KYC Print Page 1 of 14 DB PWM GLOBAL KYC/NCA: PARTAT] KYC Case # : 01195147 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details C0 New PWM Relationship ( existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Update of approved KYC 1147850 to add Darren Indyke as an authorized signer. Darren has been approved in KYC #1133377 ee ae a Ce Relationship to PWM: Introduced? How long has the | Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein RM personally known the is a current client of the Bank. Wants to open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client of Paul's at JP Morgan, Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMorgan, Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank retrocession or similar compensation to a third party List all existing and new accounts involved in this relationship a Account(s) CC https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002708 EFTA_00016182 EFTA00166934

--=PAGE_BREAK=--

KYC Print Page 2 of 14 2. Account Ownership Summary a a ‘What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense cenit Checking account to hokd assets for the company. Where the assets are expected to arrive? Tee DB Group: Same Booking Center (indicate account number): (J 8 Group: Other Booking Center (indicate DB location and account details): M1 other Institution (Indicate name & location): JPMorgan, New York [7] Physical Deposits (specify cash, securities, cheques, ...): ‘What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 infloves and outflows per month ranging from $1,000 to $10,000 ‘What is the expected volume of assets and currency for the account approx. 90 days after opening? ~csaunr taunt Please list all parties related to the account. For each party: © Check if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), © If none of the check boxes apply, describe the party's relation to the account in the “Other” column. * Always describe the relationship between the parties in the last column. . pease Gril don fo the urmate/underiyig Benefical Over 2 pbb Ese be b> ee et https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002709 EFTA_00016183 EFTA00166935

--=PAGE_BREAK=--

KYC Print Page 3 of 14 2. Account Ownership Summary Sr ‘What is the purpose of the account (¢.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market account to hold assets for the company and to earn interest. Indicate from where the assets are expected to arrive? 1] 08 Group: Same Booking Center (indicate account number): (] 08 Group: Other Booking Center (indicate DB location and account details): [V1 other Institution (Indicate name & location): JPMorgan, New York (2) Physical Deposits (specify cash, securities, cheques, ...): ‘What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000 ‘What is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: Check If a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). Piolo pelo jojo fo ja jojo | fo fo jo} Piola Feo [ojo je ja jojo | jo jo jo} | pJojo peo jojo jo fe fejo fT fe fe fot https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002710 EFTA_00016184 EFTA00166936

--=PAGE_BREAK=--

KYC Print Page 4 of 14 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa: 3A, Individual Details (for all parties) , | Litte Saint James Saint Thomas 00802 US Virgin Islands : Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating Oyes Mino ntities is the individual a Politically Exposed Person (PEP)?(¥ Yes, descnbe) To the best of your knowledge, ts the individual related to an employee of the DB group?/if (Tramity o Friendship Mi none Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes, describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: ee fms seawamsonesear [TY Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (¢.9. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 19680. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner, His wealth has come from his days at Bear Stearns and his financial management firms Estimated Annual Income($): | 10,000,000.00 Estimated amount of investable assets($): $50 MM = 100 MM ee ee Other Known Financial Institutions: https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002711 EFTA_00016185 EFTA00166937

--=PAGE_BREAK=--

KYC Print Page 5 of 14 Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002712 EFTA_00016186 EFTA00166938

--=PAGE_BREAK=--

KYC Print Page 6 of 14 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa: Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating noties is the individual a Politically Exposed Person (PEP)?(¥ Yes, descnbe) To the best of your knowledge, ts the individual related to an employee of the DB group? (if (Tramity o Friendship Minone Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes, describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person Se cam siansmanestewy —[ fy since [| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (¢.9. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) re) Co ete a Co Other Known Financial Institutions: i Institution: Country: Est. Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002713 EFTA_00016187 EFTA00166939

--=PAGE_BREAK=--

KYC Print Page 7 of 14 Please indicate the farnily situation of the individual (marital status, other famiay members, etc.): i https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00027 14 EFTA_00016188 EFTA00166940

