26 UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171-0002 CNP7006552657 0914 X12 Y1 0 Account name: GHISLAINE MAXWELL Friendly account name: Cash/Savings Account number: Your Financial Advisor: Y1 23575 S5 Phone: Sa Questions about your statement? Call your Financial Advisor or the RMA ResourceLine at 800-RMA-1000, account 029023575. Visit our website: www. ubs.corrvfinancialservices CONFIDENTIAL Value of your account Resource Management Account September 2014 GHISLAINE MAXWELL on August 29 ($ on September 30 ($ Your assets 6,624,321.96 6,076,451.41 Your liabilities 0.00 0.00 Value of your account $6,624,321.96 $6,076,451.41 Tracking the value of your account $ Thousands 6,624.3 e 6,076.5 Aug 2014 Member SIPC CNP70009006552657 NP7000. Sep 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and $0.00 withdrawals $6,075,829.53 Your investment return: Dividend and interest income $621.88 Change in market value $0.00 Value of your account on Sep 30, 2014 $6,076,451.41 1298800 00007 0914 030575004 ¥123575S50 110000 Page 73 of 100 UBSTERRAMAROO000690 EFTA00236389

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Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: Friendly account name: Cash/Savings eee September 2014 Account number; 123575 55 a Your account balance sheet Summary of your assets Value on Percentage of September 30 ($ your account A Cash and money balances 0,00 0.00% Your current asset allocation B Cash alternatives 6,076,451.41 100,00% Cc Equities 0,00 0.00% D Fixed income 0,00 0.00% E Non-traditional 0,00 0,00% F Commodities 0,00 0.00% G = Other 0,00 0.00% Total assets $6,076,451.41 100,00% B Value of your account $6,076,451.41 Eve on the markets Percentage change Index September 2014 Year to date S&P 500 -1.40% 8.34% Russell 3000 -2.08% 6.95% MSCI - Europe, Australia & Far East -3.81% 0.99% Barclays Capital U.S. Aggregate Bond Index 0.68% 4.10% Interest rates on September 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% CNP70009006552658 NP7000298800 00007 0914 030575004 Y123575S50 110000 Page 74 of 100 CONFIDENTIAL UBSTERRAMARO0000691 EFTA00236390

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Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: B Friendly account name: Cash/Savings SCOTT STACKMAN/LYLE CASRIEL September 2014 Account number: Y1 23575 $5 Ce Change in the value of your account Cash activity summary { See Account activity this month for detaits. Balances in Sweep Options are included in the opening and September 2014 ($ Year to date ($) dosing olances value FDIC insurance applies only ra eposits a uss Bank USA, not to deposits a Ube AG, Stamford Branch or bank deposits placed through the UBS Intemational Deposit Account program. SIPC Opening account value $6,624,321.96 $0.00 Protection applies to money market sweep fund holdings but not bank deposits. See /mportant information Deposits, including investments about your statement on the last two pages of this document for details. transferred in 2,340.15 7,176,589.42 September 2014 ($ Year to date ($) Withdrawals and fees, Opening balances $0.00 $0.00 including investments transferred out 550,315.09 -1,100,759.89 cana : : Deposits and other funds credited 2,340.15 7,176,589.42 Dividend and interest income 104.39 621.88 Dividend and interest income 104.39 621.88 Closing account value $6,076,451.41 $6,076,451.41 Proceeds from investment transactions 550,315.09 1,110,440.06 surt ‘ : Total additions 552,759.63 287,651.36 Dividend and interest income earned $552, 8. Subtractions For purposes of this statement, taxability of interest and dividend income has been determined from a US A . a ing : Care’ won be residence of tha scount eccourt type, oF product pe, Other funds debited 550,315.09 1,100,759.89 sore interest and/or dividend payments not be ct to United States (US) and/or Puerto Rico (PR) 0 i income taxes. The dient monthly statement not Teuned to be used and cannet be relied upon for tax Funds withdrawn for investments purposes. Clients should refer to the applicable tax reporting forms they receive from UBS annually, such as bought ~2,444,54 -7,186,891.47 the Forms 1099 and the Forms 480, for fort it i the of UBS to file the applicable tax reporting forms with the Us biel Romnue Seven and PR Tiesaury Department, and in Total subtractions -$552,759.63 -$8,287,651.36 such forms accurately classify dividends and/or interest as tax exempt or taxable income. Please consult your indidual tax preparer. Closing balances $0.00 $0.00 September 2014 ($) Year to date ($) Taxable dividends 104.39 620.18 Your investment objectives: Taxable interest 0.00 1.70 You have identified the following investment objectives for this account. If you have questions Total current $104.39 $621.88 about these objectives, disagree with them, or wish to change them, please contact your fotalcurrentyear FNS Financial Advisor or Branch Manager. You can find a full description of the alternative Total dividend & interest $104.39 $621.88 investment objectives in important information about your statement at the end of this document. Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected ‘CNP70009006552659 NP7000298800 00007 0914 030575004 Y123575S50 110000 Page 75 of 100 CONFIDENTIAL UBSTERRAMARO0000692 EFTA00236391

