KYC Print Page | of 18 DB PWM GLOBAL KYC/NCA: PART A [7] KYC Case # : 01977705 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: Relationship Manager: Stewart Oldfield OC New PWM Relationship M) exxsting PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: *** 2018 Periodic Review - HR Overdue KYC *** Last Approved KYC # - Jeepers Inc, Jege Inc & Jege LLC - 01790820 cena [Clore [CT meth Introduced? How long has the RM personally known the Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein client? reached out to Stew Oldfield on 3/7/17 to have a new acct opened under this relationship... Does Deutsche Bank pay a retrocession or similar compensation to a third party for the introduction of this relationship? List all existing and new accounts involved in this relationship Legal Entity | Account Name / Number Opening Date (intended/actual) Account(s) 1h la Jege Inc - EE - oo. 10/18/2013 2 ia | dege LLC - I - 007 10/18/2013 5 la | seepers inc A 02! a 9/23/2013 Who is the primary contact person for the RI? (Note: Preferred method of contact nienerd {indicate phone no., fax no., signatory t hie e-mail address, etc.): accounts. ): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000458 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGlg*?! EFTA_00019331 EFTA00169078

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KYC Print Page 2 of 18 One sheet must be established for each account to be op 2. Account Ownership Summary Account Name: Jege Inc - ME - pba Acct. Number (if availatve): Stewart Oldfield What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payrnent/expense account)? The Purpose of this account is to pay for costs associated to Jeffrey Epstein's airplanes. Indicate from where the assets are expected to arrive? M D8 Group: Same Booking Center (indicate account number): Existing CZ be Group: Other Booking Center (indicate DB location and account details): CO other Institution - (Indicate name & location): oO Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: ~ 0-3/months; What is the expected volume of assets and currency for the account approx. 90 days after | 26,795.55 Please list all parties related to the account. For each party: © Check if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). * If none of the check boxes apply, describe the party's relation to the account in the "Other" column. * Always describe the relationship between the parties in the last column. * Please drill down to the ultimate/underlying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000459 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG04*22 EFTA_00019332 EFTA00169079

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KYC Print Page 3 of 18 2. Account Ownership Summary Account Name: Jege LLC - J - 000, ‘Acct. Number (if available What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payrnent/expense account)? The purpose of this account is daily expense including taxes and payments for Jeffrey Epstein's airplanes. Indicate from where the assets are expected to arnve? M DB Group: Same Booking Center (indicate account number): Existing C1 be Group: Other Booking Center (indicate DB location and account details): C other Institution — (Indicate name & location): oO Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: ~ 1-4/month; What is the expected volume of assets and currency for the account approx. 90 days after | 284,777.18 Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000460 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pobhs*? EFTA_00019333 EFTA00169080

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KYC Print Page 4 of 18 2. Account Ownership Summary Account Name: Jeepers Inc - EE - oss ‘Acct. Number (if availaiile): — | 7 What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payrnent/expense account)? The purpose of this account is to hold and make investments in marketable securities. Indicate from where the assets are expected to arnve? M DB Group: Same Booking Center (indicate account number): Existing C1 be Group: Other Booking Center (indicate DB location and account details): CO other Institution - (Indicate name & location): C1 Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: ~ 4-10/month; $2K - $40K What is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000461 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGlgt24 EFTA_00019334 EFTA00169081

