SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 MEMORANDUM Date: May 18, 2015 To: a Assistant Special Agent in Charge Special Operations Division From: Director OCDETF Fusion Center Subject: Target Profile: EPSTE WARNING This product contains sensitive proprietary law enforcement information which may be cither classified or the subject of stringent caveats. This product is compiled from multi-agency databases and open sources, and should not be treated as a finished investigative product. OCDETF suggests advising your prosecuting attorney(s) of this intelligence product. The recipient and attormey(s) are advised that this product may not be referenced in affidavits, indictments, extradition documents, other court related documents, press releases, or duplicated as a part of the discovery process without the express written permission of the OCDETF Fusion Center and the originating agencies. This product is provided to your agency for lead purposes only and may not be disseminated to third parties without approval of the originating agencies. Further, investigative action based upon this information should be coordinated with the contributing agencies. This product should be destroyed in a manner consistent with its classification upon determination that retention is no longer necessary to support an investigation, prosecution or related activity Date of Request: April 28, 2015 Case File Number / Agency: C1-11-0049 GDEP: YNL3B (DEA) OCDETF Case Number: NY-NYS-0829 OCDETF Operation Name: Chain Reaction Requestor / Agency / Telephone Number: OFC Unit Chief / Telephone Number: OFC Desk Officer / Telephone Number: OFC Intelligence Analyst / Telephone Number: SOD OSF Contact / Telephone Number: Agency information contained herein: ATF||# CBP||M DEA boc DOL OIG||# DSS AFP || INCA/SOCA BOP ¥DOS (™ FBI || ICE |[O IRScI|[> UsMs][> UsPIs __|[o Usss] [ANzP| FBI Guardian Incident SENSITIVE BUT UNCLASSIFIED EFTA00173953

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Table of Contents ANALYTICAL FINDINGS .... Background... e Analytical Findings TARGET | - I ee csseeneeneneennennen 4 BIOGRAPHICAL/IDENTIFYING DATA... ADDRESSES ....c.cccccccccscsscssesecseeeeeseeseeeee COMMUNICATIONS ... Telephone Numbe: BORDER CROSSINGS .... Border Crossings - Air LINKED INVESTIGATIONS ... CRIMINAL HISTORY/NCIC .... Offline NCIC FINANCIAL INFORMATION USAR — Unified Suspicious Activity Report(s). ASSETS .....cccccccteceeeeceneeeeeee Financial Account(s MYNYADDAUUNUUae TARGET 2 — I nnn eeeeeeeeeseeenceenneneneenesnneennsenneeneetaneteneen 8 BIOGRAPHICAL/IDENTIFYING DATA.... 8 ADDRESSES... 8 COMMUNICATIONS 8 Telephone Numbe: 8 BORDER CROSSINGS . 8 Border Crossings - Air 8 LINKED INVESTIGATIONS id CRIMINAL HIsTORY/NCIC .... wd Offline NCIC .......00004.. id FINANCIAL INFORMATION ...........c:.ccsscssesseeseeseessessessceaceneeeeeseseessssssascsscsaccaeeseeessesseceeseeseatenseasessesscnseneees 10 USAR — Unified Suspicious Activity Report(s) ccccccccccccccccccccccseeeseseeseesesseeeeseeeeseesseseeseeeseeeeeseeaeeees 10 TARGET 3 — I cc eceseeeeeneeneeneeneneeneeennnneeanenneeneeenenet ul BIOGRAPHICAL/IDENTIFYING DATA... ADDRESSES COMMUNICATIONS ... Telephone NUMbers..cc.cccccccccccccceceeseeseseeseeee Websites, Email Addre. BORDER CROSSINGS Border Crossings - Air LINKED INVESTIGATIONS ... SENSITIVE BUT UNCLASSIFIED i EFTA00173954

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 FINANCIAL INFORMATION USAR — Unified Suspicious Activity Report(s). TARGET 4 — JEFFREY EPSTEIN............sccccssesssssersessersensseseessencessenseesensseseesseseesenenensnenenensscerseneneaeeeeeses 14 BIOGRAPHICAL/IDENTIFYING DATA ......ccccccccccseessesseeseescsssesecsesesesssssseseecsuscsesssseseseesnsnsesesnecsesseeeseseeaeees 14 ADDRESSES COMMUNICATIONS Telephone Numbers. Websites, Email Addresses, IP Addresses. BORDER CROSSINGS Border Crossings - Air... CORPORATE/BUSINESS AFFILIATIONS... LINKED INVESTIGATIONS ...... CRIMINAL HIsTORY/NCIC . Offline NCIC wo... FINANCIAL INFORMATION .. USAR — Unified Suspicious Activity Reports)... UCTR — Unified Currency Transaction Report(s CTR — Currency Transaction Report(s) .....ccccccc000 ASSETS ...ccccccccccteetseteeseeeeeee Financial Account(s) FAMILY MEMBER/ASSOCIATE IDENTIFYING INFORMATION . ASSOCIAIOS ooo. cccccccesecseseseseeseseseseesesescssesescsecsseesesesscesesssessesessseeseseseseesesuseaseseseseesesssesesesuseseeeeeeaceaeeseeate 21 cc 22 BIOGRAPHICAL/IDENTIFYING DATA... ADDRESSES COMMUNICATIONS ... Telephone Number s...cc.c...cccc0cccccsesesesseseseseeee Websites, Email Addre. BORDER CROSSINGS Border Crossings - Air LINKED INVESTIGATIONS ... CRIMINAL HIsToRY/NCIC . Offline NCIC .......c.ccc0020. FINANCIAL INFORMATION .. USAR — Unified Suspicious Activity Report(s). UCTR — Unified Currency Transaction Report(s). ASSETS .....cccccccsccecseccescsectecssessceeseseesscseeecsueeseeecssesseeseesees Financial Account(s) BIOGRAPHICAL/IDENTIFYING DATA ADDRESSES ......0000c000008 COMMUNICATIONS ... Telephone NUmbers...c.ccccccccccccsecsecseesseeseveseseseeeseesseseeescseccssesessuesssssesssescsseescseecseeeseseeescseessneueeeneeceesteces 28 SENSITIVE BUT UNCLASSIFIED ii EFTA00173955

