KYC Print Page | of 20 DB PWM GLOBAL KYC/NCA: PART A [7] KYC Case # : 01977694 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Manager: Stewart Oldfield If existing, please indicate since when the relationship exists, provide reason for new profile and attach old proffe: *** 2018 Periodic Relationship to PWM: Review - HR Overdue KYC *** Last Approved KYC # Plan D LLC - 1790820; NES LLC - 1790739; The 2007 Jeffrey E Epstein Insurance Trust & The Haze Trust - 1804531. IDs for Darren Indyke & Richard Kahn can be found in "Repository" of GCIS # 486405. How Was the Client(s) Introduced? How long has the RM personally known the cient? Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein reached ‘Out to Stew Oldfield on 3/7/17 to have a new acct opened under this relationship... Does Deutsche Bank pay a retrocession or similar compensation to a third party for the introduction of this UF Yes, describe}. relationship? List all existing and new accounts involved in this relationship a ee o_o Accounts) a p [2 frrouccomersamme fs CS CS CS Who is the primary contact person for the RM? (Note: This Preferred method of contact person needs to have signatory {indicate phone no., fax no., Fights and/or information right mail address, etc.): for the accounts.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000326 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US# PoG04?89 EFTA_00019199 EFTA00168946

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KYC Print Page 2 of 20 One sheet must be established for each account to be opened 2. Account Ownership Summary What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? This is a single checking account to take care of the expenses associated with running Jeffrey Epstein’s NY home Indicate from where the assets are expected to arrive? ©) oe Group: Same Booking Center (indicate account number): Existing OC os Group: Other Booking Center (indicate DB location and account details): C1 other institution - (Indicate name & location): CO Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: ~ 10-20/month; $30 - $20K ‘What is the expected volume of assets and currency for the account approx. 90 days after ‘opening? What is the expected volume of assets and currency for the account approx. one year after opening? | Doss/wll the cheng have Assets Under Mnagement (Ault) wan DB unde Eur. 36? Please list all parties related to the account. For each party: (heck if a source of wealth description is required for the party. (heck the appropriate box to describe the relationship of the party to this account (> 1 can be selected). Tf none of the check boxes apply, describe the party's relation to the account in the “Other* column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000327 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGlgr%? EFTA_00019200 EFTA00168947

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KYC Print Page 3 of 20 2. Account Ownership Summary . Plan D LLC - 42953467 - DDA Acct. Number (if avawabe) : What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? This is a single checking account for pay for costs associated for Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? DB Group: Same Booking Center (indicate account number): Existing oO DB Group: Other Booking Center (indicate DB location and account details): C1 other Institution — (Indicate name & location): oO Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: ~ 1-5/month; $100 - $500K ‘What is the expected volume of assets and currency for the account approx. 90 days after 790,453.14 ‘opening? What is the expected volume of assets and currency for the account approx. one year after opening? Does/will the chent have Assets Under Management (AuM) within DB under Eur. 3M? Please list all parties related to the account. For each party: © ~Qheck if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). * If none of the check boxes apply, describe the party's relation to the account in the “Other* column. * Always describe the relationship between the parties in the last column. * Please drill down to the ultimate/underlying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000328 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PGs?! EFTA_00019201 EFTA00168948

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KYC Print Page 4 of 20 | 2. Account Ownership Summary a What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? This is an interest bearing checking account for casts (taxes, etc.) related to this Trust Indicate from where the assets are expected to arrive? DB Group: Same Booking Center (indicate account number): Existing oO DB Group: Other Booking Center (indicate DB location and account details): CO other institution - (Indicate name & location): Oo Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: ~ 1-3/month; $10K - $10MM ‘What is the expected volume of assets and currency for the account approx. 90 days after 7,707,707.25 ‘opening? What is the expected volume of assets and currency for the account approx. one year after 7,707,707.25 opening? Please list all parties related to the account. For each party: (heck if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). Tf none of the check boxes apply, describe the party's relation to the account in the “Other* column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000329 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG04?9? EFTA_00019202 EFTA00168949

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KYC Print Page 5 of 20 2. Account Ownership Summary ————— rae tomas wees [account Manager: Stewart Oldfield ‘What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? This is 2 brokerage account for the trust to hold and make investments in marketable securfies is the purpose of the account. Indicate from where the assets are expected to arrive? DB Group: Same Booking Center (indicate account number): Existing oO DB Group: Other Booking Center (indicate DB location and account details): CO other institution - (Indicate name & location): Oo Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per manith)?: ~ 3-10/month; $10 - $2MM ‘What is the expected volume of assets and currency for the account approx. 90 days after 20,355,143.12 ‘opening? What is the expected volume of assets and currency for the account approx. one year after 20,355,143.12 opening? | Doss/wll the cheng have Assets Under Mnagement (AUIH) wan DB under Eur. 36? Please list all parties related to the account. For each party: (heck if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). Tf none of the check boxes apply, describe the party's relation to the account in the “Other* column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/undertying Beneficial Owner(s), CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000330 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG04?93 EFTA_00019203 EFTA00168950

