KYC Print Page | of 16 DB PWM GLOBAL KYC/NCA: PART AT] KYC Case # : 01704382 Status : 6. Approved ied Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein (President of Gratitude America) Is a current client of the bank. He and Darren Indyke reached out to Stew Oldfield on 12/23/2016 to open a checking account for its newest entity, Prytanee LLC How Was the Client(s) Does Deutsche Bank pay a retrocession or similar compensation to a third party for the introduction of this relationship? List all existing and new accounts involved im this relationship | ooo Account(s) _ https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002833 EFTA_00016307 EFTA00167059

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KYC Print Page 2 of 16 One sheet must be established for each account to be o fame rma | What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? the purpase of this account is to managing the monthly expenses of the company Mi 08 Group: Same Booking Center (indicate account number): (IN o DB Group: Other Booking Center (indicate DB location and account details): C2 Other Institution - (Indicate name & location): C1} Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 0-5 inflows/outflows between 100k to 500k on a monthly basis What is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx. one year after opening? Check if a source of wealth description is required for the party. + Check the appropriate bax to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Pry r inancial Please drill down to the ecm Beneficial Owner(s). a = https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002834 EFTA_00016308 EFTA00167060

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KYC Print Page 3 of 16 https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002835 EFTA_00016309 EFTA00167061

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KYC Print Page 4 of 16 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Own: 3A. Individual Details (for all parties) Bank (¢.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes,describe If applicable, indicate which bank officers have met the person; _ | ndkate where and when the client meeting(s) took place: (Clwealth Detais for this individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Primary industry of source of Weaith/Source of Funds? eS Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1980, In 1982, Epstein founded his own financial management firm, J, Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of hés firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and his financial management firms cocewenee [sores iors | Other Known Financial Institutions: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002836 EFTA_00016310 EFTA00167062

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KYC Print Page 5 of 16 | Please indicate the family situation of the individual (marital status, other family members, etc.): | https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002837 EFTA_00016311 EFTA00167063

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KYC Print Page 6 of 16 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Own Summa: 3A. Individual Details (for all parties) Country of Residence: Country of Citizenship: pases ot every realbance! —== Se a Address of employer: 575 Lexington Ave, 4th Fi Livingston NY United States 10022 Does the person work as senior executive of a D8-recognized regulated entity in the financial Oo 7] dustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes WNo fc te invual a Ponca Exposed Person (PEP)?(@ es sre) To the best of your knowledge, is the individual related to an employee of the DB group? Family |()Family (Friendship Winone or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche o Bank (¢.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes Yes, If applicable, indicate which bank officers have met the person; _ | ndkate where and when the client meeting(s) took place: Client Private | Client Place of . pekoneernamgsy tink: omic Parmene [Oberon once owe: Ce perc aanestmmnemsare [| poorer tometmmmnnentee P| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) ee Ce Other Known Financial Institutions: Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002838 EFTA_00016312 EFTA00167064

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KYC Print Page 7 of 16 https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002839 EFTA_00016313 EFTA00167065

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KYC Print Page 8 of 16 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Own: Summa 3A. Individual Details (for all parties) Carin Sipe Cre aa Sa ee Has client resided outside of his/her country of nationality for] {_] yes Minto 5 years or more? ne | ‘Sothebys Current Employer: Position/Title/Rank: Does the person work as senior executive of a D8-recognized regulated entity in the financial Oo a dustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes SNo fc te invual a Ponca Exposed Person (PEP)?(@ es sre) To the best of your knowledge, is the individual related to an employee of the DB group? Family |()Family (Friendship Winone or Friendship, describe ) Bank (¢.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes,describe Profession/Occupation: If applicable, indicate which bank officers have met the person; _ | ndkate where and when the client meeting(s) took place: eC Sd 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) peer aanestmmemeate [| prerecnrtometmmnnewtee P| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) The source of wealth for Caroline Lang derives from her employment as Chairman of Sotheby's Switzerland, Caroline Lang 6 internationally recognized for her in-depth knowledge of the art market and her longstanding expertise in Impressionist, Modern and Contemporary art. Appointed Chairman of the Swiss Department of Impressionist, Modem & Contemporary Art in 2012, this consummate polyglot has advised some of the most important collectors in Switzertand and worldwide. In November 2011, she played a decisive role in the New York sale of Abstraction-Figuration, an exceptional private collection of abstract works by Gerhard Richter and Max Emst which realized a world auction record for a work by Richter at the time. Caroline Lang has also conducted major marathon auctions in Switzerland, the UK and Germany, including the historic week-long sales of works of art from Monrepos Castle in Ludwigsburg in 2000 and the Royal House of Hanover in 2005, Ms Lang also serves as an executive for Warner Brothers Inc,.Her annual income is approx, 450k. Estimated Annual Income($): Estimated amount of investable assets{$): lsimm-2mm | Sere Ce er Other Known Financial Institutions: https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002840 EFTA_00016314 EFTA00167066

