KYC Print Page | of 41 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01977698 Status : IE Approved One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: Relationship Manager: Stewart Oldfield OC New PWM Relationship Existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: *** 2018 Periodic Review *** How Was the Citent(s) Introduced? How long has the | Please provide detalls (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein RM personally known the reached out to Stew Oldfield on 3/7/17 to have a new acct opened under this relationship. client? Last Approved KYC # - [EL ME A -M euttertty trust - 1804532; neptune, Lic - 1790739. Relationship to PWM: retrocession or similar compensation to a third party for the introduction of this relationship? Ust all existing and new accounts involved in this relationship Legal Entity | Account Name / Number Opening Date (intended/actual) count(s) | —€iO (sn 2 ia Butterfly Trust - 44130552 - MMBA-44130552 1/24/2014 5s fa | Neptune LLC - 42953424 - DDA-42953424 10/18/2013 Who Is the primary contact person for the Rin? (Note: This Preferred method of contact signatory rights and/or {indicate phone no., fax no., information right for the email address, etc.): @ccounts.): CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000001 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US# PaBO9Pe> EFTA_00018875 EFTA00168622

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KYC Print Page 2 of 41 2. Account Ownership Summary — eo What Is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? This is a checking account for Individuals. They use the funds for daily expenses. Indicate from where the assets are expected to arrive? M DB Group: Same Booking Center (indicate account number): Existing OC bs Group: Other Booking Center (indicate DB location and account details): CJ other Institution - (Indicate name & location): oO Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 2-§/month; $1 - $2000 What Is the expected volume of assets and currency for the account approx. 90 days | 24,282.99 after opening? What Is the expected volume of assets and currency for the account approx. one year | 24,282.99 after opening? Dossfwl ie Glen have Asets Und Management Aunt) win OS under fae 00 Please list all parties related to the account. For each party: (Check if a source of wealth description is required for the party. (Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the uitmate/underiving Be Beneficial Owner(s). Sete et CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000002 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US ft PB 99S EFTA_00018876 EFTA00168623

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KYC Print Page 3 of 41 2. Account Ownership Summary Account Name: Butterfly Trust - 44130552 - MMBA Acct. Number (if available: } Account Manager: Stewart Oldfield What Is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? This is a money market deposit account to pay all expenses/ disbursements related to the trust. Expenses are taxes, trust fee, etc Indicate from where the assets are expected to arrive? M1 b Group: Same Booking Center (indicate account number): Existing oO DB Group: Other Booking Center (indicate DB location and account details): CO other Institution - (Indicate name & location): oO Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volurne per month)?: 0-2/month; $0 - $1000 What Is the expected volume of assets and currency for the account approx. 90 days after | 704,736.63 What Is the expected volume of assets and currency for the account approx. one year after | 704,736.63 Please list all parties related to the account. For each party: (Check f a source of wealth description ts required for the party. (Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). efofo fie |o fofo fe jo fofo ft jo fo fot CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e). DB-SDNY-0000003 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh P2B09°°7 EFTA_00018877 EFTA00168624

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KYC Print Page 4 of 41 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e). DB-SDNY-0000004 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG9?es EFTA_00018878 EFTA00168625

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KYC Print Page 5 of 41 2. Account Ownership Sumi checking account to pay for all expenses (i.e. electric, maintenance, cable, etc.) on Epstein’s NYC home. Indicate from where the assets are expected to arrive? Mi Group: Same Booking Center (Indicate account number): Existing ( bs Group: Other Booking Center (indicate DB location and account details): OC other Institution - (Indicate name & location): 1 Physical Deposits (specify cash, securities, cheques, ...): Account Manager: What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volurne per month)?: 15-20/month; $10 Please list all parties related to the account. For each party: (Check if a source of wealth description ts required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" colurnn. Always describe the relationship between the parties in the last column. Please drill Gown to the ultimate/underiving Be Beneficial Owner(s). — A eres eptune CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000005 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoB99°o? EFTA_00018879 EFTA00168626

