KYC Print Page | of 21 DB PWM GLOBAL KYC/NCA: PART 47] KYC Case # : 01977703 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details sacmesiptene _[saeo ravecia euronoaraeroe Relationship Manager: Stewart Oldfield Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: *** 2018 Periodic Review *** Last Approved KYC # - LSJE LLC - 1790820; Southern Financial LLC - 1790655 Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein reached out to Stew Oldfield on 3/7/17 to have a new acct opened under this relationship. retrocession or similar compensation to a third party for the introduction of this (If Yes, describe relationship? Ust all existing and new accounts involved in this relationship Legal Entity | Account Name / Number Opening Date (intended/actual) Account(s) 1 fa | LSJE LLC - 42959295 - DDA-42959295 2/25/2015 2 ia Souther Financial LLC - 77000957 - DDA-77000957 2/27/2017 5s fa | Southern Financial LLC - N4G023804 - DBSI-N4G023804 8/26/2013 Who Is the primary contact person for the RM? (Note: This person needs to have Darren K. Indyke fda pore fontact signatory rights and/or e-mail address, etc): - Information right for the . @ccounts.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000437 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US PaGlgree EFTA_00019310 EFTA00169057

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KYC Print Page 2 of 21 One sheet must be established for each account to be opened 2. Account Ownership Sut Account Name: LSJE LLC - 42959295 - DDA Acct. Number (if available? What Is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? The Purpose of the account is to manage the monthly expenses of the company. Indicate from where the assets are expected to arrive? M DB Group: Same Booking Center (indicate account number): Existing oO DB Group: Other Booking Center (indicate D6 location and account details): CJ other Institution - (Indicate name & location): C1 Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 10-15/month; What Is the expected volume of assets and currency for the account approx. 90 days after | 255,287.52 Please list all parties related to the account. For each party: © Check if a source of wealth description is required for the party. (Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000438 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGpgr?! EFTA_00019311 EFTA00169058

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KYC Print Page 3 of 21 2. Account Ownership Summary a What Is the purpose of the account (e.g. portfolio managernent, advisory account, custody services, long-term investment, payment/expense account)? The purpose of this account Is to manage the dally expenses of the company. Indicate from where the assets are expected to arrive? Mi Group: Same Booking Center (Indicate account number): Existing ( bs Group: Other Booking Center (indicate DB location and account details): OC other Institution - (Indicate name & location): 1 Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volurne per month)?: 0-3/month; $500 - $1000000 What Is the expected volume of assets and currency for the account approx. 90 days 1,535,257.07 after opening? What Is the expected volume of assets and currency for the account approx. one year 1,535,257.07 after opening? Please list all parties related to the account. For each party: © Check if a source of wealth description ts required for the party. * (Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" colurnn. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). ee Se (Sie eee CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000439 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG4to2 EFTA_00019312 EFTA00169059

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KYC Print Page 4 of 21 2. Account Ownership Summary What Is the purpose of the account (e.g. portfolio managernent, advisory account, custody services, long-term investment, payment/expense account)? The purpose of this account is to invest long term with the bank. Indicate from where the assets are expected to arrive? Mi Group: Same Booking Center (Indicate account number): Existing ( bs Group: Other Booking Center (indicate DB location and account details): OC other Institution - (Indicate name & location): 1 Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volurne per month)?: 25-35/month; $0 - $250K What Is the expected volume of assets and currency for the account approx. 90 days 113,764,196.27, after opening? What Is the expected volume of assets and currency for the account approx. one year | 113,764,196.27 after opening? Please list all parties related to the account. For each party: (Check f a source of wealth description ts required for the party. * (Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000440 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG4403 EFTA_00019313 EFTA00169060

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KYC Print Page 5 of 21 7/oO/o0 ma JO jO jO oO |4 |O jo 0 Oo Oo CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000441 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PGs EFTA_00019314 EFTA00169061

