KYC Print Page | of 30 DB PWM GLOBAL KYC/NCA: PART A [7] KYC Case # : 01977695 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relesonse Manager: | Manager: Stewart Oldfield C1 New PWM Relationship Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: *** 2018 Periodic Review - Qverdue HR KYC *** Last Approved KYC # - Epstein, Jeffrey E. & Southern Trust Company, Inc. - 1790655; Zorro Management, LLC - 1790820. fu Ys car) Introduced? How lang has the RM personally known the Please provide details (e.g. name of referral source, how many years RM personally has known dient, etc.): Jeffrey Epstein chent? reached out to Stew Oldfield on 3/7/17 to have a new acct opened under this relationship... Does Deutsche Bank pay a retrocession or similar compensation to a third party for the Introduction of this (If Yes, describe): relationship? Ust all existing and mew accounts involved in this relationship Legal Entity Account Name / Number Opening Date (intended/actual) 3/8/2016 a — rc Ce ee — ae —_ Ce es —_ Ce C—O i eee Who ts the primary contact person for the RM? (Note: This Preferred method of contact person needs to have signatory Derren Kk. Inciyice {indicate phone no., fax no., rights and/or Information right mail address, etc.): for the accounts.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000346 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US PaGP§>0? EFTA_00019219 EFTA00168966

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KYC Print Page 2 of 30 One sheet must be established for each account to be opened 2. Account Ownership Summary Jeffrey Epstein - MD - pba Acct. Number (if available): Account Manager: Stewart Oldfield What is the purpose of the account (e.g. partfollo management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of this account Is Jeffrey Epstein's personal dally use. Indicate from where the assets are expected to arrive? ©) 06 Group: Same Booking Center (indicate account number): Existing 0 os Group: Other Booking Center (indicate DB location and account details): CD other tnstitution - (Indicate name & location): oO Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 30-55/month; $10 - $1.5MM What ts the expected volume of assets and currency for the account approx. 90 days 3,406,312.24 after opening? What is the expected volume of assets and currency for the account approx. one year 3,406,312.24 after opening? Doss the leg have Asses Une: Manageme (Aan) wtnin OS anes fue Please list all parties related to the account. For each party: * Check if a source of wealth description ts required for the party. (heck the appropriate box to desonibe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other* column. Always describe the relationship between the parties in the last colurnn. Please drill down to the ultimate/undertying Beneficial Owner(s). pjoja bestia jojo fo fa jofo | fo fo fo | Piolo be fo jojo fo fa jojo | jo jo jo] | Beller pfojo peso jojo jo fe jojo fT fo fo lindyke CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000347 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pass 10 EFTA_00019220 EFTA00168967

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KYC Print Page 3 of 30 2. Account Ownership Summary What is the purpose of the account (e.g. partfollo management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of this account Is to hold marketable securities and cash. Indicate from where the assets are expected to arrive? D6 Group: Same Booking Center (indicate account number): Existing oO DB Group: Other Booking Center (indicate DB location and account details): CD other Institution - {Indicate name & location): C1 Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per manth)?: 0-3/month; $0 - $500 What is the expected volume of assets and currency for the account approx. one year after opening? Doss ie cle nave fess Unde: Managemen (an) ain 8 ness ne Please list all parties related to the account. For each party: (Check if a source of wealth description ts required for the party. (heck the appropriate box to desonibe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000348 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pass uN EFTA_00019221 EFTA00168968

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KYC Print Page 4 of 30 a oo Soa What is the purpose of the account (e.g. partfollo management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of this account Is to hold FX cash deposits. Indicate from where the assets are expected to arrive? D6 Group: Same Booking Center (indicate account number): Existing oO DB Group: Other Booking Center (indicate DB location and account details): CD other Institution - {Indicate name & location): C1 Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per manth)?: 5-10/manth; $0 - $250K What is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx. one year after] 112,640.70 Please list all parties related to the account. For each party: (Check if a source of wealth description ts required for the party. (heck the appropriate box to desonibe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account In the “Other column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000349 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pass 2 EFTA_00019222 EFTA00168969

