KYC Print Page | of 26 DB PWM GLOBAL KYC/NCA: PART A[7] KYC Case # : 01133377 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi; 1. Relationship Details EPSTEIN, JEFFREY RELATIONSHIP: New York Paul Morris M New PWM Relationship O Existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Downe How Was the Ciient(s) Introduced? How long has the | Please provide detalls (e.g. name of referral source, how many years RM personally has known client, etc.): Darren Indyke Is RM personally known the the in-house lawyer for Jeffrey Epstein, who Is a current client of the bank. Darren has worked extensively with Paul here at OB client? while we've opened accounts for Jeffrey Epstein and he was a previous client of Paul's when he was at JPMorgan. He met Paul at JPM through Jeffrey Epstein Does Deutsche Bank pay 2 retrocession or similar compensation to a third party for the introduction of this relationship? Ust all existing and new accounts involved in this relationship Legal Entity | Account Name / Number Opening Date (intended/actual) Account(s) CS EN a Ee Oe CN Cea CC perro ricnn atte vowed CC CN Ca Who Is the primary contact person for the RM? (Note: This Preferred method of contact person needs to have signatory rights and/or {indicate phone no., fax no., information right for the e-mail address, etc.): accounts.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000122 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PaG4ess EFTA_00018995 EFTA00168742

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KYC Print Page 2 of 26 2. Account Ownership Sut aot feinne SSSCSCSCSCSC~S~CS What Is the purpose of the account (e.g. portfolio managernent, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold funds for this trust. Indicate from where the assets are expected to arrive? CZ be Group: Same Booking Center (indicate account number): oO DB Group: Other Booking Center (indicate D6 location and account details): Mi other Institution (Indicate name & location): JPMorgan. New York, NY C1 Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volurne per month)?: Roughly 10 inflows and outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days after opening? What Is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: © Check if a source of wealth description is required for the party. (Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the uitmate/underiving Be Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000123 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PGs’? EFTA_00018996 EFTA00168743

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KYC Print Page 3 of 26 2. Account Ownership Summary Account Name: ‘The 2007 Jeffrey E. Epstein Insurance Trust #3 -- Money Market Acct number (ravaiaote? — | | a What Is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money market account to hold funds for the insurance trust Indicate from where the assets are expected to arrive? CO bs Group: Same Booking Center (indicate account number): ( bs Group: Other Booking Center (indicate DB location and account details): M ‘Other Institution (Indicate narne & location): JPMorgan. New York, NY 1 Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volurne per month)?: Roughly 1-3 inflows and outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days after | 200000 What Is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: (Check if a source of wealth description ts required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill Gown to the ultimate/underiving Be Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000124 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG04°87 EFTA_00018997 EFTA00168744

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KYC Print Page 4 of 26 2. Account Ownership Summary What Is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold funds for daily use for the company. Indicate from where the assets are expected to arrive? CO be Group: Same Booking Center (indicate account number): oO DB Group: Other Booking Center (indicate DB location and account details): Mv Other Institution (Indicate name & location): JPMorgan. New York, NY C1 Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volurne per month)?: Roughly 10 inflows and outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days after opening? Please list all parties related to the account. For each party: © Check if a source of wealth description ts required for the party. * (Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). * If none of the check boxes apply, describe the party's relation to the account in the "Other" column. * Always describe the relationship between the parties in the last column. * Please drill down to the ultimate/underlying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000125 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG4ess EFTA_00018998 EFTA00168745

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KYC Print Page 5 of 26 2. Account Ownership Summary a ew What Is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? MOney market account to hold funds for the company and earn interest Indicate from where the assets are expected to arrive? CO be Group: Same Booking Center (indicate account number): oO DB Group: Other Booking Center (indicate DB location and account details): Mv Other Institution (Indicate name & location): JPMorgan. new York, NY C1 Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volurne per month)?: Roughly 1-3 inflows and outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days after opening? What Is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: © Check if a source of wealth description ts required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). * If none of the check boxes apply, describe the party's relation to the account in the "Other" column. * Always desonibe the relationship between the parties in the last column. * Please drill down to the ultimate/underlying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000126 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGQ4°8? EFTA_00018999 EFTA00168746

