OLY-71 SANE DWE #4 EFTA00186986

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United States District Court SOUTHERN DISTRICT OF FLORIDA TO: Custodian of Records SUBPOENA TO TESTIFY Bear Stearns Companies, Inc. BEFORE GRAND JURY FGJ 07-103(WPB)-Tues./No. OLY-71 a SUBPOENA FOR: PERSON DOCUMENTS OR OBJECTIS] YOU ARE HEREBY COMMANDED to appear and testify before the Grand Jury of the United States District Court at the place, date and time specified below. ROOM: Grand Jury Room PLACE: United States District Courthouse 701 Clematis Street West Palm Beach, Florida 33401 DATE AND TIME: September 4, 2007 1;00pm* YOU ARE ALSO COMMANDED to bring with you the following document(s) or object(s): See attachments *Please coordinate your compliance d confirm the date and time , and location of Federal Bureau of Investigation, Telephone: ie with Special Agent This subpoena shall remain in effect until you are granted leave to depart by the court or by an officer acting on behalf of the court. DATE: August 15, 2007 (BY) DEPUTY CLERK This subpoena is issued upon application Name, Address and Phone Number of Assistant U.S. Attorney of the UnigdyStates of America 500 So. Australian Avenue, Suite 400 Wesi 33401-6235 FORM ORD-227 JAN.86 EFTA00186987 *If not applicable, enter “none.” To be used in ew of AOIIO

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RETURN OF SERVICE' BY SERVER a a SERVED ON (NAME) SERVED BY STATEMENT OF SERVICE FEES | declare under penalty of perjury under the laws of the United States of America that the foregoing information contained in the Return of Service and Statement of Service Fees is true and correct. ADDITIONAL INFORMATION 4.As to who may serve a subpoena and the manner of its service see Rule 17(d). Federal Rules of Criminal Procedure, or Rule 45(c), Federal Rules of Civil Procedure. 2."Fees and mileage need not be tendered to the witness upon service of a subpoena issued on behalf of the United States or an officer or agency thereof (Rule 45(c), Federal Rules of Civil Procedure; Rule 17(d), Federal Rules of Criminal Procedure) or on behalf of certain indigent parties and criminal defendants who are unable to pay such costs (28 USC 4825, Rule 17(b) Federal Rules of Criminal Procedure)” EFTA00186988

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ATTACHMENT TO SUBPOENA BEAR STEARNS COMPANIES, INC. (OLY-71) INSTRUCTIONS Document request number | refers to the period of January 1, 2001 to the present. Document request number 2 has no date limitation. When the term “Epstein” is used, it refers to Jeffrey Epstein and any entity owned or operated by Jeffrey Epstein. When the term “document” is used, it includes writings, drawings, charts, graphs, photographs, audio recordings, calendars, and electronic and/or other data compilations from which information can be obtained. All documents should be produced in the manner in which they are kept at Bear Sterns. For example, if a memorandum is maintained both electronically and in “hard copy,” then both the electronic and paper versions should be produced. REQUEST #1. All documents referring or relating to Epstein, including but not limited to correspondence, e-mails, calendars reflecting meetings or telephone conferences, tax records, tax preparation documents, records of any loans or payments made to Epstein, records of any loans or payments received from Epstein, minutes of meetings or telephone conferences in which Epstein participated or was discussed, records of transactions made or requested by Epstein (whether on his own behalf or on behalf of any business entity or client), account statements for any and all accounts owned or managed by Epstein, (whether on his own behalf or on behalf of any entity or client), and information relating to any bank or financial institution used by Epstein to transfer moncy to Bear Sterns or to receive money from Bear Sterns. #2. All documents referring or relating to the employment of Epstein, including but not limited to employment applications, employment reviews, pay stubs, and documents related to termination of employment. EFTA00186989

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UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA IN RE FEDERAL GRAND JURY SUBPOENA OLY-71 ADDRESSED TO BEAR STEARNS COMPANIES, INC. CERTIFICATION REGARDING DOMESTIC RECORDS FRE Y CONDUCTED Vv I, the undersigned, _ , declare that lam employed by Bear Stearns Companies, Inc., in the position of , and, by reason of my position, am authorized and qualified to make this declaration. 1. Through my employment with Bear Stearns Companies, Inc., I am familiar with the business records it maintains. 2. I certify that the records attached to this certification: (a) were made at or near the time of the occurrence of the matters set forth therein, by or from information transmitted by, a person with knowledge of those matters; (b) were kept in the course of regularly conducted business activity; and (c) were made by the regularly conducted activity as a regular practice. 2. Among the records so maintained are the attached records itemized in Appendix A (Document Inventory). Page 1 of 2 EFTA00186990

