KYC Print Page | of 24 DB PWM GLOBAL KYC/NCA: PART 47] KYC Case # : 01344537 Status : 6. Approved One sheet must be established pe tio - list all accounts included in the relationsh! 7. Relationship Details = —— Rclatonship Manage: | Manager: Paul Morris please indicate since when the relationship exists, provide reason for new profile and attach old profile: Update of KYC rete Trustees have changed Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein/Butterfly Trust are current clients of the Bank, List all existing and new accounts Involved in this relationship a ee o_o Accownt(s) Ca https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002749 EFTA_00016223 EFTA00166975

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KYC Print Page 2 of 24 One sheet must be established for each account to be opened Acct. Number (if available): What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? This is a checking account to hok! funds for the trust. Indicate from where the assets are expected to arrive? C2) Ds Group: Same Booking Center (indicate account number): CJ DB Group: Other Booking Center (indicate DB location and account details): Other Institution (Indicate name & location): JPMorgan. New York, NY CJ] Physical Deposits (specify cash, securities, cheques, ...) What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 5-10 Inflows and outflows per month ranging from $1,000 to $20,000 What is the expected volume of assets and currency for the account approx. one year after opening? Does/will the client have Assets Under Management (AuM) within DB under Eur, 3M? Oves Mino Check if & source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other column, Abvays describe the relationship between the parties in the last colurnn. Please drill down to the ultimate/underlying Beneficial Owner(s). https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002750 EFTA_00016224 EFTA00166976

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KYC Print Page 3 of 24 Account Manager: What is the purpose of the account (€.g. portfolio management, advisory account, custody services, long-term investrnent, payment/expense account)? Money Market account. To hold cash for the trust to earn interest Indicate from where the assets are expected to arrive? (2 08 Group: Same Booking Center (indicate account number): C2 0 Group: Other Booking Center (indicate DB location and account details): Other Institution (Indicate name & location): JPMorgan. New York, NY (2) Physical Deposits (specify cash, securities, cheques, ...) What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-2 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency for the account approx. one year after Check a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Abvays describe the relationship between the parties in the last colurnn. Please drill down to the ultimate/underlying Beneficial Owner(s). Ma jofo jee Je fo | Jo JoJo omen Jo jojo jo fo fo fo fo JOO pret O Me [of jo fo fo fo Pe piojo fo Jojo fo fo fo fo Pf oer p jojo Keesio Jojo fo fo fo fo fo et Plofo Me fefe fe fe fo fo Pf pct https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002751 EFTA_00016225 EFTA00166977

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KYC Print Page 4 of 24 sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account © 3A. Individual Details (for all parties) Couritry of Residence: Country of Citizenship: Has cient resided outside of Address of primary residence: fete lea Fonsealy Epon Parson OO eed) i) Family i) Friendship None To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (¢.g., external legal counsel, client referral source, supplier of goods or services) (ff Yes, describe ) If applicable, indicate which bank officers have met the person: | Mdicate where and when the client meeting(s) took place: fem camauewenaravtew fT poarremysenesvamennsaraw [SY Soest ‘ae Dares inne ome | Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitabiity? Indicate type of business, countries of major activities, Enportant business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1980. In 1962, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and his financial management firms eee Ce SS Ce a eT ‘Other Known Financial Institutions: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002752 EFTA_00016226 EFTA00166978

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KYC Print Page 5 of 24 Institution: Country: Est, Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002753 EFTA_00016227 EFTA00166979

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KYC Print Page 6 of 24 sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account © p 3A. Individual Details (for all parties) Couritry of Residence: Country of Citizenship: Has cient resided outside of c/o HBRK Associates ”, Address of primary residence: [575 Lexington Avenue, 4th Fl New York NY 10022 USA his/her country of nationality |{"] yes M1No Tax ID / SSN: Does the person work as senior executive of @ DB-recognized regulated entity in the financial dustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Is the Individual a Poltically Exposed Person (PEP)? (if Yes, describe) To the best of your knowledge, is the individual related to an employee of the DB group?(if (ramity Cirriendship Mnone To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (ff Yes, describe ) If applicable, indicate which bank officers have met the person: | Mdicate where and when the client meeting(s) took place: CCS cee a Se eer Semen (enw Demy: Oa nemnan Come _| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) eer SST CT es A Sa A ee A Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002754 EFTA_00016228 EFTA00166980

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KYC Print Page 7 of 24 ee | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002755 EFTA_00016229 EFTA00166981

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KYC Print Page 8 of 24 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Accou p 3A. Individual Details (for all parties) for 5 years or more? Tax ID / SSN: Is the Individual a Poltically Exposed Person (PEP)? (if Yes, describe) To the best of your knowledge, is the individual related to an employee of the DB group?/i* Family or Friendship, describe ) To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (ff Yes, describe ) CCS cee a Se eer Semen (enw Demy: Oa nemnan Come _| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitabiity? Indicate type of business, countries of major activities, important business partners.) natin? [omnes SS a a a a Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002756 EFTA_00016230 EFTA00166982