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KYC Print Page § of 41 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownershi 3A. Individual Details (for all parties) Individual's Name: Date of Birth: Country of Residence: Country of Citizenship: Has client resided outside of his/her country of nationality for S years or more? Address of primary residence: Profession/Occupation: Tax ID / SSN: Address of employer: N/A Does the person work as senior executive of a DB-recognized regulated entity in the financial dustry? or an entity listed on a D6-recognised exchange? (Not applicable for operating entities Is the Individual a Politically Exposed Person (PEP)?/if Ves, describe) N/A To the best of your knowledge, is the individual related to an employee of the D6 group?(if Family Friendship M None Family or Friendship, describe ) NJA To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe ) N/A If applicable, indicate which bank officers have met the person: Jacicata where andl when the client a 9(s) took place: Bank Officer Name(s) oO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated In Section 2) Nature of the Individual's Business: Homemaker. Solely rebes on income from her wife who ts a Interior Designer. Primary Country of source of wealth/source of Funds? United States Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: Business Owner M4I salary/amings C1 Inheritance/Gifts M4 other: Further Describe Source of Wealth /Detail the history of wealth for each of the sot did family accumulate wealth?For business ownes sin ess major activities, important business partners.) Estimated Net Worth($): Amount of assets planned to Invest with PWM($): Other Known Financial Institutions: Institution: Est. Assets Under Mgt: Institution: Est. Assets Under Mgt: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000006 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... USAP 2899970 EFTA_00018880 EFTA00168627

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KYC Print Page 7 of 41 Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family members, etc.): Married to Karyna Shullak CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e). DB-SDNY-0000007 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PBS? ! EFTA_00018881 EFTA00168628

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KYC Print Page 8 of 41 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownershi 3A. Individual Details (for all parties) Individual's Name: Date of Birth: Country of Residence: Country of Citizenship: Has client resided outside of his/her country of nationality for 5 years or more? Address of primary residence: Profession/Occupation: Tax ID / SSN: Current Employer: Address of employer: Does the person work as senior executive of a DB-recognized requlated entity in the financial dustry? or an entity listed on a D6-recognised exchange? (Not applicable for operating entities Is the Individual a Politically Exposed Person (PEP)?/if Ves, describe) N/A To the best of your knowledge, is the individual related to an employee of the D6 group?(if Family Friendship M None Family or Friendship, describe ) NJA To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe ) N/A If applicable, indicate which bank officers have met the person: Jacicata where andl when the client a 9(s) took place: Bank Officer Name(s) Stewart Oldfield oO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated In Section 2) Business Owner MZ] Salary/Eamings CO investment Inheritance/Gifts Further Describe Source of Wealth /Detail the history of wealth for each of the sour ‘2.9. For trusts, how did settlor accu did family accumulate wealth?For busi = ‘ = 1 pees ove) of profit abiiny? todicn Estimated Annual Income($): . Estimated amount of investable assets($): Estimated Net Worth($): Amount of assets planned to invest with PWM($): Institution: Country: Est. Assets Under Mgt: Other Known Financial Institutions: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000008 SAC 2 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... USAP 289997 EFTA_00018882 EFTA00168629

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KYC Print Page 9 of 41 Please indicate the family situation of the individual (marital status, other family members, etc.): Marned oii im CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000009 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US ft 2898975 EFTA_00018883 EFTA00168630

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KYC Print Page 10 of 41 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summi 3A. Individual Details (for all parties) Individual's Name: Jeffrey E. Epstein - 00000483289 g Has client resided outside of Little Saint James Saint Thomas 00802 Virgin Islands, U.S. his/her country of nationality |] y, for 5 years or more? J Self Empolyed Tax ID / SSN: Current Employer: Southern Trust Company Inc Paosition/Title/Rank: President od 6100 Red Hook Quarter B3 St. Thomas Virgin Istands, U.S. 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial Oves dustry? or an entity listed an a OB-recognised exchange? (Not applicable for operating entities Yes M1 No Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) Connection with Prince |M yes Ono Andrew and Bill Clinton To the best of your knowledge, ts the individual related to an employee of the D6 group?/if o Family Oo Friendship Mw None Family or Friendship, describe ) N/A To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (if Yes,describe ) N/A Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Jeffrey Edward Epstein (born January 20, 1953) is an American financier and registered sex offender in the United States. He worked at Bear Stearns early in his career and then formed his own firm, J. Epstein & Co. He lives in the US Virgin Islands. Epstein taught calculus and physics at the Dalton School in Manhattan from 1973 to 1975. Among his students was a son of Alan C. Greenberg, chairman of Bear Stearns. In 1976, Epstein started work as an options trader at Bear Steams where he worked in the special products division, advising high-net-worth clients on tax strategies. Proving successful in his financial career, in 1980 Epstein became a partner at Bear Stearns. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than $1 billion in net worth. In 1987, Leslie Wexner, founder and chairman of Ohio-based The Limited chain of women's clothing stores, became a well-known client. Wexner acquired Abercrombie & Fitch the following year. In 1992 he converted a private school on the Upper East Side into an enormous residence. Epstein later bought that property, in the wealthiest part of Manhattan. In 1996, Epstein changed the name of his firm to the Financial Trust Company and, for tax advantages, based it on the island of St. Thomas im the U.S. Virgin Islands. In 2003, Epstein bid to acquire New York magazine. Other bidders were advertising executive Donny Deutsch, investor Nelson Peltz, media mogul and publisher Mortimer Zuckerman, who had the New York Daily News, and film producer Harvey Weinstein. They were ultimately outbid by Bruce Wasserstein, a longtime Wall Street investor, who paid $55 million. In 2004, Epstein and Zuckerman committed up to $25 million to finance Radar a celebrity and pop culture magazine founded by Maer Roshan. Epstein and Zuckerman were equal partners in the venture. Roshan, as its editor-in-chief, retained a small ownership stake. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000010 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh P2G09?74 EFTA_00018884 EFTA00168631

