KYC Print Page | of 15 DB PWM GLOBAL KYC/NCA: PART 47] KYC Case # : 01748087 Status : 6. Approved One sheet must be established pe tio - list all accounts included in the relationsh! 1. Relationship Details oc | pene pero Tf existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: new checking account with account title as Zorro Management LLC{House Acct) and adding Saar igual Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein reached out to Stew Oldfield on 3/7/17 to have a new acct opened under Zorro Management LLC and add two new signors to this List all existing and new accounts involved in this relationship a Spang Sate nanan Account(s) h ia | Zorro Management, LLC - Deposit 12/27/2016 [Demo repenen, 1 rs — https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002849 EFTA_00016323 EFTA00167075

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KYC Print Page 2 of 15 One et must be established for each account to be ope See What is the purpose of the account (e.g. portfollo management, advisory account, custody services, long-term investment, payment/expense account)? the purpose of this account is to manage the daily expenses of the company Indicate from where the assets are expected to arrive? MY) p Group: Same Booking Center (indicate account number): [EEE CJ DB Group: Other Booking Center (indicate DB location and account details): C1 other Institution - (Indicate name & location): Ci Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 0-10 inflows/outflows between SOk and 100k on a monthly basis Please list all parties related to the account. For each party: Check # @ source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other” column, Always describe the relationship between the parties in the last colurnn. Please drill down to the ultimate/underlying Beneficial Owner(s). https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002850 EFTA_00016324 EFTA00167076

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KYC Print Page 3 of 15 See CT wee What is the purpose of the account (€.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of the account is to manage the monthly expenses of the company Indicate from where the assets are expected to arrive? DB Group: Same Booking Center (indicate account number): bb Group: Other Booking Center (indicate DB location and account details): 5 other Institution — (Indicate name & location): (2) physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 0-10 inflows/outflows of no more than LOk on a monthly basis Please list all parties related to the account. For each party: © Check a source of wealth description is required for the party. ¢ Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), © If none of the check boxes apply, describe the party's relation to the account in the “Other column. Abvays describe the relationship between the parties in the last colurnn. . Please drill down to the ultimate/undertying Beneficial Owner(s). https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002851 EFTA_00016325 EFTA00167077

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KYC Print Page 4 of 15 sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account © 3A. Individual Details (for all parties) Country of Citizenship: Has cient resided outside of fete lea Fonsealy Epon Parson OO eed) i) Family i) Friendship None To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (¢.g., external legal counsel, client referral source, supplier of goods or services) (ff Yes, describe ) If applicable, indicate which bank officers have met the person: | Mdicate where and when the client meeting(s) took place: fem camauewenaravtew fT poarremysenesvamennsaraw [SY Soest ‘ae Dares inne ome | Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitabiity? Indicate type of business, countries of major activities, Enportant business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1980. In 1962, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and his financial management firms cotenatnony [amen [emetic wer Se a CC ‘Other Known Financial Institutions: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002852 EFTA_00016326 EFTA00167078

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KYC Print Page 5 of 15 Institution: Country: Est, Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002853 EFTA_00016327 EFTA00167079

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KYC Print Page 6 of 15 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account O p Summas 3A. Individual Details (for all parties) ae ee Ce Has cient resided outside of oO wa his/her country of nationality Yes Mi No Address of primary residenc for 5 years or more? = ° 575 Lexington Ave, 4th Fi Livingston NY United States 10022 Does the person work as senior executive of @ DB-recognized regulated entity in the financial — [i Fy industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes MUNo Is the individual a Poltically Exposed Person (PEP)? (if Yes, describe) Oves Mo To the best of your knowledge, is the individual related to an employee of the DB group?(if (Clramity Cisriendship MM none Family or Friendship, describe ) To the best of your knowledge, ts the individual party to a non-banking relationship with o Deutsche Bank (¢.g., external legal counsel, client referral source, supplier of goods or services)? | Yes No (if Yes, describe ) Tf applicable, indicate which bank officers have met the person; | Indicate where and when the client meeting(s) took place: a CS fafa CCS cee a Se eer Semen (enw Demy: Oa nemnan Come _| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitabiity? Indicate type of business, countries of major activities, important business partners.) eer SST CT es A Sa A ee A Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002854 EFTA_00016328 EFTA00167080

