COVER SHEET FOR GLOBAL MARKETS WITH NETTING CHECKLIST for Signature and for Processin naar ae Ne erocessing ee eral SS, To: Cynthia Cuomo for Signature To: Milagros Morales for Processing From: Ajinkya Natarajan Date: October 10, 2015 Counterparty/Agent Name: Southern Financial, LLC CP Principal (if applicable): Jurisdiction of Organization: USA Entity Type: Limited Liability Company Type of Agreement: ISDA Master Credit Support Amendment Futures & Other Agreement Annex Options Agrmt (scanning only) oO o rs cl ee () COUNTERPARTY IS URGENTLY REQUESTING THE RETURN OF THIS AGREEMENT. Attached, please find the following for review and signature: & Execution copies of the above referenced agreement between Deutsche Bank AG and Southern Financial, LLC dated as of October 10, 2015. oO Supporting documentation: Enclosed or Missing/Pending: Enc. or M/P Enc, or M/P (1) Ds Secretary of State/Registration (J = L) Legal Opinion () Waived CL] (Certificate of nc/Restated Certificate of Inc. [] © Guaranty (1) = (Charter and By-laws (J —() Guaranty Signature Specimen/ Incumbency LJ (J Offering document CJ — (J IRs Tax Form w-9 CJ — C Limited Partnership Agreement CC IRs Tax Form W-8ECI [1 CiCorporate Resolution(s) C—O Ers Tax Form W-8BEN C) (J) Signature Specimen/Incumbency CJ — CJ IRS Tax Form W-8IMY CJ — LJ Investment Management Agreement OCD Otter: LJ] (J Sub-Management/Sub-Advisory Agreement [] [J Other: oO Blackline copy (against template), if applicable, & PLM CONTRACT NUMBER: 640310 —" R:/Global _Markets/Netting Info(GM-CVRSHT w-Netting (Aug 5, 2010) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) BEAD besa 44 EFTA_00019614 EFTA00169351

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PARAGON LEGAL MODULE (PLM) - NETTING INFORMATION STORAGE SHEET Negotiator: © AJINKYA NATARAJAN Counterparty: Southern Financial, Lic Contract #: Contract Type: isda And Csa Amendment Please store the following information in Paragon Legal Module: In the master agreement's Contract Details Screen: Credit Line Netting: yes OJ no (J Regulatory Netting Yes (9 no In the CP Properties Screen for the Head Office: Credit Line Netting: yes (] no Regulatory Netting yes no In the CP Properties Screen for the CP Office Credit Line Netting: Yes [J no QO N/A Regulatory Netting yes no N/A In the CP Properties Screen for the CP Office Credit Line Netting: yes no N/A Regulatory Netting yes J NO ia | N/A In the CP Properties Screen for the CP Office Credit Line Netting: yes ( No [J N/A Regulatory Netting yes (9 No (J N/A In the field “Netting Comment”: In the field “Attention to”: R:/Global _Markets/Netting Info/GM-CVRSHT w-Netting (Aug 5, 2010) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) BES NY-bb8b745 EFTA_00019615 EFTA00169352