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KYC Print Page 6 of 26 Account Name: Acct. Number (if availabe} Account Manager: What Is the purpose of the account (e.g. portfolio managernent, advisory account, custody services, long-term investment, payment/expense account)? Checking account for the dally use of the this law firm Indicate from where the assets are expected to arrive? CO bs Group: Same Booking Center (indicate account number): ( bs Group: Other Booking Center (indicate DB location and account details): M ‘Other Institution (Indicate narne & location): JPMorgan. New York, NY 1 Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volurne per month)?: Roughly 10 inflows and outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days after opening? What Is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: (Check f a source of wealth description ts required for the party. * (Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the ubtematefunderiving Be Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000127 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG4or? EFTA_00019000 EFTA00168747

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KYC Print Page 7 of 26 2. Account Ownership Sumi = pee What Is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money market account for the company to hold funds and earn interest Indicate from where the assets are expected to arrive? CO bs Group: Same Booking Center (indicate account number): ( bs Group: Other Booking Center (indicate DB location and account details): M ‘Other Institution (Indicate narne & location): JPMorgan. New York, NY 1 Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volurne per month)?: Roughly 1-3 inflows and outflows per monthr anging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days after opening? What Is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: (Check if a source of wealth description ts required for the party. * (Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" colurnn. Always describe the relationship between the parties in the last column. Please drill down to the ubtematefunderiving Be Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000128 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh P2GQ4?! EFTA_00019001 EFTA00168748

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KYC Print Page 8 of 26 2. Account Ownership Sumi Account Name: Darren K. Indyke PLLC-Attomey Trust Account Acct. Number (if availaive): se What Is the purpose of the account (e.g. portfolio managernent, advisory account, custody services, long-term investment, payment/expense account)? Checking account for clients escrow. Funds are placed here to earn interest Indicate from where the assets are expected to arrive? CO bs Group: Same Booking Center (indicate account number): ( bs Group: Other Booking Center (indicate DB location and account details): M ‘Other Institution (Indicate narne & location): JPMorgan. New York, NY 1 Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volurne per month)?: Roughly 10 inflows and outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days after 50000 What Is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: © Check if a source of wealth description ts required for the party. * (Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). * If none of the check boxes apply, describe the party's relation to the account in the "Other" column. * Always describe the relationship between the parties in the last column. * Please drill down to the ultimate/underlying Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000129 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh P2GQ4°%? EFTA_00019002 EFTA00168749

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KYC Print Page 9 of 26 2. Account Ownership Summary Account Name: Darren K. Indyke PLLC-Attomey Trust Account - Money Market Acct. Number (if available): i a What Is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money market account for clients escrow. Funds are placed here to earn interest Indicate from where the assets are expected to arrive? CO bs Group: Same Booking Center (indicate account number): ( bs Group: Other Booking Center (indicate DB location and account details): M ‘Other Institution (Indicate narne & location): JPMorgan. New York, NY 1 Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volurne per month)?: Roughly 1-3 inflows and outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days after] 75000 What Is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: (Check f a source of wealth description ts required for the party. * (Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the ubtematefunderiving Be Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000130 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG4°% EFTA_00019003 EFTA00168750

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KYC Print Page 10 of 26 2. Account Ownership Sumi santo femasmmeenne immer | = eS What Is the purpose of the account (e.g. portfolio managernent, advisory account, custody services, long-term investment, payment/expense account)? Checking account for the dally needs of the company Indicate from where the assets are expected to arrive? CO bs Group: Same Booking Center (indicate account number): ( bs Group: Other Booking Center (indicate DB location and account details): M ‘Other Institution (Indicate narne & location): JPMorgan. New York, NY 1 Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volurne per month)?: Roughly 10 inflows and outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: (Check if a source of wealth description ts required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" colurnn. Always describe the relationship between the parties in the last column. Please drill Gown to the ultimate/underiving Be Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000131 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGQgor4 EFTA_00019004 EFTA00168751

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KYC Print Page 11 of 26 2. Account Ownership Sumi What Is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money market account to hold funds for the company and earn interest Indicate from where the assets are expected to arrive? CO bs Group: Same Booking Center (indicate account number): ( bs Group: Other Booking Center (indicate DB location and account details): M ‘Other Institution (Indicate narne & location): JPMorgan. New York, NY 1 Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volurne per month)?: Roughly 1-3 inflows and outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days after 50000 What Is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: (Check if a source of wealth description ts required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" colurnn. Always describe the relationship between the parties in the last column. Please drill Gown to the ultimate/underiving Be Beneficial Owner(s). CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000132 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh P2BQ40% EFTA_00019005 EFTA00168752