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Friendly account name: Cash/Savings SCOTT STACKMAN/LYLE CASRIEL oe UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor. September 2014 Account number: Y1 23575 S5 SY Your account instructions e Your account cost basis default closing method is FIFO, First In, First Out CNP70009006552660 NP7000298800 00007 0914 030575004 Y123575S50 110000 Page 76 of 100 CONFIDENTIAL UBSTERRAMARO0000693 EFTA00236392

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Resource Management Account September 2014 2% UBS Your assets Some prices, income and current values shown may be approximate. As a result, gains and losses may not be accurately reflected. See important information about your statement at the end of this document for more information. Cash alternatives Money market funds Account name: Friendly account name: Cash/Savings Account number: GHISLAINE MAXWELL Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Y1 2357555 Pl Money market funds are neither insured nor guaranteed by the Federal Deposit Insurance Corporation or any other government agency. Although money market funds seek to preserve the value of your investment at $1.00 per share, it is possible to lose money by investing in these funds. Total reinvested is the total of all reinvested dividends. It does not include any cash dividends. It is not a tax lot for the purposes of determining holding periods or cost basis. The shares you receive each time you reinvest dividends become a separate tax lot. Cost basis & the total purchase cost of the security, including reinvested dividends. The cost basis may need to be adjusted for return of capital payments in order to determine the adjusted cost basis for tax reporting purposes. Unrealized (tax) gain or loss is the difference between the current value and the cost basis and would generally be your taxable gain or loss if the security was sold on this date. The unrealized (tax) gain or loss may need to be adjusted for return of capital payments in order to determine the realized gain or loss for tax reporting purposes, investment return is the current value minus the amount you invested. It does not include shares that are not reflected on your statement, including shares that have been realized as either a gain or a loss. It also does not include cash dividends that were not reinvested. Purchase price/ Number — Average price Chent Cost Price per share Value on Unrealized Investment Holding Holding of shares per share ($) investment ($) basis ($) ‘on Sep 30 ($) Sep 30 ($) gain or loss ($) return ($) period UBS SELECT PRIME INSTITUTIONAL FUND 6,076,451.410 1.000 6,076,451.41 6,076,451.41 1.000 6,076,451.41 EAI: $1,215 Current yield: 0.02% Your total assets Percentage of Cost Estimated Unrealized Value on Sep 30 ($) your account basis ($) annual income ($) gain or loss ($) Cash alternatives Money market funds 6,076,451,41 100,00% 6,076,451.41 1,215.00 Total $6,076,451.41 100.00% $6,076,451.41 $1,215.00 sos . Account activity this month Date Activity Description Amount ($) Deposits and other funds credited Sep 2 Transfer FM Y1 23572 5100 1,376.93 Sep 3 Transfer FM Y1 23571 7100 38.59 Sep 3 Transfer FM Y1 23570 9100 57.80 continued next page CNP70009006552661 NP7000298800 00007 0914 030575004 ¥123575S50 110000 Page 77 of 100 CONFIDENTIAL UBSTERRAMARO0000694 EFTA00236393

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Friendly account name: Cash/Savings SCOTT STACKMAN/LYLE CASRIEL oe UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: September 2014 Account number: Y1 23575 $5 SY Account activity this month (continued) Date Activity Description Amount ($) Deposits and other funds credited (continued) Sep 4 Transfer FM Y1 23570 9100 155.96 Sep 4 Transfer FM Y1 23568 7100 710.87 Total deposits and other funds credited $2,340.15 Oate Activity Description Amount ($) Taxable dividends Sep30 Dividend UBS SELECT PRIME INSTITUTIONAL FUND 104.39 Total taxable dividends $104.39 Total dividend and interest income $104.39 Date Activity Description Amount ($) Other funds debited Sep 24 Transfer TO Y1 25339 1100 ~400,000.00 Sep 26 Transfer JOURNAL TO Y1 23692 116 EAST 65TH STREET LLC -150,000.00 Sep 29 = Transfer TO Y1 23570 9200 315.09 Total other funds debited -$550,315.09 Investment transactions For more information about the price/value shown for restricted securities, see /mportant information about your statement at the end of this document Proceeds from Funds investment withdrawn for Accrued Date Activity Description Quantity Value ($) Price ($) transactions ($} investments bought ($) interest ($) Sep 2 Bought UBS SELECT PRIME INSTITUTIONAL FUND 1,376.930 -1,376.93 Sep3 Bought UBS SELECT PRIME INSTITUTIONAL FUND 38.590 38.59 Sep 4 Bought UBS SELECT PRIME INSTITUTIONAL FUND 924.630 924,63 Sep 23 Sold UBS SELECT PRIME INSTITUTIONAL FUND -400,000.000 400,000.00 Sep 26 Sold UBS SELECT PRIME INSTITUTIONAL FUND -150,000.000 150,000.00 Sep 29 Sold UBS SELECT PRIME INSTITUTIONAL FUND -315.090 315.09 Sep 30 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND 104,390 104,39 DIVIDEND REINVESTED AT 1.00 NAV ON 09/30/14 Total $550,315.09 $2,444.54 CNP70009006552662 NP7000298800 00007 0914 030575004 ¥123575S50 110000 Page 78 of 100 CONFIDENTIAL UBSTERRAMAROO000695 EFTA00236394