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KYC Print Page 5 of 30 2. Account Ownership Summary Southern Trust Company Inc - [ - 0es1 ‘Acct. Number (if availatve What is the purpose of the account (e.g. partfollo management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of this account Is to hold marketable securities and cash. Indicate from where the assets are expected to arrive? DB Group: Same Booking Center (indicate account number): Existing C1 08 Group: Other Booking Center (indicate DB location and account details): CD other Institution - {Indicate name & location): C1 Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated nurnber and volume per month)?: 2-10/manth; $2K - $2MM What is the expected volume of assets and currency for the account approx. 90 days | 2,550,527.46 after opening? What is the expected volume of assets and currency for the account approx. one year | 2,550,527.46 after opening? Please list all parties related to the account. For each party: (Check if a source of wealth description ts required for the party. (heck the appropriate box to desonibe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000350 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pass 18 EFTA_00019223 EFTA00168970

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KYC Print Page 6 of 30 2. Account Ownership Summary Southern Trust Company inc - (EE - mea Acct. Number (if availatie) Stewart Oldfield What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of this account Is to hold funds and earn high yielding interest. Indicate from where the assets are expected to arrive? DB Group: Same Booking Center (indicate account number): Existing C1 08 Group: Other Booking Center (indicate DB location and account details): CD other Institution - {Indicate name & location): C1 Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated nurnber and volume per month)?: 3-8/month; $500 - $5MM What is the expected volume of assets and currency for the account approx. 90 days | 2,468,673.24 after opening? What is the expected volume of assets and currency for the account approx. one year | 2,468,673.24 after opening? Does the eng have Asses Under Managers (Aun) iin 08 andes fs 6? Please list all parties related to the account. For each party: (Check if a source of wealth description ts required for the party. (heck the appropriate box to desonibe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the wemate/underiying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000351 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pass \4 EFTA_00019224 EFTA00168971

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KYC Print Page 7 of 30 2. Account Ownership Summary What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of this account Is to manage the dally expenses of the company Indicate from where the assets are expected to arrive? DB Group: Same Booking Center (indicate account number): Existing C1 08 Group: Other Booking Center (indicate DB location and account details): CD other Institution - {Indicate name & location): C1 Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 10-15/month; $50 - $200K What is the expected volume of assets and currency for the account approx. 90 days after | 254,944.25 opening? What is the expected volume of assets and currency for the account approx. one year after] 254,944.25 Please list all parties related to the account. For each party: (Check if a source of wealth description ts required for the party. (heck the appropriate box to desonibe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000352 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pass 1S EFTA_00019225 EFTA00168972

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KYC Print Page 8 of 30 2. Account Ownership Summary =e What is the purpose of the account (e.g. partfollo management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of this account Is to manage the monthly expenses of the company Indicate from where the assets are expected to arrive? DB Group: Same Booking Center (indicate account number): Existing C1 08 Group: Other Booking Center (indicate DB location and account details): CD other Institution - {Indicate name & location): C1 Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 5-15/manth; $100 - $1K What is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx. one year | 12,766.17 after opening? Please list all parties related to the account. For each party: (Check if a source of wealth description ts required for the party. (heck the appropriate box to desonibe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account In the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000353 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pass 16 EFTA_00019226 EFTA00168973

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KYC Print Page 9 of 30 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Has client resided outside of his/her country of nationality for 5 years or more? Tax ID / SSN: re 575 Lexington Avenue, 4th Floor Monsey NY United States 10022 Does the person work as senior executive of a O6-recognized regulated entity in the financial oO wa industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes WINo Be nda = Pola Exposed Pesan (p20 Yes site) WA To the best of your knowledge, Is the individual related to an employee of the DB group?/if oO Family oO Friendship M none Family or Friendship, describe) N/A To the best of your knowledge, Is the individual party to a non-banking relationship with oO Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? Yes (if Yes,describe ) N/A If applicable, indicate which bank officers have met the person: Indicate where and when the dent meeting(s) took place: 3B. Wealth Details (Onty for parties requiring source of wealth description as indicated in Section 2) Disusiness Owner C] salary/arnings C] tnvestment CJ tnheritancecifts C] other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how id farnily accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, Important business partners.) Other Known Financial Institutions: Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000354 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pass "7 EFTA_00019227 EFTA00168974

