KYC Print Page | of 14 DB PWM GLOBAL KYC/NCA: PART A [7] KYC Case # : 01121718 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relation: Ce Relationship to PWM: Tf existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: New personal checking and money market for Jeffrey Epstein. This is an update of approved KYC #01082293 where Jeffrey has already been approved. How Was the Client(s) Introduced? How long has the Please provide details (e.g. name of referral source, how many years RM personally has known client, etc): Jeffrey Epstein was @ chent of Paul's at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMorgan, Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to JPMorgan List all existing and new accounts involved in this relationship Legal Entity Account Name / Number Opening Date (intended/actual) Account(s) CC Ce Ce Ce CC CC Preferred method of contact (indicate phone no., fax no., e-mail address, etc.) https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... SARE Abts: CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) Bhao1 EFTA_00019361 EFTA00169108

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KYC Print Page 2 of 14 One sheet must be established for each account to be o d 2. Account Ownership Summary a SS What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market. To hoki funds for the company. Indicate from where the assets are expected to arrive? oO DB Group: Same Booking Center (indicate account number): C) oe Group: Other Booking Center (indicate DB location and account details): © other Institution (Indicate name & location): JPMorgan, NYC C2) Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 2 inflows & outflows per month ranging from $1000 to $10,000. What is the expected volume of assets and currency for the account approx. one year after opening? Does/wil the client have Assets Under Management (AuM) within DB under Eur, 3M? Please list all parties related to the account. For each party: Check if a source of wealth description & required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drili down to the ultimate/underlying Beneficial Owner(s). P| | plale fej2 fofo jo fo fofo | ff if | | Southern https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... SARE HOY. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Bo492 EFTA_00019362 EFTA00169109

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KYC Print Page 3 of 14 2. Account Ownership Summary dC Ce What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold funds for the company. Indicate from where the assets are expected to arrive? 1 068 Group: Same Booking Center (indicate account number): C1 06 Group: Other Booking Center (indicate DB location and account details): M other Institution (Indicate name & location); JPMorgan, NYC C) Physical Deposits (specify cash, securities, cheques, ...} What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and 10 outflows per month ranging from $1,000 to $10,000, What Is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx, one year after opening? 100,000 VY Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? Cyes ¥Ino Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). Southern) Financial LC https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... SARE HOY. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) da403 EFTA_00019363 EFTA00169110

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KYC Print Page 4 of 14 2. Account Ownership Summary What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account. To hold funds for company Indicate from where the assets are expected to arrive? 2 06 Group: Same Booking Center (indicate account number): C1 06 Group: Other Booking Center (indicate DB location and account details): © other Institution (Indicate name & location); JPMorgan, NYC C) Physical Deposits (specify cash, securities, cheques, ...} What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and 10 outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days after opening? Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. please Ort don to the uriratsfundestying Benetica! Orinests) https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... SARE HOY. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Dd4oa EFTA_00019364 EFTA00169111

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KYC Print Page 5 of 14 What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market account. To hold funds for the company. Indicate from where the assets are expected to arrive? 2 06 Group: Same Booking Center (indicate account number): C1 06 Group: Other Booking Center (indicate DB location and account details): © other Institution (Indicate name & location); JPMorgan, NYC C) Physical Deposits (specify cash, securities, cheques, ...} What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 2 inflows & outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days after opening? Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. please Ort don to the uriratsfundestying Benetica! Orinests) https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... SARE HOY. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Da495 EFTA_00019365 EFTA00169112

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KYC Print Page 6 of 14 a What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account for Jeffrey Epstein's personal dally use. Indicate from where the assets are expected to arrive? 2 06 Group: Same Booking Center (indicate account number): C1 06 Group: Other Booking Center (indicate DB location and account details): © other Institution (Indicate name & location); JPMorgan Chase. New York, NY C) Physical Deposits (specify cash, securities, cheques, ...} What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 15 inflows and outflows per month ranging from $100-$10,000. Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. please Ort Gov to te urinate undesting Beneficial Owner(s) https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... SARE HOY. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) B8496 EFTA_00019366 EFTA00169113

