KYC Print Page 1| of 14 DB PWM GLOBAL KYC/NCA: PART A [7] KYC Case # : 01651789 Status : 6. Approved One sheet must be established i - list all accounts included in the 1. Relationship Details a Serene ‘(Dre If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Update of KYC #01133113. Beneficiaries have changed Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein (President of Gratitude America) is a current client of the bank and reached out to Stewart Oldfield to update the beneficiaries Relationship to PWM: List all existing and new accounts involved in this relationship is Spang uss rises) Account(s) a Preferred method of contact (indicate phone no., fax no., e-mail address, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002809 EFTA_00016283 EFTA00167035

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KYC Print Page 2 of 14 One sheet must be established for each account to be 2. Account Ownership Summary favre ome idee Account Manager: What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? This is ‘a checking account to hoki funds for the trust. Indicate from where the assets are expected to arrive? (7) 8 Group: Same Booking Center (indicate account number): CJ 8 Group: Other Booking Center (indicate D8 location and account detaits): Other Institution (Indicate name & location): JPMorgan. New York, NY C) Physical Deposits (specify cash, securities, cheques, ..): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 5-10 inflows and outflows per month ranging fron $1,000 to $20,000 What is the expected volume of assets and currency for the account approx. 90 days after Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002810 EFTA_00016284 EFTA00167036

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KYC Print Page 3 of 14 a Colo | santo ewe What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market account. To hoki cash for the trust to earn interest Indicate from where the assets are expected to arrive? C1] 8 Group: Same Booking Center (indicate account number): (] 8 Group: Other Booking Center (indicate D8 location and account details): © other Institution (Indicate name & location): JPMorgan. New York, NY C1) Physical Deposits (specify cash, securities, cheques, ...): ‘What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-2 inflows and outflows per month ranging fron $1,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after ‘opening? What is the expected volume of assets and currency for the account approx. one year after ‘opening? Please list all parties related to the account. For each party: Check if a source of wealth description Is required for the party. (Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). Tf none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002811 EFTA_00016285 EFTA00167037

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KYC Print Page 4 of 14 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersh 3A. Individual Details (for all parties) “a oan a Country of Citizenship: her = Has client resided outside of eee el ee — ae —— Does the person work as senior executive of a DB-recognized regulated entity in the financial Oo dustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities |\— Yes 82 No Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) Cyes Yino To the best of your knowledge, is the individual related to an employee of the DB group?/if |[]ramity [lrriendship Minone Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (# Yes,describe ) If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: a (= (= fm conetmimmewne [TY porn toetmewetrewn [TY Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1960. In 1962, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands, All of his clients were anonymous except for the very wealthy businessman Leste Wexner, His wealth has come from his days at Bear Stearns and his financial management firms eres a oe ‘Other Known Financial Institutions: CC https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002812 EFTA_00016286 EFTA00167038

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KYC Print Page 5 of 14 Institution: Deutsche Bank Est. Assets Under Mgt: 70,000,000,00 se oe co Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002813 EFTA_00016287 EFTA00167039

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KYC Print Page 6 of 14 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersh 3A. Individual Details (for all parties) ny oe Country of Residence: Country of Citizenship: = Has client resided outside of ee wanton Does the person work as senior executive of a DB-recognized regulated entity in the financial Oo industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities |/~ Yes % No Is the individual a Politically Exposed Person (PEP)?/if Yes, describe) yes Mino To the best of your knowledge, is the individual related to an employee of the DB group?/if | ["] Family Clrriendship Minone Family or Friendship, describe } To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (# Yes,describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: Cee fcr aonemimmeewne [TY forme toetmewetrewn | Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) neti | fete ere a Co a Co a Institution: Country: Est. Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002814 EFTA_00016288 EFTA00167040

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KYC Print Page 7 of 14 Please indicate the famity situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002815 EFTA_00016289 EFTA00167041

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KYC Print Page 8 of 14 sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersh Has client resided outside of his/her country of nationality |{]yes Mino for 5 years or more? fe ise 9100 Port of Sale Mall, Ste 15 St. Thomas 00802 the person work as senior executive of a DB-recognized regulated entity in the financial Oo industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes MINo fe the incl = Poabcaty Expose Person (70s sents) To the best of your knowledge, is the individual related to an employee of the DB group?/if |[]ramity [lrriendship Minone Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: () weaith Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of weatth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries Amount of assets planned to invest with PWM($): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002816 EFTA_00016290 EFTA00167042

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KYC Print Please indicate the family situation of the individual (marital status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa: Page 9 of 14 3C, Legal Entity Details (For all Legal Entities) Type of Entity Other (specify): Type of Entity CiFoundation/Association M4 Trust [ Icompany {] estate LJ Partnership Country of incorporation/registration: Volcker States Determination Required Address (city, street, post 6100 Red Hook Quarter B3 St, Thomas 00802 United States code) Darren Indyke https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Purpose of Entity: Purpose of Entity Other (specify): Date of incorporation / registration Mi private Investment C] Philanthropic/Charitable Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about! revocability, settlor and beneficiaries, etc This is an irrevocable trust set up by Jeffrey Epstein as the grantor. The the beneficiaries for the trust are being updated by the current trustees, The trustees pre TT fh and Erika Kellerhals. The beneficiaries are 7/30/2019 DB-SDNY-0002817 EFTA_00016291 EFTA00167043