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KYC Print Page 10 of 30 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000355 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pass 1s EFTA_00019228 EFTA00168975

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KYC Print Page 11 of 30 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Has client resided outside of his/her country of nationality for 5 years or more? Accountant Address of employer: 6100 Red Hook Quarter B3 St Thomas Virgin Islands, U.S. O0B02 Does the person work as senior executive of a O6-recognized regulated entity in the financial oO wa industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes WINo Be nda = Pola Exposed Pesan (p20 Yes site) WA To the best of your knowledge, Is the individual related to an employee of the DB group?/if oO Family oO Friendship M none Family or Friendship, describe) N/A To the best of your knowledge, Is the individual party to a non-banking relationship with oO Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? Yes (if Yes,describe ) N/A If applicable, indicate which bank officers have met the person: Indicate where and when the dent meeting(s) took place: oO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Onty for parties requiring source of wealth description as indicated in Section 2) Disusiness Owner C] salary/arnings C] tnvestment CJ tnheritancecifts C] other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how id farnily accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, Important business partners.) Estimated Annual Income($): Estimated Net Warth($): Other Known Financial Institutions: Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000356 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pass 19 EFTA_00019229 EFTA00168976

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KYC Print Page 12 of 30 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000357 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGlgs2° EFTA_00019230 EFTA00168977

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KYC Print Page 13 of 30 sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Owne: 3A. Individual Details (for all parties) Jeffrey E. Epstein - Country of Residence: Virgin Istands, U.S. Country of Citizenship: Has client resided outside of Little Saint James Saint Thomas 00802 Virgin Islands, U.S. his/her country of nationality | [7] yes Address of primary residence: for 5 years or more? Profession/Occupation: Tax ID / SSN: oT nt 6100 Red Hook Quarter B3 St. Thomas Virgin Islands, U-S. 00802 industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Is the individual a Politically Exposed Person (PEP)?/i' Yes, describe) Connection with Prince Andrew and Bill Clinton To the best of your knowledge, Is the individual related to an employee of the DB group?/if oO Family Family or Friendship, describe) N/A To the best of your knowledge, Is the individual party to a non-banking relationship with o Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? Yes (if Yes,describe ) N/A If applicable, indicate which bank officers have met the person: Indicate where and when the dent meeting(s) took place: 3B. Wealth Details (Onty for parties requiring source of wealth description as indicated in Section 2) Further Describe Source of Wealth /Detall the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how id farnily accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, Important business partners.) Jeffrey Edward Epstein (born — is an American financier and registered sex offender In the United States. He worked at Bear Stearns early in his career and then formed his own firm, J. Epstein & Co. He lives in the US Virgin Islands. Epstein taught calculus and physics at the Dalton School in Manhattan from 1973 to 1975. Among his students was a son of Alan C. Greenberg, chairman of Bear Stearns. In 1976, Epstein started work as an options trader at Bear Stearns where he worked in the special products division, advising high-net-worth clients on tax Strategies. Proving successful in his financial career, in 1980 Epstein becarne a partner at Bear Stearns. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than $1 billion In net worth. In 1987, Leste Wexner, founder and chairman of Ohio-based The Limited chain of women's clothing stores, became a well-known client. Wexner acquired Abercrombie & Fitch the following year. In 1992 he converted a private school on the Upper East Side into an enormous residence. Epstein later bought that property, in the wealthiest part of Manhattan. In 1996, Epstein changed the name of his firm to the Financial Trust Company and, for tax advantages, based it on the island of St. Thomas in the U.S. Virgin Islands. In 2003, Epstein bid to acquire New York magazine. Other bidders were advertising executive Donny Deutsch, investor Nelson Peltz, media mogul and publisher Mortimer Zuckerman, who had the New York Daily News, and film producer Harvey Weinstein. They were ultimately outbid by Bruce Wasserstein, a longtime Wall ‘Street investor, who paid $55 million. In 2004, Epstein and Zuckerman committed up to $25 million to finance Radar a celebrity and pop culture magazine founded by Maer Roshan. Epstein and Zuckerman were equal partners in the venture. Roshan, as its editor-in-chief, retained a small ownership stake. Presently, Mr. Epstein founded Southern Trust Company Inc, a private consulting company that invests the assets of their clients and gets their revenue from the CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000358 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pal4>? ! EFTA_00019231 EFTA00168978