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KYC Print Page 6 of 21 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summi 3A. Individual Details (for all parties) Individual's Name: Jeffrey E. Epstein - 00000483289 g Has client resided outside of Little Saint James Saint Thomas 00802 Virgin Islands, U.S. his/her country of nationality |] y, for 5 years or more? J Self Empolyed Tax ID / SSN: Current Employer: Southern Trust Company Inc Paosition/Title/Rank: President od 6100 Red Hook Quarter B3 St. Thomas Virgin Istands, U.S. 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial Oves dustry? or an entity listed an a OB-recognised exchange? (Not applicable for operating entities Yes M1 No Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) Connection with Prince |M yes Ono Andrew and Bill Clinton To the best of your knowledge, ts the individual related to an employee of the D6 group?/if o Family Oo Friendship Mw None Family or Friendship, describe ) N/A To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (if Yes,describe ) N/A If appl , indicate bank officers have met the person: Indicate where and when the client meeting(s) took place: a es coe Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Jeffrey Edward Epstein (born January 20, 1953) is an American financier and registered sex offender in the United States. He worked at Bear Stearns early in his career and then formed his own firm, J. Epstein & Co. He lives in the US Virgin Islands. Epstein taught calculus and physics at the Dalton School in Manhattan from 1973 to 1975. Among his students was a son of Alan C. Greenberg, chairman of Bear Stearns. In 1976, Epstein started work as an options trader at Bear Steams where he worked in the special products division, advising high-net-worth clients on tax strategies. Proving successful in his financial career, in 1980 Epstein became a partner at Bear Stearns. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than $1 billion in net worth. In 1987, Leslie Wexner, founder and chairman of Ohio-based The Limited chain of women's clothing stores, became a well-known client. Wexner acquired Abercrombie & Fitch the following year. In 1992 he converted a private school on the Upper East Side into an enormous residence. Epstein later bought that property, in the wealthiest part of Manhattan. In 1996, Epstein changed the name of his firm to the Financial Trust Company and, for tax advantages, based it on the island of St. Thomas im the U.S. Virgin Islands. In 2003, Epstein bid to acquire New York magazine. Other bidders were advertising executive Donny Deutsch, investor Nelson Peltz, media mogul and publisher Mortimer Zuckerman, who had the New York Daily News, and film producer Harvey Weinstein. They were ultimately outbid by Bruce Wasserstein, a longtime Wall Street investor, who paid $55 million. In 2004, Epstein and Zuckerman committed up to $25 million to finance Radar a celebrity and pop culture magazine founded by Maer Roshan. Epstein and Zuckerman were equal partners in the venture. Roshan, as its editor-in-chief, retained a small ownership stake. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000442 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PaG4tes EFTA_00019315 EFTA00169062

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KYC Print Page 7 of 21 Presently, Mr. Epstein founded Southern Trust Company Inc, a private consulting company that invests the assets of their clients and gets their revenue from the return of these investments. Southern Trust invests in different portfolios catered to their clients and makes their revenue based on the returns and the fees associated with managing their client's assets. crs 3 See = evaniaene | Please indicate the farnily situation of the individual (marital status, other family members, etc.): N/A CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000443 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGpgree EFTA_00019316 EFTA00169063

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KYC Print Page 8 of 21 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summi 3A. Individual Details (for all parties) United States Has client resided outside of his/her country of nationality |] yes Wino for 5 years or more? Tax ID / SSN: a oe = J 6100 Red Hook Quarter B3 St Thomas Virgin Islands, U.S. 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial oO 1] dustry? or an entity listed on a O6-recognised exchange? (Not applicable for operating entities Yes M1 No Is the Individual a Politically Exposed Person (PEP)?(if Yes, describe) N/A Oves Mino To the best of your knowledge, ts the individual related to an employee of the D6 group?/if oO Family oO Friendship vw None Family or Friendship, describe ) N/A To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe ) N/A If applicable, indicate which bank officers have met the person: . where and when the client meeting(s) took place: CC Ce ee Poornantoatwemennettes Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Annual Income($): Po Estimated amount of investable assets($): Estimated Net Worth($): Po Amount of assets planned to invest with PWM($): Other Known Financial Institutions: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000444 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGQ4407 EFTA_00019317 EFTA00169064

