KYC Print Page | of 12 DB PWM GLOBAL KYC/NCA: PART [7] KYC Case # : 01305519 Status : ff. Approved One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details M) New PWM Relationship C Existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Introduced? How long has the RM personally known the Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Richard Kahn is dient? 2 current client of Paul Morris. He referred the account as he knows the owner of this LLC and is also POA. Does Deutsche Bank paya |] Yes M No retrocession or similar compensation to a third party for the introduction of this (if Yes, describe relationship? List all existing and new accounts involved in this relationship Od eee tee Intl S CA a 2 ia | JSC Interiors LLC - MMA 11/19/2014 Who is the primary contact person for the RM? (Note: This person needs to have Preferred method of contact signatory rights and/or (indicate phone 10. fax no., information right for the address, etc.): accounts. ): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000183 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US# PoGlg'4e EFTA_00019056 EFTA00168803

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KYC Print Page 2 of 12 One sheet must be established for each account to be opened Account Ownership Summary JSC Interiors LLC - Deposits Acct. Number (if avaiiabies What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account for daily activities associated with running an interior design company. Indicate from where the assets are expected to arrive? CO be Group: Same Booking Center (indicate account number): C) bp Group: Other Booking Center (indicate DB location and account details): M) other Institution (Indicate name & location): JPM oO Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10-20 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx. one year after opening? Does/will the client have Assets Under Managernent (AuM) within DB under Eur. 3M? Please list all parties related to the account. For each party: * Check if a source of wealth description is required for the party. (Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). « If none of the check boxes apply, describe the party's relation to the account in the "Other" column. « Always describe the relationship between the parties im the last column. * Please drill down to the ultimate/underlying Beneficial Owner(s). Ultimate |Signato Beneficia§or Full Owner [POA polo feo jojo jo |e | Interiors) C CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [ke) DB-SDNY-0000184 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pls M47 EFTA_00019057 EFTA00168804

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KYC Print Page 3 of 12 2. Account Ownership Summary JSC Interiors LLC - MMA Acct. Number (if avaiable} | semen ge ams What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market account to hold funds and earn interest for the interior design firm Indicate from where the assets are expected to arrive? an:) Group: Same Booking Center (indicate account number): oO DB Group: Other Booking Center (indicate DB location and account details): ) other Institution (Indicate name & location): JPM CO Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. (Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties im the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). is po) pfojo eo jojo jo je jojo | fo fo fo] Jsc Interiors) C CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [ke) DB-SDNY-0000185 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pls M48 EFTA_00019058 EFTA00168805

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KYC Print Page 4 of 12 3A. Individual Details (for all parties) jemand in| Has dient resided outside of his/her country of nationality |] yes MI no Address of primary resident for 5 years or more’ Address of employer: 575 Lexington Ave, 4th Fl New York N¥ USA 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating oO Yes Mw No entities Be nda 9 Pasay Deposed Person (peers sete) To the best of your knowledge, is the individual related to an employee of the DB group?/if |[_] Family oO Friendship Minone Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with w Deutsche Bank (e.g., external legal counsel, dient referral source, supplier of goods or No services)?(if Yes,descnibe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: oO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Summarize Source of Wealth: O Business Owner O Salary/Earnings oO Investment O Inheritance/Gifts Cother: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Other Known Financial Institutions: “] Country: Est. Assets Under Mgt: Institution: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000186 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG05!4? EFTA_00019059 EFTA00168806

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KYC Print Page 5 of 12 a Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [ke) DB-SDNY-0000187 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pls 150 EFTA_00019060 EFTA00168807

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KYC Print Page §j of 12 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individual’s Name: : Date of Birth: Country of Residence: Country of Citizenship: Has dient resided outside of Address of primary residence: his/her country of nationality Cves MI No Profession/Occupation: Tax ID / SSN: ma Current Employer: ft Position/Title/Rank: Address of employer: Does the person work as senid Uuve Ora U DONize0 rex erty in oe financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Is the individual a Politically Exposed Person (PEP)?/if Yes, describe) Vino To the best of your knowledge, is the individual related to an employee of the DB group?/if Friendship vi None Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services) ?/i Yes,descnibe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: Client Place of Bank Officer Name(s) Other Location (specify): 11/3/2014 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Interior Design Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: Salary/Earnings \_] Investment | Inheritance/Gifts |_J Other: wealth? For inheritance, type of busin Estimated Annual Income($): | 100,000.00 Estimated amount of investable assets($): Estimated Net Worth($): <$1 MM Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Est. Assets Under Mgt: CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. ke) DB-SDNY-0000188 USAOD 31 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... in 2895 ! EFTA_00019061 EFTA00168808