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KYC Print Page 11 of 41 Presently, Mr. Epstein founded Southern Trust Company Inc, a private consulting company that invests the assets of their clients and gets their revenue from the return of these investments. Southern Trust invests in different portfolios catered to their clients and makes their revenue based on the returns and the fees associated with managing their client's assets. 3 See = evaniaene | Please indicate the family situation of the individual (marital status, other family members, etc.): N/A CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000011 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh P2808°75 EFTA_00018885 EFTA00168632

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KYC Print Page 12 of 41 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownershi 3A. Individual Details (for all parties) Individual's Name: Country of Residence: United States Has client resided outside of of primary residencs DO ves Mino Profession/Occupation: Accountant it Employer: HBRK Associates, Inc Accountant Address of ermployer: 575 Lexington Avenue, 4th Floor Monsey NY United States 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial oO 1] dustry? or an entity listed on a O6-recognised exchange? (Not applicable for operating entities Yes WI No Bete nest Palsy ipose Person Pep C@ Yes eesente) WS To the best of your knowledge, Is the individual related to an employee of the D6 group?/if O Family Olrriendship MM none To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe ) N/A If applicable, indicate which bank officers have met the person: Tndticotn where andi when then client om 1g(s) took place: Bank Officer Name(s) Pevate ent Pia a Other Location (specify): (CO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated In Section 2) Primary Country of source of wealth/source of Funds? Canines ome Cssovramng Cinesnon Cltmeranayons Cloner Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Other Known Financial Institutions: Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e). DB-SDNY-0000012 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US ft P2B99?76 EFTA_00018886 EFTA00168633

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KYC Print Page 13 of 41 | Please indicate the family situation of the individual (marital status, other family members, etc.): | CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000013 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh P2898°77 EFTA_00018887 EFTA00168634

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KYC Print Page 14 of 41 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summ: 3A. Individual Details (for all parties) Country of Residence: Virgin Islands, U.S. Country of Cittzenship: Has client resided outside of his/her country of nationality oO Yes M)No for 5 years or more? Address of primary residence: Profession/Occupation: Att Tax ID / SSN: orney Current Employer: Kellerhals Ferguson Kroblin PLLC Position/Titie/Rank: S10 Pot of ale Ste 155. Thomas Wg ans US. 802 Does the person work as senior executive of a DB-recognized regulated entity in the financial oO dustry? or an entity listed on a O6-recognised exchange? (Not applicable for operating entities Yes WINo Petre in = Paibeaty Denon Reson (ne nar es cascrte) WS To the best of your knowledge, ts the individual related to an employee of the D6 group?(if 0 Family OlFriendship Minone To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe ) N/A If appli , indicate bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office mt Peat ent Pia a Other Location (specify): Jose: | a (= (= (= a (= (= (= (= = (= (CO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated In Section 2) Primary Country of source of wealth/source of Funds? Summarize Source of Wealth: Digusiness owner Cl satary/eamings C) investment C1] tnheritanceycifts C1 other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Net Worth($): Po Amount of assets planned to Invest with PWM($): fs Other Known Financial Institutions: Est. Assets Under Mgt: Country: Ca a CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e). DB-SDNY-0000014 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US ft P2899978 EFTA_00018888 EFTA00168635