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Websites, Email Addresses, IP Addresses. BORDER CROSSINGS Border Crossings - Air CORPORATE/BUSINESS AFFILIATIONS . LINKED INVESTIGATIONS ...........0000:000808 CRIMINAL HIsToRY/NCIC .... Offline NCIC occ... FINANCIAL INFORMATION USAR — Unified Suspicious Activity Report(s CTR - Currency Transaction Report(s).. Financial Account(s cc 32 BIOGRAPHICAL/IDENTIFYING DATA... ADDRESSES COMMUNICATIONS ...... Telephone Numbers. Websites, Email Addresses, IP Addresses... LINKED INVESTIGATIONS ...... CRIMINAL HIsTORY/NCIC . Offline NCIC FINANCIAL INFORMATION USAR — Unified Suspicious Activity Report(s UCTR — Unified Currency Transaction Report(s)..... CTR - Currency Transaction Report(s)..cccccccccccccccccceesecsetsetseeeeesecsessesesseesseeeeseestaesseesseesseneeeeaaeenee ce 36 BIOGRAPHICAL/IDENTIFYING DATA.... ADDRESSES COMMUNICATIONS Telephone NUmbers......cc0cccccccsceseceseseseseseeese Websites, Email Addre. BORDER CROSSINGS ........... Border Crossings - Air... LINKED INVESTIGATIONS ... CRIMINAL HisToRyY/NCIC . Offline NCIC oo... FINANCIAL INFORMATION USAR — Unified Suspicious Activity Report(s). TARGET 9 - BIOGRAPHICAL/IDENTIFYING DATA ADDRESSES ......0c0cc00c000s COMMUNICATIONS ... Telephone NUmbers...c.ccccccccccccsecsecscesscesesscesesecesesesesecescseccsseusssuesssssessuescsseeseseecseeesesseescsessaneesesseeeeeseoces 40 SENSITIVE BUT UNCLASSIFIED iii EFTA00173956

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Websites, Email Addresses, IP Addresses. LINKED INVESTIGATIONS .0.......0:.0:c::sesseeeeeeee CRIMINAL HIsTORY/NCIC .... Offline NCIC ......000005 FINANCIAL INFORMATION USAR — Unified Suspicious Activity Report(s). ASSETS .o.cccccccccsccscesseseeseee Financial Account(s TARGET 10 - as BIOGRAPHICAL/IDENTIFYING DATA ADDRESSES BORDER CROSSINGS . Border Crossings - Air LINKED INVESTIGATIONS ... CRIMINAL HISTORY/NCIC .... Offline NCIC FINANCIAL INFORMATION USAR — Unified Suspicious Activity Report(s). CTR - Currency Transaction Report(s).. BIOGRAPHICAL/IDENTIFYING DATA... ADDRESSES COMMUNICATIONS ... Telephone Numbers........ LINKED INVESTIGATIONS CRIMINAL HISTORY/NCIC .... Offline NCIC FINANCIAL INFORMATION USAR — Unified Suspicious Activity Report(s). ASSETS ...cccccccccctceseeeeeeeeeee Financial Account(s TARGET 12 — I ce cccecseseencennceenneenee 50 BIOGRAPHICAL/IDENTIFYING DATA ADDRESSES........ COMMUNICATIONS ... Telephone Numbers. LINKED INVESTIGATIONS ... CRIMINAL HIsTory/NCIC . Offline NCIC .......00004. FINANCIAL INFORMATION .. USAR — Unified Suspicious Activity Report(s ASSETS ..0..ccccccccccecseseeseeeseseeeeeesseeessesseeseeneeseeaeeaees Financial ACCOURUS) ...cc.ccccccccccecsecssessesscesecsceeccsssesssessssssessesseeseessesseessessesseeesessessessessessceaceaceesseaeeeseees 53 SENSITIVE BUT UNCLASSIFIED iv EFTA00173957

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 TARGET 13 — I nce ccsseecenerneennenne 54 BIOGRAPHICAL/IDENTIFYING DATA .o...cccccccccsecssessescessenseeseeeeseseaeeseseeseeseesesecasessesecesceseseeeseecessaseaseaeene 54 ADDRESSES .........000065 COMMUNICATIONS Telephone Numbers.. BORDER CROSSINGS ........... Border Crossings - Air LINKED INVESTIGATIONS ...... CRIMINAL HIsToRY/NCIC . Offline NCIC “ FINANCIAL INFORMATION ...........0..c0secssesseeseeseessessessceaceacsesessssesssesssascsscseccaceseesssessecsssessessessesssessesscescenees 57 TARGET 14 — I I 58 BUSINESS IDENTIFYING DATA ADDRESSES ..0.....cccccsccssceseesees COMMUNICATIONS ....... Telephone Number: LINKED INVESTIGATIONS FINANCIAL INFORMATION ASSOCIATE IDENTIFYING INFORMATION . ASSOCIQIES coccccccccccccccscccseseenseesseeseessessesscesceseeseessesseesesessessecsceseesecseessessesseseseessessesatesesseeaeeaeeeeseneeneenee 60 ee 61 BUSINESS IDENTIFYING DATA... ADDRESSES ........0.00::ccsccseesseeseeee COMMUNICATIONS Telephone Number: LINKED INVESTIGATIONS FINANCIAL INFORMATION ASSOCIATE IDENTIFYING INFORMATION . ASSOCIQICS .oocccccccccccecectecceseceeteecseeeeeceesceseteceseeseesessessessesaeeueeeeeseesecssesaeeaeseeeecsecoeesaeeueeseeeceaseoeeoeeeueaseeeee 63 SENSITIVE BUT UNCLASSIFIED ¥ EFTA00173958