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KYC Print Page 14 of 30 retum of these investments. Southern Trust invests in different portfolios catered to their cients and makes their revenue based on the returns and the fees associated with managing ther clent's assets. ee a = a CC CC Please indicate the family situation of the individual (marital status, other family members, etc.): NA CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000359 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG04322 EFTA_00019232 EFTA00168979

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KYC Print Page 15 of 30 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Date of Birth: Country of Citizenship: Has client resided outside of his/her country of nationality for 5 years or more? Tax ID / SSN: Position Title/Rank: 6100 Red Hook Quarter, 83 St Thomas Virgin Islands, U.S. 00802 Does the person work as senior executive of a O6-recognized regulated entity in the financial oO wa industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes WINo Be nda = Pola Exposed Pesan (p20 Yes site) WA To the best of your knowledge, Is the individual related to an employee of the DB group?/if oO Family oO Friendship M none Family or Friendship, describe) N/A To the best of your knowledge, Is the individual party to a non-banking relationship with oO Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? Yes (if Yes,describe ) N/A If applicable, indicate which bank officers have met the person: Indicate where and when the dent meeting(s) took place: 3B. Wealth Details (Onty for parties requiring source of wealth description as indicated in Section 2) Disusiness Owner C] salary/arnings C] tnvestment CJ tnheritancecifts C] other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how id farnily accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, Important business partners.) Other Known Financial Institutions: Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000360 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGhgs2 EFTA_00019233 EFTA00168980

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KYC Print Page 16 of 30 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000361 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG04524 EFTA_00019234 EFTA00168981

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KYC Print Page 17 of 30 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Date of Birth: Country of Citizenship: Has client resided outside of his/her country of nationality for 5 years or more? Tax ID / SSN: Position Title/Rank: 6100 Red Hook Quarter, 83 St Thomas Virgin Islands, U.S. 00802 Does the person work as senior executive of a O6-recognized regulated entity in the financial oO wa industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes WINo Be nda = Pola Exposed Pesan (p20 Yes site) WA To the best of your knowledge, Is the individual related to an employee of the DB group?/if oO Family oO Friendship M none Family or Friendship, describe) N/A To the best of your knowledge, Is the individual party to a non-banking relationship with oO Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? Yes (if Yes,describe ) N/A If applicable, indicate which bank officers have met the person: Indicate where and when the dent meeting(s) took place: 3B. Wealth Details (Onty for parties requiring source of wealth description as indicated in Section 2) Disusiness Owner C] salary/arnings C] tnvestment CJ tnheritancecifts C] other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how id farnily accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, Important business partners.) Other Known Financial Institutions: Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000362 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PaBO4525 EFTA_00019235 EFTA00168982

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KYC Print Page 18 of 30 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000363 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PaGlgs26 EFTA_00019236 EFTA00168983

