KYC Print Page 1 of 12 DB PWM GLOBAL KYC/NCA: PART A [7] KYC Case # : 01345935 Status : 6. Approved accounts included in the relati 1. Relationship Details C New PWM Relationship (3 existing PWM Relationship Tf existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein is a current client of the Bank. Wants to open a new account. LSJE was established for purposes of maintaining payroll and maintenance related expenses of Jeffrey Epstein's private residence. No business purpose. Relationship to PWM: Ust all existing and new accounts involved in this relationship a oon oe) Account(s) a CC Preferred method of contact (indicate phone no., fax no., email address, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002773 EFTA_00016247 EFTA00166999

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KYC Print Page 2 of 12 One sheet must be established for each account to be o 2. Account Ownership Summary a eo ‘What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account for the daily expenses associated with running one of Jeffrey Epstein's private homes. Indicate from where the assets are expected to arrive? DB Group: Same Booking Center (indicate account number): Deutsche Bank (J 8 Group: Other Booking Center (indicate DB location and account details): (7) other institution - (Indicate name & location): [7] Physical Deposits (specify cash, securities, cheques, ...): ‘What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10-20 infloves and outflows per month ranging from $10,000 to $100,000 ‘What is the expected volume of assets and currency for the account approx. 90 days after opening? Please list all parties related to the account. For each party: © Check if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), © If none of the check boxes apply, describe the party's relation to the account in the “Other” column. * Always describe the relationship between the parties in the last column. © Please drill down to the ultimate/underlying Beneficial Owner(s). Sg a og og el ed Ty parties) ‘count piaja bela fofo jo fo fofo | fo fo fo] {ojo fei [ofa jo fe jojo | fo fo jo] | pola eo fofo je i jojo | fo fe fo https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002774 EFTA_00016248 EFTA00167000

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KYC Print Page 3 of 12 2. Account Ownership Summary a ‘What is the purpose of the account (¢.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market account. To hold funds and earn interest Indicate from where the assets are expected to arrive? DE Group: Same Booking Center (indicate account number): DB (] 08 Group: Other Booking Center (indicate DB location and account details): (7) other Institution - (Indicate name & location): (2) Physical Deposits (specify cash, securities, cheques, ...): ‘What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $10,000 to $100,000 ‘What is the expected volume of assets and currency for the account approx. one year after opening? i, Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? Please list all parties related to the account. For each party: Check If a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). count parties pial keja jojo fo fo fofo | fo jo fo] | P joj pelo [ojo j@ je jojo | fe fo fo https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002775 EFTA_00016249 EFTA00167001

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KYC Print Page 4 of 12 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa: 3A, Individual Details (for all parties) , | Little Saint James Saint Thomas 00802 US Virgin Islands : ‘Southem Financial LLC ink: Address of employer: 6100 Red Hook Quarter B3 St. Thomas USVI 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating Cves Mino noties is the individual a Politically Exposed Person (PEP)?(¥ Yes, descnbe) To the best of your knowledge, ts the individual related to an employee of the DB group?/if (Tramity o Friendship Mi none Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes, describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: ee fms seawamsonesear [TY Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (¢.9. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 19680. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands, which merged into Southern Financial LLC. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and his financial management firms Estimated Annual Income($): | 10,000,000.00 Estimated amount of investable assets($): $50 MM = 100 MM ee ee Other Known Financial Institutions: https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002776 EFTA_00016250 EFTA00167002

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KYC Print Page 5 of 12 Country: USA Est. Assets Under Mgt: 330,000,000.00 Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002777 EFTA_00016251 EFTA00167003

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KYC Print Page 6 of 12 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa: nk: Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating noties is the individual a Politically Exposed Person (PEP)?(¥ Yes, descnbe) To the best of your knowledge, ts the individual related to an employee of the DB group? (if (Tramity o Friendship Minone Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes, describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person his/her country of nationality for 5 years or more? femernnen | Se cam siansmanestewy —[ fy since [| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (¢.9. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) re) Co ete a Co Other Known Financial Institutions: i Institution: Country: Est. Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002778 EFTA_00016252 EFTA00167004