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KYC Print Page 12 of 26 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Sum 3A. Individual Details (for all parties) Country of Citizenship: Tax ID / SSN: 6100 Red Hook Quarter B3 St Thomas USVI 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial oO 1] dustry? or an entity listed on a O6-recognised exchange? (Not applicable for operating entities Yes M1 No Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) Ores Mito To the best of your knowledge, ts the individual related to an employee of the D6 group?/if oO Family Oo Friendship Mw None Family or Friendship, describe ) To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (if Yes,describe } Indicate where and when the client meeting(s) took place: Gitent Private | Client Place of ee ed ed ee ee If applicable, indicate which bank officers have met the person: ewe id toca ars jw CS poavcvawctemmmnsia’ |S Poveamraameemmmmee fd Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Darren has been an in-house lawyer for Jeffrey Epstein at Southern Financhial LLC for over 10yrs, whererin his main source of income comes form (See KYC #1082293). He also owns a few of his own small companies (LLC's) for his private investments, and well his own law practice, Darren Indyke PLLC Estimated Annual Income($): Estimated amount of investable assets($): jsimm-2me | CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000133 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGl4or® EFTA_00019006 EFTA00168753

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KYC Print Page 13 of 26 Institution: Country: Est. Assets Under Mgt: Please indicate the farnily situation of the individual (marital status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000134 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh P2840” EFTA_00019007 EFTA00168754

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KYC Print Page 14 of 26 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Sum 3A. Individual Details (for all parties) Individual's Name: Date of Birth: Country of Citizenship: Accountant Tax ID / SSN: Address of employer: 575 Lexington Avenue, 4th Fi New York NY USA 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial oO 1] dustry? or an entity listed on a O6-recognised exchange? (Not applicable for operating entities Yes M1 No Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) Ores Mito To the best of your knowledge, ts the individual related to an employee of the D6 group?/if oO Family Oo Friendship Mw None Family or Friendship, describe ) To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (if Yes,describe } Indicate where and when the client meeting(s) took place: Gitent Private | Client Place of ee ed ed ee ee If applicable, indicate which bank officers have met the person: ewe id pestcamnstorasmenmnaann —[ Posrnatoatemennettes Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Harry is an accountant and owns his own firm. He ts also the in-house accountant for Southern Financial LLC (KYC #:01082293). He has gained his wealth from his years as the in-house accountant and his own firm Ee ee — CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000135 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG40%8 EFTA_00019008 EFTA00168755

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KYC Print Page 15 of 26 Please indicate the family situation of the individual (marital status, other family members, etc.): Marned CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000136 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG40% EFTA_00019009 EFTA00168756

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KYC Print Page 16 of 26 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Sum 3A. Individual Details (for all parties) 7 Country of Citizenship: Has client resided outside of his/her country of nationality |] yes Wino for 5 years or more? Accountant Tax ID / SSN: Address of employer: 575 Lexington Ave, 4th Fl New York NY USA 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial oO 1] dustry? or an entity listed on a O6-recognised exchange? (Not applicable for operating entities Yes M1 No Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) Ores Mito To the best of your knowledge, ts the individual related to an employee of the D6 group?/if oO Family Oo Friendship Mw None Family or Friendship, describe ) To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (if Yes,describe } Indicate where and when the client meeting(s) took place: Gitent Private | Client Place of ee ed ed ee ee If applicable, indicate which bank officers have met the person: ewe id Cee Poornatoatwemennettes fT Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Richard owns HBRK Associates Inc with Harry Beller. He Is also an in-house accountant for Southern Financial, LLC (KYC #1082293), for over LOyrs. His wealth comes from his own firm and being an in-house accountant Estimated Annual Income($): Estimated amount of investable assets($): fsimm-2em | fame eetamsomeremm po oe CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000137 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pls 100 EFTA_00019010 EFTA00168757

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KYC Print Page 17 of 26 Please indicate the family situation of the individual (marital status, other family mernbers, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000138 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pls 101 EFTA_00019011 EFTA00168758