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KYC Print Page 15 of 41 | Please indicate the family situation of the individual (marital status, other family members, etc.): | CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e). DB-SDNY-0000015 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh P2898°79 EFTA_00018889 EFTA00168636

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KYC Print Page 16 of 41 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summ: 3A. Individual Details (for all parties) Individual's Name: Has client resided outside of his/her country of nationality |] for S years or more? Address of primary residence: Profession/Occupation: Tax ID / SSN: Address of employer: N/A Does the person work as senior executive of a DB-recognized regulated entity in the financial oO dustry? or an entity listed on a DB- ised exchange? (Not applicable for operating entities Yes WI No Petre in = Paibeaty Denon Reson (ne nar es cascrte) WS To the best of your knowledge, is the individual related to an employee of the D6 group?(if oO Family Oo Friendship Mi none Family or Friendship, describe ) N/A To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe ) N/A If applicable, indicate which bank officers have met the person: Tndticotn where andi when then client om g(s) took place: a (= (= ee = = (= (= (CO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated In Section 2) Primary Country of source of wealth/'source of Funds? ‘Summarize Source of Wealth: O business owner C1 Salary/Eamings O investment CF inheritance/citts C) other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Other Known Financial Institutions: Cour Est. Assets Under Mgt: intry: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e). DB-SDNY-0000016 . . . 980 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1N30000000D9Di&e... USAP 808 EFTA_00018890 EFTA00168637

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KYC Print Page 17 of 41 | Please indicate the family situation of the individual (marital status, other family members, etc.): | CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e). DB-SDNY-0000017 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG09?s ! EFTA_00018891 EFTA00168638

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KYC Print Page 18 of 41 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summ: 3A. Individual Details (for all parties) Has client resided outside of his/her country of nationality | [7] for S years or more? Address of primary residence: Profession/Occupation: Tax ID / SSN: Address of employer: N/A Does the person work as senior executive of a DB-recognized regulated entity in the financial oO dustry? or an entity listed on a DB- ised exchange? (Not applicable for operating entities Yes WI No Petre in = Paibeaty Denon Reson (ne nar es cascrte) WS To the best of your knowledge, ts the individual related to an employee of the DB group?/iff 0 Family OlFriendship Minone Family or Friendship, describe ) N/A To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe ) N/A If appli , indicate bank officers have met the person: Indicate where and when the client meeting(s) took place: a (= (= (= po ff = (= (= (CO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated In Section 2) Primary Country of source of wealth/source of Funds? ‘Summarize Source of Wealth: O business owner C1 Salary/Eamings O investment CF inheritance/citts C) other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Net Worth($): Po Amount of assets planned to Invest with PWM($): fs Other Known Financial Institutions: Cour Est. Assets Under Mgt: intry: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000018 . . . 98. https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1N30000000D9Di&e... USAP 808 2 EFTA_00018892 EFTA00168639

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KYC Print Page 19 of 41 | Please indicate the family situation of the individual (marital status, other family members, etc.): | CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000019 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGY9?ss EFTA_00018893 EFTA00168640

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KYC Print Page 20 of 41 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summ: 3A. Individual Details (for all parties) po Has client resided outside of Address of primary residence: oO Yes Mo Address of employer: N/A Does the person work as senior executive of a DB-recognized regulated entity in the financial oO dustry? or an entity listed on a O6-recognised exchange? (Not applicable for operating entities Yes WINo Petre in = Paibeaty Denon Reson (ne nar es cascrte) WS To the best of your knowledge, ts the individual related to an employee of the D6 group?(if 0 Family OlFriendship Minone To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe ) N/A If applicable, indicate which bank officers have met the person: Tndticotn where andi when then client om g(s) took place: Bank Officer Name(s) Pevate ent Pia a Other Location (specify): (CO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated In Section 2) Primary Country of source of wealth/source of Funds? Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Other Known Financial Institutions: Est. Assets Under Mgt: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000020 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US ft PoB99?84 EFTA_00018894 EFTA00168641

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KYC Print Page 21 of 41 | Please indicate the family situation of the individual (marital status, other family members, etc.): | CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000021 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoBO9?8> EFTA_00018895 EFTA00168642