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3. I further certify that the documents attached hereto are responsive to the Grand Jury Subpoena served upon Bear Stearns Companies, Inc. Pursuant to 28 U.S.C. § 1746, I declare under penalty of perjury that the foregoing information is true and correct. Executed this day of , 2007. Place of execution: Signature 7 Page 2 of 2 EFTA00186991

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APPENDIX A DOCUMENT INVENTORY The documents submitted are as follows: Signature of Records Custodian: EFTA00186992

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U.S. Department of Justice United States Attorney Southern District of Florida 500 South Australian Avenue, Suite 400 . 33401 Re: Grand Jury Subpoena - FGJ 07-103(WPB) Dear Custodian of Records: Pursuant to an official criminal investigation of a suspected federal offense being conducted by a federal grand jury in the Southern District of Florida, your institution has been called upon to furnish the documents and information described in the attached subpoena. Subpoenas issued in connection with proceedings before a grand jury are specifically excluded from the customer notification provisions of the Financial Privacy Act [see Title |2, United States Code, Section 3413(i)]. Therefore, you are requested not to disclose the existence of this subpoena or the fact of your compliance with it. If you have any questions about this, or if you are considering a disclosure, please contact the undersigned federal prosecutor. Sincerely, R. ALEXANDER ACOSTA UNITED STATES ATTORNEY ASSISTANT UNITED STATES ATTORNEY EFTA00186993

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U.S. Department of Justice United States Attorney Southern District of Florida 500 S. Australian Ave., Suite 400 a FL 33401-6235 APPEARANCE NOTICE The attached subpoena requires the production of the records specified to a Federal Grand Jury/Trial in the Southern District of Florida. A new provision of the Federal Rules of Evidence provides that routine business records may be admitted at trial through the declaration of a custodian, if they are provided sufficiently in advance of trial to allow an opportunity for any challenges to their authenticity. Therefore, you may be able to avoid appearing personally at the grand jury/trial at the time and place specified by completely filling out the attached Certification and immediately returning it with the records to Special Agent FBI at the following address: Federal Bureau of Investigation 505 South Flagler Drive, Ste. 500 West Palm Beach, Florida 33401-5923 EARLY VOLUNTARY TURNOVER Please note that we are requesting an early voluntary turnover of the materials subpoenaed. The early voluntary turnover date is prior to September 4, 2007. Sincerely, R. ALEXANDER ACOSTA UNITED STATES ATTORNEY ASSISTANT UNITED STATES ATTORNEY EFTA00186994

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U.S. Department of Justice Request for Financial Information (Authorization, Washington, D.C. 20530 Purchase Order, Receiving Report) This form shall only be used when requesting financial records of individuals ad partnerships of five or fewer i 1 Purchase Order Number: [2 Date Order Prepared: oO : ional, ee 8/15/2007 a _ - ee Section A- Authorization and Purchase Order ae 4 Name and Address of Financial Institution: Bear Sterns Company $ Deliver: EB Special Agent Nesbitt Kuyrkendall at [i © Retum Pate: 9/4/2007 FOR REIMBURSEMENT PLEASE RETURN THIS FORM, THE RECORD OF SERVICES, AND A COPY OF THE SUBPOENA. 8 Name of Request eorPrin) 19 Telephone Number: “}10 Date of request: ey —_— 6/15/2007 Section B - Financial Institution Invoice __ No Payment Shall Be Made Unless Expenses / Are It © Memized Below Or On Your Form ToBe Attached, / If Service/Financial Records Provided: Cut Unit Price Amount FOR PROMPT PAYMENT INCLUDE TAX LD. NUMBER. Please note that reimbursement cannot be made for the records pertaining to corporations or large partnerships of six or more. IMPORTANT: The DCIA 0.25 Copy Mandates the use of EFT/DD. In order to receive payment complete the attached EFT enrollment form. 11.00 Hour Clerical | | 17.00 Hour Manger Supervisor Do not proceed with compliance: If cost will exceed $500 without prior approval of | Budget Officer Lazaro Feliciano. Fax any request to (305) 530-7679 “V2 Signature of Financial Institution Official: — 3 Date signed: _ | Total ‘Amount Claimed 7 ; By Financial Institution 0.00 “Section c- ~ Receiving Report “116 Disallowance — nan pee ef __ (See Attached) - 14 Leertify that the articles and services listed were received: 15 Date Received: 17 Netto Financial Institution 18 Right to Financial Privacy Act - Public Law 95-630 (12 U.S.C, 3401-3422)Request Pursuant To: (Check One Only) — — > — 19 Signature of Approving Official: OBJECT SECTION CLASS CI 3404 Customer Authorization 2540 20 Accounting Classification Code 0 340s Administrative Subpoena or Summons 2541 y]} [ : : 0 3406 Search Warrant 2542 Oo 3407 Judicial Subpoena 2543 0 3408 Formal Written Request 2544 21 Schedule and Voucher Number: (D) 3413 1 Grand Jury Subpoena 2845 0 3414 Special Procedures 2546 Do# 22 Remarks: OO —_ oo : - - _ ~ (CO Funds Available g Date: Budget Officer: FORM OBD-211 This form was electronically produced by Elite Federat Fors, lie. APR. 84 EFTA00186995