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KYC Print Page 9 of 24 ee | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002757 EFTA_00016231 EFTA00166983

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KYC Print Page 10 of 24 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Accou p Summas 3A. Individual Details (for all parties) c/o HBRK Associates 75 Lexington Avenue, 4th Fi New York NY 10022 USA fesyanerea Is the Individual a Poltically Exposed Person (PEP)? (if Yes, describe) To the best of your knowledge, is the individual related to an employee of the DB group?/i* Family or Friendship, describe ) To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (ff Yes, describe ) CCS cee a Se eer Semen (enw Demy: Oa nemnan Come _| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitabiity? Indicate type of business, countries of major activities, important business partners.) natin? [omnes SS a a a a Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002758 EFTA_00016232 EFTA00166984

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KYC Print Page 11 of 24 ee | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002759 EFTA_00016233 EFTA00166985

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KYC Print Page 12 of 24 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Accou p Summas 3A. Individual Details (for all parties) c/o HBRK Associates 75 Lexington Avenue, 4th Fi New York NY 10022 USA fesyanerea Is the Individual a Poltically Exposed Person (PEP)? (if Yes, describe) To the best of your knowledge, is the individual related to an employee of the DB group?/i* Family or Friendship, describe ) To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (ff Yes, describe ) CCS cee a Se eer Semen (enw Demy: Oa nemnan Come _| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitabiity? Indicate type of business, countries of major activities, important business partners.) natin? [omnes SS a a a a Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002760 EFTA_00016234 EFTA00166986

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KYC Print Page 13 of 24 ee | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002761 EFTA_00016235 EFTA00166987

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KYC Print Page 14 of 24 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Accou p Summas 3A. Individual Details (for all parties) Is the Individual a Poltically Exposed Person (PEP)? (if Yes, describe) To the best of your knowledge, is the individual related to an employee of the DB group?/i* Family or Friendship, describe ) To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (ff Yes, describe ) CCS cee a Se eer Semen (enw Demy: Oa nemnan Come _| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitabiity? Indicate type of business, countries of major activities, important business partners.) natin? [omnes SS a a a a Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002762 EFTA_00016236 EFTA00166988

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KYC Print Page 15 of 24 ee | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002763 EFTA_00016237 EFTA00166989

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KYC Print Page 16 of 24 be established for EACH INDIVIDUAL PARTY in Section 2. Account O p 3A. Individual Details (for all parties) Couritry of Residence: c/o HBRK Associates hist y Address of primary residence: [575 Lexington Avenue, 4th Fl New York NY 10022 USA r country of nationality |{"] yes 71 No for 5 years or more? Profession/Occupation: Tax ID / SSN: mployer: Does the person work as senior executive of @ DB-recognized regulated entity in the financial o 7] industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes MUNo Ee the intbaianl a PeRiialy Expeced Porson (PPO iy concn) To the best of your knowledge, is the individual related to an employee of the DB group?/if (Family ClFriendship Mi none Family or Friendship, describe ) To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (ff Yes, describe ) If applicable, indicate which bank officers have met the person: | Mdicate where and when the client meeting(s) took place: CCS cee a Se eer Semen (enw Demy: Oa nemnan Come _| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) eer SST CT es A Sa A ee A Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002764 EFTA_00016238 EFTA00166990

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KYC Print Page 17 of 24 ee | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002765 EFTA_00016239 EFTA00166991

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KYC Print Page 18 of 24 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account 3A. Individual Details (for all parties) Date of Birth: Couritry of Residence: Country of Citizenship: Has cient resided outside of ”, Address of primary resklenc Lael country of nation: ity | J Yes 1 No years or more’ Profession/Occupation: Tax ID / SSN: Current Employer: Position/Title/Rank: Address of ernployer: 575 Lexington Avenue, 4th Floor Monsey NY USA 10022 Does the person work as senior executive of a DB-recognized regulated entty in the financial [ra industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes MUNo Family (1 Friendship None To the best of your knowledge, ts the individual party to a non-banking relationship with o w Deutsche Bank (¢.g., external legal counsel, client referral source, supplier of goods or services)? | Yes No (if Yes, describe ) Tf applicable, indicate which bank officers have met the person; | Indicate where and when the client meeting(s) took place: CCS cee a Se eer Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitabiity? Indicate type of business, countries of major activities, important business partners.) Cerca Ce a ee ee a amen | famwowe |_| Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002766 EFTA_00016240 EFTA00166992

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KYC Print Page 19 of 24 ee | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002767 EFTA_00016241 EFTA00166993

