KYC Print Page | of 20 DB PWM GLOBAL KYC/NCA: PART A [7] KYC Case # : 01195100 Status : 6. Approved One sheet must be established relationship - list all accounts included in the Ce Relationship to PWM: Tf existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: ONLY adding signers to account. Al signers have already been approved in previous KYC's. Please rush as this is a simple update. Darren Indyke was approved in KYC 01133377 Harry Beller was added in approved KYC 01141308 emten [etree [Cream [Domremnenny | Introduced? How long has the | Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein is a RM personally known the current client of the Bank. Wants to open @ new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client of Paul's at JP Morgan. Paul and Jeffrey Epstein had a rnutual friend/colleague who introduced them while Paul was at JPMorgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank List all existing and new accounts involved in this relationship | fence [nominee rene eas eee CN Ce CN CN CN ON ‘Who ts the primary contact person for the RM? (Note: This Prefi i hod person needs to have of cor tac signatory rights and/or ea memory Mm, information right for the onal pceirone. otek accounts. ): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002672 EFTA_00016146 EFTA00166898

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KYC Print Page 2 of 20 One sheet must be established for each account to be o 2. Account Ownership Summary a a What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market. To hoki funds for the company. Indicate from where the assets are expected to arrive? oO DB Group: Same Booking Center (indicate account number): C) oe Group: Other Booking Center (indicate DB location and account details): © other Institution (Indicate name & location): JPMorgan, NYC C2) Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 2 inflows & outflows per month ranging from $1000 to $10,000. Please list all parties related to the account. For each party: Check if a source of wealth description & required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the unate/underiyng Beneficial Owner(s). be EPP PP PP | PP Pe ree Fee bebe | eb b I | https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002673 EFTA_00016147 EFTA00166899

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KYC Print Page 3 of 20 2. Account Ownership Summary dC Ce What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold funds for the company. Indicate from where the assets are expected to arrive? 1 068 Group: Same Booking Center (indicate account number): C1 06 Group: Other Booking Center (indicate DB location and account details): © other Institution (Indicate name & location); JPMorgan, NYC C) Physical Deposits (specify cash, securities, cheques, ...} What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and 10 outflows per month ranging from $1,000 to $10,000, What Is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx, one year after opening? 100,000 VY Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? Cyes ¥Ino Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). Southern) jancial LC Harry Beller https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002674 EFTA_00016148 EFTA00166900

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KYC Print Page 4 of 20 2. Account Ownership Summary aS Indicate from where the assets are expected to arrive? 1 068 Group: Same Booking Center (indicate account number): C1 06 Group: Other Booking Center (indicate DB location and account details): M other Institution (Indicate name & location); JPMorgan, NYC C) Physical Deposits (specify cash, securities, cheques, ...} What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and 10 outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days after opening? eonnay Pected volume of assets and currency for the account approx. one year after Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. please Ort don to the uriratsfundestying Benetica! Orinests) https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002675 EFTA_00016149 EFTA00166901

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KYC Print Page 5 of 20 a a ae Indicate from where the assals are expected to arrive? 1 068 Group: Same Booking Center (indicate account number): C1 06 Group: Other Booking Center (indicate DB location and account details): M other Institution (Indicate name & location); JPMorgan, NYC C) Physical Deposits (specify cash, securities, cheques, ...} What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 2 inflows & outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days after opening? eonnay Pected volume of assets and currency for the account approx. one year after Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. please Ort don to the uriratsfundestying Benetica! Orinests) https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002676 EFTA_00016150 EFTA00166902

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KYC Print Page 6 of 20 CC What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account for Jeffrey Epstein's personal dally use. Indicate from where the assets are expected to arrive? 2 06 Group: Same Booking Center (indicate account number): C1 06 Group: Other Booking Center (indicate DB location and account details): © other Institution (Indicate name & location); JPMorgan Chase. New York, NY C) Physical Deposits (specify cash, securities, cheques, ...} What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 15 inflows and outflows per month ranging from $100-$10,000. What Is the expected volume of assets and currency for the account approx. 90 days after opening? Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002677 EFTA_00016151 EFTA00166903

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KYC Print Page 7 of 20 a What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market account to hold Jeffrey Epstein's personal funds. Indicate from where the assets are expected to arrive? 2 06 Group: Same Booking Center (indicate account number): C1 06 Group: Other Booking Center (indicate DB location and account details): © other Institution (Indicate name & location); JPMorgan Chase. New York, NY C) Physical Deposits (specify cash, securities, cheques, ...} What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-2 inflows and outflows per month ranging from $1,000 to $20,000 What Is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx, one year after opening? Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002678 EFTA_00016152 EFTA00166904