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 **CAUTION** This product may contain active hyperlinks to internet websites and email Please use caution when navigating the contents of this publication. Hyperlinks will be identified in red. addresses. Analytical Findings Background: A request was submitted by the Drug Enforcement Administration (DEA) New Y DETF Fusion Center (OFC) for . DEA reporting indicates the above individuals are involved in illegitimate wire transfers which are tied to illicit drug and/or prostitution activities occurring in the U.S. Virgin Islands and New York City. e Analytical Findings: This Target Profile product was prepared from a series of queries against the available OFC databases. Reporting relative to the subjects was found in Customs and Border Protection (CBP); DEA: DOS Non-immigrant Visas (DOS NIV); Diplomatic Security Service (DSS); Federal Bureau of Investigation (FBI); Financial Crimes Enforcement Network (FinCEN) Gateway; and Immigration and Customs Enforcement (ICE) databases as well as the commercial database Accurint. Through a phone conversation, the requestor indicated recent financial information on the targets would be beneficial to the investigation. o Financial Information (Bank Secrecy Act Warnings Apply): Analyst’s Note 1: Many of their financial reports listed below include many/all of the targets as multiple subjects. Analyst’s Note 2: Only financial reporting from 2010 through 2015 is included in this report. Older financial information on the targets is available. . Po is a subject of three 2015 USARs totaling $4,193,637. See attachment | for more information. is a subject of three 2015 USARs totaling $4,193,637. See attachment | for more information. is a subject of three 2015 USARs totaling $2,754,983. See attachment | for more information. * Jeffrey EPSTEIN is a subject of seven USARs (4 in 2015, 2 in 2014, and 1 in 2013) totaling $5,672,921. See attachment | for more information. * Jeffrey EPSTEIN and are subjects together in three Unified Currency Transaction Reports (UCTR) (1 in 2014 and 2 in 2013) totaling $102, 648. na reportedly conducted transactions on Jeffrey EPSTEIN’s behalf. See Jeffrey EPSTEIN’s financial information section for more information. SENSITIVE BUT UNCLASSIFIED Page 1 of 63 EFTA00173959

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 * Jeffrey EPSTEIN is a subject of eight CTRs (2 in 2011 and 6 in 2010) totaling $233,397. | is an additional subject of one of these CTRs. See attachment 2 for more information. . is a subject of a 2015 USAR for $157,898. See attachment | for more information. s is a subject of a 2014 UCTR for $40,000 in which he conducted a withdrawal(s) on behalf of . See financial information section for more information. ® is a subject of three USARs (2 in 2015 and | in 2014) totaling $4,236,995. See attachment | for more information. . and are subjects of a 2011 CTR in which conducted USD and Euro transactions on behalf of financial information section for more information. s is a subject of two USARs (1 in 2015 and | in 2013) totaling 077.898. See attachment 1 for more information. . are the subjects of three 2013 UCTRs totaling $157,152. FinC icates cashed negotiable instruments the businesses’ behalf. See J financial information and corporate/business affiliations sections for more information regarding the UCTRs and . respectively. . and FP are the subjects of 22 CTRs (1 in 2013, 9 in 2012, 7 in 2011, and 5 in 2010) totaling $730,000. See attachment 3 for more information. ® FY s a subject of three 2015 USARs totaling $2,754,983. See attachment | for more information. . is a subject of two 2015 USARs totaling $4,079,102. See attachment | for more information. . is a subject of three 2015 USARs, totaling $4,193,637. See attachment_1 for more information. s and . are subjects together in two CTRs (2011 and 2010) in which conducted deposits on the company’s behalf. See financial information section for more information. . is a subject of two 2015 USARs totaling $4,079,102. See financial information section for more information. is the subject of a 2012 USAR for $45,107. See financial information section for more information. . is a subject of two 2015 USARs totaling $4,079,102. See IDZKOWSKA's financial information section for more information. . . Is a subject of two 2015 USARs totaling $4,079,101. See attachment | for more information . a is a subject of three 2015 USARs totaling $4,193,637. See attachment | for more information. SENSITIVE BUT UNCLASSIFIED Page 2 of 63 EFTA00173960

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 o Cases and Contacts: The targets are subjects in the following case: Case File Title/ Case Agency/Location Case Number | Date Opened Status/Date Operation Agent(s)/ Name Phone No. DEA/ - ana Pending New York, NY C1-11-0049 ATO Judicial ma SENSITIVE BUT UNCLASSIFIED Page 3 of 63 EFTA00173961

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OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 4 of 63 EFTA00173962

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OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 5 of 63 EFTA00173963

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Criminal History/NCIC Offline NCIC GUIDANCE NOTE Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: e Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. e Pinpointing geographical locations where target previously traveled. e__ Discovering target associations based on vehicle stops. SENSITIVE BUT UNCLASSIFIED Page 6 of 63 EFTA00173964

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Financial Information WARNING WARNING SENSITIVE BUT UNCLASSIFIED Page 7 of 63 EFTA00173965

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OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 8 of 63 EFTA00173966

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Criminal History/NCIC Offline NCIC GUIDANCE NOTE Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: e Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. e Pinpointing geographical locations where target previously traveled. e Discovering target associations based on vehicle stops. SENSITIVE BUT UNCLASSIFIED Page 9 of 63 EFTA00173967

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ma SENSITIVE BUT UNCLASSIFIED or ? A OFC-TP-15-12392 a Ae bi SODOFC-15-12392 >. Date of Report: May 18, 2015 Financial Information WARNING WARNING SENSITIVE BUT UNCLASSIFIED Page 10 of 63 EFTA00173968

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OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 11 of 63 EFTA00173969

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Offline NCIC GUIDANCE NOTE Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example. using Offline NCIC checks can provide the following insight: e Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. e Pinpointing geographical locations where target previously traveled. SENSITIVE BUT UNCLASSIFIED Page 12 of 63 EFTA00173970

