KYC Print Page | of 20 DB PWM GLOBAL KYC/NCA: PART A [7] KYC Case # : 01977699 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: *** 2018 Periodic Review *** Last Approved KYC # - J. Epstein Virgin Islands Foundation Inc - 1790655; Hyperion Air LLC - 1790820. commons Introduced? How long has the Please provide details (e.g. name of referral source, how many years RM personally has known cent, etc.): Jeffrey Epstein reached out to Stew Oldfield on 3/7/17 to have a new acct opened under this relationship. retrocession or similar compensation to a third party for the Introduction of this (If Yes, describe): relationship? Ust all existing and mew accounts involved in this relationship Legal Entity Account Name / Number Opening Date (intended/actual) 3. Epstein Virgin Islands Foundation Inc - (ES - O5S1- 9/30/2013 a Hyperion Air LC - SS - 007 10/18/2013 ‘Who ts the primary contact person for the RM? (Note: This Preferred method of contact person needs to have signatory Darren K. Indyke {indicate phone no., fax no., rights and/or Information right mail address, etc.): for the accounts.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000417 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGlgss? EFTA_00019290 EFTA00169037

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KYC Print Page 2 of 20 One sheet must be established for each account to be opened 2. Account Ownership Summary — i i | = What is the purpose of the account (e.g. partfollo management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of this account is to manage the foundation's securities and trade investments. Indicate from where the assets are expected to arrive? ©) 06 Group: Same Booking Center (indicate account number): Existing 0 os Group: Other Booking Center (indicate DB location and account details): CD other tnstitution - (Indicate name & location): CO Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 0-5/month; $100 - $50K What ts the expected volume of assets and currency for the account approx. 90 days | 300,000 What is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: * Check if a source of wealth description ts required for the party. * (Check the appropriate box to desoribe the relationship of the party to this account (> 1 can be selected). © If none of the check boxes apply, describe the party's relation to the account in the “Other” column. * Always describe the relationship between the parties in the last column. . Please drill down to the ultimate/undertying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000418 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PaGhsrs ! EFTA_00019291 EFTA00169038

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KYC Print Page 3 of 20 2. Account Ownership Summary What is the purpose of the account (e.g. partfollo management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of the account is to manage the monthly expenses of the company. D8 Group: Same Booking Center (indicate account number): Existing oO DB Group: Other Booking Center (indicate DB location and account details): CD other Institution - {Indicate name & location): C1 Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated nurnber and volume per month)?: 0-4/month; $100 - $ 150K What is the expected volume of assets and currency for the account approx. 90 days after | 147,203.75 opening? What is the expected volume of assets and currency for the account approx. one year 147,203.75 after opening? Please list all parties related to the account. For each party: (Check if a source of wealth description ts required for the party. (heck the appropriate box to desonibe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account In the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the wemate/underiying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000419 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG045382 EFTA_00019292 EFTA00169039

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KYC Print Page 4 of 20 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) a Has client resided outside of g _ | Little Saint James Saint Thomas 00802 Virgin Islands, U.S. his/her country of national Address of primary residence: gan for 5 years os el ity Ye Address of employer: 6100 Red Hook Quarter B3 St. Thomas Virgin Islands, U-S. 00802 Does the person work as senior executive of a O6-recognized regulated entity in the financial Oo wa industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes WINo Is the individual a Politically Exposed Person (PEP)?/i' Yes, describe) Connection with Prince Andrew and Bill Clinton To the best of your knowledge, Is the individual related to an employee of the DB group?/if oO Family oO Friendship Mw None Family or Friendship, describe) N/A To the best of your knowledge, Is the individual party to a non-banking relationship with o Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? Yes (if Yes,describe ) N/A If applicable, indicate which bank officers have met the person: Indicate where and when the dent meeting(s) took place: 3B. Wealth Details (Onty for parties requiring source of wealth description as indicated in Section 2) wero Further Describe Source of Wealth /Detall the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how id farnily accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, Important business partners.) Jeffrey Edward Epstein (born January 20, 1953) Is an American financier and registered sex offender in the United States. He worked at Bear Stearns early in his career and then formed his own firm, J. Epstein & Co. He lives in the US Virgin Islands. Epstein taught calculus and physics at the Dalton School in Manhattan from 1973 to 1975. Among his students was a son of Alan C. Greenberg, chairman of Bear Stearns. In 1976, Epstein started work as an options trader at Bear Stearns where he worked in the special products division, advising high-net-worth clients on tax Strategies. Proving successful in his financial career, in 1980 Epstein becarne a partner at Bear Stearns. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than $1 billion In net worth. In 1987, Leste Wexner, founder and chairman of Ohio-based The Limited chain of women's clothing stores, became a well-known client. Wexner acquired Abercrombie & Fitch the following year. In 1992 he converted a private school on the Upper East Side into an enormous residence. Epstein later bought that property, in the wealthiest part of Manhattan. In 1996, Epstein changed the name of his firm to the Financial Trust Company and, for tax advantages, based it on the island of St. Thomas in the U.S. Virgin Islands. In 2003, Epstein bid to acquire New York magazine. Other bidders were advertising executive Donny Deutsch, investor Nelson Peltz, media mogul and publisher Mortimer Zuckerman, who had the New York Daily News, and film producer Harvey Weinstein. They were ultimately outbid by Bruce Wasserstein, a longtime Wall ‘Street investor, who paid $55 million. In 2004, Epstein and Zuckerman committed up to $25 million to finance Radar a celebrity and pop culture magazine founded by Maer Roshan. Epstein and Zuckerman were equal partners in the venture. Roshan, as its editor-in-chief, retained a small ownership stake. Presently, Mr. Epstein founded Southern Trust Company Inc, a private consulting company that invests the assets of their clients and gets their revenue from the CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000420 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG04583 EFTA_00019293 EFTA00169040