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Resource Management Account Account name: GHISLAINE MAXWELL bs UBS September 2014 Friendly account name: Cash/Savings Account activity this month (continued Money balance activities CONFIDENTIAL Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Account number: Y1 23575 $5 CO] Date Activity Description Amount ($) Aug 29 Balance forward $0.00 Sep 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 57.80 SepS Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/04/14 57.80 Sep 24 Deposit UBS BANK USA DEPOSIT ACCOUNT 250,000.00 Sep 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/24/14 -250,000.00 Sep 30 Closing UBS Bank USA Deposit Account $0.00 The UBS Bank USA Deposit Account is your primary sweep option. Aug 29 Balance forward $0.00 Sep 24 Deposit UBS AG DEPOSIT ACCOUNT 150,000.00 Sep 25 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 09/24/14 150,000.00 Sep 30 Closing UBS AG Deposit Account $0.00 The UBS AG Deposit Account is your secondary sweep option ‘CNP70009006552663 NP7000298800 00007 0914 030575004 Y123575S50 110000 Page 79 of 100 UBSTERRAMAROO000696 EFTA00236395

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é% UBS Your notes CNP70009006552664 NP7000298800 00007 0914 030575004 Y123575S50 110000 Page 80 of 100 End of staternent for account number Y1 23575 SS CONFIDENTIAL UBSTERRAMARO0000697 EFTA00236396

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UBS Financial Services Inc. (the Firrn or UBS Financial Services), 6 a Member of all principal securty, commodity and aptions exchanges. UBS Financial Sennces and UBS Bank USA are indirect subsidiaries of UBS AG and affiliates of UBS Securities LLC _The Firm's finance! statement s available upon request The Firm's executne offices are at UBS Financel Services Inc 1200 Harbor Boulevard Weehawken, NI O7085 This statement represents the only offical record of your USS Financial Services account. Other records, except official tax documents, containing conflicting data should not be relied upon. if you beleve there 6 an error or omasion, please report t enmediately in writing to the Branch Manager of the office serving your account. Although all figures shown are intended to be accurate, satement data should not be used for tax purposes. Rely solely On year-end tax forms, (i¢., Form 1099, $438, 1042S, IC) when preparing your tax return. The Fern 6 required by law 1o report to the RS all taxable dividends, reportable non- tamale Guidends and taxable imterest earned on securities held in your account, net proceeds on sale transactions, and Cost bass On certain covered securities. ‘Communications with the Firm © Pleaie re-confirm ary oral communications in writing te further protect your rights, including your rights under the ‘Secures investor Protection Act (SPA). @ if the financial institution on the top left of the front of this statement is Not UBS Financial Services, UBS Financial Services Carries your account as clearing broker by arrangement with the ndcated institubon. We nforned you of this relationship when you opened this account. In ‘thes case, your funds and securities are located at UBS Financial Services and not the introducing broker, and you fmust Make a report of ary error or omission to both finns. All account statements shall be deemed complete and accurate if not obyected to in weriting withwn 60 days @ Please direct customer complaints oF inquiries to the Firm's Client Relations Department at 201-352-1699 or toll-free at 800-354-9103, 800 A.M to600 My ET Monday ‘through Friday, or in writing to UBS Financial Services Inc, ‘Chent Relations Department, i. Box 766 Linion City, NI 07087. © In case of emces or questions about an electronic funds transfer (EFT), bal payment or UBS Visa® debit card transactions, call 800-762-1000, or write to UBS Financial Services inc, 1000 Harbor Bhd. , 6th floor, Weehawicen, NI 07086, Attn: RMAIBSA Services, Call or write as soon as you can, if you think your statement of receipt 6 wrong or f you need more information about a transfer on the statement or receipt The Firm or Card bsuer (as applicable) must hear from you no later than 60 days after the Firm sent you the first statement on whch