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KYC Print Page 20 of 24 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account p Summa 3A. Individual Details (for all parties) Date of Birth: Couritry of Residence: Country of Citizenship: his/her country of nationality |[—] yes for 5 years or more? Profession/Occupation: Attorney Tax ID / SSN: Current Employer: Kellerhals Ferguson Kroblin PLLC Position/Title/Rarik: Address of ernployer: 9100 Port of Sale Mall, Ste 15 St. Thomas USVI 00802 Does the person work as senior executive of a DB-recognized regulated entty in the financial [ra industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes MUNo fete lea Fonsealy Epon Parson OO eed) To the best of your knowledge, is the individual related to an employee of the DB group?/i* 0 Family i] Friendship None Family or Friendship, describe ) To the best of your knowledge, ts the individual party to a non-banking relationship with o w Deutsche Bank (¢.g., external legal counsel, client referral source, supplier of goods or services)? | Yes No (if Yes, describe ) CCS cee a Se eer Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitabiity? Indicate type of business, countries of major activities, important business partners.) Cerca Ce a ee ee Other Known Financial Institutions: Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002768 EFTA_00016242 EFTA00166994

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KYC Print Page 21 of 24 lished for EACH in Section 2. Account '3C. Legal Entity Details (For all Legal Entities) [oun Aseciation Mi trust Cl company Cestate permet ty | Viprivate Investment Purpose of Entity Other (specify): Country of Date of incorporation / | 12/27/2006 incorporation/registration: registration: coley ee code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries etc: Grantor: Jeffrey Epstein rustees: Darren K. Ind Richard Kahn Please indicate how ownership of the legal entity is reflected: Grantor: Jeffrey Epstein Trustees: Darren K. Indyke, Richard Kahn QO Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): Grantor: Jeffrey Epstein Trustees: Darren K. Indyke, Richard Kahn https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002769 EFTA_00016243 EFTA00166995

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KYC Print Page 22 of 24 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PARTI | FA | Relationship Name EPSTEIN, JEFFREY RELATIONSHIP Se Mprivers License MZ] Passport C] nationay’state 10 CJ other Checklist of names (individuals and/or entities) that were submitted for database searches is attached Wiyes C] no bleli F H Hi t i RDC searches complete Myes Ono negative results found Myes Ci no Vives C1 No OFAC checks complete Mies Ono negative results found Ces Mino i 5 i PCR checks complete Yes Ono BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, SD Mes Ono negative results found Vives Co Denial Orders checks complete Myes Ono negative results found OClves Mino Martindale-Hubbell searched (Lawyers/Law Firms only) Ores Zino negative results found Oves One ‘above: BUTTERFLY TRUST: Please surmmarize any negative results from the database searches indicated 8 Negative Media: All negative media pertains to a company called the Butterfly Trust in Europe. This is not our client. Our client is an actual trust created by a Grantor and not a company. No court cases JEFFREY EPSTEIN: approved KYC #:01082293 & 01121718 All negative media pertains to court cases which have been previously approved in the above mentioned KYCs. ‘Court Cases have been closed HARRY BELLER: No negative media No court cases ERIKA KELLERHALS: No PCR or RDC alerts | eal ef No PCR oF RDC alerts E. To the best of your knowledge, has the client ever been convicted of a criminal offense? Mies Ono F- Cyves Minto To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or Is the customer threatening litigation against Deutsche Bank AG or any of Its subsidiaries? (If Yes, provide details below and contact Quality Mgt. https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002770 EFTA_00016244 EFTA00166996

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KYC Print Page 23 of 24 (Lathn/Int?) or the Regulatory Contre! Group and notify Compliance immediately) Does the client or related party have any financial or other association / interactions within countries o of regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Yes MiNo Does the cient of related party have any financial or other association! interactions within high risk o uw countries? Yes No 1, Corporate Documentation Attached (Legal Entities Only) Mies Cio not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) Dyes Co Minot Applicable K. If Lexts/Nexis Search Results, Corporate Documents or Other Supporting Documentation |s not in English, please provide an English summary of the nature/contents of the non-English Documentation: Does the account have Nexus to Special Risk Countries? Ove Vino Ts the account structure unusually complex? Dyes Wino Is there any indication the client set up a non operating company expressly oO wv for the purpose of transferring shares to third parties? Yes SiNo Ts there any indication this could be a prohibited business relationship? Oves Vino Are the bearer shares identified subject to acceptable controls? Oves Wino https://dbforcepb.my ..salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002771 EFTA_00016245 EFTA00166997

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KYC Print Page 24 of 24 LATAM/INTERNATIONAL APPROVALS Sevier mm ce (cc eT al (a wa tu PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals! (1) (CFP's) should establish and maintain business relationships only with persons who satisfv our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, ete. Bank Americas New York https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002772 EFTA_00016246 EFTA00166998