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KYC Print Page 7 of 14 2. Account Ownership Summary a What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market account to hold Jeffrey Epstein's personal funds. Indicate from where the assets are expected to arrive? 2 06 Group: Same Booking Center (indicate account number): C1 06 Group: Other Booking Center (indicate DB location and account details): © other Institution (Indicate name & location); JPMorgan Chase. New York, NY C) Physical Deposits (specify cash, securities, cheques, ...} What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-2 inflows and outflows per month ranging from $1,000 to $20,000 What Is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx, one year after opening? Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). aa https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... SARE HOY. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 34497 EFTA_00019367 EFTA00169114

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KYC Print Page 8 of 14 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summ: 3A. Individual Details (for all parties) Epstein - rth: 1/20/1953 of Residence: Country of Citizenship: Has client reskled outside of Address of pri fence: | Uitte Saint James Saint Thomas 00802 US Virgin Islands country of nationality |["] yes Mino Y for S years or more? : Self Empotyed Tax ID / SSN: coon = Address of employer: 6100 Red Hook Quarter B3 St. Thomas, USVI 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial o wy dustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes MINo Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) Oves Mino To the best of your knowledge, is the individual related to an employee of the DB group?/* Oramiy CO Friendship Mi none Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) If applicable, indicate which bank officers have met the person: Indicate where and when the cllent meeting(s) took place: er a ad Sy ee a Co femme |S pewter sianesvemconaarews [| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did farniy accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activ@ies, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a bifion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Viegin Islands, which merged into ‘Southern Financial LLC. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear ‘Stearns and his financial management firms anion [mo ae ie _—| comm [sm one [omens natn Other Known Financial Institutions: https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... SARE HOY. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) d8498 EFTA_00019368 EFTA00169115

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KYC Print Page 9 of 14 Est, Assets Under Mgt: Institution: Country: Please indicate the family situation of the individual (marital status, other family members, etc): Single One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Sumi 3C. Legal Entity Details (For all Legal Entities) Cl roundation/association CJ trust MA company Clestate |. ose of Entity: Wirrivate tnvestrnent C] Cp 1 npose * — Phitanthropic/Chartable £7) O ercial 7 Purpose of Entity Tyo of Caney Cuber (spect) Pat er (speci Country of US Virgin Islands: Date of incorporation / | 2/25/2013 incorporation, registration: registration: a ee ee Addi (city, street, post 6100 Red Hook Quarter B3 St Thomas 00802 US Virgin Islands ism | code Provide a description of the entity's organizational structure, its ownership structure and its Top Management, For trusts/foundations, include information about revocabiity,settlor and beneficiaries, etc.: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche oO Bank (e.g, external legal counsel, chent referral source, supplier of goods or services)?: Yes No Describe Nature of Entity's Primary Business and Investment Activities This business is funded by Jeffrey Epstein's wealth. This company was formed to hold Mr. Nature of the . pstein’s personal wealth and invest in different ventures, This company invests in real estate, ° equities, commodities, etc and gets its revenue from the gains it makes in these investments. It 2 . ‘Countries where business is transacted: Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent surnmary of assets/liabilities): initial funding in February 2013 was $1,000 from the sole shareholder of the sole managing member https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... SARE HOY. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Be499 EFTA_00019369 EFTA00169116

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KYC Print Page 10 of 14 Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Sumi '3C. Legal Entity Details (For all Legal Entities) “private investment (] Purpose of Entity: phiianthropic/Chartable [_} Croundation/Association Cl trust company Clestate (7) Partnership Type of Entity Other (spect oo oxi ec incorporation/registration fewone Type of Entity: z i Volcker Status: Address (city, street, post 6100 Red Hook Quarter B3 St Thomas 00602 US Virgin Islands code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management, For trusts/foundations, include information about revocability,settlor and beneficiaries, etc.: Please indicate how ownership of the legal entity Is reflected: CO Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): To the best of your knowledge, is the entity party to 2 non-banking relationship with Deutsche oOo wi Bank (e.g. external legal counsel, chent referral source, supplier of goods or services)?: Yes No Describe Nature of Entity's Primary Business and Investment Activities Consulting Services relying on Financial and Bkormedical algorithms. Southern Trust Is a private consulting company that invests the assets of their clients and gets their revenue from the return Nature of the business: pf these investments. Southern Trust invests in different portfolios catered to their clients and akes their revenue based on the returns and the fees associated with managing their clients jassets: ‘Countries where business is transacted: ‘3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (¢.9. balance sheet or equivalent surrmary of assets/Wabilities); 0 and invest client funds and gain revenue based on fees and returns Estimated gross receipts p.a.($): E Estimated net profit p.a. ($): Estimated investable assets ($): omerormeesth panne eomarneranra cy anew feeateonnmrmaroy pam SY Potential Amount to be invested with PWM ($): i | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... BARE AO? CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 88500 EFTA_00019370 EFTA00169117