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KYC Print Page 6 of 20 2. Account Ownership Summary Account Manager: Stewart Oldfield ‘What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? This is a single checking account for costs (taxes, etc.) related to this Trust Indicate from where the assets are expected to arrive? DB Group: Same Booking Center (indicate account number): Existing oO DB Group: Other Booking Center (indicate DB location and account details): CO other institution - (Indicate name & location): Oo Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: There are regular transactions in The Haze brokerage account, which is where most of the activity is. The depasit account just holds cash to earn the interest. Wouldnt expect many transactions there. ‘What is the expected volume of assets and currency for the account approx. 90 days after ‘opening? What is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: (heck if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). Tf none of the check boxes apply, describe the party's relation to the account in the “Other* column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). rustee Aut [Erich Sonor aa treme CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000331 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGlsr%4 EFTA_00019204 EFTA00168951

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KYC Print Page 7 of 20 ee Has chent resided outside of primary residence: | Little Saint James Saint Thomas 00802 Virgin Islands, U.S. his/her country of nationality for |] yes Wno 5 years or more? io Red ok Quote 635. Tanas veg Sad. O82 Does the person work as senior executive of a DB-recognized regulated entity in the financial o u industry? or an entity listed on @ DB-recognised exchange? (Not applicable for operating entities Yes MO.No Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) Connection with Prince Andrew |Z] ves Ono ‘and Bal Clinton To the best of your knowledge, is the individual related to an employee of the DB group?/if Family or |") Family Oo Friendship none Friendship, describe) N/A To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche o Bank (e.g., external legal counsel, cient referral source, supplier of goods or services)? /i Yes Yes, describe ) NA If applicable, indicate which bank officers have met the person: | Nate where and when the client meeting(s) took place: Client Private | Client Place of 7 Jerwonee: [orien funrens [Ome cto cys foe: CO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) ee ere ronmyaradenvoraaat wee Presanioneavmsancsoay wearin iY ee Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settior accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, haw long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Jeffrey Edward Epstein (born January 20, 1953) is an American financier and registered sex offender in the United States. He worked at Bear Stearns early in his career and then formed his own firm, 3. Epstein & Co. He lives in the US Virgin Islands. Epstein taught calculus and physics at the Dalton School in Manhattan from 1973 to 1975. Among his students was a son of Alan C. Greenberg, chairman of Bear Stearns. In 1976, Epstein started work as an options trader at Bear Stearns where he worked in the special products division, advising high-net-worth cients on tax strategies. Proving successful in his financial career, in 1980 Epstein became a partner at Bear Stearns. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of dients with more than $1 billion in net worth. In 1987, Leslie ‘Wexner, founder and chairman of Ohio-based The Limited chain of women’s clothing stores, became a well-known client. Wexner acquired Abercrombie & Fitch the following year. In 1992 he converted a private school on the Upper East Side into an enormous residence. Epstein later bought that property, in the wealthiest part of Manhattan. In 1996, Epstein changed the name of his firm to the Financial Trust Company and, for tax advantages, based it on the island of St. Thoenas in the U.S. Virgin Islands. Tn 2003, Epstein bid to acquire New York magazine. Other bidders were advertising executive Donny Deutsch, investor Nelson Peltz, media mogul and publisher Mortimer Zuckerman, who had the New York Daily News, and film producer Harvey Weinstein. They were uRimately outbid by Bruce Wasserstein, a longtime Wall Street investor, who paid $55 million. In 2004, Epstein and Zuckerman committed up to $25 million to finance Radar a celebrity and pop culture magazine founded by Maer Roshan. Epstein and Zuckerman were equal partners in the venture. Roshan, as its editor-in-chief, retained a small ownership stake. Presently, Mr. Epstein founded Southem Trust Company Inc, a private consulting company that invests the assets of their clients and gets their revenue from the return of these investments. Southern Trust invests in different portfolios catered to their clients and makes their revenue based on the returns and the fees associated with managing their client's assets Estimated Annual Income($): 10,000,000.00 Estimated amount of investable assets($): $50 MM - 100 MM CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000332 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoB04?95 EFTA_00019205 EFTA00168952

