Structured Products Agreement and Approval Form Please Complete All Sections count Munber Arcount Name NUG - 92 30h SOUTVELN FIPANCIAL LLC Account Type teuswahaal Jon Trost Porieerinp K temmeteat Li tality Commany Corporation Gator (specie) NOTE: IRA and ERISA accounts are prohibited from purchasing Structured Products. Account and Owner Information: Provide requested infarmation for ysl beneticial account owner (“Client”). Hf more than one owner exists, tha Siructured Products Agreemeni and Approval Suppiemeniary Form to this Agreement may be required. Fauty Name, or Fess, Middle, Last Name ol Inuinndua® i Truutee ot Esucuior TSHR EPSTEIN Adutess blo> RED HOOK QuemMeR BB, sv THOMS Humber of Dependents US Whey ISLANDS ; Kisrwat States Xernngae = MbuDDIYYYY id See “Skis 6 aS ARIE ; Postion Years teki Owner. sor ed fo place orders for ihe account DARIEr INDYKE Approximaia Net Worth Approximate Liquid Net Worth Excluding Principat Residence % Less than $50,000 Less than $50,000 % $50,000 - $99,999 $50,000 - 599,999 $100,000 - $249,999 $100,000 - $249,999 $250,000 - $499,999 $250,000 - $499,999 $500,000 - $999,999 $500,000 - $999,999 ———4 $1,000,000 - $2.499,999 $1,000,000 - $2,499,999 =, 34,999,999 $2,500,000 - $4,999,953 4 0000 odo $5,000,000 and ove] SQ) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) URAO RO bLbeBs30 EFTA_00019700 EFTA00169427

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Investment Experience of Account Owner(s) Year Firs! Average i Trades = Average Size of Types of Previous Spiior Traded Per Year Trades In & Experience Options 19490 3a h Covered Cait Writing Equities IYO. GG ‘NY & Purchased Options Fixed income (3% 33D SN & Option Spreads Commodities and Futures T7O 22 sh % Uncovered Pui Writing Structured Products Kole —<— SNY ¢ Uncovered Call Writing OTC Derivatives 17% 25, low None Foreign Currency he ih ky Som pr hy eet I, loony Investment Objectives for the Client Account (Select up to iwo adjacent objectives): Capiial Preservation Income Growih A Aggressive Gieth Representations Relating to Qualification of the Client Chuck: all (hai apply. Acieasi one caiegory musi 3: checked. Leape that Client qualifies as an “Accredived Investor” as defined in Regulation D under ihe Securities Aci of 1933 because hen is: * anatural person with individual income exceeding $200,000 in each o: the two mosi receni years or joint income with 2 spouse exceeding $300,000 in each of those years and a reasonable expeciation of the same income level in the current year, @ naiurel person with individual net worth, or joint nei worth with & spouxe, over $1,000,000, excluding priniary residence: 3 irust wiih asses in excess of $5,000,000, noi formed for the spectin: purpose of acquiring the secur ilies offered, whose purchases are direcied by 6 saphislicaied person a revocable trusi that may be amended or revoked ai any time by thy: quinivns and where all of ihe grantors are accredited investors; 4 charitable organization, corporation or parinership with asseis exveeduyg $5,000,000; ¥, 4 business in which all (he equity owners are accredited investors: 2 bank, savings and loan association, registered broker or dealer, insurance company, registered investment company, business development company or licensed small business investment company; an employee beneli: plan, within the meaning of ERISA. if 2 plan fiduciary that 1s a bank, insurance company or reguiered investment adviser makes the investmeni decisions, or ii ihe plan has over 45,000,000 in total asseis or a sell-direciad plan with invesimeni decisions made solely by accredited invesiors; @ plan esiablished and maintained by 2 stale, its political subdivisions o any agency or instrumentalily ihereol, for the benefit of iis employees with (otal assets in excess of $5,000,000; ov a direcior, executive officer or general pariner of ite issuer of the secunties Lewy offed, WRIST, SPAR DESEO O17 OBA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) LEAD NY bbébs31 EFTA_00019701 EFTA00169428

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Representations Relating to Qualification of the Client (Continued) ' represent that Client qualifies: as # “Qualilied Purchaser” as Gefiew.c! # Ibe Invesiment Company Aci of 1940, bucaune: Cher es # natural person (including any person who holds a joint, comanuniy property, or other similar shared ovene ship interest in an issuer that is excepted under section Hey(7) with thai parscey's qualifieet Purchaser spouse) who owns not less han $5,000,000 in investments; any Person, acting ‘or its own account or the accounts of other qualified Purchasers, way in the ageracaie cyves fw! invuein ona diserationary basis, noi less than $25,000,000 in invesiment:,. ¥ a company that owns not less than $5,000,000 in investmenis anc! that is owned chrectly or indirecily by or for 2 oF mae nalural persons who are related as siblings or spouse (including (camer spouses), ur direct lineal descendants by beth or adoption, spouses of such persons. the esiates of such Persons, or joundations, chantatle organizations, or irusis esiablished by or for the benelil of such persons; or 4 (rust thai is not covered by any definition above, and that was neu iormed for