the error or problem appeared = Provide your mame and account number (if any) = Describe the error or the transfer you are unsure about, and explain as clearly as you can why you beleve it 6 an error oF why you Need more information. — Provide the dollar amount of the suspected error. CONFIDENTIAL Important information about your statement The Firm of Card tsuer will investigate your complaint and will correct any error promptly, Please make all checks payable to the Firm or the financial institution indicated on the front of this statement in addition to regular account fees, accounts may be subject to maimenance fees, changes for late payment for securties purchases and charges for unpaid amounts in cash accounts, Accounts that are transfered to other institutions may be subject to a transfer fee. uss UBS offers options for sweeping cash balances, balances 10 berks depoals ot UBS Berk: USA and UBS A Stardond trench (Bank Sweep Progeams), money market mutual funds (Money Funds) and the international Deposit Account (DA}or customers with an Intemat onal Resource Management Account, Through the Bank Sweep Programs, cash balances ae swept to UBS Bank USA up to an established Iimit and then fo UBS AG Stamford Branch, or a Maney Fund. Deposits a1 UBS Bank USA are FDIC insured in accordance with FDIC rules. For more information please visit www fic. gow. Deposits at UBS AG Stamford Branch and shares of Money Funds are not insured by the FDIC. ‘Through the IDA, available to cash balances are swept to deposit accounts at UBS AG New York Branch and L8S AG Cayman Sranch These deposits are not insured by the FDIC Balances held at the UBS AG Cayman Branch are temporarily exposed to the sovereign risk of the Cayman islands, and there 6 No guarantee or cther obligation of UBS AG to repay the balances while on the UBS Cayman's Brach's books. Deposits at UBS Bank USA and each UBS AG Branch are not protected by SIPC Money Fund shares are protected by SIPC. See “UBS Financial Services Account Protection” below. Upon your request, balances in the Bank Sweep Programs or IDA may be wehdravwn, and shares of a Money Fund may be hquidated, and the proceeds retumed to you or your securities account Further information about available sweep options, including current interest rates and yelds, 6 avalable at wrrew. us. com sweepyiids, from your Financial Advisor or by calling 800-762-1000. UBS Financial Services account protection The Frm & a memiber of the Securities Investor Pratection Corparation (SIPC), which protects securities accounts of its members up to $500,000 (including $250,000 for claims for cash), The SIPC asset protection Imas apply to al accounts that you hold in a particular capacity. ‘The Firm, together with certain affitates, has also purchased supplemental protection. The macmum amount payable to al eligible clients, collectively under this protection is $500 mullion as of December 10, 2013, ‘Subject to the policy conditions and imitations, cash at the Firm 6 further protected for up to $1.9 million in the sapepme for at your accounts held in 2 partcular capacty. A full copy of the policy wording is available upon request. The SPC protection and the supplemental protection both do not apply to: © Certain financial assets controlled by (and included in your account value} but held away from UBS Financial Services (e.g. certain (i) cash at UBS Bank, (i) cash &t UBS AG Stamford beanch, (iid) insurance products, including variable annuities, and (iv) shares of mutual funds where such shares are registered directly in the name of the account holder an the books and recceds of the applicable issuer or transfer agent), © Certain investment contracts or ivestment interests (¢.9., liented partnerships and private placements) that are not registered under the Securities Act of 1933, and © Commodities contracts (¢.¢., foreign exchange and precious metal contracts), inchuding futures contracts and commadty option comtracts. ‘The SPC protection and the supplernental protection do nat apply to these assats even # they otherwise appear on your statements. The SIPC protection and the supplemental protection do not protect against changes in the market value of your investments (whether as a result of market movernent, sever bankruptcy or otherwise) More information is available upon request. You may obtain more information about SIPC, including the SIPC Brochure, by contacting SIPC at 202-371-8300 or by visiting the SIPC website at www.sipe.org. Dividend Reinvestment Program (DRIP) ‘The price reflected is an average price. You may obtain the axtual price fron your Financial Advisor. Only whole shares are purchased under DRIP, partial shares will be sold and the cash will be deposited in your account. The dividend reinvestment price supplied by the issuer may differ from the market peice at which the partial shares are sold Cash-in-liew ‘Only whol units may be held in your account. if