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KYC Print Page 5 of 18 sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersh 3A. Individual Details (for all parties) Date of Birth: Country of Citizenship: Has client resided outside of his/her country of nationality | [7] yes MI No for 5 years or more? Tax ID / SSN: Does the person work as senior executive of a DB-recognized regulated entity in the financial Is the individual a Politically Exposed Person (PEP)?/i Yes, describe) Connection with Prince Andrew and Bill Clinton To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplker of goods or services)?(if Yes,describe ) N/A If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: wn ae Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many emy level of profitability? Indicate type of business, countries of major activities, important business partners.) Jeffrey Edward Epstein (born is an American financier and registered sex offender in the United States. He worked at Bear Stearns early in his career and then formed his own firm, J. Epstein & Co. He lives in the US Virgin Islands. Epstein taught calculus and physics at the Dalton School in Manhattan from 1973 to 1975. Among his students was a son of Alan C. Greenberg, chairman of Bear Stearns. In 1976, Epstein started work as an options trader at Bear Stearns where he worked in the special products division, advising high-net-worth clients on tax strategies. Proving successful in his financial career, in 1980 Epstein became a partner at Bear Stearns. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than $1 billion in net worth. In 1987, Leslie Wexner, founder and chairman of Ohio-based The Limited chain of women's clothing stores, became a well-known client. Wexner acquired Abercrombie & Fitch the following year. In 1992 he converted a private school on the Upper East Side into an enormous residence. Epstein later bought that property, in the wealthiest part of Manhattan. In 1996, Epstein changed the name of his firm to the Financial Trust Company and, for tax advantages, based it on the island of St. Thomas in the U.S. Virgin Islands. In 2003, Epstein bid to acquire New York magazine. Other bidders were advertising executive Donny Deutsch, investor Nelson Peltz, media mogul and Publisher Mortimer Zuckerman, who had the New York Daily News, and film producer Harvey Weinstein. They were ultimately outbid by Bruce Wasserstein, a longtime Wall Street investor, who paid $55 million. In 2004, Epstein and Zuckerman committed up to $25 million to finance Radar a celebrity and pop culture magazine founded by Maer Roshan. Epstein and CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000462 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PaB04425 EFTA_00019335 EFTA00169082

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KYC Print Page 6 of 18 Zuckerman were equal partners in the venture. Roshan, as its editor-in-chief, retained a small ownership stake. Presently, Mr. Epstein founded Southern Trust Company Inc, a private consulting company that invests the assets of their clients and gets their revenue from the return of these investments. Souther Trust invests in different portfolios catered to their clients and makes their revenue based on the returns and the fees associated with managing their client’s assets Estimated Annual Income($): | 10,000,000.00 Estimated amount of investable assets($): [ssomm- 100mm | Estimated Net Worth($): Amount of assets planned to invest with PWM($): 2,300,000.00 es a a ee eee Please indicate the family situation of the individual (marital status, other family members, etc.): N/A CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000463 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PaGlg*2® EFTA_00019336 EFTA00169083

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KYC Print Page 7 of 18 sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersh 3A. Individual Details (for all parties) Does the person work as senior executive of a DB-recognized regulated entity in 2 (Not applicable for op Is the individual a Politically Exposed Person (PEP)?/if Yes, describe) N/A To the best of your knowledge, is the individual related to an employee of the DB group?/i’ Family or Friendship, describe ) N/A To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplker of goods or services)?/if Yes,describe ) N/A If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: wn ae SS pero casmmnerainar | peernantoradwenseneatew | Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) entiation | ee Cee a es Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000464 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG0s*?7 EFTA_00019337 EFTA00169084

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KYC Print Page 8 of 18 Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000465 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG0s*?s EFTA_00019338 EFTA00169085

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KYC Print Page 9 of 18 sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersh 3A. Individual Details (for all parties) Does the person work as senior executive of a DB-recognized regulated entity in 2 (Not applicable for op Is the individual a Politically Exposed Person (PEP)?/if Yes, describe) N/A To the best of your knowledge, is the individual related to an employee of the DB group?/i’ Family or Friendship, describe ) N/A To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplker of goods or services)?/if Yes,describe ) N/A If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: wn ae SS pero casmmnerainar | peernantoradwenseneatew | Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) entiation | ee Cee a es Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000466 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PaGs*2? EFTA_00019339 EFTA00169086

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KYC Print Page 10 of 18 Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000467 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGlgts? EFTA_00019340 EFTA00169087

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KYC Print Page 11 of 18 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersh 3A. Individual Details (for all parties) Jean Anne Brennan Wiebracht - | Date of Birth: U.S. Country of Citizenship: Virgin Islands, U.S. Has client resided outside of Virgin Islands, U.S. | his/her country of nationality |([_] yes MI No Virgin Istands, U.S. ss Southern Financial LLC Current Employer: Position/Title/Rank: Address of primary residence: address of employer: | 6100 Red Hook Quarter, 83 St, Tomas Virgin sands, US. 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial e? (Not applicable for opera Is the individual a Politically Exposed Person (PEP)?/if Yes, describe) N/A To the best of your knowledge, is the individual related to an employee of the DB group?/i’ Family or Friendship, describe ) N/A To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplker of goods or services)?/if Yes,describe ) N/A If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: wn ae SS pero casmmnerainar | peernantoradwenseneatew | Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) entiation | ee Cee a es Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000468 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pablgrs ! EFTA_00019341 EFTA00169088

