KYC Print Page | of 18 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01790739 Status : 6. Approved One sheet must be established pe p iccounts included in the relationshi Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Relationship Manager: Stewart Oldfield C1 New PWM Relationship M1 existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: ***This KYC is a periodic review for high risk rermediation*** Original KYC1346733 Client Referral C0 eM Prospect 0 intermediary/FiM CO other Source (C18, etc.) How Was the Client(s) Introduced? How long has the RM personally known the Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein dient? reached out to Stew Oldfield on 3/7/17 to have a new acct opened under Zorro Management LLC and add two new signors to this new acct only. Does Deutsche Bank pay a retrocession or similar compensation to a third party for the introduction of this (IF Yes, describe): relationship? List all existing and new accounts involved in this relationship Legal Entity | Account Name / Number Opening Date (intended/actual) h ia | Gratitude America, Ltd-44133251 2/18/2015 p |B | NES, LLC - Deposit-42953758 11/8/2013 Who is the primary contact person for the RM? Alana Preferred method of contact dicate phone no., fax no., signatory rights and/or {in vf , information right for the e-mail address, etc.): accounts.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000195 es ©} {)>{\'5'°* EFTA_00019068 EFTA00168815

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KYC Print Page 2 of 18 One sheet must be established for each account to be opene 2. Account Ownership Summary What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money market account to hold funds and earn interest Indicate from where the assets are expected to arrive? M DB Group: Same Booking Center (indicate account number): 44133251 CZ be Group: Other Booking Center (indicate DB location and account details): oO Other Institution - (Indicate name & location): oO Physical Deposits (specify cash, securities, cheques, What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $10,000 to $100,000 What is the expected volume of assets and currency for the account approx. 90 days after 339,273.79 opening? What is the expected volume of assets and currency for the account approx. one year after 320655.00 opening? Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? Please list all parties related to the account. For each party: « Check if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). * If none of the check boxes apply, describe the party's relation to the account in the "Other" column. « Always describe the relationship between the parties in the last column. * Please drill down to the wasmate/undertying 8 Beneficial Owner(s). ‘oundingiOther CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000196 aS 7 {25 '~ EFTA_00019069 EFTA00168816

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KYC Print Page 3 of 18 2. Account Ownership Summary Account Manager: stewart oldfield What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account used for the daily needs of running Jeffrey Epstein’s home in NYC. Indicate from where the assets are expected to arnve? M DB Group: Same Booking Center (indicate account number): 42953424 Oo 08 Group: Other Booking Center (indicate DB location and account details): C other Institution - (Indicate name & location): oO Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $,1000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after 147,865.38 opening? What is the expected volume of assets and currency for the account approx. one year after opening? i) Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? Please list all parties related to the account. For each party: Check if @ source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). ojo jo fof | ff CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000197 © {)2())'°° EFTA_00019070 EFTA00168817

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KYC Print Page 4 of 18 What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Deposit account to hold the funds necessary to cover the costs associated with running one of Jeffrey Epstein's homes and earn interest Indicate from where the assets are expected to arnve? M DB Group: Same Booking Center (indicate account number): 42953758 Oo 08 Group: Other Booking Center (indicate DB location and account details): CI other Institution - (Indicate name & location): oO Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10000 What is the expected volume of assets and currency for the account approx. 90 days after 319,765.84 opening? What is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). 2 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000198 rs 7 {215 '°' EFTA_00019071 EFTA00168818

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KYC Print Page 5 of 18 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Sumi 3A. Individual Details (for all parties) Has client resided outside of his/her country of nationality for 5 years or more? Tax ID / SSN: Position/Titie/Rank: 575 Lexington Avenue, 4th Al Livingston NY United States 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial oO dustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities |! Yes “1 No Dives Mino Is the individual a Politically Exposed Person (PEP)?/if Yes, describe) To the best of your knowledge, is the individual related to an employee of the DB group?/if oO Family oO Friendship M None Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?/if Yes,describe ) If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: Bank Officer Name(s) oO Wealth Details for this individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual’s Business: Cisusiness Owner Oo Salary/Earnings oO Investment Oo Inheritance/Gifts Oo Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000199 es ©} {)>{\'5'° EFTA_00019072 EFTA00168819

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KYC Print Page 6 of 18 1 1 1 1 4 Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000200 LL EFTA_00019073 EFTA00168820

