KYC Print Page | of 10 DB PWM GLOBAL KYC/NCA: PART A [7] KYC Case # : 01696913 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: a C New PWM Relationship CO existing PWM Relationship Relationship to PWM: Tf existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: i— How Was the Client(s) Introduced? How long has the Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein (President of Gratitude America) & @ current client of the bank. He and Darren Indyke reached out to Stew Oldfield on 12/12/2016 to open a checking account for its newest entity, Zorro Management LLC Compensation to a third party for the introduction of this relationship? List all existing and new accounts involved in this relationship Legal Entity Account Name / Number Opening Date (intended/actual) -count(s) CC Who is the primary contact person for the RM? (Note: This Preferred method of contact person needs to have signatory (indicate phone no., fax no., Tights and/or information right email address, etc.) for the accounts. ): 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002823 EFTA_00016297 EFTA00167049

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KYC Print Page 2 of 10 One sheet must be established for each account to be o a Acct. Number (if available) 1 What is the purpose of the account (e.g. portfolla management, advisory account, custody services, long-term investment, payment/expense account)? the purpose of this account is to manage the daily expenses of the company Indicate from where the assets are expected to arrive? 4] DB Group: Same Booking Center (indicate account number): 35269691 QO DB Group: Other Booking Center (indicate DB location and account details): C1 other Institution - (Indicate name & location): O Physical Deposits (specify cash, securities, cheques, ...) What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 0-10 Inflows/ outflows between 50k and 100k on a monthly basis What is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account apprax. one year after opening? Currency 7, Does/will the client have Assets Under Management (AuM) within DB under Eur, 3M? Oves Z1No Please list all parties related to the account. For each party: «© Check @ @ source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). * I none of the check boxes apply, describe the party's relation to the account in the “Other” column, Abvays describe the relationship between the parties in the last colurnn. Please drill down to the ultimate/underlying Beneficial Owner(s). es 7302019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002824 EFTA_00016298 EFTA00167050

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KYC Print Page 3 of 10 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account O p Summa 3A. Individual Details (for all parties) Has cient resided outside of Address of primary residence: Lite Saint James Saint Thomas 00802 Lael country of nationality 5 years or more? Profession/Occupation: Self Empolyed Tax ID / SSN: = Address of ernployer: 6100 Red Hook Quarter B3 St. Thomas United States 00802 Does the person work as senior executive of a DB-recognized regulated entty in the financial [ra industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes MUNo Is the Individual a Poltically Exposed Person (PEP)? (if Yes, describe) To the best of your knowledge, is the individual related to an employee of the DB group?/if Family or Friendship, describe ) To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (ff Yes, describe ) Tf applicable, indicate which bank officers have met the person; | Indicate where and when the client meeting(s) took place: ee =e po PO fmreantometenmennsee porate Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitabiity? Indicate type of business, countries of major activities, Enportant business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands, All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and his financial management firms ‘Other Known Financial Institutions: 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002825 EFTA_00016299 EFTA00167051

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KYC Print Page 4 of 10 Institution: Country: Est, Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002826 EFTA_00016300 EFTA00167052

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KYC Print Page 5 of 10 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account O p Summa 3A. Individual Details (for all parties) en Has cient resided outside of Address of primary residence: paper country of nationality lor S years or more? a 575 Lexington Ave, 4th FI Lvingston NY United States 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial vsMno 7] industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities vsMno No Is the Individual a Politically Exposed Person (PEP)? (if Yes, describe) Ces Mino To the best of your knowledge, is the individual related to an employee of the DB group?/if Family CT Friendship M1 None Family or Friendship, describe ) To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (@ Yes, describe ) Indicate where and when the client meeting(s) took place: Cent Private Place of CS Cd gd a eee a ea Cl business Owner C]satary/Earnings [J investment (5 Inheritance/Gitts Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitabiity? Indicate type of business, countries of major activities, important business partners.) Cerca Ce a ee ee ee a ee ee Please indicate the family situation of the individual (marital status, other family members, etc.) 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002827 EFTA_00016301 EFTA00167053

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KYC Print Page 6 of 10 One sheet must be established for EACH LEGAL ENTITY in Section 2. Account '3C. Legal Entity Details (For all Legal Entities) [oun Aseciation trust Mi company Cestate Viprivate Investment Partnership p op Date of incorporation / | 12/14/2016 4 registration: Volcker Status: eterna Required Volcker Flag: Address (city, street, post Son eater, BS. Thomas; USVI 00802 United U.S. TIN/EIN: code): i Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries etc: Jeffrey Epstein is the sole manager and owner of this entity. Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): Jeffrey Epstein is the sole manager and owner of this entity, Signors on this account will be: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002828 EFTA_00016302 EFTA00167054

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KYC Print Page 7 of 10 Irstitution: Country: Est, Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002829 EFTA_00016303 EFTA00167055

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KYC Print Page 8 of 10 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B | FA | Relationship Name SOUTHERN FINANCIAL RELATIONSHIP Risk Rating Comments: RDC searches complete Mies Co negative results found Oves Mi no OFAC checks complete Mies Ono negative results found Dyes Mito BIS searches complete (Lexis/Nexts, Factiva, Reuters, Dow Jones, ID Mives Ono negative results found Oes Minto Denial Orders checks complete Myves Ono negative results found Cres Mino Martindale-Hubbell searched (Lawyers/Law Firms only) Clves Wino negative results found Clves Co D. Please surnmarize any negative results from the database searches indicated above: E To the best of your knowledge, has the client ever been convicted of a criminal offense? Dves Minto To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer threatening litigation against Deutsche oO Bank AG or any of its subsidiaries? (IF Yes, provide details below and contact Quality Mgt. nee: EEN (LatAm/Int) or the Regulatory Control Group and notify Compliance immediately) f G Does the client or related party have any financial or other association / interactions within countries o oF regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Yes Mi No Does the client or related party have any financial or other association/ interactions within high risk Dves no Ht countries? 1, Corporate Documentation Attached (Legal Entities Only) Mives Cno C) Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) Dyes Ono M1 not Applicable nature/contents of the non-English Documentation: Is there any indication the client set up a non operating company expressly Oo for the purpose of transferring shares to third parties? Yes MINo Is there any indication this could be a prohibited business relationship? Oves Wino Are the bearer shares identified subject to acceptable controls? Oves Zino 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002830 EFTA_00016304 EFTA00167056

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KYC Print Page 9 of 10 cunt [oe [mS 12/15/116 2:42 PM Recent research for Darren Indyke and Jeffrey Epstein can be found in case 01651789. Scene fee Feenatn 12/20/2016 12/20/2016 LATAM/INTERNATIONAL APPROVALS a Ui Global Market Team Head (GMTH)/Sub- Teom Heed (SHTH): AML Compliance: PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals] (1) (CFP's) should establish and maintain business relationships only with persons who satisfv our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. | confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, ete. Deutsche Bank Americas New York https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002831 EFTA_00016305 EFTA00167057

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KYC Print Page 10 of 10 [4)| 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002832 EFTA_00016306 EFTA00167058