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KYC Print Page 7 of 15 ee | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002855 EFTA_00016329 EFTA00167081

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KYC Print Page 8 of 15 be established for EACH INDIVIDUAL PARTY in Section 2. Account © p 3A. Individual Details (for all parties) his/her country of nationality Ces Mino for 5 years or more? To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (ff Yes, describe ) CCS cee a Se eer Semen (enw Demy: Oa nemnan Come _| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitabiity? Indicate type of business, countries of major activities, important business partners.) eer SST CT es A Sa A ee A Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002856 EFTA_00016330 EFTA00167082

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KYC Print Page 9 of 15 ee | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002857 EFTA_00016331 EFTA00167083

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KYC Print Page 10 of 15 established for EACH INDIVIDUAL PARTY in Section 2. Account O p 3A. Individual Details (for all parties) his/her country of nationality for 5 years or more? justry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (ff Yes, describe ) CCS cee a Se eer Semen (enw Demy: Oa nemnan Come _| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitabiity? Indicate type of business, countries of major activities, important business partners.) eer SST CT es A Sa A ee A Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002858 EFTA_00016332 EFTA00167084

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KYC Print Page 11 of 15 One sheet must be established for EACH LEGAL ENTITY in Section 2. Account '3C. Legal Entity Details (For all Legal Entities) Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries etc: Jeffrey Epstein is the sole manager and owner of this entity. Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): Jeffrey Epstein is the sole manager and owner of| this entity. Signors on this account will be: g. external leg , SUPP good c 7 @ property that Jeffrey Epstein owns in the US Virgin islands. ee a a 3D. Wealth Profile (Onty for parties requiring source of wealth description as indicated in Section 2) fon con oomawtmnonevtew [ fwresantoeswanseneae fd Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): is company is funded by Jet Epstein's personal weakh https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002859 EFTA_00016333 EFTA00167085

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KYC Print Page 12 of 15 Estimated investable assets ($): $1MM-2MM https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002860 EFTA_00016334 EFTA00167086

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KYC Print Page 13 of 15 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B i] a a ‘A. Type of Photo ID Provided Mprivers License C] passport C] nationalstate 10 C] other B. Checklist of names (individuals and/or entities) that were submitted for database searches is attached W) yes C] No . Please indicate the results of the database searches performed RDC searches complete Mies Dino negative results found Oves Mino PCR checks complete Mves Co negative results found Cres Mino E To the best of your knowledge, has the client ever been convicted of a criminal offense? Dyes Mino To the best of your knowledge, has the customer ever been involved in any past litigation against F Deutsche Bank AG or any of its subsidiaries or is the customer threatening litigation against Deutsche "Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. (LatAm/Int}) or the Regulatory Contre! Group and notify Compliance immediately) G Does the client or related party have any financial or other association / interactions within countries of regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Does the cient of related party have any financial or other association) interactions within high risk o uw countries? Yes MI No 1, Corporate Documentation Attached (Legal Entities Only) Mives Ono C)not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) Clves Cio Minot Applicable K. If LexisNexis Search Results, Corporate Documents or Other Supporting Documentation Is not in English, please provide an English summary of the nature/contents of the non-English Documentation: Ts the account structure unusually complex? Oves Mino Is there any indication the client set up a non operating company expressly Oo a for the purpose of transferring shares to third parties? Yes MINo Is there any indication this could be a prohibited business relationship? Oves Mino Are the bearer shares identified subject to acceptable controls? Ol ves Zino https://dbforcepb.my ..salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002861 EFTA_00016335 EFTA00167087

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KYC Print Page 14 of 15 cunt [oe [med . Please revert to recently approved KYc case 01696913 for updated research on alll parties. Research on new 3/7/117 2:38 PM wees ore pig Ary ee APPROVALS 3/13/2017 3/13/2017 LATAM/INTERNATIONAL APPROVALS a Ui Global Market Team Head (GMTH)/Sub- Teom Heed (SHTH): AML Compliance: PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals] (1) (CFP's) should establish and maintain business relationships only with persons who satisfv our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. | confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, ete. Deutsche Bank Americas New York https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002862 EFTA_00016336 EFTA00167088

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KYC Print Page 15 of 15 74 | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002863 EFTA_00016337 EFTA00167089