KYC Print Page | of 21 DB PWM GLOBAL KYC/NCA: PART Al] KYC Case # : 01790655 Status : 6. Approved One sheet must be established relationship - list all accounts included in the relationship Tf existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: ***This KYC is a periodic review for high risk remediation*** Relationship to PWM: Original KYC1195100 ONLY adding signers to account. Al signers have already been approved in previous KYC’s. Please rush as this is a simple update. Darren Indyke was approved in KYC 01133377 Harry Beller was added in approved KYC 01141308 Please provide details (e.g. name of referral source, how many years RM personally has known client, etc): Jeffrey Epstein reached out to Stew Oldfield on 3/7/17 to have a new acct opened under Zorro Management LLC and add two new signors to this new acct only. How Was the Client(s) Introduced? How long has the compensation to a third party for the introduction of this relationship? List all existing and new accounts involved in this relationship a accounts) Srene cas ies) Account(s) re Ce Cee Ce Ce CA Cee Who is the primary contact percon for the RoR? (Note: This Preferred method of contact [on tohts endfor (indicate phone no., fax no., information right for the actress, fe-p accounts, ): 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002864 EFTA_00016338 EFTA00167090

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KYC Print Page 2 of 21 One sheet must be established for each account to be o ~~ Tg rn What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of this account is to manage the daily expenses of the company Indicate from where the assets are expected to arrive? wv DB Group: Sarne Booking Center (indicate account number): 42952771; 77000957 0 06 Group: Other Booking Center (indicate DB location and account details): C1 other Institution - (Indicate name & location): O Physical Deposits (specify cash, securities, cheques, ...}: What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 2 inflows & outflows per month ranging from $1000 to $10,000. What is the expected volume of assets and currency for the account approx. 90 days after | 46,600 and 11479051.88 Please list all parties related to the account. For each party: © Check if a source of wealth description & required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the arate Beneficial Owner(s). https://| CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002865 EFTA_00016339 EFTA00167091

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KYC Print Page 3 of 21 2. Account Ownership Summary ee a ee What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of this account is to manage the daily expenses of the company Indicate from where the assets are expected to arrive? M06 Group: Same Booking Center (indicate account number): 42952763; 77000965 C1 06 Group: Other Booking Center (indicate DB location and account details): C2) other Institution ~ (Indicate name & location): C) Physical Deposits (specify cash, securities, cheques, ...} What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows ‘and 10 outflows per month ranging from $1,000 to $10,000 Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drilt ove fo the wena undesving Penetial Dunes) Southern) a (ple eee pee ee | ee je | Harry Beller https://dbforcepb.my sal et/servlet. Integration?lid=01N30000000D9Di&e..._ 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002866 EFTA_00016340 EFTA00167092

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KYC Print Page 4 of 21 What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Deposit accounts for Jeffrey Epstein's personal daily use. Indicate from where the assets are expected to arrive? Mi 08 Group: Same Booking Center (indicate account number): 35269691 0 os Group: Other Booking Center (indicate DB location and account details): 3 other institution ~ (Indicate name & location): C2) Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 15 inflows and outflows per month ranging from $100-$10,000 What is the expected volume of assets and currency for the account approx. 90 days after | 3478441.80 Does/wil the client have Assets Under Management (AuM) within DB under Eur. 3M? Please list all parties related to the account. For each party: * Check if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), * If none of the check boxes apply, describe the party's relation to the account in the “Other” column. * Always describe the relationship between the parties in the last column, Please drill down to the ultimate/underlying Beneficial Owner(s). 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002867 EFTA_00016341 EFTA00167093

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KYC Print Page 5 of 21 2. Account Ownership Summary account Name: | J. Epstein Virgin Islands Foundation, Inc - Brokerage Acct, Number (if available): 4950 What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? the purpose of this account Is to manage the foundation's securlties and trade investments. Indicate from where the assets are expected to arrive? w D6 Group: Sarne Booking Center (indicate account number): N4G024950 0 os Group: Other Booking Center (indicate DB location and account details): C) other institution ~ (Indicate name & location): C) Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 0-10 inflows/outflows of security sales and purchases on a monthly basis between 10k and 150k, What is the expected volume of assets and currency for the account approx. one year Currency after opening? i, Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? (yes Mino Please list all parties related to the account. For each party: * Check if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), * If none of the check boxes apply, describe the party's relation to the account in the “Other” column. * Always describe the relationship between the parties in the last column, Please drift down to the ultimate/underlying Beneficial Owner(s). 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002868 EFTA_00016342 EFTA00167094