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KYC Print Page 9 of 21 | Please indicate the family situation of the individual (marital status, other family members, etc.): | CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000445 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGsres EFTA_00019318 EFTA00169065

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KYC Print Page 10 of 21 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summi 3A. Individual Details (for all parties) Individual's Name: Jean Anne Brennan Wiebracht - : Country of Citizenship: Virgin Islands, U.S. Has client resided outside of his/her country of nationality |{] yes M]No for 5 years or more? Tax ID / SSN: To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe ) N/A CC Ce ee Poornantoatwemennettes Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Annual Income($): Po Estimated amount of investable assets($): Estimated Net Worth($): Po Amount of assets planned to invest with PWM($): Other Known Financial Institutions: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000446 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG440? EFTA_00019319 EFTA00169066

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KYC Print Page 11 of 21 | Please indicate the family situation of the individual (marital status, other family members, etc.): | CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000447 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pbist 10 EFTA_00019320 EFTA00169067

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KYC Print Page 12 of 21 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summi 3A. Individual Details (for all parties) Current Employer: HBRK Associates, Inc Position/Title/Rank: 575 Lexington Avenue, 4th Floor Monsey NY United States 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial oO 1] dustry? or an entity listed on a O6-recognised exchange? (Not applicable for operating entities Yes M1 No Is the Individual a Politically Exposed Person (PEP)?(if Yes, describe) N/A Oves Mino To the best of your knowledge, ts the individual related to an employee of the D6 group?/if oO Family oO Friendship vw None Family or Friendship, describe ) N/A To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe ) N/A CC Ce ee Poornantoatwemennettes Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Annual Income($): Po Estimated amount of investable assets($): Estimated Net Worth($): Po Amount of assets planned to invest with PWM($): Other Known Financial Institutions: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000448 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PGi! ! EFTA_00019321 EFTA00169068

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KYC Print Page 13 of 21 | Please indicate the family situation of the individual (marital status, other family members, etc.): | CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000449 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pbist 2 EFTA_00019322 EFTA00169069

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KYC Print Page 14 of 21 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summi 3A. Individual Details (for all parties) United States Has client resided outside of his/her country of nationality |{] yes M]No for 5 years or more? Tax ID / SSN: To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe ) N/A CC Ce ee Poornantoatwemennettes Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Annual Income($): Po Estimated amount of investable assets($): Estimated Net Worth($): Po Amount of assets planned to invest with PWM($): Other Known Financial Institutions: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000450 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pbist 1s EFTA_00019323 EFTA00169070

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KYC Print Page 15 of 21 | Please indicate the farnily situation of the individual (marital status, other family members, etc.): | One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa 3€. Legal Entity Details (For all Legal Entites) CO Foundation/Association (] Trust M) company C] éstate Type of Entity: oO Type of Entity Other (specify) Country of ‘Virgin Islands, U.S. Date of incorporation / | 10/27/2011 incorporation registration: Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries,etc.: LSJE is a single member LLC. Jeffrey Epstein Is the sole owner and member. He awns 100% of the 100 shares issued. The signors on this account are Jeffrey Epstein and Darren Indyke Please indicate how ownership of the legal entity is reflected: Operating Agreement oO Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons). LSJE ts a single member LLC. Jeffrey Epstein is the sole owner and member. He owns 100% of the 100 shares issued. The signors on this account are Jeffrey Epstein and Darren Indyke To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. extemal legal counsel, client referral source, supplier of goods or services)?: ves CF no Ly Describe Nature of Entity's Primary Business and Investment Activities . LSJE, LLC was established for purposes of maintaining payroll and maintenance related 7 expenses of Jeffrey Epstein's private residence. No business purpose. 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) aon oan a CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000451 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGlgtt4 EFTA_00019324 EFTA00169071