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KYC Print Page 12 of 18 Please indicate the family situation of the individual (marital status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summ: 3C. Legal Entity Details (For all Legal Entities) CO Foundation/Association (] Trust Mi company [1 estate O partnership Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about! revocability,settior and beneficiaries,etc.: Jeffrey Epstein is the sole owner. The signors on this account are Jeffrey Epstein, Harry Beller and Darren Ind Please indicate how ownership of the legal entity is reflected: Share Certificate C) Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (i not the same persons): Jeffrey Epstein is the sole owner. The signo on this account are Jeffrey Epstein, Harry Beller and Darren Indyke To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes 0 No N/A Holds funds to pay for costs associated with an airplane owned by Jeffrey Epstein. 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealthysource of Funds? United States CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000469 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGss2 EFTA_00019342 EFTA00169089

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KYC Print Page 13 of 18 One sheet must be established for EACH LEGAL ENTITY in Section 2, Account Summ: 3C. Legal Entity Details (For all Legal Entities) JEGE, LC - ry, CO Foundation/Association C] trust Mi company C] estate MY) Private Investment [] Opartnership Philanthropic/Charitable (] ercial Virgin Islands, U.S. Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficianies,etc.: Single member LLC. Jeffrey Epstein is the sole member. The si Please indicate how ownership of the legal entity is reflected: Operating Agreement i) Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons) Single member LLC. Jeffrey Epstein is the sole member. The signors on this account are Jeffrey Epstein, Harry Beller, and Darren Indyke To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Ly Describe Nature of Entity's Primary Business and Investment Activities This is a company formed to hold funds for the taxes and payments of one of Jeffrey Epstein’s Nature of the business: planes. This LLC was formed to eventually take over payments for JEGE Inc. JEGE Inc will be closed within a ye: Countries where business is transacted: Virgin Islands, U.S. nero PO 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary industry of source of Wealth/Source of Funds? High Risk Financial Institutions Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summ: | 3C. Legal Entity Details (For al Legal Entities) | CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000470 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pabst EFTA_00019343 EFTA00169090

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KYC Print Page 14 of 18 Jeepers, Inc - Legal Entity Name: CO Foundation/Association C] trust Mi company Cl estate Mi Private Investment L] Type of Entity: Purpose of Entity: 9 ommercial Type of Entity Otner (specif): eee : Country of Virgin Islands, U.S. incorporation/registration: Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries,etc.: Jeffrey Epstein is the sole shareholder of Jeepes Entity Please indicate how ownership of the legal entity is reflected: Shareholder Information Attached. a) Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): Jeffrey Epstein is the sole shareholder of Jeepers Inc. The signors on this account are Jeffrey Epstein, Jean Anne Brennan, Harry Beller, and Darren Indyke To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, dient referral source, supplier of goods or services)?: yes LJ no MW) iN IN, Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Jeepers Inc is a private company that holds investments of its owner, Jeffrey Epstein. Countries where business is transacted: Virgin Islands, U.S. 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary industry of source of Wealth/Source of Funds? High Risk Financial Institutions Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): ted to hold the personal investments of Jeffrey Epstein. The company began with 1,000 shares of common stock at no par value. Its from the gains of the CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000471 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGlgts4 EFTA_00019344 EFTA00169091

