KYC Print Page 1| of 14 DB PWM GLOBAL KYC/NCA: PART AT] KYC Case # : 01195159 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details C New PWM Relationship WY) existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Update of KYC #01141322 to add Darren Indyke as an authorized Signer. Darren has been KYC approved in case #1133377 i a ee Ce Introduced? How long has the | Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein RM personally known the is a current client of the Bank. Wants to open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client? client of Paul's at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMorgan, Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank Relationship to PWM: retrocession or similar compensation to a third party List all existing and new accounts involved in this relationship a Account(s) https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002735 EFTA_00016209 EFTA00166961

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KYC Print Page 2 of 14 One sheet must be established for each account to be o 2. Account Ownership Summary What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hoki the funds necessary to cover the costs associated with running one of Jeffrey Epstein’s homes Indicate from where the assets are expected to arrive? C) bs Group: Same Booking Center (indicate account number): (J 8 Group: Other Booking Center (indicate DB location and account details): M1 other Institution (Indicate name & location): JPMorgan, New York [7] Physical Deposits (specify cash, securities, cheques, ...): ‘What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 infloves and outflows per month ranging from $1000 to $20000 ‘What is the expected volume of assets and currency for the account approx. 90 days after opening? Please list all parties related to the account. For each party: * Check if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), * If none of the check boxes apply, describe the party's relation to the account in the “Other” column. * Always describe the relationship between the parties in the last column. * Please drill down to the ultimate/underlying Beneficial Owner(s). Sg a og og el ed Ty parties) count pjaja be je fofo fo jo jofo | jo fo fo} Pfofo per jo fofo fo 2 jofo | fo fo fo} pioj@ bey jojo je fj jojo | fe fo fo] | pfofo rio Jojo jo fa jojo | fe fo jo] | https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002736 EFTA_00016210 EFTA00166962

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KYC Print Page 3 of 14 2. Account Ownership Summary What is the purpose of the account (¢.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money market account to hold the funds necessary to cover the costs associated with running one of Jeffrey Epstein's homes and earn interest Indicate from where the assets are expected to arrive? 1] 08 Group: Same Booking Center (indicate account number): (] 08 Group: Other Booking Center (indicate DB location and account details): [V1 other Institution (Indicate name & location): JPMorgan. New York (2) Physical Deposits (specify cash, securities, cheques, ...): ‘What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10000 What is the expected volume of assets and currency for the account approx. one year after ‘opening? Please list all parties related to the account. For each party: Check If a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). count parties pjaja fe ja jofo fo jo jojo {| fo fo fo] | Piolo pelo jojo fo ja jojo | fo fo jo} Piola Feo [ojo je ja jojo | jo jo jo} | pJojo peo jojo jo fe fejo fT fe fe fot https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002737 EFTA_00016211 EFTA00166963

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KYC Print Page 4 of 14 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa: 3A, Individual Details (for all parties) , | Litte Saint James Saint Thomas 00802 US Virgin Islands : Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating Oyes Mino ntities is the individual a Politically Exposed Person (PEP)?(¥ Yes, descnbe) To the best of your knowledge, ts the individual related to an employee of the DB group?/if (Tramity o Friendship Mi none Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes, describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: ee fms seawamsonesear [TY Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (¢.9. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 19680. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner, His wealth has come from his days at Bear Stearns and his financial management firms Estimated Annual Income($): | 10,000,000.00 Estimated amount of investable assets($): $100 MM - 500 MM Se a ee ee Other Known Financial Institutions: https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002738 EFTA_00016212 EFTA00166964

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KYC Print Page 5 of 14 Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002739 EFTA_00016213 EFTA00166965

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KYC Print Page 6 of 14 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa: Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating noties is the individual a Politically Exposed Person (PEP)?(¥ Yes, descnbe) To the best of your knowledge, ts the individual related to an employee of the DB group? (if (Tramity o Friendship Minone Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes, describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person Se cam siansmanestewy —[ fy since [| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (¢.9. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) re) Co ete a Co Other Known Financial Institutions: i Institution: Country: Est. Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002740 EFTA_00016214 EFTA00166966

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KYC Print Page 7 of 14 Please indicate the farnily situation of the individual (marital status, other famiay members, etc.): i https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002741 EFTA_00016215 EFTA00166967