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KYC Print Page 9 of 16 a A a Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002841 EFTA_00016315 EFTA00167067

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KYC Print Page 10 of 16 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Own Summa: 3A. Individual Details (for all parties) Has client resided outside of Addeese of gxinary e his/her country of nationality for] {_] yes Mino residenc 5 years or more? Current Employer: Prytanee LLC Position/Title/Rank: employer: 6100 Red Hook Quarter 83 St ThomasUSVI United States Does the person work as senior executive of a D8-recognized regulated entity in the financial Oo 7] dustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes WNo fc te invual a Ponca Exposed Person (PEP)?(@ es sre) To the best of your knowledge, is the individual related to an employee of the DB group? Family |()Family (Friendship Winone or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche oO Bank (¢.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes Yes,describe If applicable, indicate which bank officers have met the person; _ | ndkate where and when the client meeting(s) took place: eC Sd Ce perc aanestmmnemsare [| poorer tometmmmnnentee P| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) ee Other Known Financial Institutions: a nC eC Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002842 EFTA_00016316 EFTA00167068

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KYC Print Page 11 of 16 One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa! 3C. Legal Entity Details (For all Legal Entities) a Type of Entry: 7 Foundation/Association CD trast Mi company C) estate Pu of Entity: M private Investment 0 C partnership Philanthropic/Charitable (_] Commercial tc Purpose of Entity Other Type of Entity Other (specify ee “ Country of Date of incorporation / | 7/22/2016 incorporation/registrati registration: eemmnteet fates | Address (city, street, post 6100 Red Hook Quarter B3 St Thomas 00602 United States sme code! Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries,etc.: This entity is owned 50/50 by Southern Trust Company Inc owned by Jeffrey Epstein and The Pierre Trust in which Caroline Lang is the grantor. Etienne Binant is the ger of the company, Jeffrey and Caroline share the same affinity for art and decided to become partners investing in artwork from up and coming artists together. both invest equally in the purchases of the artwork. Signatories on this account will be: Please indicate how ownership of the legal entity is reflected: LLC Agreement oO Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons). This entity ts owned 50/50 by Southern Trust ‘Company Inc owned by Jeffrey Epstein and The Pierre Trust in which Caroline Lang is the grantor. Etienne Binant is the manager of the company. Jeffrey and Caroline share the same affinity for art and decided to become partners investing in artwork from up and coming artists together. They both invest equally in the purchases of the artwork, The signatories on this account will be: Jeffrey Epstein Darren Indyke Caroline Lang Etienne Binant To the best of your knowledge, is the entity party to 4 non-banking relationship with Deutsche Bank Oo (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes Wo & Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: investment in artwork of up and coming artists Other Known Financial Institutions: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002843 EFTA_00016317 EFTA00167069

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KYC Print Page 12 of 16 Institution: Country: Est. Assets Under Mgt: 3C, Legal Entity Details (For all Legal Entities) estemoy: | (J roundation/Association [] Trust Micompany [1] estate private Investment CJ Partnership Philanthropic (Charitable [_] Commercial ype of Entity Other (specif: fret | Country of US Virgin Islands Date of incorporation / | 11/18/2011 incorporation/registration: registration: enna fut | Address (city, street, post 6100 Red Hook Quarter 83 St Thomas, USVI 00802 United States code): To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank O ww (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes No Describe Nature of Entity's Primary Business and Investment Activities Countries where business is transacted: US Virgin Islands roe ; 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated im Section 2) Primary Country of source of wealth/source of Funds? One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa) [ 3C. Legal Entity Details (For all Legal Entities) 1 https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002844 EFTA_00016318 EFTA00167070