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC- 15-12392 Date of Report: May 18, 2015 Financial Information WARNING The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311, et seq.; 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only for a purpose consistent with a criminal, tax, or regulatory investig ctivities, includii ainst international terrorism. See 31 U_S.C. 5311 proval of the Director of Financial Crimes ation or proceeding, or analysis, to protect a hout prior ence oF counte: leased. disseminated, disclosed, or transmitted in the conduct of intell The information cannot be further r Enforcement Network or his authorized delega Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity, akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. WARNING Note — SAR Usage: This report contains a Suspicious Activity Report (SAR) of suspected criminal activity, filed by a U.S. financial institution SARs are not evidence, but contain information that, when further investigated, may produce evidence of criminal activity. Law enforcement personne! that use SAR information as part of investigative efforts may not: 1) Confront a customer of a financial institution with a SAR, or 2) Include a SAR as an attachment to ar filing as part of a judicial proceeding, law enforcement personnel must coordinate that potential disclosure with FinCEN's Office of Chief ding SAR disclosure does not preclude law enforcement personnel from discussir SAR filed by a bank, or the I bank supervisory personnel. Federal bank supervisory mg with FinCEN, promulgated the as requiring banks to report suspicious activity by fili ARs. According ncics access to SARs and have the authority dling and disclosure of SARs. Notwithstandin, eneral prohibition on the n ¢ prior approval of FinCEN, law enforcement personnel may, without prior authorization, disclose a SAR te king on the same or a related investigation, or to such domestic law enforce! affidavit or other legal document. If it is anticipated that there may be a need to disclose the actual SAR Counsel. The prohibition re contents of such SAR, with gcncics, eder regulatic to provide din SAR without law enforcement personnel and prosecutors w are part of the same joint task force, provided 2007). -dissemination of a iate domestic »pro} nt personne! that ¢ disclosing agency satisfies the conditions set forth in the Re-dissemination Guidelines for Bank Secreey Act Information (November 2 SITIVE BUT UNCLASSIFIED Page 13 of 63 EFTA00173971

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 TARGET 4 — Jeffrey EPSTEIN Biographical/Identifying Data Information Source Jeffrey Edward ° 4 3 3PL 2-003 Full Name: EPSTEIN ICE ROI, PAO7QK13PA0002-003 Alias: Jeffrey E. EPSTEIN FinCEN BSA ID 31000062289100 DOB: 01/20/1953 FinCEN BSA ID 31000062289100 SSN: FinCEN BSA ID 31000062289100 Driver’s License Number and State: U.S. Virgin Islands FinCEN BSA ID 31000062289100 ICE Subject Record P8529715900CWP Occupation: Investment Advisor FinCEN BSA ID 31000062289100 Accountant FinCEN BSA ID 20112031315534 Business/Employer: SLK DESIGNS LLC FinCEN BSA ID 31000053179085 HYPERION AIR, INC. FinCEN BSA ID 31000031627861 Agency Identifier(s): ICE P6B38569000CPA ICE P85297 15900C WP ICE Subject Record P6B38569000CPA ICE Subject Record P8529715900C WP Analyst’s Note: See the corporate/business affiliations section for more information regarding SLK DESIGNS LLC and a INC. Addresses (R) — Residential _(B) — Business (U) — Unknown (M) — Mailing Company/Post Office (C) — Criminal Type R M Address Date of : Info. Source FinCEN BSA ID 5 03/06/2015 31000062289 100 FinCEN BSA ID 5 03/06/2015 | 31000062289 100 FinCEN BSA ID 03/06/2015 31000062289 100 FinCEN BSA ID 5 03/06/2015 31000062289 100 FinCEN BSA ID 5 03/06/2015 | 31000062289 100 SENSITIVE BUT UNCLASSIFIED Page 14 of 63 EFTA00173972

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SENSITIVE BUT UNCLASSIFIED Communications Telephone Numbers OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 (R) — Residential _(B)—Business _(M)—Mobile _(U)—Unknown _(P)- Pager/Beeper _(V) - VOIP Subscriber/ Affiliation Date of Type Number Address to Target Info. Source See Analyst's Note | Jeffrey E. EPSTEIN | 03/06/2015 See Analyst's Note | Jeffrey E. EPSTEIN | 03/06/2015 See Analyst's Note See Analyst’s Note | 03/06/2015 | FinCEN BSA ID See Analyst’s Note See Analyst’s Note | 03/06/2015 | 31000062289100 See Analyst's Note See Analyst’s Note | 03/06/2015 See Analyst's Note See Analyst’s Note | 03/06/2015 Analyst’s Note: Specific subscriber/corresponding businesses names for the above business phone numbers were not listed. Websites, Email Addresses, IP Addresses Webskw Emad Add af Subscriber/Affiliation to Target Source Address ne FinCEN BSA ID PS Jeffrey E. EPSTEIN TQOUREISEOION Border Crossings Border Crossings - Air Source: Customs and Border Protection (CBP) Date/Time Departure Airport Arrival Airport | _ Flight Number/Airline 05/06/2014 Charles de Gualle Int. | JFK Int. 006/Air France 04/29/2014 JFK Int. Charles de Gualle Int. 011/Air France 02/19/2014 Charles de Gualle Int. | JFK Int. 022/Air France 02/09/2014 JFK Int. Charles de Gualle Int. 009/Air France Corporate/Business Affiliations Name, Address, Corp. F Afliiation of Corp./Business Number/Filing | Status Target to Source Phone T ‘ Officers ype Corp./Business LLC Aircraft FinCEN BSA ID Qurs. Ste B3 Number fl Active Signor . 3100003 1627861; St Thomas, Virgin , Accountant Accurint Islands, U.S. 00802 SENSITIVE BUT UNCLASSIFIED Page 15 of 63 EFTA00173973