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KYC Print Page 6 of 21 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa‘ 3A. Individual Details (for all parties) of Residence: Country of Citizenship: USA Has client reskled outside of . (her country of national Address of primary residence: ms years my of ne ad Current Employer: HBRK Associates, Inc Position/Tithe/Rank: meme SS Does the person work as senior executive of a DB-recognized regulated entity in the financial oO industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes No Is the individual a Politically Exposed Person (PEP)? (if Yes, describe) Dves Wino To the best of your knowledge, is the individual related to an employee of the DB group?/* o Family oO Friendship None Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Cee CS peetnenraereananeettew C2) Business owner Cl satary/éamings Clinvestment (“l inheritance/citts [) other Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did farnity accurnulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Other Known Financial Institutions: 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002869 EFTA_00016343 EFTA00167095

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KYC Print Page 7 of 21 | "ore oats te Fry station of te individual (marital status, other family members, etc): | https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002870 EFTA_00016344 EFTA00167096

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KYC Print Page 8 of 21 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa‘ 3A. Individual Details (for all parties) of Residence: Country of Citizenship: USA Has client reskled outside of . (her country of national Address of primary residence: ms years my of ne ad Current Employer: Southern Financial LLC Position/Title/Rank: Address of employer: 575 Lexington Avenue, 4th A New York NY United States 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial oO industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities | Yes SO No Is the individual a Politically Exposed Person (PEP)? (if Yes, describe) Dves Wino To the best of your knowledge, is the individual related to an employee of the DB group?/* o Family oO Friendship None Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) Indicate where and when the client meeting(s) took place: If applicable, indicate which bank officers have met the person a a 0 Se Se Se ee ee a SE 38. Wealth Details (Only for parties requiring source of wealth description as indicated In Section 2) CS ce a perme sieneamenetrage | Summarize Source of Wealth: C2) Business owner Cl satary/éamings Clinvestment (“l inheritance/citts [) other Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did farnity accurnulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Other Known Financial Institutions: 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002871 EFTA_00016345 EFTA00167097

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KYC Print Page 9 of 21 | "ore oats te Fry station of te individual (marital status, other family members, etc): | https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002872 EFTA_00016346 EFTA00167098

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KYC Print Page 10 of 21 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa‘ 3A. Individual Details (for all parties) Has client reskled outside of Current Employer: Kellerhats Ferguson Kroblin PLLC Address of employer: 9100 Port of Sale Mall, Ste 15 St. Thomas VI United States 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial oO industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities | Yes SO No Is the individual a Politically Exposed Person (PEP)? (if Yes, describe) Dves Wino To the best of your knowledge, is the individual related to an employee of the DB group?/* o Family oO Friendship None Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) Indicate where and when the client meeting(s) took place: If applicable, indicate which bank officers have met the person a a 0 Se Se Se ee ee a SE 38. Wealth Details (Only for parties requiring source of wealth description as indicated In Section 2) CS ce a perme sieneamenetrage | Summarize Source of Wealth: C2) Business owner Cl satary/éamings Clinvestment (“l inheritance/citts [) other Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did farnity accurnulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Other Known Financial Institutions: 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002873 EFTA_00016347 EFTA00167099

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KYC Print Page 11 of 21 | "ore oats te Fry station of te individual (marital status, other family members, etc): | https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002874 EFTA_00016348 EFTA00167100