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VENDOR ELECTRONIC FUNDS TRANSFER (EFT) ENROLLMENT FORM ou have not done so alrea Please comply to t PAYEE/COMPANY INFORMATION: | i Taxpayer ID Number Contact Person Name Telephone Number E-mail Address (If you would like to be notified via e-mail) FINANCIAL INSTITUTION INFORMATION: Bank Name Bank Address Bank Phone Number Nine Digit ABA Routing Transit Number Type of Account (Checking or Saving) Depositor Account Number Signature of Vendor's Authorizing Official Name & Title of Authorizing Official Please Return or Fax to: U.S. Attorney's Office Southern District of Florida 99 NE 4 street, Suite 200 Miami, FL. 33132 Attention: Jocelyn Collazo Fax Number. | The Debt Collection Improvement Act of 1996 requires that payments made by the Federal government, including vendor payments, must be made by electronic funds transfer (EFT). A benefit of receiving payments by EFT is that your funds are directly deposited to your account at a financial institution and are available to you on the date of payment. If you have questions regarding the delivery of the remittance information, please contact the financial institution where your account is held. If you have any questions on the completion of this form, please contact | SY at a. FORM OBD-211 APR. 84 Page 3 of 3 EFTA00186996

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vee ena vuLoverror TRANSMISSION OK TX/RX NO CONNECTION TEL SUBADDRESS CONNECTION ID ST. TIME USAGE T PGS. SENT RESULT UsAU YD FL SELELSKSKSTASA ARE AAALS sex TX REPORT +8E SEALSRELSKELSLALHLSTLESS 03 27 12125045557 08/15 15:36 OK 205. 9 TO; DATE: FAX NO, PHONE NO, 77 RE: FROM: enone No, U.S. Department of Justice United States Attorney Southern District of Florida wjuul Dennis Block, Esq. August 15, 2007 500 S. Australian Ave, 4th Floor ch, Florida 3340) FACSIMILE COVER SHEET # OF PAGES: : = Assistant U.S. Attorne’ ee COMMENTS: EFTA00186997

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U.S. Department of Justice United States Attorney Southern District of Florida 500 S. Australian Ave, 4th Floor West Palm Beach, Florida 3340] FACSIMILE COVER SHEET TO: Dennis Block, Esq. DATE: August 15, 2007 oxo. im” vorPaces:___4] PHONE NO. : a RE: Subpoena FROM: _AREE 4 sistance u.s. attorney PHONE NO. Po COMMENTS: EFTA00186998

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U.S. Department of Justice United States Attorney Southern District of Florida 500 South Australian Ave., Suite 400 ext P, each FL 3340 August 15, 2007 VIA FACSIMILE Dennis Block, Esq. Cadwalader, Wickersham & Taft LLP One World Financial Center New York, NY 10281 Re: Subpoena to Bear Stearns Companies, Inc. Dear Dennis: As we discussed earlier today, I have attached a grand jury subpoena addressed to the Custodian of Records for Bear Stearns Companies, Inc. I have addressed the subpoena to the parent corporation, Bear Stearns Companies, but it is meant to include the subsidiary Bear, Stearns & Co., Inc. If you would like a separate subpoena for that entity, please let me know. The subpoena calls for the presence of a witness before the grand jury, but if the Custodian of Records completes the attached records certification, his or her testimony will not be required. Thank you for your assistance with this matter, and if you have any questions or concerns, please do not hesitate to contact me. Sincerely, R. Alexander Acosta United States Attorney By: Assistant United States Attorney ce: Special Agent PF F.B.IL. EFTA00186999