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KYC Print Page 13 of 16 a ee Type of Entity: [Tl Foundation/Association M4 Trust [] company [_] estate Purpose of Ent M private Investment [_) [J Partnership Philanthropic/Charitable [_] Commercial Country of Date of incorporation / | 11/21/2016 incorporation/registration ; anne | “ne sures vokcker ne es [Address (city, street, post U.S. TIN/EIN: Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries etc. Grantor/trustee/beneficary: Caroline Lang residing at [iia sor her death, her chddren become the beneficiaries rd IIE both residing Please indicate how ownership of the legal entity is reflected: trust agreement (7) Special attention: Bearer Shares - Indicate where shares are custodied To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank, (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes LJ Describe Nature of Entity’s Primary Business and Investment Activities Nature of the business: Countries where business Is transacted: USVI;Global Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): source of wealth for this trust derives from Caroline Lang. Please revert to her source of wealth for more details. https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002845 EFTA_00016319 EFTA00167071

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KYC Print A. Type of Photo ID Provided Page 14 of 16 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B [7] —— SOUTHERN FUNC RELATIONS a Cl orivers License MZ) Passport CI nationay/state 10 Clother B. Checklist of names (individuals and/or entities) that were submitted for database searches Is attached Whyes C)no C. Please indicate the results of the database searches performed ROC searches complete PCR checks complete OFAC checks complete BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B) Denial Orders checks complete Martindale-Hubbell searched (Lawyers/Law Firms only) Yves Ono Mies Ono Mies Ono Mives Ono Mies Ono Oves Mito D, Please summarize any negative results from the database searches indicated above: E. To the best of your knowledge, has the client ever been convicted of a criminal offense? To the best of your Knowledge, has the customer ever been involved te any past Rigation against Deutsche Bank AG or any of its subsidiaries or is the customer or the Regulatory Control Does the client or related party have any financial or other association / interactions within countries or "regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Does the client or related party have any financial or other association/ interactions within high risk countries? 1. Corporate Documentation Attached (Legal Entities Only) J, Undisclosed Principal Form Complete (Intermediaries Onty) tion against Deutsche * Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. (LatAm/Int) Group and notify Compliance immediately) negative resuks found negative resus found negative results found negative resus found negative results found negative results found Dves Mino Des Mino Oves Mino Dyes Mino Mives Cho Ci not Applicable Dives Co Minot Applicable Oves Zino Oves Mino Oves Mino Oves Mino Oves Mino Oves Ono K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation Is not in English, please provide an English summary of the nature/contents of the non-English Documentation: L. Special Risk Factors Does the account have Nexus to Special Risk Countries? Is the account structure unusually complex? Is there any indkation the client set up a non operating company expressly for the purpose of transferring shares to third parties? Oves Mino Oves Mino Dves Mi tio Is there any indication this could be a prohibled business relationship? Oves Mito Are the bearer shares identified subject to acceptable controls? Oves Mino https://dbforcepb.my..salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002846 EFTA_00016320 EFTA00167072

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KYC Print Page 15 of 16 |_creeted Oy [tate Pomme cythi Rodrigue |1/sa/ss7 «991m [er OP ternal tx eam, the Pere Trust would not require @ tax ID because this trust has a foreign grantor owner, ONSHORE APPROVALS eee ee Persea Office Director/Business Head: ‘Signature) 1/6/2017 nm Brash a Gc Gwen Hill 1/19/2017 Yoorsun Chung 1/19/2017 LATAM/INTERNATIONAL APPROVALS a (CO Global Mar Team Head (GMTH)/Sub et Team Head (SMTH): PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals 1(1) (CFP's) should establish and maintain business relationships only with persons who satisfv our high standards of suitability, background and character, Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002847 EFTA_00016321 EFTA00167073

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KYC Print Page 16 of 16 correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York |” https://dbforcepb.my..salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002848 EFTA_00016322 EFTA00167074