--=PAGE_BREAK=--

KYC Print Page 8 of 14 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa: nk: 575 Lexington Ave, 4th Fl New York NY USA 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating noties is the individual a Politically Exposed Person (PEP)?(¥ Yes, descnbe) To the best of your knowledge, ts the individual related to an employee of the DB group? (if (Tramity o Friendship Minone Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes, describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person his/her country of nationality for 5 years or more? femernnen | Se cam siansmanestewy —[ fy since [| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (¢.9. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) re) Co ete a Co Other Known Financial Institutions: i Institution: Country: Est. Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002715 EFTA_00016189 EFTA00166941

--=PAGE_BREAK=--

KYC Print Page 9 of 14 a Please indicate the farnily situation of the individual (marital status, other famiay members, etc.): sheet must be established for EACH LEGAL ENTITY in Section 2. Account '3C. Legal Entity Details (For all Legal Entities) Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries,etc.: Please indicate how ownership of the legal entity is reflected: (J special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons} To the best of your knowledge, Is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or Yes Oo No wv services)?: Describe Nature of Entity's Primary Business and Investment Activities " Investment holding company. A private company that is used to hold investements that the Se ee er a feewtemmes 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Provide Evidence of Corporate Assets (¢.g. balance sheet or equivalent summary of assets/liabilities): ‘apital contribution of $1000 from tein https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002716 EFTA_00016190 EFTA00166942

--=PAGE_BREAK=--

KYC Print Page 10 of 14 A https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002717 EFTA_00016191 EFTA00166943

--=PAGE_BREAK=--

KYC Print Page 11 of 14 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B Sa pone (me Ss Som So one (Compliance Signature) ‘A. Type of Photo ID Provided Mirivers License M1 Passport C national/State 10 (] other C. Please indicate the results of the database searches performed RDC searches complete Myes Cno negative results found Mives Fino PCR checks complete Mies Cio negative results found Mives Ono OFAC checks complete ves Co —_ negative results found Oves Anno BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, 088) Miyes C]no negative results found Oves Minto Denial Orders checks complete Mies Clno negative results found Cres Mino Martindale-Hubbell searched (Lawyers/Law Firms only) Des Mino negative results found Oves Cine summarize any negative results from the database searches indicated above: DARREN INDYKE: KYC approved in case #1133377 JEFFREY EPSTEIN: KYC Approved and all pertaining documents in case #:1121718 and 01082293 * HARRY BELLER: KYC approved in case #:01133377 and 01133624 MORT INC: All negative media does not pertain to our client. All court cases do not p To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer threatening litigation against * Deutsche Bank AG or any of Rts subsidiaries? (If Yes, provide details below and contact Quality Mgt. (LatAm/Int1) or the Regulatory Contra! Group and notify Compliance immediately) Does the client or related party have any financial or other association / interactions within * countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Does the client or related party have financial or other association/ interactions within hi H. isk countries? ~y * ves Zino L Corporate Documentation Attached (Legal Entities Only) Mives Co (] Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) Cres Clo M) Not Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: Does the account have Nexus to Special Risk Countries? Oves Mino https://dbforcepb.my .salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002718 EFTA_00016192 EFTA00166944

--=PAGE_BREAK=--

KYC Print Page 12 of 14 Cyes Mino Is there any indication the client set up a non operating company o expressly for the purpose of transferring shares to third parties? Yes MINo Is there any indication this could be a prohibited business relationship? Clyes Mino Are the bearer shares identified subject to acceptable controls? Clyes Wino https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002719 EFTA_00016193 EFTA00166945

--=PAGE_BREAK=--

KYC Print Page 13 of 14 a 7 1 page of DB Certificate of LLC Resolution with the 2nd that did not list all signers, is acceptable. The only ONSHORE APPROVALS Client Facing Professional (CFP): Signature) Paul Morris ¢ Director/Business Head: Brian M. Biggar jignature) Brian M. Biggar iL Compliance: Regional Office Director: _ oe ~~ ry (Signature) Gwen Hill 0/b/o Janice Franklin Gwen Hill 0/b/o Janice Franklin Jacqueline Lightbody Jacqueline Lightbody 3/14/2014 LATAM/INTERNATIONAL APPROVALS a (ec i Ca Global Market Team Head (GMTH)/Sub-Market Team Head SMTH): _ mf PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals !(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character, Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002720 EFTA_00016194 EFTA00166946

--=PAGE_BREAK=--

KYC Print Page 14 of 14 (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002721 EFTA_00016195 EFTA00166947