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KYC Print Page 16 of 21 One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa 3€. Legal Entity Details (For all Legal Entites) OC Foundation/Association L] trust M company Clestate oO Partnership ommerc! incorporation/ registration: registration a Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries,etc.: eff stein is the sole shareholder of this compa Please indicate how ownership of the legal entity is reflected: Consent of Board of Directors Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons). Jeffrey Epstein is the sole shareholder of this company. To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. extemal legal counsel, client referral source, supplier of goods or services)?: yes LD) toM N/A Describe Nature of Entity's Primary Business and Investment Activities Type of Entity: Consulting Services retying on Financial and Biomedical algorithms. Souther Trust is a private onsulting company that invests the assets of their clients and gets their revenue from the return Nature of the business: these investments. Southern Trust invests in different portfoltos catered to their clients and jakes their revenue based on the returns and the fees associated with managing their clients Number of employees: 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) United States Zz i = g : § : g i | g ? & Primary industry of source of Wealth/Source of Funds? High Risk Financial Institutions Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/Mabilities): onsult and invest client funds and gain revenue based on fees and retums. Estimated gross receipts p.a.($): 1,500,000.00 Potential Amount to be invested with PWM ($): 300,000.00 ae | | One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa | 3C. Legal Entity Details (For all Legal Entites) ] CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000452 ll a |e li HE 2 8 Z ; H Ul | https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pbist 1S EFTA_00019325 EFTA00169072

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KYC Print Page 17 of 21 Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries,etc.: Southern Trust Company Inc is the sole member of Southern Financial LLC. Jeffrey Epstein Is the sole shareholder of Southem Trust Company Inc. Please indicate how ownership of the legal entity is reflected: Operating Agreement C1 Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons); Southern Trust Company Inc is the sole member of Southern Financial LLC. Jeffrey Epstein is the sole shareholder of Southern Trust Company Inc To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. extemal legal counsel, client referral source, supplier of goods or services)?: ves CF) no A NY Describe Nature of Entity's Primary Business and Investment Activities ‘This business ts funded by Jeffrey Epstein's wealth. This company was formed to hold Mr. Nature of the business: stein's personal wealth and Invest in different ventures. This company invests in real estate, . equities, commodities, etc and gets its revenue from gains it makes in these investments. It a com ~ Epstein. Countries where business is transacted: Virgin Istands, U.S. Number of employees: Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/Mabilities): e initial funding In February 2013 was $1,000 from the sole shareholder of the sole managing member (Jeffrey Epstein). Please revert to Mr. Epstein's source of CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000453 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pbist 16 EFTA_00019326 EFTA00169073

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KYC Print Page 18 of 21 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B [7] SOUTHERN FINANCIAL RELATIONSHIP ee (Compliance Signature) 4. Attachments A Type of Photo ID Provided M rivers License M passport Co nationay/state 1D Olother : Darren dyke - GCIS # 486405 & Jean Anne - GCIS # 487647 B. Checklist of names (individuals and/or entities) that were submitted for database searches is a oOo - attached Yes No C. Please indicate the results of the database searches performed RDC searches complete Mies Ono negative results found Mies Ono PCR checks complete Myes Ono negative results found Miyes Tino OFAC checks complete Mies Ono negative results found Dyes Mino BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B) Myes Ono negative results found yes Ono Denial Orders checks complete Myes Ono negative results found Dyes Mino Martindale-Hubbell searched (Lawyers/Law Firms only) Oves Mino negative results found Dives Ono D. Please summarize any negative results from the database searches indicated above: LSJE LLC: - No negative media - RDC alert found - False positives, does not pertain to our client. Clearance attached. Southern Trust Company Inc: - No negative media ~ No court cases Financial Informatics Inc: - No negative media - No court cases Jeffrey Edward Epstein: - Negative media relates to the sex offence in the past which are already cleared. (KYC # - 01790655) - Court cases relates to Jeffrey's sex offence in the past which Is already cleared, another (Gerber Et Al V. The Financial Trust Company Et Al) is a recent ‘ongoing civil lawsuit pertaining to fraud which has been dismissed (attached document), but part of normal business operations for this client. And in one of the case he's neither defendant nor plaintiff. He's just named as a respondent and the case is immaterial in nature.neither defendant nor plaintiff. He's just named as a respondent and the case Is immaterial in nature. - Criminal Filings relates to sex offence which Is already cleared in the past - RDC alert found - Sex offences in the past which has been cleared - Clearance attached. Darren Indyke: - Negative news in Google relates to Jeffrey Epstein’s Foundation and are not material in nature. - Court case mentioned in Google search relates to Jeffrey Epstein’s sex offence in the past which has been cleared already. Darren ts just an attorney for Jeffrey in the case. - Fircosoft alert has been cleared by AML Compliance. Gearance attached. Jean Anne Brennan Wiebracht: Harry Beller: - No negative media - Harry Beller is the plaintiff in the court case, also it has been disposed. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000454 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pbist "7 EFTA_00019327 EFTA00169074