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Corp. Affiliation of oer arc Number/F iling | Status Target to one T. Corp./Business Details: FinCEN indicates EPSTEIN ai are signors for Analyst’s Note: FinCEN indicates this company provides aircraft maintenance. Accurint indicates this business consists of one 200] Bell 430 aircraft (S/N: 49078) which was registered on 09/06/2013. SLK DESIGNS Corp/Business Officers Source FinCEN BSA ID Not Listed Active Association Not Listed 31000053179085 New York, NY 10065 Details: EPSTEIN and SLK DESIGNS LLC are listed as subjects together in a 2014 USAR. FinCEN indicates EPSTEIN sent SLK DESIGNS LLC $20,000 from an external bank account in 2014. Linked Investigations — Case : Case Case File Title/ Agucy/Location Number Date Opened Status/Date Operation Name ay Details: The Requestor’s case EPSTEIN, FBI/ 31E-MM- : JEFFREY Miami, FL 108062 07/25/2006 Active DEA/ “ae NI) Pending FT New York, NY C1-11-0009 12/17/2010 Judicial Details: FBI reporting indicates Jeffrey EPSTEIN and Ghislaine MAXWELL are companions (FBI FD- 302, 31E-MM-108062, 07/08/2013). OPERATION ANGEL ICE/ PAO7QK13P 06/07/2013 Closed/ WATCH/RCSO Paris, France A0002 10/03/2013 PRESENSE/ TRANSITING INFO SHARING Details: ICE reporting indicates Jeffrey EPSTEIN was convicted in 2008 of procuring a person under age 18 for prostitution in Florida (ICE ROI, PAO7QK13PA0002-003). ICE/ LVISHTOL | 0) 045 Pending/ Las Vegas, NV 0009 02/02/2009 | 91/27/2010 Details: ICE reporting indicates Jeffrey EPSTEIN pled guilty on 06/30/2008 on charges relating to solicitation of prostitution and procurement of minors to engage in prostitution (ICE ROI, LV 1SHTO9LV0009-003) SENSITIVE BUT UNCLASSIFIED Page 16 of 63 EFTA00173974

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 AGT Case “ Case Case File Title/ Agency/Location Date Opened : Agent(s)/ Number Status/Date Operation Name Phone No. ICE/ , ' _ WPO07Q106 50/9 Closed/ Jeffrey EPSTEIN West con Beach, | “weooit | 27/28/2006 | g7 78/2008 (ET AL) Details: ICE reporting indicates Jeffery EPSTEIN pled guilty on 06/30/2008 to state offences relating to solicitation of prostitution and procurement of minors to engage in prostitution (ICE Subject Record P8529715900CWP). Criminal History/NCIC Offline NCIC GUIDANCE NOTE An Offline NCIC report lists other law enforcement agencies that have previously queried the same individual. This report does not necessarily mean the agencies listed on the offline NCIC report have additional documents on that individual. By default, OFC requests will query NCIC for the last 2 years of data unless otherwise requested by the requestor. The table below is a summary by Agency. The detailed information is contained in the corresponding attached Offline NCIC file, ic. “Offline NCIC Results for Target 1 (MM/DD/YYYY HH:MM:SS).xls”, which provides the date/time and Agency ORI terminal the target was queried. When contacting the appropriate LE agency, the LE agency will need the specific information outlined in the attachment to provide further details regarding their initial query. Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: e Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. e =Pinpointing geographical locations where target previously traveled. e Discovering target associations based on vehicle stops. First Last Agency ORI Contact Contact Phone 30 05/22/2013 | 05/02/2015 Agency ORI Count CBP CYRIL E KING AP INTL ARRIVALS US CUST SERV ENFORCEMENT SYSTEMS NEWINGTON FL DEPT OF LAW ENFORCEMENT COMMAND CENTER 8 05/29/2013 | 05/01/2015 NY STATE DIV CRIMINAL JUSTICE SVCS ALBANY 12 06/12/2013 | 04/28/2015 DRUG ENFOR ADMIN NEW YORK 5 04/24/2015 | 04/24/2015 145 05/11/2013) | 05/02/2015 SENSITIVE BUT UNCLASSIFIED Page 17 of 63 EFTA00173975

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 DHS ICE INVEST RAC ST THOMAS a] ” USVI 1 | owis201s | 04/3/2015 CUSTOMS AND BORDER 3 5/12/2013 3/2015 PROLbet ion 1 05/12/2013 | 04/03/2015 US CUSTOMS SERVICE ENF Sonia 3/01/2015 a ScURITY NEWINGTON 14 | 06/02/2013 | 03/01/2015 DHS ICE INVEST SAC MIAMI 2 02/26/2015 | 02/26/2015 FBI NOPU [_1| 12/01/2014 | 12/01/2014 | CUSTOMS AND BORDER 4 10/13/2014 | 11/30/2014 PROTECTION BEDFORD L G CBP LOGAN INTERNATIONAL 3/2 30/2 AIRPORT 10/13/2014 11/30/2014 we US CUSTOMS SERV AIRPORT BAGGAGE I&C NEWARK CUSTOMS AND BORDER 20 03/12/2014 10/23/2014 i) 05/16/2014 10/23/2014 PROTECTION CUSTOMS AND BORDER : PROTECTION 15 | 03/11/2014 | 10/07/2014 US SECRET SERV UNIFORM DIV sa sap A AMINNGTON I os/i2/2014 | 08/12/2014 US SECRET SERVICE WHITE HOUSE ena 5 bivIsIOn os/12/2014 | 08/12/2014 CUSTOMS AND BORDER 113 5116? PROTECTION 6 | to1s013 | os/o62014 US CUSTOMS SERV INSPECTION 5 9/2 0/2 CONTROL CLAYTON 5 | owsroi4 | 0402014 USC MARCH AFB OFFICE OF 2] 2 ” ” UNFORCEMENT RIVERSIDE | 4 | 6062013 | 3727/2014 | CBP SEATTLE INTL AIRPORT 5 03/19/2014 | 03/20/2014 USC SEA-TAC AIRPORT PASS PROC , tec SEATTLE I 03/19/2014 | 03/19/2014 CBSA ASFC HQ IBQ i 03/17/2014_| 03/17/2014 DOJ US ATTORNEY GENERAL'S 1 01/08/2014 | 01/08/2014 OFFICE ST THOMAS CUSTOMS AND BORDER PROTECTION USC OFF INVESTIGATIONS LEVITTOWN i) 11/27/2013 11/27/2013 09/10/2013 11/15/2013 Ww HARVARD UNIVERSITY CAMPUS POLICE | | 11/06/2013 | 11/06/2013 CBP JFK INTERNATIONAL AIRPORT 3 06/03/2013 10/01/2013 CUSTOMS AND BORDER 7 7 PROTECTION 1 09/14/2013 | 09/14/2013 VIRGIN ISLANDS POLICE 2 DEPARTMENT 1 06/28/2013 06/28/2013 SENSITIVE BUT UNCLASSIFIED Page 18 of 63 EFTA00173976

