KYC Print Page | of 10 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01221773 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Detail Relationship Manager: Paul Morris Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: <1) Client Referral O Intermediary/FIM oO Other Source (C18, etc.) How Was the Citent(s) Introduced? How long has the | Piease provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein is a RM personally known the current cient of the Bank. Wants to open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client of cllent? Paul's at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMorgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank Does Deutsche Bank pay a retrocession or similar compensation to a third party for the Introduction of this (If Yes, describe): relationship? Ust all existing and new accounts involved in this relationship Account Name / Number Opening Date (intended/actual) Zorro Development Corp 4/28/2014 2 ia | Zorro Development Corp -- Money Market 4/28/2014 Who ts the primary contact person for the RM? (Note: This Preferred method of contact person needs to have signatory Darren Indyke {indicate phone no., fax no., rights and/or Information right mail address, etc): for the accounts.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000173 es ©} {)>{\'5'*° EFTA_00019046 EFTA00168793

--=PAGE_BREAK=--

KYC Print Page 2 of 10 One sheet must be established for each account to be opened Account Ownership Summary What ts the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account for the day-to-day expenses associated with running the ranch in New Mexico that Zorro owns Indicate from where the assets are expected to arrive? Mv D8 Group: Same Booking Center (indicate account number): From Jeffrey Epstein's account" 35266976 OC os Group: Other Booking Center (indicate DB location and account details): oO Other Institution — (Indicate name & location): oO Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10-30 inflows and outflows per month ranging from $1000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx. one year after opening? 150000 | Currency | uso Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? Please list all parties related to the account. For each party: (heck if a source of wealth description is required for the 5 (heck the appropriate box to desonibe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000174 eS © | {26')5'*” EFTA_00019047 EFTA00168794

--=PAGE_BREAK=--

KYC Print Page 3 of 10 2. Account Ownership Summary Account Name: Zorro Development Corp -- Money Market Acct. Number (i available What is the purpose of the account (e.g. partfollo management, advisory account, custody services, long-term investment, payment/expense account)? Money Market account forexpenses associated with running the ranch in New Mexico that Zorro owns. This account will hold extra funds and earn interest Indicate from where the assets are expected to arrive? 08 Group: Same Booking Center (indicate account number): Jeffrey Epstein’s account #35266976 C1 08 Group: Other Booking Center (indicate DB location and account details): CD other Institution - (Indicate name & location): oO Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated nurnber and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx. one year after Currency opening? Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? Ores no Please list all parties related to the account. For each party: (Check if a source of wealth description ts required for the party. (heck the appropriate box to desoribe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always desoribe the relationship between the parties in the last colurnn. e antor/SettlodFoundingother e atve Donor Please drill down to the ultimate/undertying Beneficial Owner(s). Zorro Development Corp. Darren lindyke Jeffrey pjoja bes Jo jojo fe fe jojo | fe fe fo CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000175 rs 7 |{)2())'** EFTA_00019048 EFTA00168795

--=PAGE_BREAK=--

KYC Print Page 4 of 10 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individuat's Name: Jeffrey Epstein - 00000483289 Date of Birth: 1/20/1953 Has client resided outside of Litte Saint James Saint Thomas 00802 US Virgin Istands his/her country of natonall Address of primary residence: rat for 5 years os ity | yes) no Address of employer: 6100 Red Hook Quarter B3 St. Thomas USVI 00802 Does the person work as senior executive of a 06-recognized regulated entity in the financial oO wa industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes B'No Bee nc = Polaly Exposed Person (PP) Yes eeseibe) To the best of your knowledge, Is the individual related to an employee of the 08 group?/ir Olramity (ClFriendship Mnone Family or Friendship, describe ) To the best of your knowledge, Is the individual party to a non-banking relationship with oO Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? Yes (if Yes,describe ) If applicable, indicate which bank officers have met the person: | ndicate where and when the client meeting(s) took place: a (= (= (oe oO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Onty for parties requiring source of wealth description as indicated In Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Tas om Unitrin nas Ce Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how id farnily accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, Important business partners.) Epstein began his financial career In 1976 as an options trader at Bear Stearns and became a partneri n 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the Island of St. Thomas in the US Virgin Istands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and his financial management firms Estimated Annual Income($): 10,000,000.00 Estimated ammount of investable assets($): Ce Other Known Financial Institutions: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000176 rs 7 |{)2()'* EFTA_00019049 EFTA00168796

--=PAGE_BREAK=--

KYC Print Page 5 of 10 Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000177 LL EFTA_00019050 EFTA00168797