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KYC Print Page 8 of 20 Estimated Net Worthy’$): $500 MM + Arnount of assets planned to invest with PWM($): 2,300,000.00 Se Ce a ee ee a a | Please indicate the family situation of the individual (marital status, other family members, etc.): N/A CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000333 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PaGlgr7® EFTA_00019206 EFTA00168953

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KYC Print Page 9 of 20 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa: 3A. Individual Details (for all parties) Individuat's Name: e itizenship: Has clent resided outside of his/her country of nationality for |] yes Wno 5 years or more? Tax ID / SSN: Current Employer: Southern Financial LLC Position/Titie/Rank: Address of employer: 6100 Red Hook Quarter B3 Livingston Virgin Islands, U.S. 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial Oo iv industry? or an entity listed on @ DB-recognised exchange? (Not applicable for operating entities Yes 80 No Mino Is the individual a Politically Exposed Person (PEP)?(if Yes, descnbe) N/A oOo Friendship None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche o Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? /i Yes Yes,describe ) N/A If applicable, indicate which bank officers have met the person: | Nate where and when the client meeting(s) took place: Ce nC a dC (CO wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual’s Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? ‘Summarize Source of Wealth: Cisusiness owner C salary/earnings C1) investment C] inheritance/aits C] other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settior accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) eer A ‘Other Known Financial Institutions: eS a a CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000334 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh P2804?97 EFTA_00019207 EFTA00168954

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KYC Print Page 10 of 20 To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, cient referral source, supplier of goods or services)? /i Yes,describe ) NA Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settior accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) eer A ‘Other Known Financial Institutions: a Cc CC CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000335 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG04?98 EFTA_00019208 EFTA00168955

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KYC Print Page 11 of 20 To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? /i Yes, describe ) N/A If applicable, indicate which bank officers have met the person: | Nate where and when the client meeting(s) took place: Ce nC dC fencers CS permeameter | Ce Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settior accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) eer A er Ce Cn no Nee Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000336 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG04?9? EFTA_00019209 EFTA00168956

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KYC Print Page 12 of 20 To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, cient referral source, supplier of goods or services)? /if Yes, describe ) N/A If applicable, indicate which bank officers have met the person: | Nate where and when the client meeting(s) took place: Client Private | Client Place of cua oe | fencers CS permeameter | Ce Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settior accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) eer A er Ce Cn no CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000337 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PGs? EFTA_00019210 EFTA00168957

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KYC Print Page 13 of 20 To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, cient referral source, supplier of goods or services)? /if Yes, describe ) N/A If applicable, indicate which bank officers have met the person: _| IN@ate where and when the client meeting(s) took place: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) faxewnoaweme Se er Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settior accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) eer A er Ce Cn no CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000338 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGlgse! EFTA_00019211 EFTA00168958

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KYC Print Page 14 of 20 Provide a description of the entity's organizational structure, ts ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries,etc.: This is a Revocable Trust. effrey Epstein: Grantoe/Trustee/Beneficary Darren Indyke: Trustee Please indicate how ownership of the legal entity is reflected: Trust Agreement oO Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons: Jeffrey Epstein: Grantor/Trustee/Beneficiary Darren Indyke: Trustee To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes o No 2) N/A Describe Nature of Entity’s Primary Business and Investment Activities ‘The trust was initially funded with $100. The trust makes and holds investements and the gains it akes from thase investments is its source of revenue. The trust, in turn, puts these gains back into the trust and reinvests. 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): trust was initially funded with $100 from Jeffrey Epstein. The trust makes and holds investements and the gains it makes from those investments is its source of everue. The trust, in turn, puts these gains back into the trust and reinvests. ee eC eS One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Sum 3C. Legal Entity Details (For all Legal Entities) 2 |2 §|§ ti if = |i ri 5 ADB EE 2/8 At é g er Known Financial Institutions: i ! S g a g Legal Entity Name: Plan D, LLC - 00000487219 ‘Type of Entity: Purpose of Entity: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000339 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGQ4302 EFTA_00019212 EFTA00168959