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KYC Print Page 19 of 21 Paul S Barrett - No negative media - No court cases - RDC alert found - False positives, does not pertain to our client. Clearance attached. E. To the best of your knowledge, has the client ever been convicted of a criminal offense? Myes Ono To the best of your knowledge, has the customer ever been Involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer threatening litigation against o 7 Deutsche Bank AG or any of its subsidiaries? (7f Yes, provide details below and contact Quaiity Mot. Yes WINo (LatAm/int?) or the Regulatory Control Group and notify Compliance immediately) F. Does the client or related party have any financial or other association / interactions within countries oO Mw “or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Yes MINo Does the client or related party have any financial or other association/ interactions within high risk oO m7 * countries? Yes N'No 1. Corporate Documentation Attached (Legal Entities Only) Mies Co Clot Applicable J. Undisclosed Principal Farm Complete (Intermediaries Only) OClves Co M) not Applicable kK. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation ts not im English, please provide an English summary of the nature/contents of the non-English Documentation: Is the account structure unusually complex? Olves Mino Is there any indication the client set up a non operating company expressly oO for the purpose of transferring shares to third parties? Yes MINo Is there any indication this could be a prohibited business relationship? Oves Mino ‘Are the bearer shares identified subject to acceptable controls? Olves Mino CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000455 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pbist 18 EFTA_00019328 EFTA00169075

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KYC Print Page 20 of 21 in the case. ‘This KYC serves as a high risk review for LSJE LLC and Southern Financial LLC (herein referred to as ‘accountholders”) — Below are the reasons why we are comfortable with approving this KYC: Information and supporting documents required by our AML Policy were provided and reviewed; and as a esult, we have an understanding of the structure of the accountholders, their purpose, the purpose of the jaccounts and expected transaction activity. ‘There are a few risk factors associated with the accountholders — Gwen Hill 10/26/118 4:06 PM ‘SOW: The UBO (Jeffrey Epstein) is the founder of Southern Trust Company Inc, which manages client's assets. ‘Negative Media & PEP: There is some negative media against Mr. Epstein and he is also maintains a close elationship with Bill Clinton and Prince Andrew. Please see risk calculator for more information. Appropriate approval was obtained. Our review did not identify any red flags and thus there was no need to escalate this case further. We performed due diligence searches on all parties and did not find the names searched to be on any sanctions ists. ONSHORE APPROVALS Gient Facing Professional (CFP): Stewart Olafield Signature) 10/15/2018 Stewart Oldfield Office Director/Business Head: Andrew F Gallivan Signature) 10/15/2018 drew F Gallivan AML Business Risk: (Signature) Regional Office Director: (Signature) Richard Cottrell 10/26/2018 Gwen Hill 10/26/2018 LATAM/INTERNATIONAL APPROVALS peered (iam Ln Global Market Team Head (GMTH)/Sub-Market Team Head (SMTH): PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals 1(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000456 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pbist 19 EFTA_00019329 EFTA00169076

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KYC Print Page 21 of 21 suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000457 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGlg*2? EFTA_00019330 EFTA00169077