the Speciiic purpose of acquiring the securities offered, as io which the trustee or other Person authori io make decisions with respect to ihe: trust, anti euch Settlor of other person who has coniribuiec! assets io the trusi, is . verson described in any definitions above. Client(s) Swategy Raquesis. Please check as many oi the following su iegies (“Structured Products”) as may apply, With all Siructured Products, in the event of garly liquidation, there may noi b+. hquid markei, and ihe investor May G<perience > less due io cosis involved with unwinding the invesiment. Furthermore, in-esturs are exposed io the credit risk af the issumng cnisy. witich in the case of a default, may result in a significant, or lotal, loss in the investor. \ 1. Principal Protected Structured Notes and Certificates of Deposit-- "'0%%-100'%, Principal Protection which May result in lower feturns than a direct investment in the underlying. Investor undersiands that Principal is protected only if held to maturity and ihat FDIC insurance applies only to Markei-Linked Certificates of Deposit up to the siatutory limits. V 2 Buffered Notes—Partiat principal protection (usually protection from: the fiist 10%.-20%. decline in the underlying) winch serves 28 bui‘er to loss. Investors participate in the downside, either on a 1-(or-1 or teveraged hasis, in the ammount the undoriving declines beyond the predetermined builer level. Upside participation in tie underlying may be lovoraged and 16 sometimes capped. K3. Semgenty Protected (including Reverse Convertible and Callable Yield) Notes—Fut! Principal Protection only if ajre-set barrier is not breached. If a barrier is breached. invesiors would lowe ihe level of protection and participate in any decline in the underlying, i! any, ai maturity. Siructures inclucie dui are not limited to those thai pay investors a fixed coupon payment, participation in upside if the underlying periornis posiiively. o Doth. The investor acknowledges that seiilemeni 4 maturity may ie in the torm of cash or Physical delivery of the uncierlying. XK 4. Market Participation Notes and Warrants~Zero principal protection, Mull downside Participation. MPNs may Le linked to one oF more uinderlyings in the form of a weighted basket or overlay and may be customized to offer stiaighi i for 1, or varying degrees of upside participation, Jeverage or a fixed coupon. invesiors in MPNs seek access Lo an unclerlying vhich is generally complex and which may be inaccessible to them in the ma:ket. DB and third Parly proprietary indices are \ypically used as an underlying. Warrants may be lined to hedge funds, mutual funds, basket of funds as well as muiidual Stocks and may tose [ull value or all premium paid if the price uf the underlying asset does nat rise. ‘The following representations are applicable for an individual account. ii this is a joint, trust, partnership, limited liabibiy company. Corporate or other iype of account, the word “I” in the following paragraphs shat! mean each owner in the case of a joint account oF ihe authorized Signatory making representations on buhall of the Wust, parinership, imited liability company ur other entily in ihe case of such accouni type, as the case may be. ! represent thai the purchase of Structured Products is suitable for my accouni in light of my invesimeni objeciives and experience, financial situation and risk tolerance. | have made my own decision to uulize Structured Producis for my account based UPON my own judgment, adequate information { have independently obtamed (irom sources other than Deutsche Bark) Structured Producis may contain a derivative Component in the form of one or more embedded opirons, and that such opiion(s) may have the result of reducing the gains or inierest incon, OF increasing the lasses (which may include 4 loss of principal) on the Struciwed Products, whether held to maturity or sold prior to maturity, (oa greater extent than would be the case il the 1o the extent pernutted by applicable law and tules, | authorize Deutsche Bank to acquire and dispose of Structured Products for my Account, | acknowledge and agree that when Structured Products art alized for my account Deutsche Bank may (ohne mie bee cin ctilition te the fee ot pay Devtcehe Routt few serteier aunet: y way cepa dee eerie od ned fii e] cette Eteaten ihe 0. Arte deed eet oe thet AM we Meee ted herd caer gn Vie vookae De A dene a Bae Pinel! toe the tate ane b wei eee te: nt Pee Nee ‘BAS bodtea2 EFTA_00019702 EFTA00169429 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)