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 FBI CJIS DIVISION | 3 | 05/14/2013 | 05/28/2013 | P| Financial Information WARNING The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311, et seq.; 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only for a purpose consistent with a criminal, tax, or regulatory investigation or proceeding. or in the conduct of intelligence or counterintelligence activities, including analysis, to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated, disclosed, or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity, akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. WARNING Note — SAR Usage: This report contains a Suspicious Activity Report (SAR) of suspected criminal activity, filed by a U.S. financial institution. SARs are not evidence, but contain information that, when further investigated, may produce evidence of criminal activity. Law enforcement personnel that use SAR information as part of investigative efforts may not: 1) Confront a customer of a financial institution with a SAR, or 2) Include a SAR as an attachment to an affidavit or other legal document. If it is anticipated that there may be a need to disclose the actual SAR filing as part of a judicial proceeding, law enforcement personne! must coordinate that potential disclosure with FinCEN's Office of Chict Counsel. The prohibition regarding SAR disclosure does not preclude law enforcement personnel from discussing a SAR filed by a bank, or the contents of such SAR, with Federal bank supervisory personnel. Federal bank supervisory agencies, along with FinCEN, promulgated the regulations requiring banks to report suspicious activity by filing SARs. Accordingly, these agencies have access to SARs and have the authority to provide direction with regard to the handling and disclosure of SARs. Notwithstanding the general prohibition on the re-dissemination of a SAR without the prior approval of FinCEN, law enforcement personnel may, without prior authorization, disclose a SAR to appropriate domestic law enforcement personnel and prosecutors working on the same or a related investigation, or to such domestic law enforcement personne! that are part of the same joint task force, provided the disclosing agency satisfies the conditions set forth in the Re-dissemination Guidelines for Bank Secreey Act Information (November 28, 2007). USAR -— Unified Suspicious Activity Report(s) Analyst’s Note: EPSTEIN is a subject of seven USARs. See Attachment 1 for more information. UCTR — Unified Currency Transaction Report(s) Date of Amount Subject(s)/Persons | Fuing Institution! BSA ID Transaction Involved in Location en Out Transaction a 31000040594074 | 01/31/2014 | $0 | $60,775 Deutsche Bank Trust . Company Americas/ 2002 2419/2 2 P 3100038320027 | 12/19/2013 | $0 | $21,150 Tare resteN | 3 1000036626342 11/15/2013 $0 | $20,723 poc: Details: FinCEN indicates conducted transactions on behalf of EPSTEIN which affected account 35266976. CTR — Currency Transaction Report(s) Analyst’s Note: See attachment 2 for more information. SENSITIVE BUT UNCLASSIFIED Page 19 of 63 EFTA00173977

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Assets SENSITIVE BUT UNCLASSIFIED Financial Account(s) (P) — Personal (C) — Casino (B) — Business (U) — Unknown (S) — Securities Account Owner/ Address Jeffrey EPSTEIN/ Qtr. B3 St. Thomas, Virgin Islands, U.S. 00802 Institution Name/Address BNP Paribas/ Paris, 75009 France Jeffrey EPSTEIN/ Qtr. B3 St. Thomas, Virgin Islands, U.S. 00802 Jeffrey EPSTEIN/ Qtr. B3 St. Thomas, Virgin Islands, U.S. 00802 Deutsche Bank Trust Company Americas/ ae ... York, NY 10154 Fortis — Paris, 75008 France Jeffrey EPSTEIN/ Qtr. B3 St. Thomas, Virgin Islands, U.S. 00802 Highbridge Capital — Grand Cayman, Cayman Islands BWI Jeffrey EPSTEIN/ Qtr. B3 St. Thomas, Virgin Islands, U.S. 00802 HSBC Private Bank SA/ Geneva 3 CH1211 Switzerland Jeffrey EPSTEIN/ Qtr. B3 St. Thomas, Virgin Islands, U.S. 00802 HSBC Paris/ Paris, 75015 France offreyv FE EPSTEIN/ . Suite 10B New York, NY 10065 JP Morgan Chase New York, NY 10065 Jeffrey EPSTEIN/ Qtr. B3 St. Thomas, Virgin Islands, U.S. 00802 JP Morgan Chase New York, NY 10065 Account Number OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Account Soa Type : p FinCEN BSA ID | 31000049066241 p FinCEN BSA ID 3100004906624 1 U FinCEN BSA ID 31000040594074 p FinCEN BSA ID 31000001301346 S FinCEN BSA ID . 20101910292960 S FinCEN BSA ID . 31000001301346 s FinCEN BSA ID . 31000001 301346 p FinCEN BSA ID 20101910292960 U FinCEN BSA ID 20111191187434 B FinCEN BSA ID 20103162812934 B FinCEN BSA ID 3100003 1627861 SENSITIVE BUT UNCLASSIFIED Page 20 of 63 EFTA00173978