you are erttied to a partial unit 25 2 result of a diidend payment or otherwise, the Firm will either sell partial units at market price ‘OF accept an amount determined by a registered clearing agery, and credit your account, The investment objectives and risk profile are specific to each account and may wary between Please advise the Firm promptly in writing of ary significant change in your financial Situation oF nwestment objectives For each account held, you choose one of the following investment objectives: © Produce Current Income: Investments seeking the Qeneration of Income only. © Achieve Capital Appreciation. investments seeking growth Of principal rather than the generation of income © Produce Combination of heame and Capital Appreciation: Investments seeking bath the generation of income and growth af principal Overall risk profiles © Conservative: Seeks to maintain initial principal, with low fisk and volatility 10 the account overall, even f that means the account does not generate sgnificant income or fetums and may not keep pace with inflation. © Moderate: Willing to accept some risk to principal and tolerate some volatility 1o seek higher retums. @ Aggresswe: Willing to accept high risk to principal and high volatility to seek high returns over time. ‘Statement “householding” We may consolidate all related account statements with the same address in the same enwelope, Accounts may be related for this purpose because they have owners who also maintain pint account relstionships wah other clients at the same address. This practice s known as “householding * if you prefer to recene individual statements mailed in separate envelopes — you may decline householding by calling your Financial Advisor Friendly account name The Friendly account name reflects information that you ‘entered on the Firm's online services website. itisa customizable “inickname* chosen by you to assist you with your recordkeeping It has no legal (on your account. You can change your Friendly account names, through Online Services of by contacting your Financial Advisor Account overview: © Valve of your sccount/portfolio, Net of assets and Nabikties. © Assets. Includes available cash balances, values for resincted securty (est), and Global Time Deposts, unrealized marks to market, and certain assets not held by the Fem Does not inchide unpniced securities! assets at the end of the prior and current staternent penods, or private vestments, unvested stock options and exercisable stock options. * Liabilities Indudes debit balances, outstanding margin loans, credit line, shart account balances. © Castvmoney balances. Total of uninwested available cash balances, plus LES Bank USA deposit balances, UBS AG Stanford Branch deposit balances and money market mutual fund sweep balances, at the clase of the statement penod Non-commodity tree credit balances in your account are not fron other balances and the Firn may use any of ‘these funds on the ordinary course of ts business. These funds afe payable upon your demand The total 6 included in the current period closing value. Lending information For detailed information on the Firm's lending practices and Ssclosures, refer to your Client Relationship Agreement or Account Agreement and the General Terms and Conditions, UBS Statement of Credit Practices available mn Agreernevits and Disclosures at www ubs comiacnountdiscioa wes Your assets Your statement itemies securities and other assets held in the account at the end of the statement period You may ask for delivery of fully paid securities at any time You may feceive SecLrities used as ban collateral after paying any balance due on them. Any securities transferred to the Firm during the statement perod are listed at market valve as of the end of the statement penod © Cost basis. in determining the cost basis of the securities included in this statement, where indicated with the number *1," UBS Financial Serves has relied an information obtained from sources other than UBS Financial Services, including information from: another firm of that you ray hare prowded to your Financial Advisor ‘The Firm does not independently verify or guarantee the accuracy oF validity of any information provided by sources other than UBS Financial Services, in addition, athough UBS Financial Services generally updates this information as it is received, the Firm does not (provide any assurances that the information under “Cost basis" and “Uinrealied gairvioss” & accurate as of the date of this staternent. As such, please do not rely on ths information to make purchase or sale decisions, for tax Purposes or otherwise. Accounts transferred to the Firm may reflect gairvioss information only for the period of time they are held at the Fir, More historical information can be added by your Finanoal Advisor © Unrealized gains/losses When data & avatable, estimated rnedioed gainglosses are cakculated for UBSTERRAMARO0000698 EFTA00236397

