KYC Print Page | of 13 DB PWM GLOBAL KYC/NCA: PART A [7] KYC Case # ; 01195153 Status : 6. Approved One sheet must be established tio - list all accounts included in the relationshi 1. Relationship Details Ce a a Tf existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Update of approved KYC 01135524 to add Darren Indyke as an authorized signer, Darren has been approved in KYC #1133377 Relationship to PWM: Introduced? How long has the | Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein is RM personally known the a current client of the Bank. Wants to open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client of Paul's at JP Morgan, Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMorgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank List all existing and new accounts involved in this relationship Legal Entity Account Name / Number Opening Date (intended/actual) Account(s) a a e ja | Neptune LLC — Money Market 10/16/2013 Who is the primary contact person for the RM? (Note: Preferred method of contact (indicate phone no., fax no,, email address, etc.): 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002722 EFTA_00016196 EFTA00166948

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KYC Print Page 2 of 13 One sheet must be established for each account to be o Account Ownership Summary a What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account used for the daily needs of running Jeffrey Epstein's home in NYC. Indicate from where the assets are expected to arrive? (2) DB Group: Same Booking Center (indicate account number): C) bs Group: Other Booking Center (indicate D8 location and account detaits) Mi other Institution (Indicate name & location): JPMorgan, New York C) Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?; Roughly 10 inflows and outflows per month ranging from $,1000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: (Check if a source of wealth description is required for the party. (Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). Tf none of the check boxes apply, describe the party's relation to the account in the "Other® column. Always describe the relationship between the parties in the last column. es 7302019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002723 EFTA_00016197 EFTA00166949

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KYC Print Page 3 of 13 a emi What is the purpose of the account (¢.9. portfolio managernent, advisory account, custody services, long-term investment, payment/expense account)? Money Market to hold funds necessary to run the costs associated with Jeffrey Epstein's NYC home Indicate from where the assets are expected to arrive? (2) D8 Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (indicate D6 location and account details): Other Institution (Indicate name & location): JPMorgan, NYC () Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?; Roughly 1-3 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx. one year after ‘opening? (Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). Tf none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002724 EFTA_00016198 EFTA00166950

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KYC Print Page 4 of 13 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersh 3A. Individual Details (for all parties) rs [tier En - corms ona vanes Has client resided outside of Litte Saint James Saint Thomas 00802 US Virgin Islands his/her country of nationality |[~] Yes Mv No for 5 years or more? Pome oe | Ee a Does the person work as senior executive of a DB-recognized regulated entity in the financial Oo w industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes MINo fe the incl = Poabcaty Expose Person (70s sents) To the best of your knowledge, is the individual related to an employee of the DB group?/if Cl ramity oO Friendship None Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (# Yes,describe ) Address of primary residenct If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: a oo CO) weaith Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of weatth description as indicated in Section 2) Nature of the Individual's Business: Private investments. Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Taam Csaryene Binsin Donan Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries ‘Of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1960. In 1962, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands, All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and his financial management firms eee Cc oe Other Known Financial Institutions: Ce 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002725 EFTA_00016199 EFTA00166951

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KYC Print Page 5 of 13 Institution 4 Country: Please indicate the family situation of the individual (marital status, other family members, etc.): Est. Assets Under Mgt: amansene |_| https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002726 EFTA_00016200 EFTA00166952

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KYC Print Page 6 of 13 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersh 3A. Individual Details (for all parties) Has client resided outside of oO r ‘ . his/her country of nationality Yes ¥) No Address of primary residence: for 5 years or more? a Current Employer: HBRK Associates Position/Title/Rank: PY a Does the person work as senior executive of a DB-recognized regulated entity in the financial | -—> w industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities |+—~— Yes Mi No Is the individual a Politically Exposed Person (PEP)?/if Yes, describe) Clves To the best of your knowledge, is the individual related to an employee of the DB group?/if a) Family oO Friendship None Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (# Yes,describe ) If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: a co oO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of weatth description as indicated in Section 2) 0 Business Owner oO Salary/Earnings oO Investment 0 Tnheritance/Gifts Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) ttammaremnmnn | es Se —_ —_ Est. Assets Under Mgt: 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002727 EFTA_00016201 EFTA00166953

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KYC Print Page 7 of 13 Please indicate the famity situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002728 EFTA_00016202 EFTA00166954

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KYC Print Page 8 of 13 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersh 3A. Individual Details (for all parties) Has client resided outside of oO r ‘ . his/her country of nationality Yes ¥) No Address of primary residence: for 5 years or more? Current Employer: Southern Financial LLC Position/Title/Rank: PY Address of employer: 575 Lexington Ave, 4th Fi New York NY USA 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial | -—> w industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities |+—~— Yes Mi No Is the individual a Politically Exposed Person (PEP)?/if Yes, describe) Clves To the best of your knowledge, is the individual related to an employee of the DB group?/if a) Family oO Friendship None Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (# Yes,describe ) If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: oO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of weatth description as indicated in Section 2) 0 Business Owner oO Salary/Earnings oO Investment 0 Tnheritance/Gifts Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) eT ee Est. Assets Under Mgt: 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002729 EFTA_00016203 EFTA00166955