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KYC Print Page 12 of 21 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summ: 3A. Individual Details (for all parties) a aoe Country of Citizenship: Has client reskled outside of Little St James Saint Thomas 00802 United States his/her country of nationality Profession/Occupation: Self Empotyed Tax ID / SSN: Current Employer: ‘Souther Financial LLC Position/Title/Rank: Address of employer: 6100 Red Hook Quarter B3 St. Thomas United States 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial o 74) Industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes MINo Is the individual a Politically Exposed Person (PEP)? (if Yes, describe) close relationship with Bill |[/ yes CINne (Clinton and Prince Andrew To the best of your knowledge, is the individual related to an employee of the DB group?/* Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) If applicable, ind which bank officers have met the _ | Indicate where and when the client meeting(s) took place: ee poornamy auneanenieneatew Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did fariy accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Jeffrey Edward Epstein (bom January 20, 1953) is an American financier and registered sex offender in the United ‘States. He worked at Bear Stearns early in his career and then formed his own firm, J. Epstein & Co. In 2008, Epstein was convicted of soliciting an underage girl for prostitution, for which he served 13 months in prison. He lives in the US Virgin Islands. Epstein taught calculus and physics at the Dalton School in Manhattan from 1973 to 1975. Among his students was a son of Alan C. Greenberg, chairman of Bear Stearns. In 1976, Epstein started work as an options trader at Bear Stearns where he worked in the special products division, advising high-net-worth clients on tax strategies. Proving successful in his financial career, in 1980 Epstein became a partner at Bear Stearns. Tn 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than $1 billion in net worth, In 1987, Leslie Wexner, founder and chairman of Ohio-based The Limited chain of women’s clothing stores, becarne a well-known client. Wexner acquired Abercrombie & Fitch the following year. In 1992 he converted a private school on the Upper East Side into an enormous residence. Epstein later bought that property, in the wealthiest part of Manhattan. In 1996, Epstein changed the name of his firm to the Financial Trust Company and, for tax advantages, based it on the island of ‘St. Thornas in the U.S. Virgin Istands. Tn 2003, Epstein bid to acquire New York magazine. Other bidders were advertising executive Donny Deutsch, investor Nelson Peltz, media mogul and publisher Mortimer Zuckerman, who had the New York Daily News, and film producer Harvey Weinstein. They were ultimately outbid by Bruce Wasserstein, a longtime Wall Street investor, who paid $55 million, In 2004, Epstein and Zuckerman committed up to $25 million to finance Radar a celebrity and pop culture magazine founded by Maer Roshan. Epstein and 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002875 EFTA_00016349 EFTA00167101

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KYC Print Page 13 of 21 Zuckerman were equal partners in the venture, Roshan, as its editor-in-chief, retained a small ownership stake. Presently, Mr. Epstein founded Southern Trust Company Inc, a private consulting company that invests the assets of their clients and gets their revenue from the return of these investments. Southern Trust invests in different portfolios catered to their clients and makes their revenue based on the returns and the fees associated with managing thelr client's assets. camaeana wots [somt+ [pun f anes ped wien wh POP https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002876 EFTA_00016350 EFTA00167102

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KYC Print Page 14 of 21 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa‘ Individual's Name: Country of Residence: Address of primary residence: Profession/Occupation: Current Employer: 3A. Individual Details (for all parties) Has client reskled outside of for 5 years or more? a Address of employer: 6100 Red Hook Quarter, B3 St, Thomas United States 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial oO industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities | Yes SO No Ss a his/her country of nationality Is the individual a Politically Exposed Person (PEP)? (if Yes, describe) Oves Mino To the best of your knowledge, is the individual related to an employee of the DB group?/* Family or Friendship, describe ) Oramity CJ Friendship None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) Indicate where and when the client meeting(s) took place: Chent Private | Client Place of " a a 0 = rs jo 38. Wealth Details (Only for parties requiring source of wealth description as indicated In Section 2) CS ce a perme sieneamenetrage | seme soueeetventy If applicable, indicate which bank officers have met the person Bank Officer Narne(s) Summarize Source of Wealth: C2) Business owner Cl satary/éamings Clinvestment (“l inheritance/citts [) other Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did farnity accurnulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Other Known Financial Institutions: 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002877 EFTA_00016351 EFTA00167103

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KYC Print Page 15 of 21 Please indicate the family situation of the individual (marital status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Sumi 3C. Legal Entity Details (For all Legal Entities) oO o 7, Mi Found hon Assocsatior Trust Clestate Cl private Investment Type of Entity: “ " ™ Compeny Purpose of Entity: Philanthropic/Charitable oO O jal United States Virgin Islands Date of incorporation / | 7/14/2000 Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocabiity,settior and beneficiaries, etc.: This is @ 501 (c)3 foundation with Jeffrey Epstein serving as the President. en Indyk ren Indyke and Erika Kellerhals Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons), This is a 501 (c)3 foundation with Jeffrey Epstein serving as the Presklent. To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Oo A Bank (¢.9. external legal counsel, cent referral source, supplier of goods or services)?: Yes No Describe Nature of Entity's Primary Business and Investment Activities . Private nonproft foundation which is organized exclusively for charitable, educational and Nature of the business: ctentific purposes. 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) rrr diene awansonearoes Provide Evidence of Corporate Assets (¢.g, balance sheet or equivalent surrmary of assets/Sabilities); initial donation came from Jeffrey Epstein's personal funds. These funds have then been invested and reinvested as the source of income for the foundation. gets from these investments are then reinvested or donated to charitable endeavors: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002878 EFTA_00016352 EFTA00167104