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Account Owner/ Institution Account Number Account Address Name/Address : Ty Details: FinCEN indicates account FinCEN indicates account Jeffrey EPSTEIN/ Qtr. B3 Source are additional signors for and . INC. S FinCEN BSA ID . 3100001635 1947 is an additional signor for this account. |. and is an additional signor for accounts is a business account for Valartis Bank AG/ St. Thomas, Virgin Zurich 8021 Islands, U.S. 00802 Switzerland | Details: FinCEN indicates Family Member/Associate Identifying Information’ Associates Name meena ded SSN Source Target an FinCEN BSA ID Associate | | i0004847 1095 Details: and Jeffrey EPSTEIN are subjects together in a 2014 USAR. FinCEN indicates was EPSTEIN’s personal assistant and would act as a recruiter and facilitator for EPSTEIN’s name was listed on the DOS NIV application as the sponsor of (Target 6). "Note: Names indicated with an * (asterisk) will be detailed further. SENSITIVE BUT UNCLASSIFIED Page 21 of 63 EFTA00173979

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OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UN SSIFIED Page 22 of 63 EFTA00173980

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 23 of 63 EFTA00173981

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Criminal History/NCIC Offline NCIC GUIDANCE NOTE Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: e Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. e Pinpointing geographical locations where target previously traveled. e Discovering target associations based on vehicle stops. SENSITIVE BUT UNCLASSIFIED Page 24 of 63 EFTA00173982

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Financial Information WARNING WARNING SENSITIVE BUT UNCLASSIFIED Page 25 of 63 EFTA00173983

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC- 15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 26 of 63 EFTA00173984

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OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UN SSIFIED Page 27 of 63 EFTA00173985

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OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 28 of 63 EFTA00173986

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 ine GUIDANCE NOTE Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: e Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. SENSITIVE BUT UNCLASSIFIED Page 29 of 63 EFTA00173987

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 e Pinpointing geographical locations where target previously traveled. e Discovering target associations based on vehicle stops. Financial Information WARNING WARNING SENSITIVE BUT UNCLASSIFIED Page 30 of 63 EFTA00173988

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 31 of 63 EFTA00173989

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OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT U SSIFIED Pag EFTA00173990

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Criminal History/NCIC Offline NCIC GUIDANCE NOTE Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: e Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. e Pinpointing geographical locations where target previously traveled. e Discovering target associations based on vehicle stops. SITIVE BUT UNCLASSIFIED Page 33 of 63 EFTA00173991

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Financial Information WARNING WARNING SENSITIVE BUT UNCLASSIFIED Page 34 of 63 EFTA00173992

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC- 15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 35 of 63 EFTA00173993

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OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 36 of 63 EFTA00173994

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC- 15-12392 Date of Report: May 18, 2015 Criminal History/NCIC Offline NCIC GUIDANCE NOTE Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example. using Offline NCIC checks can provide the following insight: e Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. e Pinpointing geographical locations where target previously traveled. e Discovering target associations based on vehicle stops. SENSITIVE BUT UNCLASSIFIED Page 37 of 63 EFTA00173995

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Repo ay 18, 2015 Financial Information WARNING The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the lations implementing the BSA. See 31 U.S.C. 5311, et seq.; 31 CFR Chapter X. The information is sensitive in nature and is to be ly. The information may be used only for a purpose consistent with a criminal, tax, or regulatory investigation or proceeding, or ligence or counterintelligence activities, including analysis, to protect inst international terrorism. See 31 U.S.C. 5311 Treasury re treated accordi in the conduct of inte’ The information cannot be further released, disseminated, disclosed, or transmitted without prior approval of the Director of Fin Enforcement Network or his authorized del Suspicious activity reports filed under the BSA must be treated particular care given tions of possible criminal activity, akin to confidential infor Unauthorized release of information ncial Crimes they contain unsubstantiated all collected under the BSA may result in criminal or civil sanctions. WARNING Note — SAR Usage: This report contains a Suspicious Activity Report (SAR) of suspected criminal activity, filed by a US SARs are not evidence, but contain information that, when further investigated, may produce evidence of criminal activity. Law enforcement personne! that use SAR information as part of investigative cfforts may not: 1) Confront a customer of a financial institution with a SAR, or 2) ted that there may be a need to disclose the actual SAR tential disclosure with FinCEN's Office of Chiet ersonnel from discussing AR filed by a bank, or the inCEN, promulgated t >» SARs and have the authority n on the re-dissemination of financial institution. gal document. Include a SAR as an attachment to an affidavit or other le; is anticip fil as part of a judicial proceeding, law enforcement personnel must coordinate that Counsel. The prohibition re ing SAR disclosure does not preclude law enforcement p contents of such SAR, with Federal bank supervisory personnel. Federal bank supervisory agencies, along w lations requiring banks to report suspicious activity by filing SARs. Accordingly, th : and disclosure of SARs. Notwithstandin, out prior auth jon, or to such domestic law enforcement personnel that encies have access r eneral prohibiti ate domestic orization, disclose a SAR to approp ion Guidelines for Bank art of the sarr Secreey Act Informe (November 28, 201 NSITIVE BUT UNCLASSIFIED Page 38 of 63 EFTA00173996

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OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 39 of 63 EFTA00173997

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OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT U SSIFIED Page 40 of 63 EFTA00173998

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Criminal History/NCIC Offline NCIC GUIDANCE NOTE An Offline NCIC report lists other law enforcement agencies that have previously queried the same individual. This report does not necessarily mean the agencies listed on the offline NCIC report have additional documents on that individual. By default, OFC requests will query NCIC curs of data unless otherwise requested by the requestor. for the las! ttached Offline NCIC file, ic. “Offline ney ORL terminal the target was queried. The table below is a summary by Ager NCIC Results for Target | (MM/DD/ When contacting the appropriate LE agency, the LI regarding their initial query y. The detailed information is contained in the correspondi YYYY HH:MM:SS).xls”, which provides the date/time and A; ney will need the specific information outlined in the attachment to provide further details Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: e Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. e Pinpointing geographical locations where target previously traveled. Discovering target associations based on vehicle stops. Financial Information WARNING The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury t ting the BSA. See 31 U.S.C. 5311, et seq.; 31 CPR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only for a purpose consistent with a crimi z tigation or proceeding, or in the conduct of intell ence activities, including analysis, to protect against international terrorism. See 31 U.S.C. 5311 The information cannot be further released, disseminated, disclosed. or transmitted without prior approval of the Director of Financial Crimes ate. Suspicious activity reports filed under the BSA must be treated with particular care given that tions of possible criminal activity, akin to confidential informant tips. Unauthorized release ot ulations imp! eice or counterint Enforcement Network or his authorized de! information in unsubstantiated al they con collected under the BSA may result in criminal or civil sanctions. NSITIVE BUT UNCLASSIFIED Page 41 of 63 EFTA00173999