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KYC Print Page 8 of 20 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summ: 3A. Individual Details (for all parties) Epstein - eth: 1/20/1953 of Residence: Country of Citizenship: Has client reskled outside of Address of pri fence: | Uitte Saint James Saint Thomas 00802 US Virgin Islands country of nationality |["] yes Mino Y for S years or more? : Self Empotyed Tax ID / SSN: coor = Address of employer: Does the person work as senior executive of a DB-recognized regulated entity in the financial o wy dustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes MINo Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) Oves Mino To the best of your knowledge, is the individual related to an employee of the DB group?/* Oramiy CO Friendship Mi none Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) If applicable, indicate which bank officers have met the person: Indicate where and when the cllent meeting(s) took place: er a ad Sy ee a Co femme |S pewter sianesvemconaarews [| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did farniy accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activ@ies, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a bifion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Viegin Islands, which merged into ‘Southern Financial LLC. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear ‘Stearns and his financial management firms anion [mo ae ie _—| comm [sm one [omens natn Other Known Financial Institutions: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002679 EFTA_00016153 EFTA00166905

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KYC Print Page 9 of 20 Institution: Country: Est, Assets Under Mgt: a Please indicate the family situation of the individual (marital status, other family members, etc): Single https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002680 EFTA_00016154 EFTA00166906

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KYC Print Page 10 of 20 must be established for EACH INDIVIDUAL PARTY in Section sheet 3A. Individual fear rage (for all = celter - Country of Citizenship: Has client reskled outside of country of nationality |[7] Yes MI no for 5 years or more? HBRK Associates, Inc Tax ID / SSN: a Does the person work as senior executive of a DB-recognized regulated entity in the financial o wy dustry? or an entity listed on @ DB-recognised exchange? (Not applicable for operating entities Yes MINo Is the individual Politically Exposed Person (PEP)? (if Yes, describe) Oves Mino To the best of your knowledge, is the individual related to an employee of the DB group?/if o Family oO Friendship None Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank feankommcerniams) feankommcerniams) eank oie: | ES ae Private | Place oF Other Location (specify): oat: | CC ce fester sianesvemconaarews [| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did farnity accurnulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activ@ies, important business partners.) onion [ifort eomanewene [rere Other Known Financial Institutions: es Co Ca a CC a Cn Ca https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002681 EFTA_00016155 EFTA00166907

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KYC Print Page 11 of 20 | "ore oats te Fry station of te individual (marital status, other family members, etc): | https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002682 EFTA_00016156 EFTA00166908

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KYC Print Page 12 of 20 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summ: : Country of Citizenship: Has client reskled outside of country of nationality |[7] Yes MI no for 5 years or more? of Residence: Profession/Occupation: Lawyer Tax ID / SSN: J Southem Financial LLC ark: Address of employer: 575 Lexington Avenue, 4th Fi New York NY USA 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial o wy dustry? or an entity listed on @ DB-recognised exchange? (Not applicable for operating entities Yes MINo Is the individual Politically Exposed Person (PEP)? (if Yes, describe) Oves Mino To the best of your knowledge, is the individual related to an employee of the DB group?/if o Family oO Friendship None Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) CC ce fester sianesvemconaarews [| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did farnity accurnulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activ@ies, important business partners.) onion [ifort eomanewene [rere Other Known Financial Institutions: Est. Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002683 EFTA_00016157 EFTA00166909

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KYC Print Page 13 of 20 | "ore oats te Fry station of te individual (marital status, other family members, etc): | https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002684 EFTA_00016158 EFTA00166910

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KYC Print Page 14 of 20 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersh' 3A. Individual Details (for all parties) Country of Citizenship: Has client reskled outside of oO wi . id his/her country of nationality ve Address of prt for 5 years or more? semene Profession/Occupation: Tax ID / SSN: Current Employer: ‘Southem Financial, LLC van: Address of employer: 6100 Red Hook Quarter, B3 St, Thomas USVI 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial o 74) Industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes MINo Is the individual Politically Exposed Person (PEP)? (if Yes, describe) Oves Mino To the best of your knowledge, is the individual related to an employee of the DB group?/* o Family oO Friendship None Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) CC ce fester sianesvemconaarews [| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activ@ies, important business partners.) onion [ifort eomanewene [rere Other Known Financial Institutions: few [ome de Ca en https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002685 EFTA_00016159 EFTA00166911

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KYC Print Page 15 of 20 Please indicate the family situation of the individual (marital status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Sumi 3C. Legal Entity Details (For all Legal Entities) Address (city, street, post 6100 Red Hook Quarter B3 St Thomas 00802 US Virgin Islands code): EIN: Provide 4 description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocabiity,settior and beneficiaries, etc.: To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, chent referral source, supplier of goods or services)?: Describe Nature of Entity's Primary Business and Investment Activities This business is funded by Jeffrey Epstein's wealth. Thés company was formed to hold Mr. stein’s personal wealth and invest in different ventures. This company invests in real estate, equities, commodities, etc and gets its revenue from the gains it makes in these investments. It |. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent surrnary of assets/Wabilities): initial funding in February 2013 was $1,000 from the sole shareholder of the sole managing member Estimated gross receipts p.a.($): pstein’ ; 8 8 Estimated net profit p.a. ($): er a ronment eome 1,500,000.00 Estimated investable assets ($): Potential Amount to be invested with PWM ($): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary. https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002686 EFTA_00016160 EFTA00166912