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KYC Print Page 19 of 30 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individuat’s Name: Jean Anne Brennan Wiebracht | Date of Birth: Has client resided outside of his/her country of nationality Address of primary residence: for 5 years or more? Tax ID / SSN: Current Employer: Southern Financial LLC Position/Title/Rank: Address of employer: 6100 Red Hook Quarter, 83 St, Thomas Virgin Islands, U.S. 0OB02 Does the person work as senior executive of a O6-recognized regulated entity in the financial oO wa industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes WINo Be nda = Pola Exposed Pesan (p20 Yes site) WA To the best of your knowledge, Is the individual related to an employee of the DB group?/if oO Family oO Friendship M none Family or Friendship, describe) N/A To the best of your knowledge, Is the individual party to a non-banking relationship with oO Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? Yes (if Yes,describe ) N/A If applicable, indicate which bank officers have met the person: Indicate where and when the dent meeting(s) took place: 3B. Wealth Details (Onty for parties requiring source of wealth description as indicated in Section 2) Disusiness Owner C] salary/arnings C] tnvestment CJ tnheritancecifts C] other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how id farnily accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, Important business partners.) Other Known Financial Institutions: Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000364 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG04>27 EFTA_00019237 EFTA00168984

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KYC Print Page 20 of 30 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000365 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG04>28 EFTA_00019238 EFTA00168985

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KYC Print Page 21 of 30 3A. Individual Details (for all parties) Individual’s Name: Richard D. Kahn - One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa Has client resided outside of his/her country of nationality for 5 years or more? Tax ID / SSN: re Address of employer: 575 Lexington Ave, 4th Fi New York NY United States 10022 Does the person work as senior executive of a O6-recognized regulated entity in the financial oO wa industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes WINo Be nda = Pola Exposed Pesan (p20 Yes site) WA To the best of your knowledge, Is the individual related to an employee of the DB group?/if oO Family oO Friendship M none Family or Friendship, describe) N/A To the best of your knowledge, Is the individual party to a non-banking relationship with oO Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? Yes (if Yes,describe ) N/A If applicable, indicate which bank officers have met the person: Indicate where and when the dent meeting(s) took place: 3B. Wealth Details (Onty for parties requiring source of wealth description as indicated in Section 2) Disusiness Owner C] salary/arnings C] tnvestment CJ tnheritancecifts C] other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how id farnily accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, Important business partners.) Other Known Financial Institutions: Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000366 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG04>29 EFTA_00019239 EFTA00168986

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KYC Print Page 22 of 30 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000367 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGlg33° EFTA_00019240 EFTA00168987

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KYC Print Page 23 of 30 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individual’s Name: Paul S. Barrett - Date of Birth: Has client resided outside of his/her country of nationality for 5 years or more? Current Employer: 1.P. Morgan Securities LLC Position/Title/Rank: Investment Advisor Address of employer: 277 Park Ave New York NY United States 10172 Does the person work as senior executive of a O6-recognized regulated entity in the financial oO wa industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes WINo Be nda = Pola Exposed Pesan (p20 Yes site) WA To the best of your knowledge, Is the individual related to an employee of the DB group?/if oO Family oO Friendship M none Family or Friendship, describe) N/A To the best of your knowledge, Is the individual party to a non-banking relationship with oO Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? Yes (if Yes,describe ) N/A Address of primary residence: If applicable, indicate which bank officers have met the person: Indicate where and when the dent meeting(s) took place: 3B. Wealth Details (Onty for parties requiring source of wealth description as indicated in Section 2) Disusiness Owner C] salary/arnings C] tnvestment CJ tnheritancecifts C] other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how id farnily accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, Important business partners.) Other Known Financial Institutions: Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000368 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pablgss ! EFTA_00019241 EFTA00168988