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 WARNING SENSITIVE BUT UNCLASSIFIED Page 42 of 63 EFTA00174000

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OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UN SSIFIED Page 43 of 63 EFTA00174001

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Criminal History/NCIC Offline NCIC GUIDANCE NOTE Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: e Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. e Pinpointing geographical locations where target previously traveled. e Discovering target associations based on vehicle stops. SENSITIVE BUT UNCLASSIFIED Page 44 of 63 EFTA00174002

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Financial Information WARNING WARNING SENSITIVE BUT UNCLASSIFIED Page 45 of 63 EFTA00174003

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 46 of 63 EFTA00174004

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OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UN SSIFIED Page 47 of 63 EFTA00174005

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NSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Criminal History/NCIC Offline NCIC GUIDANCE NOTE An Offline NCIC report lists other law enforcement agencies that have previously queried the same individual. This report does not necessarily CIC report have additional documents on that individual. By default, OPC requests will query NCIC ¢ requested by the requestor. mean the agencies listed on the offline for the las! years of data unless otherw The table below is a summary by Agency. The detailed information is contained in the corresponding attached Offline NCIC file, i.c. “Offline NCIC Results for Target | (MM/DD/YYYY HH:MM:SS)-xls”, which provides the date he appropriate LE agency, the LE initial query y ORI terminal the target was queried. contact gency will need the specific information outlined in the attachment to provide further details ing their Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: e Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. e Pinpointing geographical locations where target previously traveled. e Discovering target associations based on vehicle stops. NSITIVE BUT UNCLASSIFIED Page 48 of 63 EFTA00174006

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Financial Information WARNING WARNING SENSITIVE BUT UNCLASSIFIED Page 49 of 63 EFTA00174007

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OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 50 of 63 EFTA00174008

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 riminal History/ Offline NCIC GUIDANCE NOTE Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example. using Offline NCIC checks can provide the following insight: e Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. e Pinpointing geographical locations where target previously traveled. e Discovering target associations based on vehicle stops. SENSITIVE BUT UNCLASSIFIED Page 51 of 63 EFTA00174009

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Financial Information WARNING WARNING SENSITIVE BUT UNCLASSIFIED Page 52 of 63 EFTA00174010

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC- 15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 53 of 63 EFTA00174011

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OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 54 of 63 EFTA00174012

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OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT U Pag EFTA00174013

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Criminal History/NCIC Offline NCIC GUIDANCE NOTE Offline NCIC inquiries are records where individuals were queried by local, state or federal law enforcement (LE) agencies at a particular point in time. Offline NCIC checks identify the law enforcement agencies that have previously queried a target. For example, using Offline NCIC checks can provide the following insight: e Knowing what other agencies are inquiring about your target can be a primary de-confliction tool in bringing various agencies together. e Pinpointing geographical locations where target previously traveled. e Discovering target associations based on vehicle stops. SENSITIVE BUT UNCLASSIFIED Page 56 of 63 EFTA00174014

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ENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Financial Information WARNING The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311, et seq.; 31 CFR Chapter treated accordingly. The information may be used only for a purpose consistent with a criminal, tax, or regulatory investigation or proceeding. or in the conduct of intelligence or counterintelligence activities, including analysis, to protect against international terrorism. See 31 U.S.C. 5311 The information cannot be further released, disseminated, disclosed, or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity, akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. The information is sensitive in nature and is to be WARNING Note — SAR Usage: This report contains a Suspicious Activity Report (SAR) of suspected criminal activity, filed by a U.S. financial institution. SARs are not evidence, but contain information that, when further investigated, may produce evidence of criminal activity. Law enforcement personnel that use SAR information as part of investigative efforts may not: 1) Confront a customer of a financial institution with a SAR, or 2) Include a SAR as an attachment to an affidavit or other legal document. If it is anticipated that there may be a need to disclose the actual SAR filing as part of a judicial proceeding, law enforcement personnel must coordinate that potential disclosure with FinCEN's Office of Chicf Counsel. The prohibition regarding SAR disclosure does not preclude law enforcement personnel from discussing a SAR filed by a bank, or the contents of such SAR, with Federal bank supervisory personnel. Federal bank supervisory agencies, along with FinCEN, promulgated the regulations requiring banks to report suspicious activity by filing SARs. Accordingly, these agencies have access to SARs and have the authority to provide direction with regard to the handling and disclosure of SARs. Notwithstanding the general prohibition on the re-dissemination of a SAR without the prior approval of FinCEN, law enforcement personnel may, without prior authorization, disclose a SAR to appropriate domestic law enforcement personnel and prosecutors working on the same or a related investigation, or to such domestic law enforcement personnel that are part of the same joint task force, provided the disclosing agency satisfies the conditions set forth in the Re-dissemination Guidelines for Bank Secrecy Act Information (November 28, 2007) NSITIVE BUT UNCLAS Page 57 of 63 SSIFIED EFTA00174015

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OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 58 of 63 EFTA00174016

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Financial Information WARNING WARNING SENSITIVE BUT UNCLASSIFIED Page 59 of 63 EFTA00174017

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 60 of 63 EFTA00174018

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OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 SENSITIVE BUT UNCLASSIFIED Page 61 of 63 EFTA00174019

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Financial Information WARNING WARNING SENSITIVE BUT UNCLASSIFIED Page 62 of 63 EFTA00174020

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SENSITIVE BUT UNCLASSIFIED OFC-TP-15-12392 SODOFC-15-12392 Date of Report: May 18, 2015 Requestor: Prepared by: SENSITIVE BUT UNCLASSIFIED Page 63 of 63 EFTA00174021