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KYC Print Page 9 of 13 Please indicate the family situation of the individual (marital status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Su ‘3C. Legal Entity Details (For all Legal Entities) [7] Foundation/Association Oo Trust 4) Company im) Estate Miprivate Investment a Cl partnership : Country of pate of a, 12/21/2011 incorporation/registration: ' corpo " oe orereamerni remnannuse fuse — [oem | code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about, revocability,settlor and beneficiaries, etc.: Single member LLC. Jeffrey Epstein is the sole member Please indicate how ownership of the legal entity is reflected: Type of Entity: Oo Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons}. To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Oo w Bank (€.9. external legal counsel, client referral source, supplier of goods or services)?: Yes No Describe Nature of Entity’s Primary Business and Investment Activities ‘This LLC was formed to hold the funds necessary to cover the costs and taxes associated with Nature of the business: ‘unning Jeffrey Epstein’s NYC home Countries where business is transacted: Number of employees: 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): is LLC is funded my contributions made by Jef stein. Est. Assets Under Mgt: 20,000.00 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002730 EFTA_00016204 EFTA00166956

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KYC Print Page 10 of 13 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B [7] — SOUTHERN FINANCIAL RELATIONSHIP Fisk Rating Comments: | Comments: pve fae Eee Som om omen A. Type of Photo ID Provided Miorivers License M1 passport Cl) National/state 1D C) other 8 Checklist of narnes (individuals and/or entities) that were submitted for database searches is w Yes o No C. Please indicate the results of the database searches performed ROC searches complete Mives Cino negative results found Mies Ono PCR checks complete Wes Ono negative results found Oves Mino OFAC checks complete Mies Ono negative results found Oves Mino BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, [ID Mives Co negative results found Oes M)Nno Denial Orders checks complete Mives Dino negative results found Oves Mino Martindale-Hubbell searched (Lawyers/Law Firms only) Oves Mino negative results found Oves Ono Please summarize any negative results from the database searches indicated above: DARREN INDYKI KYC approved in case #1133377 NEPTUNE LLC: See attached AML Clearance -- The ROC alert was a false hit Negative Media: All negative media is not our client. All negative media either predates our chent’s formation (2011) or is another LLC. Our Neptune LLC is a| single member LLC that runs the operations of a home D. JEFFREY EPSTEIN: See KYC #01062293 and #01121718 for previous KYC approval and all pertaining documents HARRY BELLER: Negative Media: Not our client. All negative media pertains to an environmental microbiologist. Our client is an accountant Court Cases: #1: Disposed in 1987 All other cases are not our client. The other court cases refer to a Dr. Harry Beller. Our client is an accountant E. To the best of your knowledge, has the client ever been convicted of a criminal offense? v) To the best of your knowledge, has the customer ever been involved in any past litigation against f, Deutsche Bank AG or any of its subsidiaries or is the customer threatening litigation against Ove 4 * Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mge. ‘1 Yes SO No (LatAm/Int?) or the Regulatory Control! Group and notify Compliance immediately) Does the client or related party have any financial or other association / interactions within Oves Mine G countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? H. Does the cHent or related party have any financial or other aswoctation/ Interactions within high risk Oves no Corporate Documentation Attached (Legal Entities Only) Mives (No (1) Not Applicable Undisclosed Principal Form Complete (Intermediaries Only) Cyes Ci No MI Not Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Docurnentation: L. Special Risk Factors 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002731 EFTA_00016205 EFTA00166957

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KYC Print Page 11 of 13 Does the account have Nexus to Special Risk Countries? Clyes Vino Is the account structure unusually complex? Clyes Wino Is there any indication the client set up a non operating company expressly oO v for the purpose of transferring shares to third parties? Yes MINo Is there any indication this could be a prohibited business relationship? Clyes Mino Are the bearer shares identified subject to acceptable controls? Clyes Mino https://dbforcepb.my sal et/servlet. Integration?lid=01N30000000D9Di&e..._ 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002732 EFTA_00016206 EFTA00166958

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KYC Print Page 12 of 13 A 7 1 page of DB Certificate of LLC Resolution with the 2nd that did not list all signers, is acceptable. The only ONSHORE APPROVALS Client Facing Professional (CFP): 9 ) Paul Morris Office Director/Business Head: (Signature) Brian M. Biggar _ ~ AML Compliance: (Signature) Gwen Hill o/b/o Janice Franklin Gwen Hill o/b/o Janice Franklin Jacqueline Lightbody Jacqueline Lightbody LATAM/INTERNATIONAL APPROVALS ae ‘Global Market Team Head (GMTH)/Sub-Market Team Head (SMTH): PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals 1(1) (CFP's) should establish and maintain business relationships only with persons who satisfv our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002733 EFTA_00016207 EFTA00166959

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KYC Print Page 13 of 13 (1) Client Facing Professionals (CFP's) include; Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc Deutsche Bank Americas New York Va 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002734 EFTA_00016208 EFTA00166960