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KYC Print Page 7 of 18 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Sumi 3A. Individual Details (for all parties) Harry Beller - Date of Birth: Has client resided outside of . his/her country of nationality ~ for 5 years or more? Address of employer: 575 Lexington Avenue, 4th Floor Monsey NY United States 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial oO dustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities | Yes “1 No Dives Mino Is the individual a Politically Exposed Person (PEP)?/if Yes, describe) To the best of your knowledge, is the individual related to an employee of the DB group?/if oO Family oO Friendship M None Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?/if Yes,describe ) If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: Bank Officer Name(s) oO Wealth Details for this individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual’s Business: Cisusiness Owner Oo Salary/Earnings oO Investment Oo Inheritance/Gifts Oo Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000201 rs 7 {215 '° EFTA_00019074 EFTA00168821

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KYC Print Page 8 of 18 1 1 1 1 4 Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000202 LL EFTA_00019075 EFTA00168822

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KYC Print Page 9 of 18 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Sumi 3A. Individual Details (for all parties) Jeffrey E. Epstein - 00000483289 Date of Birth: 1/20/1953 Has client resided outside of Lite Saint James Saint Thomas 00802 United States his/her country of nationality |[_] yes MI No for 5 years or more? Southern Financial LLC Position/Title/Rank: President 6100 Red Hook Quarter 83 St. Thomas United States 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial oO 7, ? ecognised exchange? (Not applicable for opera Yes MINo Is the individual a Politically Exposed Person (PEP)?/if Yes, describe) close relationship with |M] yes Ono Bill Clinton and Prince Andrew. To the best of your knowledge, is the individual related to an employee of the DB group?/if oO Family oO Friendship M None Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe ) If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: wn ae pecronceasmmneratinar | paren soracvenswasew | Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, haw long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Jeffrey Edward Epstein (born January 20, 1953) is an American financier and registered sex offender in the United States. He worked at Bear Stearns early in his career and then formed his own firm, J. Epstein & Co. In 2008, Epstein was convicted of soliciting an underage girl for prostitution, for which he served 13 months in prison. He lives in the US Virgin Islands. Epstein taught calculus and physics at the Dalton School in Manhattan from 1973 to 1975. Among his students was a son of Alan C. Greenberg, chairman of Bear Stearns. In 1976, Epstein started work as an options trader at Bear Stearns where he worked in the special products division, advising high-net-worth clients on tax strategies. Proving successful in his financial career, in 1980 Epstein became a partner at Bear Stearns. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than $1 billion in net worth. In 1987, Leslie Wexner, founder and chairman of Ohio-based The Limited chain of women's clothing stores, became a well-known client. Wexner acquired Abercrombie & Fitch the following year. In 1992 he converted a private school on the Upper East Side into an enormous residence. Epstein later bought that property, in the wealthiest part of Manhattan. In 1996, Epstein changed the name of his firm to the Financial Trust Company and, for tax advantages, based it on the island of St. Thomas in the U.S. Virgin Islands. In 2003, Epstein bid to acquire New York magazine. Other bidders were advertising executive Donny Deutsch, investor Nelson Peltz, media mogul and publisher Mortimer Zuckerman, who had the New York Daily News, and film producer Harvey Weinstein. They were ultimately outbid by Bruce Wasserstein, a longtime Wall Street investor, who paid $55 million. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000203 as 7 {215 '°° EFTA_00019076 EFTA00168823

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KYC Print Page 10 of 18 In 2004, Epstein and Zuckerman committed up to $25 million to finance Radar a celebrity and pop culture magazine founded by Maer Roshan. Epstein and Zuckerman were equal partners in the venture. Roshan, as its editor-in-chief, retained a small ownership stake. Presently, Mr. Epstein founded Southern Trust Company Inc, @ private consulting company that invests the assets of their clients and gets their revenue from the return of these investments. Southern Trust invests in different portfolios catered to thelr clients and makes their revenue based on the retums and the fees associated with managing their client’s assets. Estimated Annual Income($): | 10,000,000.00 Estimated amount of investable assets($): jssomm-soomm =| Other Known Financial Institutions: feo [eee Cd CS es Please indicate the family situation of the individual (marital status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summ: Oprivate Investment M1 Philanthropic/Charitable [] ommercial Other (specify): 4/25/2012 registration: Stas or usesneomanoess Wolcker Fags le 6100 Red Hook Quarter, B3 St. Thomas 00802 United States | U.S. TIN/EIN: 66-0789697 Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about] revocability,settior and beneficiaries,etc.: 501(c)3 foundation. Jeffrey Epstein is president, Darren Indyke is treasurer and Erika Kellerhals is Secretary. The signors on this account are Jeffrey Epstein and Darren Ind Please indicate how ownership of the legal entity is reflected: a) ‘Special attention: Bearer Shares - Indicate where shares are custodied: Nature of the business: education, science, research, etc. i = 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) a Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000204 rs 7 {215 '°7 EFTA_00019077 EFTA00168824