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KYC Print Page 15 of 18 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B [7] Relationship Name SOUTHERN FINANCIAL RELATIONSHIP: pectracone [Stay Pirie [Clore fiers [Zion nax foment (Compliance Signature) A. Type of Photo ID Provided M rivers License M Passport ( nationaiyState 1D Clother : Darren Indyke - & Jean Anne - B. creckiist of names (individuals and/or entities) that were submitted for database searches is uw Yes oO No C. Please indicate the results of the database searches performed RDC searches complete Mives Ono negative results found POR checks complete Myes Ono negative results found OFAC checks complete Mives Ono negative results found BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B) Myes Ono negative results found Denial Orders checks complete Mies Ono negative results found Martindale-Hubbell searched (Lawyers/Law Firms only) Oves Mino negative results found Please summarize any negative results from the database searches indicated above: Jeepers Inc ~ Negative news does not pertain to our cient also it is not material in nature. = Court cases on Google does not pertain to our client. It is for Jeepers Inc of Illinois. Jege Inc - Negative news in Google relates to Jeffrey Epstein's sex offence in the past which has been cleared already. - No court cases. Jege LLC - Negative news in Google relates to Jeffrey Epstein's sex offence in the past which has been cleared already. ~ No court cases. Harry Beller: - No negative media - Harry Beller is the plaintiff in the court case, also it has been disposed. Jeffrey Edward Epstein: - Negative media relates to the sex offence in the past which are already cleared. (KYC # - 01790655) D. - Court cases relates to Jeffrey's sex offence in the past which is already cleared, another is a recent ongoing civil lawsuit pertaining to fraud, but part of normal business operations for this cient. And in one of the case he's neither defendant nor plaintiff. He's just named as a respondent and the case is immaterial in nature. ~ Criminal Filings relates to sex offence which is already Geared in the past = RDC alert found - Sex offences in the past which has been cleared - Clearance attached. Darren Indyke: - Negative news in Google relates to Jeffrey Epstein's Foundation and are not material in nature. - Court case mentioned in Google search relates to Jeffrey Epstein’s sex offence im the past which has been cleared already. Darren is just an attorney for Jeffrey in the case. - Fircosoft alert has been cleared by AML Compliance. Clearance attached. Jean Anne Brennan Wiebracht: ~ No negative media - No court cases Southern Trust Company Inc: - No negative media - No court cases E. To the best of your knowledge, has the client ever been convicted of a criminal offense? Myes CNo F. Cves Mino To the best of your knowledge, has the customer ever been involved in any past litigation against CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000472 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US# PaGos4s> EFTA_00019345 EFTA00169092

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KYC Print Page 16 of 18 Deutsche Bank AG or any of its subsidiaries or is the customer threatening Mitigation against Deutsche Bank AG or any of its subsidiaries? (/f Yes, provide details below and contact Quality Mot. (LatAm/Int}) or the Regulatory Contra! Group and notify Compliance immediately) G Does the client or related party have any financial or other association / interactions within oO w countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Yes WINo Does the client or related party have any financial or other association/ interactions within high risk oO M ” countries? Yes WINo 1. Corporate Documentation Attached (Legal Entities Only) M yes CO) no Cot Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) Oves CO to MI not Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: Does the account have Nexus to Special Risk Countries? Olyes Mino Is the account structure unusually complex? Oves Mino Is there any indication the client set up a non operating company expressly oO 7) for the purpose of transferring shares to third parties? Yes MINo Is there any indication this could be a prohibited business relationship? Olves Mino Are the bearer shares identified subject to acceptable contrals? Oves Mino CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000473 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PaGpgts© EFTA_00019346 EFTA00169093

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KYC Print Page 17 of 18 This KYC serves as a high risk review for JEGE Inc, JEGE LLC and Jeepers Inc (herein referred to as ‘accountholders”) — Below are the reasons why we are comfortable with approving this KYC: Information and supporting documents required by our AML Policy were provided and reviewed; and as a esult, we have an understanding of the structure of the accountholders, their purpose, the purpose of the accounts and expected transaction activity. There are a few risk factors associated with the accountholders — 10/15/118 3:03 PM SOW verification was obtained. ‘Negative Media & PEP: There is some negative media against Mr. Epstein and he is also maintains a close elationship with Bill Clinton and Prince Andrew. Please see risk calculator for more information. Appropriate 2 al was obtained. Our review did not identify any red flags and thus there was no need to escalate this case further. We performed due diligence searches on all parties and did not find the names searched to be on any ictions lists. 8/24/118 5:52 AM No material changes confirmation "email" attached in the case ONSHORE APPROVALS Gient Facing Professional (CFP): Stewart Oldfield Signature) 9/28/2018 [Ste Oldfield Office Director/Business Head: Andrew F Gallivan Signature) 9/28/2018 drew F Gallivan i I ce AML Business Risk: AML Compliance: (Signature) Sandra Timpone Sandra Timpone 10/15/2018 Gwen Hill Gwen Hill 10/15/2018 LATAM/ INTERNATIONAL APPROVALS ee Client Facing Professional (CFP): Account Manager: ‘SMTH): ~ ~ CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000474 Global Market Team Head GMTH)/Sub-Market Team Head https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PGS” EFTA_00019347 EFTA00169094

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KYC Print Page 18 of 18 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals 1(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000475 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US# PaGsss EFTA_00019348 EFTA00169095