--=PAGE_BREAK=--

KYC Print Page 6 of 10 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individuat’s Name: Darren Indyxe - Date of Birth: Country of Residence: Country of Citizenship: Has client resided outside of his/her country of nationality |] for 5 years or more? Address of primary residence: Profession/Occupation: Lawyer Tax ID / SSN: a raf Address of employer: 575 Lexington Ave, 4th Fi Livingston NY USA 10022 Does the person work as senior executive of a O6-recognized regulated entity in the financial oO wa industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes B'No Bee nc = Polaly Exposed Person (PP) Yes eeseibe) To the best of your knowledge, Is the individual related to an employee of the 08 group?/if Oramity ClFriendship Minone Family or Friendship, describe ) To the best of your knowledge, Is the individual party to a non-banking relationship with oO w Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? Yes No (if Yes,describe ) If applicable, indicate which bank officers have met the person: | ndicate where and when the client meeting(s) took place: a (= (= oO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Onty for parties requiring source of wealth description as indicated In Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Cass ow Catena: Cina nas Ca Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how id farnity accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, Important business partners.) anacinainang | «dee a Co Ce a a CS Please indicate the family situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000178 rs © 7 {)2()')'*' EFTA_00019051 EFTA00168798

--=PAGE_BREAK=--

KYC Print Page 7 of 10 One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa: '3C. Legal Entity Details (For all Legal Entities) Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and benefidaries,etc.: Zorro Is able to issue 3000 shares. Currently there are only 100 shares issued. All owned by Jeffrey Epstein Please indicate how ownership of the legal entity Is reflected: Zorro ts able to issue 3000 shares. Currently there are only 100 shares issued. All owned by Jeffrey Epstein oO Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons) Zorro ts able to issue 3000 shares. Currently there are only 100 shares issued. Al owned by Jeffrey Epstein - i ‘e.g. Su Describe Nature of Entity's Primary Business and Investment Activities Zorro Development is a real estate holding company. It is 2 company formed to run and operate ose a eet sno Ren esc Countries where business Is transacted: Number of employees: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000179 as 7 {215 '*” EFTA_00019052 EFTA00168799

--=PAGE_BREAK=--

KYC Print Page 8 of 10 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B Sout FOUOCAL RATERS Risk Rating Comments: Booking Center oO CO Moderate (Compliance Signature) A. Type of Phato ID Provided Miprivers License 1] passport [7] nationai/state 19 C1] other B. Checklist of names (individuals and/or entities) that were submitted for database searches |s attached Myes Ono C. Please indicate the results of the database searches performed RDC searches complete Myes CI No negative results found Dves Mino PCR checks complete Mies C)No negative results found Dives Mino OFAC checks complete Myes Ono negative results found Dves Mino BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, i) Myes Ono negative results found Dves Mino Denial Orders checks complete Mv Yes oO No negative results found Des vw No Martindale-Hubbell searched (Lawyers/Law Firms only) OClves Mino negative results found Oves Ono Please summarize any negative results from the database searches indicated above: DARREN INDYKE: KYC approved in #1133377 and again when added as POA in KYC #01195100 JEFFREY EPSTEIN: D. KYC approved in #01121718, #01082293, #01141308, #01195100 ZORRO DEVELOPMENT CORP: No Negative Media No Court Cases —. To the best of your knowledge, has the client ever been convicted of a criminal offense? Myes Ono To the best of your knowledge, has the customer ever been involved in any past litigation against F Deutsche Bank AG or any of its subsidiaries or is the customer threatening Migation against Deutsche o * Bank AG or any of its subsidiaries? (Jf Yes, provide details below and contact Quality Mgt. Yes MINo (LatAm/Int?) or the Regulatory Control Group and notify Compliance immediately) Does the client or related party have any financial or other association / interactions within countries o ua * or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Yes MINo mi Does the a or related party have any financial or other association/ interactions within high risk =] 4, 1. Corporate Documentation Attached (Legal Entities Only) Miyes Ono C1 not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) Oyes Ono M not Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: L Special Risk Factors Does the account have Nexus to Special Risk Countries? Oves Mino Is the account structure unusually complex? o Yes wa) No Is there any indication the client set up a non operating company expressly oO i) for the purpose of transferring shares to third parties? Yes SNo Is there any Indication this could be a prohibited business relationship? Clyves Mino CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000180 es © 7 {215 EFTA_00019053 EFTA00168800

--=PAGE_BREAK=--

KYC Print Page 9 of 10 Are the bearer shares identified subject to acceptable controts? Clyes Zino CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000181 es ©} {)>{)!5'** EFTA_00019054 EFTA00168801

--=PAGE_BREAK=--

KYC Print Page 10 of 10 ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris ‘Signature) 4/23/2014 Paul Morris Office Director/Business Head: Kimberty Hart Signature) 4/23/2014 berly Hart — de AML Business Risk: (Signature) AML Compliance: (Signature) Janice Franklin Janice Franklin 4/25/2014 Gwen Hill Gwen Hill 4/25/2014 LATAM/INTERNATIONAL APPROVALS (Signature) os Global Market Team Head (GMTH)/Sub- (Signature) larket Tearn Head (SMTH): AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals 1(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. Client Facing Professional (CFP): DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000182 es 7 {215° EFTA_00019055 EFTA00168802