KYC Print Page | of 11 DB PWM GLOBAL KYC/NCA: PART A [7] KYC Case # : 01161376 Status : f. Approved One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Ce New PWM Relationship C1 existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: es a Se a Cet How Was the Client(s) compensation to a third party for the introduction of this relationship? Ust all existing and new accounts involved in this relationship Legal Entity | Account Name / Number Account(s) Ce ‘Who is the primary contact This nnn ements have Preferred method of contact signatory rights and/or Oncicate phone i fi no., information right for the ema y, etc.): accounts.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. ke) DB-SDNY-0002661 EFTA_00016135 EFTA00166887

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KYC Print Page 2 of 11 One sheet must be established for each account to be o ee |=) el What is the purpose of the account (e.g. portfolio mai = eeoow long-term investment, payment/expense account)? Checking account for the daily use or => Indicate from where the assets are expected to arrive? C} pe Group: Same Booking Center (indicate account number): Cj DB Group: Other Booking Center (indicate DB location and account details): Other Institution (Indicate name & location): JPMorgan. New York (7) Physical Deposits (specify cash, securities, cheques, ...): ‘What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflowes and outflows per month ranging from $100 to $10,000 ‘What is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: Check if @ source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected) If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). = ple "EE ERC https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. ke DB-SDNY-0002662 EFTA_00016136 EFTA00166888

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KYC Print Page 3 of 11 What is the purpose of the account (€.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market account to hold their joint funds and earn interest Indicate from where the assets are expected to arrive? CI ve Group: Same Booking Center (indicate account number): (] 08 Group: Other Booking Center (indicate DB location and account details): [1 other Institution (Indicate name & location): JPMorgan. New York (2) Physical Deposits (specify cash, securities, cheques, ...): ‘What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volurne per month)?: Roughly 1-3 inflows and outflows per month ranging from $100 to $10,000 ‘What is the expected volume of assets and currency for the account approx. 90 days after opening? ‘What is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: Check If a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. ke) DB-SDNY-0002663 EFTA_00016137 EFTA00166889

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KYC Print Page 4 of 11 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa: 3A. Individual Details (for all parties) Has client resided outside of his/her country of nationality |[]yes Mino for 5 years or more? Does the person work as senior executive of a DB-recognized regulated entity in the financial | _ . _ industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating Tres Mino ntities Is the individual a Politically Exposed Person (PEP)?(iF Yes, describe) Lives wd To the best of your knowledge, is the individual related to an employee of the DB group? = |[_] Family C Friendship Mnone Family or Friendship, describe ) To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person Bank Officer Name(s) cen piven lene Place o Other Location (specify): a oe p Poff p Cl wealth Details for this individual are not filled in, because they are the same as for the following person 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Summarize Source of Wealth (Cl eusiness Owner Mi satary/Eamings [_] Investment (_]Inheritance/Gitts [_lother Further Describe Source of Wealth /Detail the history of weaRh for each of the sources: (¢.9. For trusts, how did settior accumulate wealth? For inheritance, how did family accumulate wealth?For business overs, how long in business, how many employees, level of profitability? Indicate type of business, Other Known Financial Institutions: Institution PPrtergan [country [usa Je# Assets Under Mat: ] 2,000.00 https://dbforcepb.my .salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002664 EFTA_00016138 EFTA00166890

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KYC Print Page 5 of 11 Please indicate the family situation of the individual (marital status, other family members, etc.): Married to Karyna Shuliak https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. fe) DB-SDNY-0002665 EFTA_00016139 EFTA00166891

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KYC Print Page fj of 11 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa: 3A. Individual Details (for all parties) Has client resided outside of his/her country of nationality |[ ]yes M1 for 5 years or more? Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating noties Is the individual a Politically Exposed Person (PEP)?/if Yes, describe) To the best of your knowledge, is the individual related to an employee of the DB group? = |[_] Family 0 Friendship Mnone Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e¢.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: cent prvate | Client Place of Other Location (specify): le: sINeSS’ cee poarnanstonectvemionesear [TY Summarize Source of Wealth: (Jeusiness Over [_]Salary/Eamnings [_] Investment [_]Inheritance/Gitts [_other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (¢.9. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business ovmers, ho b plo 9 countries of major activities, important business partners.) Estimated Annual Income($) —s Estimated amount of investable assets($) Other Known Financial Institutions: Est. Assets Under Mgt: https://dbforcepb.my .salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. fe) DB-SDNY-0002666 EFTA_00016140 EFTA00166892

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KYC Print Page 7 of 11 Please indicate the family situation of the individual (marital status, other family members, etc.): i S I https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. fe) DB-SDNY-0002667 EFTA_00016141 EFTA00166893

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KYC Print Page 8 of 11 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART | (Compliance Signature) A. Type of Photo ID Provided M privers License (_] Passport (] national/State 10 CJ other Checklist of names (individuals and/or entities) that were submitted for database searches is o wm attached Yes SONo C. Please indicate the results of the database searches performed RDC searches complete Mies Lino negative results found ves Mino PCR checks complete Yes Clno negative results found Oves Mito OFAC checks complete Mies Ono negative results found Oves Mino BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, MD yes Ono negative results found Oves Wino Denial Orders checks complete Mies One negative results found Oves Mino Martindale-Hubbell searched (Lawyers/Law Firms only) Cves Mino negative results found Oves Cine summarize any negative results from the database searches indicated above: No Negative Media No Court Cases E. To the best of your knowledge, has the client ever been convicted of a criminal offense? Oves Mino To the best of your knowledge, has the customer ever been involved in any past IRigation against Deutsche Bank AG or any of is subsidiaries or is the custorner threatening litigation against o w Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Yes MNo Mgt. (LatAm/Int'l) or the Regulatory Contra! Group and notify Compliance immediately) rf 6. Does the client or related party have any financial or other association / interactions within o Yes uw No * countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Does the client or related party have any financial or other association/ interactions within high o w * risk countries? Yes No 1. Corporate Documentation Attached (Legal Entities Only) Mives Cio Cnt Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) Dives Co M1 net applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not In English, please provide an English summary of the nature/contents of the non-English Documentation: L. Special Risk Factors Does the account have Nexus to Special Risk Countries? oO Yes Mino H. Is the account structure unusually complex? OCves Mino https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. Ke) DB-SDNY-0002668 EFTA_00016142 EFTA00166894

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KYC Print Page 9 of 11 Is there any indication the client set up a non operating company Fi pressly for the purpose of transferring shares to third parties? Dives ino ex Is there any indication this could be a prohibited business relationship? Olves Mino Are the bearer shares kdentified subject to acceptable controls? Clyes Mino https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. fe) DB-SDNY-0002669 EFTA_00016143 EFTA00166895

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KYC Print Page 10 of 11 12/13/113 1:27 PM Please see KYC 1082293 for information regarding Mr. Epstein, a current PB client. 12/13/113 12:39 AM ONSHORE APPROVALS Office Director/Business Head: Brian M. Biggar Signature) 12/10/2013 Brian M. Biggar AML Business Risk (Signature) Melisa Venegas Melisa Venegas 12/13/2013 AML Compliance: (Signature) J Franklin o/b/o J. Lightbody J Franklin o/b/o J. Lightbody 12/13/2013 LATAM/INTERNATIONAL APPROVALS (Signature) Client Facing Professional (CFP): Global Market Team Head (Signature) ane ee ISMTH): AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals 1(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. fe) DB-SDNY-0002670 EFTA_00016144 EFTA00166896

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KYC Print Page 11 of 11 unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, ete. https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. ke) DB-SDNY-0002671 EFTA_00016145 EFTA00166897