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KYC Print Page 11 of 18 Est. Assets Under Mgt: Est. Assets Under Mgt: Oprivate Investment MI Philanthropic/Charitable [] mercial Other (specify): Date of incorporation / registration: jon: Estate or Charitable/Philantophic Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about] revocability,settior and beneficiaries,etc.: 501(c)3 foundation. Jeffrey Epstein is president, Darren Indyke is treasurer and Erika Kellerhals is Secretary. The signors on this account are Jeffrey Epstein and Darren Ind Please indicate how ownership of the legal entity is reflected: 501(c)3 foundation. Jeffrey Epstein is president, Darren Indyke is treasurer and Erika Kellerhals is Secretary oO ‘Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons) 501(c)3 foundation. Jeffrey Epstein is president, Darren Indyke is treasurer and Erika Kellerhals is Secretary. The signors on this account are Jeffrey Epstein and Darren Indyke To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Oo w Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes No Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: The foundation supports a broad range of efforts including, but not limited to, education, science, research, etc. Countries where business is transacted: Number of employees: 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000205 © 7 {215 ‘°° EFTA_00019078 EFTA00168825

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KYC Print Page 12 of 18 Estimated net profit i. ($): 500,000.00 Other Known Financial Institutions: 3C. Legal Entity Details (For all Legal Entities) Neptune, LLC - 00000487264 Private Investment C1 Purpose of Entity: Iphilanthropic/Charitable LJ ommercial Pi Type of Entity Other (specify): other (specy). Country of 12/21/2011 naaemninan ee om 45-4093384 Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about! revocability,settior and beneficiaries,etc.: Epstein is the sole member. The signi Please indicate how ownership of the legal entity is reflected: oO ‘Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche o w Bank (e.g. external legal counsel, dient referral source, supplier of goods or services)?: Yes No Describe Nature of Entity's Primary Business and Investment Activities . This LLC was formed to hold the funds necessary to cover the costs and taxes associated with Maisre off thee fussiness: inning Jeffrey Epstein's NYC home Jeffrey Epstein. Estimated gross receipts [.($): 1,000,000.00 Estimated net profit [I ($): 1,000,000.00 Potential Amount to be invested with PWM ($): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000206 SS © {265 '°° EFTA_00019079 EFTA00168826

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KYC Print Page 13 of 18 Other Known Financial Institutions: Cs One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa 3C. Legal Entity Details (For all Legal Entities) NES, LLC - 00000487265 M | private Investment Oo Philanthropic/Charitable [] 8/13/1998 registration: ome Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries,etc.: Single member LLC. Jeffrey Epstein is the sole member. The si C1) Foundation/Association CJ trust M company C1 estate Please indicate how ownership of the legal entity is reflected: a) Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (i not the same persons) To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche (e.g. external legal counsel, client referral source, supplier of goods or services)?: Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: NES, uc was formed to take care of the expenses associated with running one of Jeffrey lEpstein's homes Crs a fT 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) porate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): Institution: 0B Country: USA Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000207 aS © {213 |”? EFTA_00019080 EFTA00168827

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KYC Print Page 14 of 18 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mat: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000208 es © {)>()5'7' EFTA_00019081 EFTA00168828

