. ncome (and current yeld) would be overstated = Estimated annual ncome and current yeld and the actual income and yield might be lower or higher than the estimated amounts. — Anestimate of annwalaed income (dividend andior interest) dhaded by the cursent market value average balance is based on the last dividend or interest Payment made by the ssuer and assumes the securtiesdeposits will be held for one year from the statement date or until maturity. Accuracy and continued yield are not guaranteed Assets not held by UBS Financial Services, Certan assets are not held by the Firm and not within the Firm's yalues presented are provided by the suing fem uaS Financial Services & not responsible for this information and does not guarantee ts accuracy. These assets are not protected by SPC or the Finn's supplemental SPC coverage Revenue sharing and additional compensation. = in addition to commissions on sales and 12b-1 fees received in connection with the dstribution of mua funds to our chants we andlor our sffikate receive revenue sharing payments from distributors andor advisors of the mutual funds that we sell. These anounts are based on two different components: (i) the amount of sales by UBS of a particular mutual fund family 10 our chents, and (i) the asset value of a particular mutual fund family's shares held at the firm = We and our afiliate also receive networking and omnibus processing fees in consideration for transfer agent services that we provide to the mutual funds. ‘These fees generally ave paid from investor assets in the mutual fund and are 2 fed dollar amount based on the number of accounts at the broker-dealer halding mutual funds of that fund family = addition to commissions received in connection with the sale or distribution of annuity contracts and unt investment trust units to our clents, we andlor our affilate recewe revenue sharing compensation from many of the insurance companies underweriting the annuity contracts, affiliates of the insurance companies oF sponsors of the unit investment trusts we distribute. ~ Our affiliates abo receive trading commissions and other compensation from mutual funds and insurance compares whose products we distribute = We receive an annual fee from) UBS Bank USA and LBS AG Stamford Branch of up to $2S per account ‘sweeping to the banks under the UBS Bank Sweep Programs. Activity Information regarding commissions and other charges incurred in connection with the execution of trades, Including option transactions has been included on confirmations previously furnished to you, and will be provided to you: promptly on request ‘Short selling #f you are engaged in short selling a security, you may incur a charge due to certain borrowing costs for that particular securty, Open orders Regarding open or *good-till-cancelled* orders that were not e@omcuted by the statement date, open buy and sell stop orders are reduced by the amnount of dividends or rights on an @edividends or @erights date unless instructed otherwise by you You are responsible for orders that ave executed due to your failure to cancel exsting open orders Tax withholding on distributions from UBS Financial Services IRAs Federal tax law requires US Financial Services to withhold income tax from your taxable RA distributions, but you may lect nor to have incorne tax withheld or, instead, you may elect to have tax withheld at arate or in a fwed amount as you choose Your election will remain in effect until revoked by you You may revoke your election at any time by making a new election. f you do not have enough income tax withheld from dstributions, you may be responsible for the payment of estimated tax You may incur penatties if the amounts withheld and your estimated tax payments are not qual to your Tax obligation. Privacy To obtain a copy of our current Chent Privacy Notice, please comtact your Financial Adwisor or visit our website at wr ubs comipriacypaioy UBS Financial Services is not 3 bark, The RMA, Business Services Account BSA and IRMA are brokerage accounts which prowde access to banking services and products through arrangements with affiliated banks and other third- party banks, and provides access to insurance and annuity products ued by unaffiliated third-party insurance companies through insurance agency subsidiaries of UBS Financial Services inc Investment, insurance, and annuity products: Not FDIC insured © No bank guarantee May lose value AMA, Resource Management Account, Business Services Account BSA, RMA and intemat ional Resource Management Account ave registered service marks of UBS Financial Services he Visa Signature is a registered service mark of Visa Intemational UBS Visa Signature credit cards and UBS Visa debit cards are issued by UBS Bank USA with permission from Visa USA incorporated. UBS Financial Services Inc. Rev. 201407 UBSTERRAMAR00000709 EFTA00236408