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KYC Print Page 16 of 21 3C, Legal Entity Details (For all Legal Entities) aoa ny tare (Sct Pc re (J Foundation/Association (}trust A company Clestate | w Miprivate investment L] (3) partnership turpose of Entity: oritanthropic/Charitable [] Date of incorporation / | 2/25/2013 registration: Type of Entity: Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocabiiity,settior and beneficiaries, etc.: Inc is the sole member of Southern Financial LLC. Jeffrey Epstein is the sole sharehokler of Southern Trust Co Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.9. external legal counsel, chent referral source, supplier of goods or services)?: Describe Nature of Entity's Primary Business and Investment Activities This business is funded by Jeffrey Epstein's wealth. Thés company was formed to hold Mr. pstein’s personal wealth and invest in different ventures. This company invests in real estate, the gains it makes in these investments. It ein 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. bakance sheet or equivalent surmmnary of assets/abilities): initial funding in February 2013 was $1,000 from the sole shareholder of the sole managing member (Jeffrey Epstein). Please revert to Mr, Epstein’s source of alth for more details. imated gross receipts | | : 8 8 Estimated net profit I (+): Estimated investable assets ($) Potential Amount to be invested with PWM ($): 8 S 3 8 Other Known Financial Institutions: 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002879 EFTA_00016353 EFTA00167105

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KYC Print Page 17 of 21 M private investment (] (2) Foundation/Association Trust 4] Compan Estate o 0 Purpose of Entity: Iohiianthropic/Charttable C_] lat [J Partnership Purpose of Entity Teper Evy Oe neh ee Other (apectiy’: ‘Country of US Virgin Islands Date of incorporation / | 11/18/2011 incorporation/ registration: registration: Identified on Custorner Profite Address (city, street, post 6100 Red Hook Quarter B3 00802 code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management, For trusts/foundations, include information about revocabiity,settior and beneficiaries, etc.: ey Epstein is the sole shareholder of this company. The signors on this account are Je Epstein, Harry Beller, Jeanne Brennan, and Darren Indy Type of Entity: Please indicate how ownership of the legal entity Is reflected: im Special attention; Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche O wo Bank (e.g. external legal counsel, chent referral source, supplier of goods or services)?: Yes No Describe Nature of Entity's Primary Business and Investment Activities Consulting Services relying on Financial and Biomedical algorithms. Southern Trust is a private Nature of the business: these investments. Southern Trust invests in different portfolios catered to their clients and akes their revenue based on the returns and the fees associated with managing their clients assets, Countries where business is transacted: Nurnber of employees: amonwne [| CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002880 EFTA_00016354 EFTA00167106

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KYC Print Page 18 of 21 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B [7] Risk Rating Comments: Se Sd (Compliance Signature) ‘A. Type of Photo ID Provided MV orivers License Y) Passport (] National/State 1D [] other Checklist of nares (individuals and/or entities) that were submitted for database searches is 8. attached C. Please indicate the resuts of the database searches performed RDC searches complete yes Ono PCR checks complete Vives Ono OFAC checks complete Myre Ono BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, [ED Mies Ono Denial Orders checks complete Mies no Martindale-Hubbell searched (Lawyers/Law Firms only) Cres Mino Mives Co negative results found negative results found negative results found negative results found negative results found negative results found Please summarize any negative results from the database searches indicated above: DARREN INDYKE: Approved in KYC #01133377 HARRY BELLER: Approved in KYC #01133624 JEANNE BRENNAN: Jeanne was previously approved in KYC #01141315 JEFFREY EPSTEIN: RDC Alert #1 -- Cleared & APPROVED by Chip Packard, AML Compliance, and Pat Harris PCR Alert #1/2 -- Not our client All Cases Closed SOUTHERN FINANCIAL LLC: No negative media No court cases SOUTHERN TRUST INC: * No negative media Court Case -- Not our client. FINANCIAL INFOMATICS INC: No negative media No court cases J, Epstein & Co, All Negative Media is our client, He has been cleared of posing a reputational risk as shown by the AML Clearance attached Court Cases have been closed FINANCIAL TRUST & CO Mires Ono Mives Ono Oves Mino Oves Mino Oves Yio Oves Ono RDC/PCR alert is associated with Southern Financial, the company & merged into. This alert has been cleared by Compliance and is attached Court Cases are closed Erika Kellerhats: Civil Action court case of James P Carroll vy Dawn Prosser (a divorce case) which lists Erika Kellerhals as general counsel as she is an attorney. Another case with Supermarket Source Inc lists Erika as the defendent's counsel. These cases are standard in Erika’'s line of work, and they are not directed at her E. To the best of your knowledge, has the client ever been convicted of a To the best of your knowledge, has the customer ever been involved in any past litigation against CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Dyes Mino 7/30/2019 DB-SDNY-0002881 EFTA_00016355 EFTA00167107