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KYC Print Page 15 of 18 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B Relationship Name SOUTHERN FINANCIAL RELATIONSHIP (Compliance Signature) C1bs Employee (1b Managed PIC (1 bB is Trustee/Co-Trustee 4. Attachments A. Type of Photo ID Provided M rivers License M Passport Onationay/state 10 C other i ~ 8. Checklist of names (individuals and/or entities) that were submitted for database searches is 7) Yes oOo No attached C. Please indicate the results of the database searches performed RDC searches complete Mies Clno negative results found Dves Mino PCR checks complete Mies Kno negative results found Dyes Mino OFAC checks complete Mives C]No —_negative resuits found Dyes Mi tio BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, | ij M Yes oO No negative results found o Yes wv No Denial Orders checks complete Mies Ono negative results found Dives Mino Martindale-Hubbell searched (Lawyers/Law Firms only) Oves Mino negative results found Dyes Ono Please summarize any negative results from the database searches indicated above: GRATITUDE AMERICA: No negative media No court cases DARREN INDYKE: Negative media mentions his name as an owner of a building. The negative media is not about him individually but about the others mentioned. No court cases D. JEFFREY EPSTEIN: Previously approved KYC #:01082293 & 01121718 All negative media pertains to court cases which have been previously approved in the above mentioned KYCs. Court Cases have been closed Neptune LLC: ‘The court case in the research is a false positive and does not refer to the entity that is part of this KYC. The entity in the court case refers to a NYC entity owned by Salvatore Judice, where as the entity in this KYC is a USVI entity solely owned by Mr. Epstein. Neptune LLC owned by Jeffrey Epstein donated to Gai g's campaign for $5,200 in 2006. Mr. Epstein is already noted as a PEP E. To the best of your knowledge, has the client ever been convicted of a criminal offense? Mes ONo To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer threatening Mitigation against o 7] Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt, —~ Yes 8 No (LatAm/Intl) or the Regulatory Contra! Group and notify Compliance immediately) G Does the client or related party have any financial or other association / interactions within o ~, countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Yes No H. Boss the clent or related party have any financial or other association/ interactions within high risk Oo Yes a No 1. Corporate Documentation Attached (Legal Entities Only) M Yes FC) wo C1 not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) Dyes C1) No M1 Not Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation ts nat in English, please provide an English summary of the nature/contents of the non-English Documentation: L. Special Risk Factors CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000209 as 7 {215 '” EFTA_00019082 EFTA00168829

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KYC Print Page 16 of 18 Does the account have Nexus to Special Risk Countries? yes MINo Is the account structure unusually complex? ves MINo ves Mino Is there any indication the client set up a non operating company expressly for the purpose of transferring shares to third parties? Is there any indication this could be a prohibited business relationship? Are the bearer shares identified subject to acceptable controls? CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000210 eS -* (2!) EFTA_00019083 EFTA00168830

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KYC Print Page 17 of 18 a This KYC serves as a high risk update for the below listed clients (together “accountholders”) — jl. Gratitude America, Ltd 2. Neptune, LLC 3. NES, LLC Below are the reasons why we are comfortable with approving this KYC: Information and supporting documents required by our AML Policy were provided and reviewed; and as a esult, we have an understanding of the structure of the accountholders, their purpose, the purpose of the jaccounts and expected transaction activity. Dimitra Manley 8/16/117 3:06 PM There are a few risk factors associated with the accountholders — SOW: The UBOs (Jeffrey Epstein) is the founder of Southern Trust Company Inc, which manages clients assets. SOW verification was obtained. Negative Media & PEP: There is some negative media against Mr Epstein and he is also maintains a dose ‘lationship with Bill Clinton and Prince Andrew. Please see risk calculator for more information. Appropriate approval was obtained. Our review did not identify any red flags and thus there was no need to escalate this case further. We performed due diligence searches on all parties and did not find the nares searched to be on any sanctions lists Cynthia Rodriguez 8/16/117 1:32 PM Client confirmed on a call that there were no changes to these accounts on 7/26/2017. 7/13/117 10:05 AM Haze Trust and Butterfly trust have been removed from this remediation kyc and added to kyc case 01804531 Cynthia Rodriguez las beneficiary information is still pending. Cynthia Rodriguez 7/10/117 11:59 AM Source of Wealth for Jeffrey Epstein is attached. ONSHORE APPROVALS Client Facing Professional (CFP): stewart oldfield Signature) stewart oldfield Office Director/Business Head: Andrew F Gallivan Signature) drew F Gallivan AML Business Risk: oo oo - oe AML Compliance: D. Manley obo Kshitij Golani Yoonsun Chung LATAM/INTERNATIONAL APPROVALS (Signature) D. Manley obo Kshitij Golani 8/16/2017 Yoonsun Chung 8/16/2017 (Signature) oo - (Signature) Client Facing Professional (CFP): Global Market Team Head ‘GMTH)/Sub-Market Team Head ‘SMTH): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000211 eS © 7 {26')5'”* EFTA_00019084 EFTA00168831

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KYC Print Page 18 of 18 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals! (1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York [/]| CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000212 SAO, 7 eS {2157 EFTA_00019085 EFTA00168832