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KYC Print Page 22 of 41 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summ: 3A. Individual Details (for all parties) Has client resided outside of his/her country of nationality | [7] for S years or more? Address of primary residence: Profession/Occupation: Nii Tax ID / SSN: A Current Employer: N/A Position/Tithe/Rank: Iwas A Address of employer: Ny Does the person work as senior executive of a DB-recognized regulated entity in the financial oO dustry? or an entity listed on a O6-recognised exchange? (Not applicable for operating entities Yes WI No Petre in = Paibeaty Denon Reson (ne nar es cascrte) WS To the best of your knowledge, ts the individual related to an employee of the DB group?/iff 0 Family OlFriendship Minone Family or Friendship, describe ) N/A To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe ) N/A If appli , indicate bank officers have met the person: Indicate where and when the client meeting(s) took place: a (= (= (= po ff = (= (= (CO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated In Section 2) Primary Country of source of wealth/source of Funds? ‘Summarize Source of Wealth: O business owner C1 Salary/Eamings O investment CF inheritance/citts C) other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Net Worth($): Po Amount of assets planned to Invest with PWM($): fs Other Known Financial Institutions: Cour Est. Assets Under Mgt: intry: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000022 . . . 986 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1N30000000D9Di&e... USAP 808 EFTA_00018896 EFTA00168643

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KYC Print Page 23 of 41 | Please indicate the family situation of the individual (marital status, other family members, etc.): | CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000023 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh P2809°87 EFTA_00018897 EFTA00168644

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KYC Print Page 24 of 41 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summ: 3A. Individual Details (for all parties) Has client resided outside of Ove . his/her country of nationality Yes IYINo Address of primary residence: for 5 years or more? Does the person work as senior executive of a DB-recognized regulated entity in the financial oO dustry? or an entity listed on a O6-recognised exchange? (Not applicable for operating entities Yes WINo Petre in = Paibeaty Denon Reson (ne nar es cascrte) WS To the best of your knowledge, ts the individual related to an employee of the D6 group?(if 0 Family OlFriendship Minone To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe ) N/A If appli , indicate bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Sant Peete ent Pia cn Other Location (specify): Jose: | (= (= (= ee = = (= (= = (= (CO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated In Section 2) Primary Country of source of wealth/source of Funds? Summarize Source of Wealth: Digusiness owner Cl satary/eamings C) investment C1] tnheritanceycifts C1 other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Net Worth($): Po Amount of assets planned to Invest with PWM($): fs Other Known Financial Institutions: Est. Assets Under Mgt: Country: Ca a CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000024 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US ft PoB988 EFTA_00018898 EFTA00168645

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KYC Print Page 25 of 41 | Please indicate the family situation of the individual (marital status, other family members, etc.): | CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000025 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoB09?8? EFTA_00018899 EFTA00168646

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KYC Print Page 26 of 41 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summ: 3A. Individual Details (for all parties) Has client resided outside of CC : Does the person work as senior executive of a DB-recognized regulated entity in the financial oO dustry? or an entity listed on a DB- ised exchange? (Not applicable for operating entities Yes WINo Petre in = Paibeaty Denon Reson (ne nar es cascrte) WS To the best of your knowledge, ts the individual related to an employee of the D6 group?(if 0 Family OlFriendship Minone To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe ) N/A If appli , indicate bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office mt Peat ent Pia a Other Location (specify): Jose: | a (= (= (= a (= (= (= (= = (= (CO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated In Section 2) Primary Country of source of wealth/source of Funds? Summarize Source of Wealth: Digusiness owner Cl satary/eamings C) investment C1] tnheritanceycifts C1 other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Net Worth($): Po Amount of assets planned to Invest with PWM($): fs Other Known Financial Institutions: Est. Assets Under Mgt: Country: Ca a CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000026 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US ft P8989? EFTA_00018900 EFTA00168647

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KYC Print Page 27 of 41 | Please indicate the family situation of the individual (marital status, other family members, etc.): | CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000027 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh P2G99??! EFTA_00018901 EFTA00168648

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KYC Print Page 28 of 41 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summ: 3A. Individual Details (for all parties) Has client resided outside of his/her country of nationality | [7] for S years or more? Address of employer: A Does the person work as senior executive of a DB-recognized regulated entity in the financial oO dustry? or an entity listed on a O6-recognised exchange? (Not applicable for operating entities Yes WI No Is the Individual a Politically Exposed Person (PEP)?/if Ves, describe) N/A Address of primary residence: To the best of your knowledge, is the individual related to an employee of the D6 group?(if oO Family oO Friendship Mw None Family or Friendship, describe ) N/A To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe ) N/A If appli , indicate bank officers heve met the person: Indicate where and when the client meeting(s) took place: Gttent Private | Client Place of (= (= (= a (= (= (= = (= (CO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated In Section 2) ee pn canotmwaawemmaanen [TY pmiremtemacmmemnmn [| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Annual Incorne($): Po Estimated amount of investable assets($): Estimated Net Worth($): Other Known Financial Institutions: Amount of assets planned to Invest with PWM($): Country: Est. Assets Under Mgt: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000028 . . 199) https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1N30000000D9Di&e... USAP 808 2 EFTA_00018902 EFTA00168649