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lagree that | will read corelutly any prospecius, wrm sheei and any other offering document! (envy suck prospectus, Wein shecl or otferme document, an “Otlering Documean:”) thai i may rec ove in Connection with (he acquisition of ony Stuctured Proguct for my Account, including disclosures in any such Offering Secument describing the fees may pay ii commecuon vath the Structured Produci as well as repieseniations and warranties tus | vall be deemed to have made in connection. with ihe acquisition of the Structured Product. Qualified Institutional Buyer t represent that Clie qualifies as a “Qualified Instiutional Buyer” os rlelined below. AG Any of the following entities, acting for its own account of the accounts of other quohfied mstitthonal buyers, that in ihe aggregate owns and invests on a discretionary basis al least S310 mithon in secures of issuers thal are not aftthated wih the entity: 4 (A) Corporation, etc. A corporation {other than a bank, Savings ii loan of simular institution referred io in (fi) below), parinership, Massachuseils or similar business trusi, organizalon descrived inn Section 501(c)(3) of the Internal Revenue Socie, Small Susiness Development Company licensed by the |! S. Small Buswess Administration under Section 301(c) or (d) of the Srnall Business Invesimens Act of 1958, or business development company as defined in Section 202(a)(22) of ihe invesiment Advisors Act of 1940; or (B) Insurance Company, An insurance Company as defined in Sxc.tion 2(1.3) of the Act: or {C) ERISA Pian. An employee benefii plan within the meaning wo: Tile | of the Emplayee Retirement Income Security Act of 1974; or {0} State or Local Plan. A plan established and maintained by 4 suaty, its political subdivisions, or any agency v instrumentality of a stale or its political subdivisions, jor the ben: 11 ai its employees: oF (&) Trust Fund. .*, irust fund, whose trustee is a bank or trust, whose particpants are exchisively plans specified in subparagraph (C) or (D) above (but noi including irusi funds having IRAs or Keogh plans as parucipanis) (F) Investment Company. An investment company registered unxier the Investment Company Act of 1940 0 any business development cornpany as defined in Sections 2(a)(48) of that Act; or (G) Investment Advisor. An invesiment advisor regisiered under ihe Invesiment Advisors Act of 1940 (ii) Bank or Savings and Loan. We are a bani: defined in Section 3(a)(2) of the Act, a savings and loan association or other institution referenced in Section 3(a)(5)(A) of the Act, or a foreign baw! oF savinys and loan association ot equivalent institution that in the aggregate owned and invested on a discretionary basis, for ou Own account and ihe accounis of other persons, ai leasi the arnouni of securities specilied below (noi less then $100 million), calculated as provided in Rule 144A, as of the date specified below and had an audited net worth of at least $25 million as of the end of ow most recent fiscal year. (This paragraph does not include bank commingled funds, except as noted in (i(E) above.) (iil) One of a Family of investment Companies. We are an investment company registered under (he Invesiment Company Aci of 1940 that is part of a “family of investment companies”, as defined in Rule 144A, that owned in ihe aggregate ai least the a ol securities specifieci below (not less than S100 million), calculated as provided in Rule 144A, as of the date specified below. (iv) We are a dealer regisiered under Section 15 of the Securities Exchange Act oi 1934, and we are one of the following (A) Dealer/QIB, We owned or invested on a discretionary basis, fur our own account and the accounts of other persons, atleast the amount of securities specified below (101 less than 510 million), calculated as provided in Rule 144A, as of the daie specified below, (8) Dealer/Riskless Principal or Agent. We are acting either on a riskless principal basis for simulianeous resale toa qualified institutional buyer or as agent for one or more qualitied imstiutional buyers, {v) Entity owned by Qualified Buyers. We are an entity, all of the equity owners of whiel are qualified institutional buyers (each saiistying one of (i) through (iv) above including as applicable the $100 million ist) In calculating the amount of securities owned or invested: . rape Kaos of wwiele o « tel edz p CM beeah. emseee tooe BA a i ht ee tot 2. tolisa ees ole. ton dee aa W641 79078 SPAA DRSI 011017 069007 Pope tet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) RAD boddess EFTA_00019703 EFTA00169430

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By signing below, hereby confirm that the representations made in this Structured Products Agreement and Approval Form are true to the best of my Client signature block:* Tide of Acco Syme Signotuce Now Narw Dow Cae “F this Is a joint account, all joint account holders must sign, The following signature block should be used fora Trust, Partnership, Limited Liability Company or Corporate client. SOUTHER) FINANEIAL LLC eet DD “efinjia THY CPSTEIN if this is 8 trust account check as anpropriate Trustee Co-Trustee ia/ aes Please submit all completed and fully executed forms to Complience via NetX360. “Deutsche Bank” means Deutsche Bank AG and its affiiaced companies. Geutscie Bank Wealth Management represents the wealth management activities conducted by Deutsche Benk AG or its subsidiaries. Brokerage services are offered through Deutsche Bank Securities Inc,, 3 broker-dealer and registered investinent adviser, which conducts investment banking and Securities acbvities in (he United States, Deuische Bank Securities inc is a member of FINRA, NYSE and SIPC. DW Course Bank AG Allrghts rasmeved, W047 7078 SPAA OBS 023057.083017 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) LEAN bb88834 EFTA_00019704 EFTA00169431