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KYC Print Page 15 of 20 Croundation/Association Otrust MA company Oestate Oo M private Investment o Partnership Phitanthropic/Charitable C] commercial Provide a description of the entity's organizational structure, ts ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries,etc.: gle member LLC. Sale member is Jeffrey Epstei Please indicate how ownership of the legal entity is reflected: Operating Agreement Oo Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (il not fhe same persons): Single member LLC. Sole member is Jeffrey Epstein. ‘The signars on this account are Jeffrey Epstein, Harry Beller and Darren Indyke qnors on this account are Jeffr Lawrence Paul Visoski Jr is the manager. To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: yes CL) no) nA [bescrive Nature of Entity’s Primary Business and Investment Activities . LLC created to hold funds to pay for costs associated with one of Jeffrey Epstein's planes. Personal fumwectom nines: re genset ahs wh rs ug ene fooewensareneeeens fm a 3D. Wealth Profile (Oniy for parties requiring source of wealth description as indicated in Section 2) ea moa Primary industry of source of Wealth/Source of Funds? High Risk Financial Institutions Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent surmmary of assets/liabilities): created to hold funds to pay for costs associated with one of Jeffrey Epstein's planes. Initial contribution of $1,000 from Jeffrey Epstein and all source of funds come fom Jeffrey Epstein. eimai dew SSCS atoetomcmnmo pew | 3C. Legal Entity Details (For all Legal Entities) [comme esucemmws ve crenmy: | Clrettescaton Dtrust A company Cestate 0 M private investment C) partnership Phitanthropic/Charitable [_] Commercial ee CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000340 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG04503 EFTA_00019213 EFTA00168960

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KYC Print Page 16 of 20 United States 8/13/1998 ‘Country of Date of incorporation / incorporation/ registration: registration: Address (city, street, post code) 6100 Red Hook Quarter, B3 St, Thomas 00802 Virgin Islands, U-S. Provide a description of the entity's organizational structure, ts ownership structure and its Top Management. For trusts/foun revocability,settior and beneficiaries,etc.: gle mem! : Ep , gnors on this account are Please indicate how ownership of the legal entity is reflected: Operating Agreement 3 i B Fg H 4 f 3 4 H z g oO ‘Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain fram the direct owner of the entity to the ultimate beneficial owner (if not the same persons): Single member LLC. Jeffrey Epstein is the sole member. The signors on this account are Jeffrey Epstein, Darren Indyke and Harry Beller To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: ves CL] no l= > Describe Nature of Entity’s Primary Business and Investment Activities Neture of the business: NES, LLC was formed to take care of the expenses associated with running one of Jeffrey Epstein's United States Number of employees: feces consereonsn pesos 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) 2 i : i : 8 2 & Primary industry of source of WealthySource of Funds? Provide Evidence of Comporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): All funds come from Jeff pstein, who has been KYC'd previou: High Risk Finandal Institutions 1,000,000.00 r 8 3 8 er Known Financial Institutions: lzg]sleljele]s| cael a] ¥ E institution Country: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000341 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGlgse4 EFTA_00019214 EFTA00168961

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KYC Print Page 17 of 20 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B [7] Relationship Name SOUTHERN FINANCIAL RELATIONSHIP The Haze-Overall- HIGH, Entity-HIGH, Industry-HIGH, Country-MEDIUM, Product-HIGH. The 2007 Jeffrey-Overall-HIGH, Entity- Risk Rating Comments: 1IGH, Industry-HIGH, Country-MEDIUM,Product-HIGH.Plan D & NES LLC- Overall-HIGH,Entity-MEDIUM, Industry-HIGH, Country- IEDIUM,Product-HIGH. porte | [mvonie|onoe Fen lene | (Compliance Signature) ‘A. Type of Photo ID Provided M privers License M) passport ] nationalyState 10 () other B. Checklist of names (individuals and/or entities) that were submitted for database searches is attached yes Ono (C. Please indicate the results of the database searches performed RDC searches complete Mives Ono Negative results found Mies Ono PCR checks complete Mies Cnio negative resuits found Mires Ono OFAC checks complete yes Ono negative results found Dves Mino BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B) Mies Ono negative results found Myes Ono Denial Orders checks complete Mies Ono negative results found Dyes Mino Martindale-Hubbell searched (Lawyers/Law Firms only) Oves Mino negative results found Dyes Ono D. Please summarize any negative results from the database searches indicated above: Plan D: - No negative media ~ No court cases The Haze Trust: - No negative media - No court cases The 2007 Jeffrey E. Epstein Insurance Trust #3: - No negative media ~ No court cases NES LLC: - No negative media, - Court case was filed way back in 4/5/2005 which pertains to NES LLC that is involved in doing business as National Educational Service and the status of the case stands cased. This doesnot pertain to our entity as our entity is not into educational service. Harry Beller: - No negative media - Harry Beller is the plaintiff in the court case, also it has been disposed. Jeffrey Edward Epstein: - Adverse results in Google relates to Jeffrey's Sex offence in the past which are cleared already. Attached clearances in the case - Negative media relates to the sex offence in the past which are already cleared. (KYC # - 01790655) - Court cases relates to Jeffrey's sex offence in the past which is already cleared, another (Gerber Et Al V. The Financial Trust Company Et Al) is a recent ongoing civil lawsuit pertaining to fraud which has been dismissed (attached document), but part of normal business operations for this client. And im one of the case he's neither Gefendant nor plaintiff. He's just named as a respondent and the case is immaterial in nature - Criminal Filings relates to sex offence which is already cleared in the past - RDC alert found - Sex offences in the past which has been cleared - Gearance attached Darren Indyke: - Negative news in Google relates to Jeffrey Epstein's Foundation and are not material in nature. - Court case mentioned in Google search relates to Jeffrey Epstein's sex offence in the past which has been cleared already. Darren is just an attorney for Jeffrey in the case. - Fircosoft alert has been cleared by AML Compliance. Clearance attached. Richard Kann: ~ No negative media - Court case was dismissed and he was not barred from NYSE Arca and was cleared in the previous KYCs. Attached clearances - RDC alert found - realates to violation of NYSE Arca Equities Rule - Clearance attached. =a: - No negative media ~ No court cases Paul S Barrett : CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000342 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US PoGQ4305 EFTA_00019215 EFTA00168962