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KYC Print Page 8 of 14 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa: nk: his/her country of nationality for 5 years or more? femernnen | 575 Lexington Ave New York NY USA 10021 Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating noties is the individual a Politically Exposed Person (PEP)?(¥ Yes, descnbe) To the best of your knowledge, ts the individual related to an employee of the DB group? (if (Tramity o Friendship Minone Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes, describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person Se cam siansmanestewy —[ fy since [| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (¢.9. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) re) Co ete a Co Other Known Financial Institutions: i Institution: Country: Est. Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002742 EFTA_00016216 EFTA00166968

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KYC Print Page 9 of 14 Please indicate the farnily situation of the individual (marital status, other famay members, etc.): for EACH LEGAL ENTITY in Section 2. Account '3C. Legal Entity Details (For all Legal Entties) nes, uc - [J Foundation/Association C] trust Mcompany (Clestate Purpose of Entity: (J Partnership Address (city, street, post 6100 Red Hook Quarter, B3 St, Thomas 00802 USVI code): Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries,etc.: Please indicate how ownership of the legal entity is reflected: (J special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons} To the best of your knowledge, Is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or Yes 0 No wv services)?: Describe Nature of Entity's Primary Business and Investment Activities ee TS feweieermevemmen few a 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Provide Evidence of Corporate Assets (¢.g. balance sheet or equivalent summary of assets/liabilities): funds come from Jeffrey Epstein, who has been KYCd previo Estimated gross receipts p.a.($): Estimated net profit p.a. ($): Estimated investable assets ($): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002743 EFTA_00016217 EFTA00166969

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KYC Print Page 10 of 14 A https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002744 EFTA_00016218 EFTA00166970

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KYC Print Page 11 of 14 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B Attachments A. Type of Photo ID Provided Mprivers License M1 Passport C National/State 1D (] other 8. oa eee yes Ono C. Please indicate the results of the database searches performed RDC searches complete Myes Co negative results found PCR checks complete Myes Clno negative results found OFAC checks complete Mies Co —_negative results found BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, 088) Miyes Clio negative results found Denial Orders checks complete Mies Clno negative results found Martindale-Hubbell searched (Lawyers/Law Firms only) Oves Mino negative results found above: DAI : summarize any negative results fro Previously KYC approved in case #1133377 JEFFREY EPSTEIN: Previously KYC'd and approved in: 01082293 and 01121718 D. HARRY BELLER: Previously KYCd and approved; 01133624 NES, LLC: Negative media does not pertain to our client. Our cient is an LLC that is only used to pay for the costs associated with running a private home No court cases E. To the best of your knowledge, has the client ever been convicted of a criminal offense? To the best of your knowledge, has the customer ever been involved in any past litigation against F Deutsche Bank AG or any of its subsidiaries or is the customer threatening litigation against Cves ino * Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. (LatAmyInt1) or the Regulatory Control Group and notify Compliance immediately) Does the client or related party have any financial or other association / interactions within oO countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Yes (No H. Does the client or related party have any nancial or ther aseocietiory interactions within high Dives Mino 1. Corporate Documentation Attached (Legal Entities Only) Mives Co (] Not Applicable Cres Co MZ) Not Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: LL Special Risk Factors Does the account have Nexus to Special Risk Countries? the account structure unusually complex? https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002745 EFTA_00016219 EFTA00166971

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KYC Print Page 12 of 14 Cyes Mino Is there any indication the client set up a non operating company o expressly for the purpose of transferring shares to third parties? Yes MINo Is there any indication this could be a prohibited business relationship? Clyes Mino Are the bearer shares identified subject to acceptable controls? Clyes Wino https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002746 EFTA_00016220 EFTA00166972

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KYC Print Page 13 of 14 a 7 1 page of DB Certificate of LLC Resolution with the 2nd that did not list all signers, is acceptable. The only ONSHORE APPROVALS Client Facing Professional (CFP): Signature) Paul Morris ¢ Director/Business Head: Brian M. Biggar jignature) Brian M. Biggar iL Compliance: Regional Office Director: _ oe ~~ ry (Signature) Gwen Hill 0/b/o Janice Franklin Gwen Hill 0/b/o Janice Franklin Jacqueline Lightbody Jacqueline Lightbody 3/14/2014 LATAM/INTERNATIONAL APPROVALS a (ec i Ca Global Market Team Head (GMTH)/Sub-Market Team Head SMTH): _ mf PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals !(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character, Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002747 EFTA_00016221 EFTA00166973

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KYC Print Page 14 of 14 (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. https://dbforcepb.my..salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002748 EFTA_00016222 EFTA00166974