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individual security lots. The transaction data for individual lets may of may not reflect commissions, charges andor security reorganization events. Dividend and other reinvestment lots and systematic purchase lots are each combined to display one averaged lot. The "Trade date" column presents the onginal transaction trade date Callable securities Sorts and preferred stock that the issar cals for early redemption wil be selected impartially by ct from among all securities of that issue held in our name oF in nominee name for our clients Call feature information & obtained from third parties and fs accuracy 5 not guaranteed. Cther call features may exist which could affect eld; complete information wil be provided upon request. Certificates of deposit (CDs) CDs wre FDIC inured up to $250,000 in principal and accrued interest per depostor and per depository institution, in accordance with FDIC rules. Pricefvalue Prices splayed for securties and other products may be higher or lower than the price that you would actually recewve in the market. Prices are obtained froen various third party sources which we believe to be reliable, but we do not guarantee their accuracy — We generally use the closing price when avaiable or the mean of the bid and ask prices for Isted secures and options oF only bid prices for OTC securties. — Less actively traded securities may be priced using a valuation model of the most recent price we obtained and may not reflect an actual market price of value = Certain positions may appear without price and will show as * price was not available” if we are unable to obtain a price for a security. — Deposits of securties denominated in currencies other than US. dollars are reflected at the exchange rate as of the statement date. — For certain securities trading in non-conforming denominations, price and quartty (face value) ray have been adlusted to facilitate proper valuation. To obftan curren! quotations, when available, contact your Financial Advisor Private investments and structured products, Private investment securities (including direct participation program and real estate investment trust securities) and structured products are generally highly illiquid. Certain structused products have nat been registered with the Securties and Exchange Commission or under any state securities laws We provide estimated values for priate investment securities and structured products for informational purposes only, Accuracy & not guaranteed — These values may differ substantially from prices, f any, at which a private investment security or structured product may be bought or sold and do nat necessarily represent the value you may recewe Upon liquidation. — Thid party estimates of value are as of a certain date and are supplied to UBS Financal Services on a regular bass by an independent valuation firm ~ issuer, general partner or sponsor estinated values, ¢ any, af¢ supplied to the Firm by the wsuer, general partner or sponser and may be calculated based on different information rom that used by third parties to derive their estimated values. — You can obtain addtional information regardi methodology used to determine the est mate of value and the date of the information that & the basis for the estimate by contacting your Financial Advisor. CONFIDENTIAL Important information about your statement (continued) = Th party estimated values may be reflected as "Not priced” in several situations: when an independent valuation fem has not supplied or is unable to assign a value, when we become aware that a material event has occurred that may call a previously reported value into question, of when a value would be highly speculative dus to the nature of the securty. ~ When neither an ssuer, general partner or sponsor estimated value nor a thrd-party estimated value is provided, the value of the security will be different from #s purchase price. = *DitrButions to date’ may include return of capital, income or both. = "Onginal unit se" represents the inka offering price per unit and may not reflect your cost basis. Restricted securities. Restricted secunties generally are not currently eligible for public sale. UBS Financial Services uses the market price of the unrestricted stock of the same issuer 25 an imputed value for the restncted stock for purposes of this statement only. To the extent that restricted securities are eligible for sale, the valve received may be substantially less: ‘the imputed value shown Est. (estimated) income, current yields and rates, An estimate of annual income & based on current dividend and interest rates, assuring the securities wil be held for one year from statement date or unt maturity. This estimate is only a quideline, accuracy and continued income are not Quaranteed. = Estimated annual mcome and current yiekd for certain types of securities could