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KYC Print Page 5 of 20 return of these investments. Southern Trust invests in different portfolios catered to their cients and makes their revenue based on the returns and the fees ees a ee amc | Se Ce eT Please indicate the family situation of the individual (marital status, other family members, etc.): N/A CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000421 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGlgss4 EFTA_00019294 EFTA00169041

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KYC Print Page 6 of 20 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Has client resided outside of his/her country of nationality for 5 years or more? Accountant Address of employer: 6100 Red Hook Quarter B3 St Thomas Virgin Islands, U.S. O0B02 Does the person work as senior executive of a O6-recognized regulated entity in the financial oO wa industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes WINo Be nda = Pola Exposed Pesan (p20 Yes site) WA To the best of your knowledge, Is the individual related to an employee of the DB group?/if oO Family oO Friendship M none Family or Friendship, describe) N/A To the best of your knowledge, Is the individual party to a non-banking relationship with oO Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? Yes (if Yes,describe ) N/A If applicable, indicate which bank officers have met the person: Indicate where and when the dent meeting(s) took place: oO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Onty for parties requiring source of wealth description as indicated in Section 2) Disusiness Owner C] salary/arnings C] tnvestment CJ tnheritancecifts C] other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how id farnily accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, Important business partners.) Estimated Annual Income($): Estimated Net Warth($): Other Known Financial Institutions: Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000422 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PaBP4s8> EFTA_00019295 EFTA00169042

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KYC Print Page 7 of 20 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000423 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PrGlgrs¢ EFTA_00019296 EFTA00169043

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KYC Print Page 8 of 20 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individual’s Name: Erika Kellerhals - Date of Birth: = # «C&S Has client resided outside of g his/her country of nationality Yes MI No Address of primary residence: for 5 years or mare? Pome fe a = Address of employer: 9100 Port of Sale Mall, Ste 15 St. Thomas Virgin Islands, U.S. GOB02 Does the person work as senior executive of a 06-recognized regulated entity in the financial oO wa industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes WINo Be nda = Pola Exposed Pesan (p20 Yes site) WA To the best of your knowledge, Is the individual related to an employee of the DB group?/if oO Family oO Friendship M none Family or Friendship, describe) N/A To the best of your knowledge, Is the individual party to a non-banking relationship with oO Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? Yes (if Yes,describe ) N/A If applicable, indicate which bank officers have met the person: Indicate where and when the dent meeting(s) took place: 3B. Wealth Details (Onty for parties requiring source of wealth description as indicated in Section 2) Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how id farnily accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, Important business partners.) Other Known Financial Institutions: Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000424 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG0S587 EFTA_00019297 EFTA00169044

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KYC Print Page 9 of 20 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000425 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGssss EFTA_00019298 EFTA00169045