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KYC Print Page 11 of 14 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B [7] os re OATS Se (Compliance Signature) M rivers License 7) Passport (] National/State 1D [other 8 Checklist of names (individuals and/or entities) that were submitted for database searches is w o \ Yes No RDC searches complete Mies Ono negative results found Miyes Ono PCR checks complete Myves Cn negative results found ives Ono OFAC checks complete Mives Ono negative results found Oves Mino BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B) Mives Cino negative results found Ores Mino Denial Orders checks complete Wives Ono negative results found Oves ino Martindale-Hubbell searched (Lawyers/Law Firms only) Ove Mino negative results found Oves Ono EPSTEIN: Please summarize any negative results from the database searches indicated above: RDC Alert #1 -- Cleared & APPROVED by Chip Packard, AML Compliance, and Pat Harris PCR Alert #1/2 Not our client All Cases Closed ‘SOUTHERN FINANCIAL LLC: No negative media No court cases ‘SOUTHERN TRUST INC: No negative media D. ‘Court Case -- Not our client. FINANCIAL INFOMATICS INC: No negative media No court cases J. Epstein & Co. All Negative Media is our client. He has been cleared of posing a reputational risk as shown by the AML Clearance attached Court Cases have been closed FINANCIAL TRUST & CO RDC/PCR alert is associated with Southern Financial, the company & merged into. This alert has been cleared by Compliance and is attached Court Cases are closed E. To the best of your knowledge, has the client ever been convicted of a criminal offense? To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer threatening litigation against oO a Deutsche Bank AG or any of its subsidiaries? (JF Yes, provide details below and contact Quality Mgt. ‘1 Yes MINo (LatAm/Int!) or the Regulatory Control Group and notify Compliance immediately) Ua Does the client or related party have any financial or other association / interactions within countries Dives Mino e. or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Does the client or related party have any financial or other associatiory interactions within high risk Dves Mino countries? I. Corporate Documentation Attached (Legal Entities Only) Mires Cio C)not Applicable https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... USARP AO? 6 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 501 EFTA_00019371 EFTA00169118

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KYC Print Page 12 of 14 J, Undisclosed Principal Form Complete (Intermediaries Only) Clves [no Minot Applicable nature/contents of the non-English Documentation: Is there any indication the client set up a non operating company expressly oO for the purpose of transferring shares to third parties? Yes MONO Is there any indication this could be a prohibited business relationship? Dyes Vino Are the bearer shares identified subject to acceptable controls? Clyes Mino https://dbforcepb.my .salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... BARE AO? CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 88502 EFTA_00019372 EFTA00169119

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KYC Print Page 13 of 14 ance Frain | 9/5/13 11:56 AM ‘See KYC 1082293 for Senior Business Management's approval to go forward with cient adoption process. ONSHORE APPROVALS pare tos PT Office Director/Business Head: Brian M. Biggar [Signature) 9/4/2013 M. Biggar PRIVATE WEALTH MANAGEMENT POLICY STATEMENT; Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals 1(1) (CFP's) should establish and maintain business relationships only with persons who satisfv our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, ete. https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... BARE AO? CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Bas EFTA_00019373 EFTA00169120

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KYC Print Page 14 of 14 | ie 74 | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... SARE AO? CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) BAsoa EFTA_00019374 EFTA00169121