KYC Print Page | of 12 DB PWM GLOBAL KYC/NCA: PART A [7] KYC Case # : 01346733 Status : 6. Approved One sheet must be established ti - list all accounts included in the 1. Relationship Details Ce reereaoe =‘ eam nts If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein (President of Gratitude America) is a current client of the bank Relationship to PWM: List all existing and new accounts involved in this relationship a pening bats (tence Account(s) Jorattude merce tid sats Preferred method of contact https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 1N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002785 EFTA_00016259 EFTA00167011

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KYC Print Page 2 of 12 One sheet must be established for each account to be Account Manager: What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money market account to hold funds and earn interest Indicate from where the assets are expected to arrive? DB Group: Same Booking Center (indicate account number): DB (2) 8 Group: Other Booking Center (indicate D8 location and account details): (2) Other Institution ~ (Indicate name & location); C) Physical Deposits (specify cash, securities, cheques, ...): ‘What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging fron $10,000 to $100,000 Please list all parties related to the account. For each party: * Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002786 EFTA_00016260 EFTA00167012

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KYC Print Page 3 of 12 2. Account Ownership Summary a CO Ca What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to deal with the day-to-day running of the foundation Indicate from where the assets are expected to arrive? Mi 8 Group: Same Booking Center (indicate account number): DB () 8 Group: Other Booking Center (indicate D8 location and account details): (2) other Institution ~ (Indicate name & location); C1) Physical Deposits (specify cash, securities, cheques, ...): ‘What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10-20 inflows and outflows per month ranging from $10,000 to $100,000 What is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: Check if a source of wealth description Is required for the party. (Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). Tf none of the check boxes apply, describe the party's relation to the account in the “Other* column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/undertying Beneficial Owner(s). oO jojo jo je jojo fT fo fe fof men {O (Ojo fo ja jojo fo ojo fo jo] @ jojo jo fo fofo | jo fo fof | https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002787 EFTA_00016261 EFTA00167013

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KYC Print Page 4 of 12 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersh 3A. Individual Details (for all parties) Has client resided outside of oO r ‘ ‘ _ | Litte Saint James Saint Thomas 00802 US Virgin Islands his/her country of nationality Yes ¥) No Address of primary residence: for 5 years or more? — Preset n/Occupation: cowtenee amen Address of employer: 6100 Red Hook Quarter B3 St. Thomas USVI 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial Oo dustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities |\— Yes 82 No Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) Cyes Yino To the best of your knowledge, is the individual related to an employee of the DB group?/if |[]ramity [lrriendship Minone Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (# Yes,describe ) If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: a (= (= oe fm conetmimmewne [TY porn toetmewetrewn [TY Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1960. In 1962, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands, All of his clients were anonymous except for the very wealthy businessman Leste Wexner, His wealth has come from his days at Bear Stearns and his financial management firms eres a oe comnaneo: [mera fomtmmrmaemenwnnn [| ‘Other Known Financial Institutions: a aC https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002788 EFTA_00016262 EFTA00167014

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KYC Print Page 5 of 12 Institution 4 Country: Please indicate the family situation of the individual (marital status, other family members, etc.): Est. Assets Under Mgt: amansene |_| https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002789 EFTA_00016263 EFTA00167015

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KYC Print Page 6 of 12 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersh 3A. Individual Details (for all parties) Country of Residence: Country of Citizenship: ed Has client resided outside of : a wre Does the person work as senior executive of a DB-recognized regulated entity in the financial Oo industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities |/~ Yes % No Is the individual a Politically Exposed Person (PEP)?/if Yes, describe) yes Mino To the best of your knowledge, is the individual related to an employee of the DB group?/if | ["] Family Clrriendship Minone Family or Friendship, describe } To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (# Yes,describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: Cee fcr aonemimmeewne [TY forme toetmewetrewn | Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) neti | fete ere a Co a Co a Institution: Country: Est. Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002790 EFTA_00016264 EFTA00167016

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KYC Print Page 7 of 12 Please indicate the family situation of the individual (marital status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Su 3C, Legal Entity Details (For all Legal Entities) a Mi roundation/Asseciation (] trust ]company Cl estate Clrivate Investment} Purpose of Entity: philanthropic/Charitable [_] Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about! revocability,settlor and beneficiaries, etc.: 501(¢)3 foundation. Jeffrey Epstein is president, Darren Indyke is treasurer and Erika Kellerhals is Secreta’ Please indicate how ownership of the legal entity is reflected: 501(c)3 foundation. Jeffrey Epstein is president, Darren Indyke is treasurer and Erika Kellerhals is Secretary (J Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if mot the same persons}. 501(c)3 foundation. Jeffrey Epstein is president, Darren Indyke is treasurer and Ertka Kellerhals is Secretary To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche o 7] Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes No Describe Nature of Entity’s Primary Business and Investment Activities The foundation has not yet started distributing funds and is still determining what endeavors Nature of the business: they will support. They hope to support a broad range of efforts including, but not limited to, ducation, science, research, etc. vo ee pC 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Se Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): foundation Is to be funded by Jeffrey Epstein https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002791 EFTA_00016265 EFTA00167017

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KYC Print Page 8 of 12 https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002792 EFTA_00016266 EFTA00167018

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KYC Print Page 9 of 12 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B [Z] Relationship Name SOUTHERN FINANCIAL RELATIONSHIP Sa 4. Attachments A. Type of Photo ID Provided Miorivers License M1 passport (I nationaystate 10 Cl other 8 Checklist of narnes (individuals and/or entities) that were submitted for database searches is Yves One C. Please indicate the results of the database searches performed ROC searches complete Mies Ono negative results found PCR checks complete ives Ono negative results found OFAC checks complete Mies Ono negative results found BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B) Mies Fino negative results found Denial Orders checks complete Mes Ono negative results found Martindale-Hubbell searched (Lawyers/Law Firms only) Oves Mino negative results found GRATITUDE AMERICA: Please summarize any negative results from the datal indicated above: No negative media No court cases DARREN INDYKE: D. Negative media mentions his name as an owner of a building. The negative media is not about him individually but about the others mentioned. * No court cases JEFFREY EPSTEIN: Previously approved KYC #:01082293 & 01121718 All negative media pertains to court cases which have been previously approved in the above mentioned KYCs. Court Cases have been closed E. To the best of your knowledge, has the client ever been convicted of a criminal offense? To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer threatening Stigation against Cves no * Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. (LatAm/Int’) or the Regulatory Control Group and notify Compiiance immediately) Does the client or related party have any financial or other association / interactions within o countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Yes MINo 1. Corporate Documentation Attached (Legal Entities Only) Mies Co C1] Not Applicable Dyes Co no M1 Not Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: L. Special Risk Factors Does the account have Nexus to Special Risk Countries? Oves Mino ‘account structure unusually complex? Oves Mino https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002793 EFTA_00016267 EFTA00167019

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KYC Print Page 10 of 12 1s there any indication the client set up a non operating company expressly o w for the purpose of transferring shares to third parties? Yes MINo Is there any indication this could be a prohibited business relationship? Clyes Mino Are the bearer shares Kentified subject to acceptable controls? Oves Mino https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002794 EFTA_00016268 EFTA00167020

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KYC Print Page 11 of 12 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals 1](1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002795 EFTA_00016269 EFTA00167021

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KYC Print Page 12 of 12 ee 4 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002796 EFTA_00016270 EFTA00167022