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KYC Print Page 16 of 20 3C. Legal Entity Details (For all Legal Entities) rot Conpary, i. - (J Foundation/Association (]trust Mi company Clestate Miprivate investment C] Purpose of Entity: A i a E Pa i Purpose of Entity Other (specify): H i i US Virgin Islands orporation / | 11/18/2011 Address (city, street, post 6100 Red Hook Quarter B3 St Thomas 00802 US Virgin Islands code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management, For trusts/foundations, include information about revocability,settlor and beneficiaries, etc. : Hil Please indicate how ownership of the legal entity is reflected: oO Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche oO Bank (e.g. external legal counsel, chent referral source, supplier of goods or services)?: Yes No & | Consulting Services relying on Financial and Biornedical algorithms. Southern Trust is 4 private ting company that invests the assets of their clients and gets their revenue from the return pf these investments. Southern Trust invests in different portfolios catered to their clients and akes thelr revenue based on the returns and the fees associated with managing their clients US Virgin Islands Nature of the business: ‘Countries where business is transacted: ssets: 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/Sabilities): 0 and invest client funds and gain revenue based on fees and returns Estimated gross receipts p.a.($): Estimated net profit p.a. ($): Estimated investable assets ($): Sizes Potential Amount to be invested with PWM ($): Est. Assets Under Mgt: 2,000,000.00 https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002687 EFTA_00016161 EFTA00166913

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KYC Print Page 17 of 20 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B [7] a eR Se (Compliance Signature) Morivers License MY) passport (] national/State 10 [] other 8 Checklist of names (individuals and/or entities) that were submitted for database searches is w o \ Yes No C, Please indicate the resus of the database searches performed RDC searches complete Miyes Ono negative results found ives Ono PCR checks complete Myves Cn negative results found Mives Ono OFAC checks complete Me Ono negative results found Oves Mino BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B) Mives Cno negative results found Ores Mino Denial Orders checks complete Mies Ono negative results found Oves Mino Martindale-Hubbell searched (Lawyers/Law Firms only) Oves Mino negative results found Oves One Please summarize any negative results from the database searches indicated above: Approved in KYC 401133377 HARRY BELLER: Approved in KYC #01133624 JEANNE BRENNAN: Jeanne was previously approved in KYC #01141315 JEFFREY EPSTEIN: RDC Alert #1 -- Cleared & APPROVED by Chip Packard, AML Compliance, and Pat Harris PCR Alert #1/2 -- Not our client All Cases Closed ‘SOUTHERN FINANCIAL LLC: ‘SOUTHERN TRUST INC: No negative media Court Case -- Not our client. FINANCIAL INFOMATICS INC: No negative media No court cases J. Epstein & Co. All Negative Media is our client. He has been cleared of posing a reputational risk as shown by the AML Clearance attached Court Cases have been closed FINANCIAL TRUST & CO RDC/PCR alert is associated with Southern Financial, the company & merged into. This alert has been cleared by Compliance and is attached urt Cases closed E. To the best of your knowledge, has the client ever been convicted of a criminal offense? Mires Ono To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer threatening litigation against oO a Deutsche Bank AG or any of its subsidiaries? (IF Yes, provide details below and contact Quality Mgt. ‘+ Yes No (LatAm/Int!) or the Regulatory Control Group and notify Compllance immediately) a Lves Mino F. https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002688 EFTA_00016162 EFTA00166914

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KYC Print Does the client or related party have any financial or other association / interactions within countries oF regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Page 18 of 20 Does the client or related have financial or other interactions within high risk n° client or party any or association) high risk TV Kino I. Corporate Documentation Attached (Legal Entities Only) Mives [Ino (lnot applicable J. Undisclosed Principal Form Complete (Intermediaries Onty) Clyes [no Minot Appiicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation és not in English, please provide an English summary of the nature/contents of the non-English Documentation: Does the account have Nexus to Special Risk Countries? Is the account structure unusually complex? B chere any Indication te chert out op 2 non operating Compery enpressiy purpos \sferring shares to third parties Is there any indication this could be a prohibited business relationship? Are the bearer shares identified subject to acceptable controls? https://dbforcepb.my .salesforce.com/servlet/servlet.Integration?lid=0 1 N30000000D9Di&e... CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002689 EFTA_00016163 EFTA00166915

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KYC Print Page 19 of 20 eT Jowen wt | 3/28/114 10:45 AM Risk Calculator located in KYC #1082293. Client Facing Professional (CFP): Signature) 2/24/2014 Paul Morris Office Director/Business Head: Brian M. Biggar Signature) 2/24/2014 Brian M. Biggar poo 3/28/2014 3/28/2014 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT; Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals 1(1) (CFP's) should establish and maintain business relationships only with persons who satisfv our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002690 EFTA_00016164 EFTA00166916

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KYC Print Page 20 of 20 | ie 7 | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002691 EFTA_00016165 EFTA00166917