include a return of principal or capital gains in whch case the est. ncome (and current yeld) would be overstated = Estimated annual ncome and current yeld and the actual income and yield might be lower or higher than the estimated amounts. — Anestimate of annwalaed income (dividend andior interest) dhaded by the cursent market value average balance is based on the last dividend or interest Payment made by the ssuer and assumes the securtiesdeposits will be held for one year from the statement date or until maturity. Accuracy and continued yield are not guaranteed Assets not held by UBS Financial Services, Certan assets are not held by the Firm and not within the Firm's yalues presented are provided by the suing fem uaS Financial Services & not responsible for this information and does not guarantee ts accuracy. These assets are not protected by SPC or the Finn's supplemental SPC coverage Revenue sharing and additional compensation. = in addition to commissions on sales and 12b-1 fees received in connection with the dstribution of mua funds to our chants we andlor our sffikate receive revenue sharing payments from distributors andor advisors of the mutual funds that we sell. These anounts are based on two different components: (i) the amount of sales by UBS of a particular mutual fund family 10 our chents, and (i) the asset value of a particular mutual fund family's shares held at the firm = We and our afiliate also receive networking and omnibus processing fees in consideration for transfer agent services that we provide to the mutual funds. ‘These fees generally ave paid from investor assets in the mutual fund and are 2 fed dollar amount based on the number of accounts at the broker-dealer halding mutual funds of that fund family = addition to commissions received in connection with the sale or distribution of annuity contracts and unt investment trust units to our clents, we andlor our affilate recewe revenue sharing compensation from many of the insurance companies underweriting the annuity contracts, affiliates of the insurance companies oF sponsors of the unit investment trusts we distribute. ~ Our affiliates abo receive trading commissions and other compensation from mutual funds and insurance compares whose products we distribute = We receive an annual fee from) UBS Bank USA and LBS AG Stamford Branch of up to $2S per account ‘sweeping to the banks under the UBS Bank Sweep Programs. Activity Information regarding commissions and other charges incurred in connection with the execution of trades, Including option transactions has been included on confirmations previously furnished to you, and will be provided to you: promptly on request ‘Short selling #f you are engaged in short selling a security, you may incur a charge due to certain borrowing costs for that particular securty, Open orders Regarding open or *good-till-cancelled* orders that were not e@omcuted by the statement date, open buy and sell stop orders are reduced by the amnount of dividends or rights on an @edividends or @erights date unless instructed otherwise by you You are responsible for orders that ave executed due to your failure to cancel exsting open orders Tax withholding on distributions from UBS Financial Services IRAs Federal tax law requires US Financial Services to withhold income tax from your taxable RA distributions, but you may lect nor to have incorne tax withheld or, instead, you may elect to have tax withheld at arate or in a fwed amount as you choose Your election will remain in effect until revoked by you You may revoke your election at any time by making a new election. f you do not have enough income tax withheld from dstributions, you may be responsible for the payment of estimated tax You may incur penatties if the amounts withheld and your estimated tax payments are not qual to your Tax obligation. Privacy To obtain a copy of our current Chent Privacy Notice, please comtact your Financial Adwisor or visit our website at wr ubs comipriacypaioy UBS Financial Services is not 3 bark, The RMA, Business Services Account BSA and IRMA are brokerage accounts which prowde access to banking services and products through arrangements with affiliated banks and other third- party banks, and provides access to insurance and annuity products ued by unaffiliated third-party insurance companies through insurance agency subsidiaries of UBS Financial Services inc Investment, insurance, and annuity products: Not FDIC insured © No bank guarantee May lose value AMA, Resource Management Account, Business Services Account BSA, RMA and intemat ional Resource Management Account ave registered service marks of UBS Financial Services he Visa Signature is a registered service mark of Visa Intemational UBS Visa Signature credit cards and UBS Visa debit cards are issued by UBS Bank USA with permission from Visa USA incorporated. UBS Financial Services Inc. Rev. 201407 UBSTERRAMAROO000699 EFTA00236398