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KYC Print Page 24 of 30 One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summai 3c. Legal Entity Details (For al Legal Entities) Southern Trust Company, Inc. - [ES C1 Foundation/Association O trust M company Oestate Merivate investment 1 Purpose of Entity: CO) partnership Philanthropsc; Virgin Islands, U.S. Date of incorporation / registration: Address (city, street, post 6100 Red Hook Quarter B3 St Thomas 00802 Virgin Islands, U.S.] U.S. TIN/EIN: code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and benefidaries,etc.: pstein is the sole shareholder of this comp gnors on this account are Please indicate how ownership of the legal entity Is reflected: Consent of Board of Directors oO Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (i not the same persons) Jeffrey Epstein is the sole shareholder of this company. The signors on this account are Jeffrey Epstein, Jean Anne Brennan, Darren Indyke & Paul Barrett. To the best of your knowledge, Is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes o No yw A = Ey 3 ‘ a 4 : : | i | Consulting Services retying on Financial and Biomedical algorithms. Southern Trust ts a private onsulting company that invests the assets of their clients and gets their revenue from the return pf these investments. Southern Trust invests in different portfolios catered to their cients and jakes their revenue based on the returns and the fees associated with managing their clients Countries where business Is transacted: ‘Virgin Islands, U.S. Number of employees: 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? ; | Primary industry of source of Wealth/Source of Funds? High Risk Financial Institutions Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): onsult and invest client funds and gain revenue based on fees and returns 2,000,000.00 Estimated net profit p.a. ($): 1,500,000.00 Estimated investable assets ($): Potential Amount to be invested with PWM ($): gq i : H i Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Sum: | 3C. Legal Entity Details (For all Legal Entities) 1 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000369 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG04332 EFTA_00019242 EFTA00168989

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KYC Print Page 25 of 30 — Py Type of Entity: CO Foundation/Association CO trust | company Oestate Purpose of Entity: MV erivate investment [] O Partnership Philanthrapic/Chartable [_] commerdal incorporation/registrati registration: Adavess r street, post a Red Hook Quarter, 83 St. Thomas 00802 Virgin Islands, Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and benefidaries,etc.: Jeffrey Epstein is the sole member and owner of this entity. Please indicate how ownership of the legal entity Is reflected: Operating Agreement oO Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): Jeffrey Epstein is the sole member and owner of this entity. Signors on this account will be: Jeffrey Epstein Darren Indyke Signors on the house acct are: To the best of your knowledge, Is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes 0 No wv nA. Describe Nature of Entity's Primary Business and Investment Activities A real estate holding company. It is a company formed to run and operate all activities associated] ith a property that Jeffrey Epstein owns in the US Virgin islands. ‘Virgin Islands, U.S. 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) High Risk Financial Institutions Potential Amount to be invested with PWM ($): 300,000.00 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000370 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pobhgs> EFTA_00019243 EFTA00168990

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KYC Print Page 26 of 30 Other Known Financial Institutions: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000371 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGlgss4 EFTA_00019244 EFTA00168991

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KYC Print Page 27 of 30 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B Se (Compliance Signature) Mbrivers License J passport C1 nationalyState 10 C] other : Darren & A Photo : Type of 10 Provided Richard - qi : Jean Anne - 487647 B. Checklist of names (individuals and/or entities) that were submitted for database searches Is attached Wi yes [] no C. Please indicate the results of the database searches performed RDC searches complete Myes Cno negative results found PCR checks complete Myes Ci no negative results found OFAC checks complete Myes CO) No negative results found BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B) Myes Ono negative resuits found Denial Orders checks complete Myes Cine negative results found Martindale-Hubbell searched (Lawyers/Law Firms only) - Negative media relates to the sex offence in the past which are already Geared. (KYC # - 01790655) ~- Court cases relates to Jeffrey's sex offence in the past which Is already cleared, another (Gerber Et Al V. The Financial Trust Company Et Al) is a recent ‘ongoing civil lawsuit pertaining to fraud which has been dismissed (attached document), but part of normal business operations for this client. And in one of the} case he's neither defendant nor plaintiff. He's just named as a respondent and the case is immaterial in nature.neither defendant nor plaintiff. He's just named @5 a respondent and the is immaterial in nature. - Criminal Filings relates to sex offence which Is already cleared in the past - ROC alert found - Sex offences in the past which has been cleared - Gearance attached. Zorro Management LLC: - No negative media - No court cases Southern Trust Company Inc: - No negative media - No court cases Financial Infomatics Inc: - No negative media ~ No court cases - No negative media - No court cases | errr - Negative media Is for from Burlington and in one of the negative media her age mismatches. from our KYC ts from New Mexico - Court cases are for from Louisiana, Illinois, Pennsylvania, Albany. In some cases ts a Plaintiff from California and Washington. These are false positives and not a match with the in this KYC - ROC alert found - False positive as the hit Is on from Kentucky and our RP ts from New Mexico. Clearance attached Darren Indyke: - Negative news in Google relates to Jeffrey Epstein's Foundation and are not material in nature. - Court case mentioned in Google search relates to Jeffrey Epstein's sex offence in the past which has been deared already. Darren Is just an attorney for in the case. ~ Fircosoft alert has been cleared by AML Compliance. Clearance attached. Harry Beller: - No negative media - Harry Beller ts the plaintiff in the court case, also it has been disposed. Jean Anne Brennan Wiebracht: - No negative media - No court cases CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000372 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US PaBO4535 EFTA_00019245 EFTA00168992