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KYC Print Page 10 of 20 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Has client resided outside of his/her country of nationality for 5 years or more? Accountant 575 Lexington Avenue, 4th Floor Monsey NY United States 10022 Does the person work as senior executive of a O6-recognized regulated entity in the financial oO wa industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes WINo Be nda = Pola Exposed Pesan (p20 Yes site) WA To the best of your knowledge, Is the individual related to an employee of the DB group?/if oO Family oO Friendship M none Family or Friendship, describe) N/A To the best of your knowledge, Is the individual party to a non-banking relationship with oO Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? Yes (if Yes,describe ) N/A If applicable, indicate which bank officers have met the person: Indicate where and when the dent meeting(s) took place: 3B. Wealth Details (Onty for parties requiring source of wealth description as indicated in Section 2) Disusiness Owner C] salary/arnings C] tnvestment CJ tnheritancecifts C] other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how id farnily accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, Important business partners.) Other Known Financial Institutions: Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000426 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PGs? EFTA_00019299 EFTA00169046

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KYC Print Page 11 of 20 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000427 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGlg3? EFTA_00019300 EFTA00169047

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KYC Print Page 12 of 20 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individual’s Name: Paul S. Barrett - Date of Birth: Has client resided outside of his/her country of nationality for 5 years or more? Current Employer: 1.P. Morgan Securities LLC Position/Title/Rank: Investment Advisor Address of employer: 277 Park Ave New York NY United States 10172 Does the person work as senior executive of a O6-recognized regulated entity in the financial oO wa industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes WINo Be nda = Pola Exposed Pesan (p20 Yes site) WA To the best of your knowledge, Is the individual related to an employee of the DB group?/if oO Family oO Friendship M none Family or Friendship, describe) N/A To the best of your knowledge, Is the individual party to a non-banking relationship with oO Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? Yes (if Yes,describe ) N/A Address of primary residence: If applicable, indicate which bank officers have met the person: Indicate where and when the dent meeting(s) took place: 3B. Wealth Details (Onty for parties requiring source of wealth description as indicated in Section 2) Disusiness Owner C] salary/arnings C] tnvestment CJ tnheritancecifts C] other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how id farnily accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, Important business partners.) Other Known Financial Institutions: Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000428 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PG04>?! EFTA_00019301 EFTA00169048

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KYC Print Page 13 of 20 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000429 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG0439? EFTA_00019302 EFTA00169049

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KYC Print Page 14 of 20 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individual’s Name: Lawrence Paul Visoski Ir - Date of Birth: Has cent resided outside of Address of primary residence: osu Oves Address of employer: 6100 Red Hook, Quarter 83 St, Thomas Virgin Islands, U.S. 0OB02 Does the person work as senior executive of a O6-recognized regulated entity in the financial oO wa industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes WINo Be nda = Pola Exposed Pesan (p20 Yes site) WA To the best of your knowledge, Is the individual related to an employee of the DB group?/if oO Family oO Friendship Mw None Family or Friendship, describe) N/A To the best of your knowledge, Is the individual party to a non-banking relationship with oO Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? Yes (if Yes,describe ) N/A If applicable, indicate which bank officers have met the person: Indicate where and when the dent meeting(s) took place: 3B. Wealth Details (Onty for parties requiring source of wealth description as indicated in Section 2) Disusiness Owner C] salary/arnings C] tnvestment CJ tnheritancecifts C] other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how id farnily accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, Important business partners.) Other Known Financial Institutions: Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000430 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGhss% EFTA_00019303 EFTA00169050

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KYC Print Page 15 of 20 One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa '3C. Legal Entity Details (For all Legal Entities) Identified on Customer Profile Volcker Flag: 6100 Red Hook Quarter B3 St, Thomas 00802 Virgin Istands, . Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and benefidaries,etc.: This Is a 501 (c)3 foundation with Jeffrey Epstein serving as the President. Darren Indyke serves as VP and Erika Kellerhals as Secretary/Treasurer. The signors on this account are Jeffrey Epstein, Darren Indyke and Paul Barrett Please indicate how ownership of the legal entity Is reflected: Articles of Incorporation oO Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (i not the same persons This |s a 501 (c)3 foundation with Jeffrey Epstein) serving as the President. Darren Ind serves as VP and Erika Kellerhals as Secretary/Treasurer. The signors on this account are Jeffrey Epstein, Darren Indyke and Paul Barrett To the best of your knowledge, Is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: ves CL) wo PUA. Describe Nature of Entity's Primary Business and Investment Activities ‘ . J. Epstein Virgin Istands Foundation Inc aka Enhanced Education ts a private nonprofit foundation ~ ich is organized exclusively for charitable, educational and scientific purposes. 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) United States Primary industry of source of Wealth/Source of Funds? High Risk Financial Institutions Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): @ initial donation came from Jeffrey Epstein's personal funds. These funds have then been invested and reinvested as the source of income for the foundation. @ profits the foundation gets from these investments are then reinvested or donated to charitable endeavors One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa: [ 3C. Legal Entity Details (For al Legal Entities) 1 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000431 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGlgs4 EFTA_00019304 EFTA00169051