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KYC Print E& Dal 9 = - No negative media ~ No court cases - RDC alert found - False positives, does not pertain to our client. Clearance attached. Jean Anne Brennan Wiebracht: ~ No negative media - No court cases Lawrence Paul Visoski Jr: - No negative media ~ No court cases Southern Trust Company Inc: - No negative media ~ No court cases ‘The Financial Trust Company: Page 18 of 20 - Negative news in research is false positive and immaterial in nature. The hit is on IRA Financial Trust Company and not our SOW entRy The Finandal Trust Company. - Court case pertains to First Financial Trust Company and not our SOW entity The Financial Trust Comp To the best of your knowledge, has the client ever been convicted of a criminal offense? To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries of is the customer threatening litigation against Deutsche Bank AG oF any of ls subsidiaries? (Jf Yes, provide details below and contact Quality Mot. (Latdm/Intt) or the Regulatory Control Group and notify Compliance immediately) Does the client or related party have any financial or other association / interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Does the client or related party have any financial or other association interactions within high risk ~ countries? Corporate Documentation Attached (Legal Entities Only) Undisclosed Principal Form Complete (Intermediaries Only) yes Ono Oves Mino Oves Mino Oves Sno Mies Co C1 net applicable Cyes Clio 84 not Applicable If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: Does the account have Nexus to Special Risk Countries? Is the account structure unusually complex? Is there any indication the cient set up @ non operating company expressly for o 7] the purpose of transferring shares to third parties? Yes No Is there any indication this could be a prohibited business relationship? Are the bearer shares identified subject to acceptable contrals? CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000343 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh P26? 306 EFTA_00019216 EFTA00168963

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KYC Print Page 19 of 20 Source of Wealth (SOW) Industry: Financial Management (managing client assets) PEP/RCA: Jeffrey Epstein, UBO & SOW, is considered an RCA based on his dose relationship with Bill Clinton (Former IS President) and Prince Andrew (Britism Royal Family) 11/19/1128 11:42 AM Media: Negative media related to Jeffrey Epstein has been previously reviewed and escalated for reputational risk oncerns. Evidence of price approval to proceed with the relationship is attached to this case, including a stipulation to wiew further if new media is identified. Accordingly, approval from the Divisional Control Officer is attached to this in regards to a recently filed (and dismissed) court case. (Please see clearances for more details) are comfortable signing-off on this KYC for the following reasons: Information and supporting documents required by our AML Policy were provided and reviewed. As a result, we have B reasonable understanding of the purpose of the account and expected transaction activity. The source of wealth was sufficiently detailed and appears plausible. 11/16/118 4:45 PM The only account closing is the insurance trust, 8/24/118 5:48 AM No material changes confirmation “emaif" attached in the case ONSHORE APPROVALS (Cent Facing Professional (CFP): Bradley Gillin (Signature) 10/5/2018 d el Gillin AML Business Risk: = 7 oo AML Compliance: (Signature) Dimitra Manley Dimitra Manley 11/19/2018 LATAM/INTERNATIONAL APPROVALS Global Market Team Head (GMTH)/Sub- et Team Head (SMTH): AML Business Risk: —— 7 AML Compliance: Pt 7 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000344 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGQ437 EFTA_00019217 EFTA00168964

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KYC Print Page 20 of 20 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals! (1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York [7] CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000345 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US PaG4re8 EFTA_00019218 EFTA00168965