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KYC Print Page 28 of 30 Richard Kahn: - No negative media - Court case was dismissed and he was not barred from NYSE Arca and was cleared in the previous KYCs. Attached clearances - ROC alert found - relates to violation of NYSE Arca Equities Rule - Gearance attached Paul S Barrett ~ No negative media ~ No court cases - ROC alert found - False positives, does not pertain to our client. Gearance attached. E. To the best of your knowledge, has the client ever been convicted of a criminal offense? To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer threatening Migation against Deutsche o ua * Bank AG or any of its subsidiaries? (IF Yes, provide details below and contact Quality Mgt. Ves BCS (LatAmyInt) or the Reguistory Control Group and notify Compliance immediately) F Does the client or related party have any financial or other association / interactions within countries -— * or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Yes MINo Does the client or related party have any financial or other association) interactions within high risk o rv, "countries? Yes MNo 1. Corporate Documentation Attached (Legal Entities Only) Miyes Ono C1 not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) Clyves C1 No M) Not Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: L. Special Risk Factors Does the account have Nexus to Special Risk Countries? Olves Mino Is the account structure unusually complex? Oo Yes wal No Is there any indication the client set up a non operating company expressly oO A) for the purpose of transferring shares to third parties? Yes BINo Is there any indication this could be a prohibited business relationship? Oves Mino Are the bearer shares identified subject to acceptable controls? O ves Mino CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000373 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Palgss¢ EFTA_00019246 EFTA00168993

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KYC Print Page 29 of 30 This KYC serves as a high risk update for the below listed cients (together “accountholders”) — iL. Jeffrey Epstein 2. Southern Trust Company Inc 3. Zorro Management LLC Below are the reasons why we are comfortable with approving this KYC: Information and supporting documents required by our AML Policy were provided and reviewed; and as a result, e have an understanding of the structure of the accountholders, their purpase, the purpose of the accounts and expected transaction activity. 10/17/118 12:02 AM There are a few risk factors associated with the accountholders — SOW: The UBO (Jeffrey Epstein) is the founder of Southern Trust Company Inc, which manages client's assets. verification was obtained. Negative Media & PEP: There is some negative media against Mr Epstein and he is also maintains a close ationship with Bill Clinton and Prince Andrew. Please see risk calculator for more information. Appropriate Our review did not identify any red flags and thus there was no need to escalate this case further. We performed due diligence searches on all parties and did not find the names searched to be on any sanctions Zorro Management ita is using the address of Southern Trust Company Inc (for which I have the address erification for) and given that both Zorro and Southem Trust is owned by the sare individual, Jeffrey Epstein, it 10/17/118 12:05 AM _—_jseems plausible that they share the same address due to common ownership for both of those entities. In ition, we have obtained proof of existence for Zorro Management LLC, which proves that the entity is currently existence. Client Facing Professional (CFP): 9/26/2018 ewart Oldfield “_ _ oo AML Compliance: Client Facing Professional (CFP): int Manager: Global Market Team Head (GMTH)/Sub-} arket Tearn Head (SMTH): AML Business Risk: oo a LATAM/INTERNATIONAL APPROVALS (Signature) AML Compliance: (Signature) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000374 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG04337 EFTA_00019247 EFTA00168994

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KYC Print Page 30 of 30 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals! (1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, ete. Deutsche Bank Americas New York [7] CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000375 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US# PoGP4338 EFTA_00019248 EFTA00168995