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KYC Print Page 29 of 41 | Please indicate the family situation of the individual (marital status, other family members, etc.): | CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000029 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoBY9?% EFTA_00018903 EFTA00168650

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KYC Print Page 30 of 41 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summ: 3A. Individual Details (for all parties) Country of Residence: Country of Citizenship: United States Has client resided outside of Profession/Occupation: Accountant Current Employer: Southern Finandal LLC Accountant Address of employer: 6100 Red Hook Quarter B3 St Thomas Virgin Islands, U.S. 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial oO 1] dustry? or an entity listed on a O6-recognised exchange? (Not applicable for operating entities Yes WI No Bete nest Palsy ipose Person Pep C@ Yes eesente) WS To the best of your knowledge, Is the individual related to an employee of the D6 group?/if O Family Olrriendship MM none To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe ) N/A Indicate where and when the client meeting(s) took place: If applicable, indicate which bank officers have met the person: Client Place of oor aa Bank Officer Name(s) Stewart Oldfield Gttient Private Domicile: (CO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated In Section 2) Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Other Known Financial Institutions: Est. Assets Under Mgt: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000030 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US ft P2894 EFTA_00018904 EFTA00168651

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KYC Print Page 31 of 41 | Please indicate the family situation of the individual (marital status, other family members, etc.): | CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000031 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoB09°95 EFTA_00018905 EFTA00168652

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KYC Print Page 32 of 41 sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownershi| 3A. Individual Details (for all parties) Individual's Name: Richard D. Kahn Date of Birth: Country of Residence: Country of Citizenship: United States Has client resided outside of his/her country of nationality | [7] yes M)No residenc for S years or more? Accountant Tax ID / SSN: it Employer: HBRK Associates, Inc Position/Titie/Rank: Accountant Address of employer: 575 Lexington Ave, 4th Fl New York NY United States 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial oO dustry? or an entity listed on a O6-recognised exchange? (Not applicable for operating entities Yes WINo Petre in = Paibeaty Denon Reson (ne nar es cascrte) WS To the best of your knowledge, ts the individual related to an employee of the D6 group?(if 0 Family OlFriendship Minone To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe ) N/A If applicable, indicate which bank officers have met the person: Tndticotn where andi when then client om g(s) took place: (CO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated In Section 2) Primary Country of source of wealth/source of Funds? Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Other Known Financial Institutions: Est. Assets Under Mgt: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000032 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US ft P2899 EFTA_00018906 EFTA00168653

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KYC Print Page fi of 41 | Please indicate the family situation of the individual (marital status, other family members, etc.): | CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000033 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US ft P8989?” EFTA_00018907 EFTA00168654

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KYC Print Page 34 of 41 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summ: 3A. Individual Details (for all parties) Individual's Name: Has client resided outside of his/her country of nationality |] for S years or more? Address of primary residence: Profession/Occupation: Tax ID / SSN: Address of employer: A Does the person work as senior executive of a DB-recognized regulated entity in the financial oO dustry? or an entity listed on a O6-recognised exchange? (Not applicable for operating entities Yes WI No Is the Individual a Politically Exposed Person (PEP)?/if Ves, describe) N/A To the best of your knowledge, is the individual related to an employee of the D6 group?(if oO Family oO Friendship Mw None Family or Friendship, describe ) N/A To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe ) N/A If appli , indicate bank officers heve met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Prat ent Pia a Other Location (specify): Jose: | a ee po oC ee = = po oT | jo (CO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated In Section 2) ee pn canotmwaawemmaanen [TY pmiremtemacmmemnmn [| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Annual Incorne($): Po Estimated amount of investable assets($): Estimated Net Worth($): Po Amount of assets planned to Invest with PWM($): Other Known Financial Institutions: Country: Est. Assets Under Mgt: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000034 . . 998 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1N30000000D9Di&e... USAP 808 EFTA_00018908 EFTA00168655