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KYC Print Page 18 of 26 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summi 3A. Individual Details (for all parties) Has client resided outside of , | Litte Saint James Saint Thomas 00802 US Virgin Islands her country of nationality | [7] yes MINo ° for 5 years or more? J 6100 Red Hook Quarter B3 St. Thomas USVI 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial Ol ves Al dustry? or an entity listed on a O6-recognised exchange? (Not applicable for operating entities Yes M1 No Bete neat Palcaly posed Person ESN es esoree) To the best of your knowledge, ts the individual related to an employee of the D6 group?/if oO Family Oo Friendship Mw None Family or Friendship, describe ) To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (if Yes,describe ) If applicable, indicate which bank officers have met the person: . where and when the client meeting(s) took place: poarceytawcntemmmnsiae |S Pomveanrasmeemeninese Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Steams and became a partneri n 1980. In 1982, Epstein founded his awn financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his cients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and his financial management firms Estimated Annual Income($): | 10,000,000.00 Estimated amount of investable assets($): [ssomm- 00mm =| Estimated Net Worth($): $100 MM - 500 MM Amount of assets planned to invest with PWM($): po Other Known Financial Institutions: Est. Assets Under Mat: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000139 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pls 102 EFTA_00019012 EFTA00168759

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KYC Print Page 19 of 26 Please indicate the farnily situation of the individual (marital status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa 3C. Legal Entity Details (For all Legal Entites) New York Strategy Group, LLC - [ay t | Address (oty, street, post 575 Lexington Ave, 4th Fl New York NY 10022 USA U.S. TIN/EIN: — i code): Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries,etc.: ateg oup, LLC is a sing b Indyke reqsraten, registration: ‘ol Flag: Please indicate how ownership of the legal entity is reflected: Darren K. Indyke is the sole member Oo Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons. Darren K. Indyke is the sole member yes L) no i ES 2 lo 5 i To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Private LLC used for the personal investments of Darren Indkye. The LLC holds funds and invests In assets that Darren finds interesting 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/Wabilities): lew York Strategy Group, LLC invests in different asset classes and gains its assets through the revenue it makes on the return investments CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000140 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pls 103 EFTA_00019013 EFTA00168760

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KYC Print Page 20 of 26 One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa 3C. Legal Entity Details (For all Legal Entites) Se. ommerc! Purpose of Es Other (specit ee oe Volcker Sta oe “ewes code): Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries,etc.: Single member PLLC with Darren K. Indyke as the sole member and owner Please indicate how ownership of the legal entity is reflected: Single member PLLC with Darren K. Indyke as the sole member and owner O Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons} Single member PLLC with Darren K. Indyke as the sole member and owner To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche yes C) no Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Describe Nature of Entity's Primary Business and Investment Activities Law practice. This is Darren Indyke's private law firm. lished for EACH LEGAL ENTITY in Section 2. Account Summai 3C. Legal Entity Details (For all Legal Entities) Type of Entity: Purpose of Entity: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000141 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pls 104 EFTA_00019014 EFTA00168761

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KYC Print Page 21 of 26 Oo Foundation/Association DO trust MJ company Clestate | Private investment C1) O partnership Philanthropic/Chartable [] ommercial Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries,etc.: Richard Kahn 50% owner Beller 50% owner Please indicate how ownership of the legal entity is reflected: Richard Kahn 50% owner Harry Beller 50% owner oO Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons} Richard Kahn 50% owner Harry Beller 50% owner To the best of your knowledge, is the entity party to a non-banking relationship with Deutsc! o w Bank (e.g. supplier of goods or services)?: Yes No PF Describe Nature of Entity's Primary Business and Investment Activil Countries where business is transacted Number of employees: 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Se as 2. Acco Sumi 3C. Legal Entity Details (For all Legal Entites) The 2007 Jeffrey E. Epstein Insurance Trust +3 - y, 5 Foundation/Association YJ Trust [] company (Jéstate CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000142 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pls 105 EFTA_00019015 EFTA00168762

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KYC Print Page 22 of 26 Type of Entity Other (specify): Purpose of Entity Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries,etc.: Jeffrey Epstein: Grantor Darren Indyke: Trustee chard Kahn: Trustee Please indicate how ownership of the legal entity is reflected: Jeffrey Epstein: Grantor Darren Indyke: Trustee Richard Kahn: Trustee oO Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons}: Jeffrey Epstein: Grantor Darren Indyke: Trustee Richard Kahn: Trustee To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000143 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pls 106 EFTA_00019016 EFTA00168763