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KYC Print Page 7 of 12 a Please indicate the farnily situation of the individual (marital status, other famiay members, etc.): sheet must be established for EACH LEGAL ENTITY in Section 2. Account '3C. Legal Entity Details (For all Legal Entities) ise, Lc - 5 CJroundation/association C}rrust Micompany Clestate| 5. ose of entity: Mi Private investment C) Cpartnership rpose of Entity: jlanthropic/Charitable [_,] Purpose of Entity Other (specify): Date of incorporation / reg : Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries,etc.: 10/27/2011 LSJE is a single member LLC. Jeffrey Epstein is the sole owner and member. He owns 100% of the 100 shares issued. Please indicate how ownership of the legal entity is reflected: LSJE is a single member LLC. Jeffrey Epstein is the sole over and member. He owns 100% of the 100 shares Issued. (J special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if mot the same persons} LSJE Is a single member LLC. Jeffrey Epstein is the sole owner and member. He owns 100% of the 100 shares issued. To the best of your knowledge, Is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or Yes oO No wv services)?: Describe Nature of Entity's Primary Business and Investment Activities . LSJE, LLC was established for purposes of maintaining payroll and maintenance related haar netics: usc ey Ets pt rescence hs Bae pape fcemieernmmvemes CS Se 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) am aenamamenrateas [TY Provide Evidence of Corporate Assets (¢.g. balance sheet or equivalent summary of assets/liabilities): inds from Jeffrey Epstein. LSJE, LLC was established for purposes of maintaining payroll and maintenance related expenses of Jeffrey Epstein's private esidence. No business purpose oo) eee Other Known Financial Institutions: https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002779 EFTA_00016253 EFTA00167005

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KYC Print Page 8 of 12 Est. Assets Under Mgt: Institution: Country: Cs https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002780 EFTA_00016254 EFTA00167006

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KYC Print Page 9 of 12 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B A. Type of Photo ID Provided Miprivers License (] Passport C] national/State 10 (] other 8 Checklist of names (individuals and/or entities) that were submitted for database searches is "attached C. Please indicate the results of the database searches performed RDC searches complete PCR checks complete OFAC checks complete BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B) Denial Orders checks complete Martindale-Hubbell searched (Lawyers/Law Firms only) mmarize results the datal Mies Clo Mies Cio yes Ono Mies Ono Mires Ono Oves Mino licated above: = LSJE, LLC: Dyes Mino negative results found negative results found negative results found negative results found negative results found negative results found Clyes Wino Cres Mino Oves Mino Oves Mino Dyes Mino Oves Ono Negative media mentions his name as an owner of a building. ‘The negative media is not about him individually but about the others mentioned. No court cases JEFFREY EPSTEIN: approved KYC #:01082293 & 01121718 Previously All negative media pertains to court cases which have been previously approved in the above mentioned KYCs. Court Cases have been closed E. To the best of your knowledge, has the client ever been convicted of a criminal offense? . Mives Ono To the best of your knowledge, has the customer ever been involved in any past IRigation Deutsche Bank AG or any of is subsidiaries or is the customer threatening litigation against against * Deutsche Bank AG or any of its subsidiaries? (Jf Yes, provide details below and contact Quality inynediately) Mgt. (LatAm/Int1) or the Regulatory Contra! Group and notify Compliance Does the client or related party have any financial or other association / interactions within " countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Does the client or related party have any financial or other association/ interactions within high * risk countries? Corporate Documentation Attached (Legal Entities Only) nature/contents of the non-English Documentation: Factors Oves Mino Dyes Mino Dyes Mino Mives Co C) Not Applicable Dyes Co Minot Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002781 EFTA_00016255 EFTA00167007

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KYC Print Page 10 of 12 Does the account have Nexus to Special Risk Countries? Dyes Wino Is the account structure unusually complex? Clyes Mino Is there any ination the cent st rating comp spenehy fer the purpcee of trenoferrten shares 00 thing parties?” Oves Mine Is there any indication this could be a prohibited business relationship? = lyes WIno Are the bearer shares kéentified subject to acceptable controls? Cyes Mino https://dbforcepb.my ..salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002782 EFTA_00016256 EFTA00167008

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KYC Print Page 11 of 12 jo records to display. Chent Facing Professional (CFP): LATAM/INTERNATIONAL APPROVALS Chent Facing Professional (CFP): Global Market Team Head (GMTH)/Sub-Market Team Head nce: AML Business Risk: PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals l(l) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002783 EFTA_00016257 EFTA00167009

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KYC Print Page 12 of 12 | nas 4 | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002784 EFTA_00016258 EFTA00167010