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CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) KYC Print Page 19 of 21 Deutsche Bank AG or any of its subsidiaries or is the customer threatening litigation against Deutsche Bank AG or any of its subsidiaries? (JF Yes, provide details below and contact Quality Mgt. (LatAm/Int}) or the Regulatory Control Group and notify Compliance immediately) Does the client or related party have any financial or other association / interactions within countries Dye @ "of regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Yes No , Doss the clent or related party have any financial or other asseclatiory interactions wathin high risk Oves no I. Corporate Documentation Attached (Legal Entities Onty) Mives Cio Cinot Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) Dyes Clo Minot Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation ts not in English, please provide an English summary of the nature/contents of the non-English Documentation: L. Special Risk Factors Does the account have Nexus to Special Risk Countries? Clyes Mino Is the account structure unusually complex? Clyes Mino Is there any indication the client set up a non operating company expressly o *,] for the purpose of transf q shares to third parties? Yes SON Is there any indication this could be a prohibited business relationship? Clves Mino Are the bearer shares identified subject to acceptable controls? Clyes Mino https://dbforcepb.my ..salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 DB-SDNY-0002882 EFTA_00016356 EFTA00167108

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KYC Print Page 20 of 21 This KYC serves as a high risk update for the below listed cients (together “accounthokiers”) . Southern Financial, LLC 2. Southern Trust Company, Inc B. Jeffrey Epstein A. J. Epstein Virgin Islands Foundation, Inc Below are the reasons why we are comfortable with approving this KYC: Information and supporting documents required by our AML Policy were provided and reviewed; and as a It, we have an understanding of the structure of the accountholders, their purpose, the purpose of the counts and expected transaction activity. There are a few risk factors associated with the accounthoklers ~ SOW: The UBOs (Jeffrey Epstein) is the founder of Southern Trust Company Inc, which manages clients pssets. SOW verification was obtained. Negative Media & PEP: There is some negative media against Mr Epstein and he is also maintains a close ationship with Bill Clinton and Prince Andrew. Please see risk calculator for more information. Appropriate ppproval was obtained. Our review did not identify any red flags and thus there was no need to escalate this case further. We performed due diligence searches on all parties and did not find the nares searched to be on any sanctions ists chon conn no mana unge W7/OH 2017 vn phone Cynthia Rodriguez F/P/AL7 2:17 PM research for Jean Anne Brennan Wiebracht Is attached to kyc case 01790820 ONSHORE APPROVALS Client Facing Professional (CFP): ‘stewart oldfield (Signature) 7/5/2017 stewart okifieki 8/8/117 4:45 PM Office Director/Business Head: Andrew F Gailivan Signature) 7/6/2017 drew F Gallivan — a ee AML Business Risk: (Signature) AML Compliance: (Signature) Kshitij Golani Kshitij Gotani 8/8/2017 Yoonsun Chung Yoonsun Chung 8/8/2017 LATAM/INTERNATIONAL APPROVALS (GMTH)/Sub-Market Team Head ‘SMT, Pf (Signature) (Signature) Client Facing Professional (CFP): Global Market Team Head 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002883 EFTA_00016357 EFTA00167109

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KYC Print Page 21 of 21 a a | PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals 1(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002884 EFTA_00016358 EFTA00167110