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KYC Print Page 16 of 20 reecremny; (Feat Ci trust Mi company (estate CO partnership Type of Entity Other (spect ee Country of Virgin Islands, U.S. Date of incorporation / | 10/19/2012 incorporation/registration: registration: jolcker Status: Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocabilty,settior and benefidaries,etc.: gle member LLC. Jeffrey Epstein is sole member/owner. The signors on this account are Jeffrey Epstein, Harry Beller and Darren Indyke Please indicate how ownership of the legal entity Is reflected: Operating Agreement oO Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the beneficial owner (i not the same persons) Single member LLC. Jeffrey Epstein ts sole gnors on this account are Jeffrey Ej Beller and Darren Ind To the best of your knowledge, Is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes Oo No w A Describe Nature of Entity's Primary Business and Investment Activities This ts a company farmed to hold funds for the taxes and payments of one of Jeffrey Epstein's airplanes. This LLC was formed to eventually take over payments for Hyperion Air Inc. Hyperion ir Inc will be Closed within 2 year ‘Virgin Islands, U.S. 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) High Risk Financial Institutions CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000432 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoB0439> EFTA_00019305 EFTA00169052

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KYC Print Page 17 of 20 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B [7] Relationship Name | SOUTHERN FINANCIAL RELATIONSHIP ccs + ~ Overall Risk - HIGH, Entity Risk - MEDIUM, Industry Risk - HIGH, Country Risk - MEDIUM, Product Risk - Risk Rating Comments: |EDIUM. GCIS # IEEE - Overall Risk - HIGH, Entity Risk - MEDIUM, Industry Risk - HIGH, Country Risk - MEDIUM, Product Risk - (Compliance Signature) 4. Attachments AL Type of Phato ID Provided M brivers License M1 passport CI nationai/state 10 C) other : Darren Indyke - GCIS # B. Checklist of names (individuals and/or entities) that were submitted for database searches |s attached Wyes Ono C. Please indicate the results of the database searches performed ROC searches complete Mies C)No negative results found Miyes Dino PCR checks complete Mes Ono negative results found Mives Ono OFAC checks complete Mes Ono negative results found Oves Mino BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, O&B) Mes Co negative results found Myes [no Denial Orders checks complete Mes No negative results found Dives Mino Martindale-Hubbell searched (Lawyers/Law Firms onty) Myes Ono negative results found Dves Mino D. Please summarize any negative results from the database searches indicated above: J. Epstein Virgin Istands Foundation Inc: ~ No adverse information in Google results for J. Epstein Virgin Islands Foundation Inc. News relates to tax retum and nothing negative. Negative news relates to Jeffrey Epstein's sex offence which are cleared already. Attached clearances in this case. - No court cases Hyperion Alr LUC: - No adverse information in Google media results. Hyperion Air LLC's name Is just mentioned in the Aircraft Newly Registered list on antonakis.co.uk website - No negative media - No court cases Jeffrey Edward Epstein: - Adverse results in Google relates to Jeffrey's Sex offence in the past which are cleared already. Attached clearances in the case - Negative media relates to the sex offence in the past which are already cleared. (KYC # - 01790655) - Court cases relates to Jeffrey's sex offence in the past which is already cleared, another (Gerber Et Al V. The Financial Trust Company Et Al) is a recent ‘ongoing civil lawsuit pertaining to fraud which has been dismissed (attached document), but part of normal business operations for this client. And in one of the case he's neither defendant nor plaintiff. He's just named as a respondent and the case is immaterial in nature - Criminal Filings relates to sex offence which Is already cleared in the past - ROC alert found - Sex offences in the past which has been cleared - Gearance attached Darren Indyke: - Negative news in Google does not pertain to Darren. It relates to Jeffrey Epstein's Foundation and Jeffrey Epstein’s sex offence in the past which are already eared. = Court case mentioned in Google search relates to Jeffrey Epstein's sex offence in the past which has been deared already. Darren is just an attorney for Jeffrey in the case. - Fircosoft alert has been deared by AML Compliance. Clearance attached. Harry Beller: - No adverse information in Google media results for our RP Harry Beller. Hits are False positives - on a sdentist and an UN Orthopedic doctor - No negative media - Harry Beller ts the plaintiff in the court case, also it has been disposed. Erika Kellerhats: - No negative media ~ No court cases Southern Trust Company Inc: - No negative media - No court cases The Financial Trust Company: - Negative news in research Is false pasitive and immaterial in nature. The hit Is on IRA Financial Trust Company and not our SOW entity The Financial Trust Company. - Court case pertains to First Financial Trust Company and nat our SOW entity The Finandal Trust Company CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000433 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US# PaGlgr7e EFTA_00019306 EFTA00169053