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KYC Print Page 7 of 12 Institution: Est. Assets Under Mgt: Country: Please indicate the family situation of the individual (marital status, other family members, etc.): Married One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summai '3C. Legal Entity Details (For all Legal Entties) M private Investment [] oO Foundation/Association OO) trust Company Dlestate oO Partnership mercial Address (city, street, post 575 Lexington Avenue, 4th Fl New York NY 10022 USAUSA = ]U.S. TIN/! 47- code) Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settlor and beneficiaries,etc. Please indicate how ownership of the legal entity is reflected: Richard Kahn is the Manager i) Special attention: Bearer Shares - Indicate where shares are custodied: N/A Describe the chain from the direct owner of the entity to the ultimate beneficial owner (iif not the same persons} |g Richard Kahn is the Manager To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, cient referral source, supplier of goods or ves CL) noM services)?: Describe Nature of Entity's Primary Business and Investment Activities 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): ISC Interiors LLC's assets come from the fees it charges its clients for its decorating services. The firm specializes in the high end and works mainly with elite private clients and companies Potential Amount to be invested with PWM ($): 100,000.00 Other Known Financial Institutions: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. Ike) DB-SDNY-0000189 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG04!s2 EFTA_00019062 EFTA00168809

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KYC Print Page 8 of 12 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [ke) DB-SDNY-0000190 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pls 153 EFTA_00019063 EFTA00168810

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KYC Print Page 9 of 12 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART ff a : SO ed Sd Booking Center (Compliance Signature) 4. Attachments A. Type of Photo ID Provided M rivers License CL] passport C] NationalyState 10 C] other L Specht of names (individuals and/or entities) that were submitted for database searches is yes Ono C. Please indicate the results of the database searches performed RDC searches complete Mies Co negative results found DOves Mino PCR checks complete Miyes Co —_—snegative results found Dives Mino OFAC checks complete Miyes C]No —_—negative results found Dves Mino BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones,D&B) Wiyes C]No negative results found Dyes Mino Denial Orders checks complete Miyes C) No negative results found Dyes Mino Martindale-Hubbell searched (Lawyers/Law Firms only) oO Yes yy No negative results found o Yes C)no Please summarize any negative above: No negative results No court cases D. JSC INTERIORS LLC * No negative results No court cases €. To the best of your knowledge, has the client ever been convicted of a criminal offense? To the best of your knowledge, has the customer ever been involved in any past litigation against FE Deutsche Bank AG or any of its subsidiaries or is the customer threatening litigation against o wy * Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Yes BAINo Mot. (Latam/Inti) or the Regulatory Control Group and notify Compliance immediately) G Does the client or related party have any financial or other association / interactions within o a countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Yes MINo H. Does the client or related party have any financial or other association/ interactions within high oOo 7.) risk countries? Yes MNo I. Corporate Documentation Attached (Legal Entities Only) Mes Cio C)not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) Oves Ono M not Applicable K. If LexisNexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: L. Special Risk Factors Does the account have Nexus to Special Risk Countries? Is the account structure unusually complex? Oves Mo CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000191 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US# Pls Isa EFTA_00019064 EFTA00168811

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KYC Print Page 10 of 12 Is there any indication the client set up a non operating company 2, expressly for the purpose of transferring shares to third parties? Oves Mino Is there any indication this could be a prohibited business relationship? Oo Yes 71} No Are the bearer shares identified subject to acceptable controls? Oo Yes Vv No CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. Ike) DB-SDNY-0000192 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pls 1S EFTA_00019065 EFTA00168812

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KYC Print Page 11 of 12 ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris Signature) 11/14/2014 Paul Morris Office Director/Business Head: Signature) 11/17/2014 jimberly Hart i cc AML Business Risk: (Signature) Melisa Venegas 12/2/2014 i Gobal Market Team Head GMTH)/Sub-Market Team Head KSMTH): AML Business Risk: (Signature) (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals!(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000193 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pls 156 EFTA_00019066 EFTA00168813

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KYC Print Page 12 of 12 Deutsche Bank Americas New York T 7] CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. [ke) DB-SDNY-0000194 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US Pls 17 EFTA_00019067 EFTA00168814