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KYC Print lo} We Ww Pag of 41 | Please indicate the family situation of the individual (marital status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa! 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Butterfly Trust - 00000486426 : M] private Investment C] Foundation/Association J Trust [] company CJ éstate Type of Entity: neon nanors “ ampany Purpose of Entity: Partnership Philanthropic/Chartable oO JCommercia’ . P Purpose of Enti Type of Entity Other (specify): urpose of Enuty Country of Virgin Islands, U.S. Date of incorporation / | 12/27/2006 incorporation, registration: registration: Volcker Status: Identified on Customer Profile Volcker Flag: Address (city, street, post a Red Hook Quarter B3 St, Thomas 00802 Virgin Islands, U.S. TIN/EIN: code): ~ Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries,etc.: This ts an irrevocable trust set up by Jeffrey Epstein as the grantor. The the beneficiaries for the trust are being updated by the current trustees. The trustees are aw Beller and Erika Kellerhats. The beneficiaries are: CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000035 USAO, 999 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration? lid=0 1 N30000000D9Di&e... in 898 EFTA_00018909 EFTA00168656

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KYC Print Page 36 of 41 Attached are the original trust agreement and the addition/deletion of beneficiary instrument to support this change. According to the original trust agreement, the trustees have the right during the lifetime of the Grantor to delete or add beneficiaries under Article 3 of the agreement. Please indicate how ownership of the legal entity is reflected: Addition of Beneficiaries attached oO Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons} This is an irrevocable trust set up by Jeffrey Epstein as the grantor. The the beneficiaries for the trust are being updated by the current trustees. The trustees are Harry Beller and Erika Kellerhals. The beneficiaries are: Darren I Richard Kahn bh To the best of = knowledge, is the entity party to 2 non-banking relationship with Deutsche A 3D. Wealth Profile (Only for parties requiring source of wealth desonption as indicated in Section 2) Primary industry of source of Wealth/Source of Funds? High Risk Financial Institutions Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/Mabilities): rust account with Jeffrey Epstein as Grantor. Initial $100 given to the account to fund. The funds for this trust account come from investments made by Jeffrey Bin. is filled out. Estimated gross receipts p.a.($): 4,500,000.00 Estimated net profit p.a. ($): 4,500,000.00 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000036 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoG4or? EFTA_00018910 EFTA00168657

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KYC Print Page 37 of 41 Volcker Flag: code . Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries,etc.: Single member LLC. Jeffrey Epstein is the sole member. The signors on this account are Jeffrey Epstein, Harry Beller, Darren Indyke. Richard Kahn is the Describe the chain from the direct owner of the To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: ves LJ noM A Describe Nature of Entity's Primary Business and Investment Activities ‘This LLC was formed to hold the funds necessary to cover the costs and taxes associated with g Jeffrey Epstein's NYC home United States Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/Wabilities): Est. Assets Under Mat: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000037 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGQ4r! EFTA_00018911 EFTA00168658

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KYC Print Page 38 of 41 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART ff [7] SOUTHER FRANCA. RETIN Se poee (te ee om Sem (Compliance Signature) 4. Attachments AL. Type of Photo ID Provided Morivers License MI passport C1 nationay/state 10 C1 other; parre dyke & Richard Kahn GCIS # 486405 & attached = Mes Ono C. Please indicate the results of the database searches performed RDC searches complete Mies Ono negative results found Mives (no PCR checks complete Mies Ono negative results found Miyes Lino OFAC checks complete Mies Ono negative results found Dyes Mino BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, [I Myes Ono negative results found yes Ono Denial Orders checks complete Myes Ono negative results found Dves Mino Martindale-Hubbell searched (Lawyers/Law Firms only) Myes Ono negative results found Dives Mino D. Please summarize any negative results from the database searches indicated above: Harry Beller: - No negative media - Harry Beller is the plaintiff in the court case, also it has been disposed. a - No negative media ~ No court cases Butterfly Trust: - No negative media - No court cases Lehre - No negative media - No court cases Jeffrey Edward Epstein: - Negative media relates to the sex offence in the past which are already cleared. (KYC # - 01790655) - Court cases relates to Jeffrey's sex offence in the past which is already cleared, another is a recent ongoing civil lawsuit pertaining to fraud, but part of normal business operations for this client. And in one of the case he's neither defendant nor plaintiff. He's just named as a respondent and the case is immaterial in nature. - Criminal Filings relates to sex offence which Is already cleared in the past - RDC alert found - Sex offences in the past which has been cleared - Clearance attached. 2S 2) a: - No negative media - No court cases Darren Indyke: - Negative news in Google relates to Jeffrey Epstein’s Foundation and are not material in nature. - Court case mentioned in Google search relates to Jeffrey Epstein's sex offence in the past which has been cleared already. Darren ts just an attorney for Jeffrey in the case. ~ Fircosoft alert has been cleared by AML Compliance. Gearance attached. Richard Kahn: - No negative media ~ Court case was dismissed and he was not barred from NYSE Arca and was cleared in the previous KYCs. Attached dearances - RDC alert found - realates to violation of NYSE Arca Equities Rule - Clearance attached Lt - No negative media - No court cases CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000038 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh P2GQ4002 EFTA_00018912 EFTA00168659