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KYC Print Page 10 of 14 Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/Mabilities): st account with Jeffrey Epstein as Grantor. Initial $100 given to the account to fund. The funds for this trust account come from investments made by Jeffrey’ tein. His wealth profile is filled out. The trust is for the benefit of the 6 named individuals https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002818 EFTA_00016292 EFTA00167044

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KYC Print Page 11 of 14 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B [7] ee Attachments Viorivers License M1 passport [I nationaiystate 10 Clother 8. Checklist of narnes (individuals and/or entities) that were submitted for database searches is ves One Mies Ono negative results found BIS searches complete (Lexis/Nexts, Factiva, Reuters, Dow Jones, 068) Mives C)No negative results found “) Denial Orders checks complete Mies Ono negative results found Oves Mino Martindale-Hubbell searched (Lawyers/Law Firms only) Dyes Mino negative results found Oves Ono Please summarize any negative results from the database searches indicated above: BUTTERFLY TRUST: Negative Media: All negative media pertains to a company called the Butterfly Trust in Europe. This is not our client. Our client is an actual trust created by 2 Grantor and not a company. No court cases JEFFREY EPSTEIN: Previously approved KYC #:01082293 & 01121718 All negative media pertains to court cases which have been previously approved in the above mentioned KYCs. Court Cases have been closed D. RDC alerts for Richard Kahn came up but they were all false positives as the age and locations of the alerts did not match the age and address on file, HARRY BELLER: No negative media Court case lists him as a defendant for being chief of medical staff for Jackson Memorial Hospital. The court concluded that the plaintiff had no cognizable claim that his civil rights has been violated, but refused to dismiss his complaint as to his antitrust claim Defendants’ motion was thus granted in part and denied in part. The defendants listed in this case have not committed any illegal acts of conduct in any way. The case was settled on 6/30/1987. ERIKA KELLERHALS: No negative media Erika is an attorney and listed as legal counsel for several court case. Court case to appeal from a decision of the bankruptcy court. Appellee trustee moved Taner Papp. tye af oeary-cer oa of the six Poulis factors, five weighed in favor of dismissal and it was granted. Another court case ge and property settlement. The case was concluded. E. To the best of your knowledge, has the client ever been convicted of a criminal offense? Mies Ono To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer threatening litigation against o Mw Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. ‘1 Yes No (LatAm/Int?) or the Regulatory Contro! Group and notify Compliance immediately) F. Does the client or related party have any financial or other association / interactions within S. countries ot regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Dives Mino ,, Does the client or related party have any financial or other association/ interactions within high risk Oo yw countries? Yes MINo T. Corporate Documentation Attached (Legal Entities Only) Mies Co Cl Not Appicable https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002819 EFTA_00016293 EFTA00167045

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KYC Print Page 12 of 14 Dyes Co Not Appticable Does the account have Nexus to Special Risk Countries? Clyes Mino Is the account structure unusually complex? Clyes Vino Is there any indication the client set up @ non operating company expressly ry A for the purpose of transferring shares to third parties? Yes Is there any indication this could be a prohibited business relationship? Clyes Yino Are the bearer shares identified subject to acceptable controls? Clyes Yino https://dbforcepb.my ..salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002820 EFTA_00016294 EFTA00167046

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KYC Print Page 13 of 14 a During the Hfetime of the grantor, the trustees have the right to add/delete beneficiaries under Article Third of Trust agreement by an acknowledged instrument delivered to the Grantor. Cynthia Rodriguez —_| 12/30/16 11:29 AM cached is the acknowtedged Instrument for the addition and deletion of the beneficiaries, signed by the trustees and the grantor. cynthia Rodriguez | 2/1/117 11:23 AM Amended We lumafideson stash tn isha UNNI Remand sen atacand Jason Shames advised on1/03/2017 that fully executed addition of beneficiary forms by the trustee, along with Cynthia Rodriguez 1/30/117 2:45 PM cnovdedgment signature from the grantor are what is needed to make changes to the beneficiaries of the cris tatiger anomiesozen | Attached are the supporting documents for the addition/deletion of benes of this trust. ONSHORE APPROVALS Client Facing Professional (CFP): Signature) Tyisjaoi6 terri sohrab oe eens mens | — a ie _ | oe AML Compliance: Ricardo Mendoza 2/2/2017 Yoonsun Chung 2/2/2017 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): Global Market Team Head (GMTH)/Sub-Market Team Head (SMTH): AML Business Risk: PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of tts clients. To do so, Client Facing Professionals 1](1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002821 EFTA_00016295 EFTA00167047

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KYC Print Page 14 of 14 documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. https://dbforcepb.my .salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002822 EFTA_00016296 EFTA00167048