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KYC Print Page 23 of 26 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B [7] pavew aw ee mm B= ie ere (Compliance Signature) 4. Attachments AL Type of Photo ID Provided M rivers License CO assport CO) nationaystate 10 CF) other (Checklist of names (individuals and/or entities) that were submitted for database searches is attached C. Please indicate the results of the database searches performed RDC searches complete Myes Ono PCR checks complete Mies (No OFAC checks complete Myes Ono BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B) yes CINo Denial Orders checks complete Mies Ono Martindale-Hubbell searched (Lawyers/Law Firms only) Des Mino Myes Ono negative results found negative results found negative results found negative results found negative results found negative results found Please summarize any negative results from the database searches indicated above: DARREN K. INDYKE: No negative Media No court cases NEW YORK STRATEGY GROUP, LLC: No negative media No court cases DARREN K. INDYKE PLLC: No negative media No court cases HBRK ASSOCIATES INC: No negative media No court cases BD. RICHARD KAHN: Approved KYC #01082293 AML Clearance attached to this KYC Not barred from NYSE Arca and he was cleared twice as seen in the attachments HARRY BELLER: Negative Media: Not our client. Al negative media pertains to an environmental microbiologist. Our client is an accountant Court Cases: #1: Disposed in 1987 All other cases are not our client. The other court cases refer to a Dr. Harry Beller. Our client is an accountant JEFFREY EPSTEIN INSURANCE TRUST: No negative media No court cases JEFFREY EPSTEIN: Previously KYC'd and approved in: 01082293 and 01121718 Dyes Mino Oves Mino DOves Mino Dyes Mino Dives Mino Oves Ono E. To the best of your knowledge, has the cient ever been convicted of a criminal offense? Myes Ono To the best of your knowledge, has the customer ever been involved in any past litigation against F. Deutsche Bank AG or any of its subsidiaries or is the customer threatening litigation against * Deutsche Bank AG or any of its subsidiaries? (7f Yes, provide details below and contact Quality Mgt. (Latim/int?) or the Regulatory Control Group and notify Compiiance immediately) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Oves Mino Oves Mino DB-SDNY-0000144 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US PbS 107 EFTA_00019017 EFTA00168764

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KYC Print Page 24 of 26 Does the client or related party have any financial or other association / interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Does the client or related party have any financial or other association/ interactions within high risk oO m7 * countries? Yes No 1. Corporate Documentation Attached (Legal Entities Only) Mies C)no (1) Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Onty) Oves Fo M) not Applicable K. If Lexis/Nexs Search Results, Corporate Documents or Other Supporting Documentation ts not im English, please provide an English summary of the nature/contents of the non-English Documentation: Does the account have Nexus to Special Risk Countries? Cves Mino Is the account structure unusually complex? Oves Mino Is there any indication the client set up a non operating company expressly FZ for the purpose of transferring shares to third parties? Dves Mino Is there any indication this could be a prohibited business relationship? Oves Mino Are the bearer shares identified subject to acceptable controls? Oves Mino CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000145 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pls 108 EFTA_00019018 EFTA00168765

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KYC Print Page 25 of 26 M. Case Comments 10/11/113 9:21 AM Need to clone to make 2 new KYC's ONSHORE APPROVALS Gtent Facing Professional (CFP): Paul Morris Signature) 10/3/2013 Paul Morris Office Director/Business Head: Bran M. Biggar Signature) 10/4/2013 Brian M. Biggar —e AML Business Risk: (Signature) AML Compliance: (Signature) Jacqueline Lightbody Jacqueline Lightbody 10/11/2013 Janice Franklin Janice Franklin 11/1/2013 LATAM/INTERNATIONAL APPROVALS Gtent Facing Professional (CFP): Global Market Team Head (GMTH)/Sub-Market Team Head AML Business Risk: oo 7 oe 'SMTH): iL Compliance: AM oo PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals 1(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000146 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh Pls 109 EFTA_00019019 EFTA00168766

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KYC Print Page 26 of 26 Desteche Bank Americas New You TZ] CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000147 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US PBs! 10 EFTA_00019020 EFTA00168767