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KYC Print Page 39 of 41 Erika Kellerhals: - No negative media - No court cases LL - No negative media - Court case is immaterial since she Is not a defendant nor plaintiff. Her name is just mentioned as miscellaneous. Case Is closed as well. Neptune LLC: - No negative media ~ No court cases = a: - No negative media - No court cases a - No negative media - No court cases = negative media - No court cases JSC Interiors LLC: - No negative media - No court cases ‘Southern Trust Company Inc: - No negative media - No court cases E. To the best of your knowledge, has the cient ever been convicted of a criminal offense? To the best of your knowledge, has the customer ever been Involved in any past litigation against Deutsche Bank AG or any of Its subsidiaries or is the customer threatening litigation against oO m7 Deutsche Bank AG or any of its subsidiaries? (if Yes, provide details below and contact Quality Mgt, ‘J Yes M1 No (latAm/Int?) or the Regulatory Control Group and notify Compilance immediately) F. Does the client or related party have any financial or other association / interactions within countries Clyes 7 No G. or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Does the client or related party have any financial or other association/ interactions within high risk oO Yes a No H. countries? 1. Corporate Documentation Attached (Legal Entities Only) Myes C)No [) not Applicable 3. Undisclosed Principal Farm Complete (Intermediaries Only) Oves Ono M1 not Applicabie kK. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation ts not im English, please provide an English summary of the nature/contents of the non-English Documentation: L. Special Risk Factors Does the account have Nexus to Special Risk Countries? Oves Mino Is the account structure unusually complex? Oves Mino Is there any indication the client set up a non operating company expressly oO w for the purpose of transferring shares to third parties? Yes BNo Is there any indication this could be a prohibited business relationship? Clves Mino Are the bearer shares identified subject to acceptable controls? oO Yes No CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000039 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGQ40 EFTA_00018913 EFTA00168660

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KYC Print Page 40 of 41 | Created py | pate | Comments ite for the below listed clients (together “accountholders") — —— Be are the reasons why we are comfortable with approving this KYC: Information and supporting documents required by our AML Policy were provided and reviewed; and as a result, we have an understanding of the structure of the accountholders, their purpose, the purpose of the Jaccounts and expected transaction activity. 7 ‘There are a few risk factors associated with the accountholders — 9/25/1186 10:08AM | sow: The UBO (Jeffrey Epstein) is the ’ ISOW verification was obtained. In addition, Negative Media & PEP: There is some negative media against Mr Epstein and he ts also maintains a close relationship with Bill Clinton and Prince Andrew. Please see risk calculator for more information. Appropriate approval was obtained. Our review did not identify any red flags and thus there was no need to escalate this case further. We performed due diligence searches on all parties and did not find the names searched to be on any sanctions | ists. 9/3/118 3:17 AM No material changes confirmation "email" attached in the case. ONSHORE APPROVALS Gient Facing Professional (CFP): Stewart Oldfield ‘Signature) 9/5/2018, Stewart Oldfield Office Director/Business Head: Steven Mattus ‘Signature) 9f§/2018 [Steven Mattus —— ee AML Business Risk: PT - a LATAM/INTERNATIONAL APPROVALS Ghent Facing Professional (CFP): Global Market Team Head ‘(GMTH)/Sub-Market Team Head AML Business Risk: (Signature) AML Compliance: oe oe CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. [Ke). DB-SDNY-0000040 (Signature) 9/25/2018 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US fh PoGQ40™4 EFTA_00018914 EFTA00168661

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KYC Print Page 41 of 41 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, ete. Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. ke). DB-SDNY-0000041 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... US PoGQ4005 EFTA_00018915 EFTA00168662