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KYC Print Page 18 of 20 Paul S Barrett: - No negative media - No adverse results in Google search. Those are false hits. There’s a match in one news, but he’s just mentioned as an Investment advisor - No court cases - ROC alert found - False positives, does not pertain to our client. Age and location mismatch. Clearance attached. Enhanced Education: - Hits on Google are on the term “Enhanced Education" and not on our entity's former name - Negative media hits are on the term “Enhanced Education" and not on our entity's former name - Court cases have term “Enhanced Education" included, the hit Is not on our entity's former name Lawrence Paul Visoski Jr: E. To the best of your knowledge, has the client ever been convicted of a criminal offense? Miyes Ono To the best of your knowledge, has the customer ever been involved in any past litigation against f, Deutsche Bank AG or any of its subsidiaries or Is the customer threatening tigation against Deutsche Oves @ * Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt: Yes MINo (Latny Int?) or the Regulatory Control Group and notify Compliance immediately) Does the client or related party have any financial or other association / interactions within countries oO rv) * or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Yes MINo Does the client or related party have any financial or other association/ interactions within high risk Oves Mino H. countries? 1. Corporate Documentation Attached (Legal Entities Only) Mies Ono Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) Oves Ono M) not Applicable kK. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: Does the account have Nexus to Special Risk Countries? Clves Mino Is the account structure unusually complex? Olves Mino Is there any indication the client set up a non operating company expressly Oo a for the purpose of transferring shares to third parties? Yes No Is there any indication this could be a prohibited business relationship? Oves Mino Are the bearer shares identified subject to acceptable controts? Oves Mino CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000434 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh P2805397 EFTA_00019307 EFTA00169054

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KYC Print Page 19 of 20 9/24/118 3:16 AM No material changes confirmation “email attached in the case. This KYC serves as Periodic Review for the following existing clients: 1) J. Epstein Virgin Islands Foundation Inc. 2) Hyperion Air LLC Risk factors include: Source of Wealth (SOW) Industry: Financial Management PEP/RCA: Jeffrey Epstein, UBO & SOW, Is considered an RCA based on his clase relationship with Bill Clinton and Media: Negative media related to Jeffrey Epstein has been previously reviewed and escalated for reputational risk] . oncerns. Prior approval to proceed with the relationship may be found under KYC 01062293, including a Jeana Miligan 11/14/118 3:16 PM culation to review further if new media Is identified. Accordingly, approval from the Divisional Control Officer is ed to this KYC in regards to a recently filed (and dismissed) court case. (Please see clearances for more etalls) e are comfortable signing-off on this KYC for the following reasons: Information and supporting documents required by our AML Policy were provided and reviewed. As a result, we ave a reasonable understanding of the purpose of the account and expected transaction activity. The source of wealth was sufficiently detailed and appears plausible. We performed due diligence searches on all parties and did not find the names searched to be on any sanctions 11/13/118 8:20 AM Barker last spoke to Richard Kahn, CFO of Epstein's family office on 1st Nov 2018 confirming no material changes ONSHORE APPROVALS Client Facing Professional (CFP): Stewart Oldfield ‘Signature) 10/15/2018 Stewart Oldfield Office Director/Business Head: ‘Signature) 10/15/2018 indrew F Gallivan a AML Business Risk: a a AML Compliance: Jeana Milligan 11/14/2018 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): Global Market Team Head (GMTH)/Sub- jarket Team Head (SMTH): AML Business Risk: AML Compliance: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000435 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG043°8 EFTA_00019308 EFTA00169055

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KYC Print Page 20 of 20 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals 1(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, ete. Deutsche Bank Americas New York [7] CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000436 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US PBS? EFTA_00019309 EFTA00169056