KYC Print Page | of 12 DB PWM GLOBAL KYC/NCA: PART AT] KYC Case # : 01147850 Status : 6. Approved accounts included in the relati 1. Relationship Details C0 New PWM Relationship (1 existing PWM Relationship Tf existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Domes [erent [remant [Doweenenas | How Was the Client(s) Introduced? How long has the | Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein RM personally known the is a current client of the Bank. Wants to open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client? client of Paul's at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMorgan, Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank Relationship to PWM: List all existing and new accounts involved in this relationship a Account(s) CC https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002649 EFTA_00016123 EFTA00166875

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KYC Print Page 2 of 12 One sheet must be established for each account to be o 2. Account Ownership Summary ‘What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hoki assets for the company. Indicate from where the assets are expected to arrive? C) bs Group: Same Booking Center (indicate account number): (J 8 Group: Other Booking Center (indicate DB location and account details): M1 other Institution (Indicate name & location): JPMorgan, New York [7] Physical Deposits (specify cash, securities, cheques, ...): ‘What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 infloves and outflows per month ranging from $1,000 to $10,000 ‘What is the expected volume of assets and currency for the account approx. 90 days after opening? Please list all parties related to the account. For each party: © Check if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), © If none of the check boxes apply, describe the party's relation to the account in the “Other” column. * Always describe the relationship between the parties in the last column. © Please drill down to the ultimate/underlying Beneficial Owner(s). Sg a og og el ed Ty parties) ‘count pjaja_pet|@ jofo jo jo jojo | fo fo jo] pjofe feo jojo j2@ f@ jefo | fo fo fo] | https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002650 EFTA_00016124 EFTA00166876

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KYC Print Page 3 of 12 2. Account Ownership Summary Sr ‘What is the purpose of the account (¢.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market account to hold assets for the company and to earn interest. Indicate from where the assets are expected to arrive? 1] 08 Group: Same Booking Center (indicate account number): (] 08 Group: Other Booking Center (indicate DB location and account details): [V1 other Institution (Indicate name & location): JPMorgan, New York (2) Physical Deposits (specify cash, securities, cheques, ...): ‘What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000 Please list all parties related to the account. For each party: Check If a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). Piolo pelo jojo fo ja jojo | fo fo jo} Piola peo jojo je je jojo | fe fo fo | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002651 EFTA_00016125 EFTA00166877

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KYC Print Page 4 of 12 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa: 3A, Individual Details (for all parties) , | Litte Saint James Saint Thomas 00802 US Virgin Islands 2 Address of employer: 6100 Red Hook Quarter B3 St. Thomas USVI 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating Oyes Mino ntities is the individual a Politically Exposed Person (PEP)?(¥ Yes, descnbe) To the best of your knowledge, ts the individual related to an employee of the DB group?/if (Tramity o Friendship Mi none Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes, describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: ee fms seawamsonesear [TY Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (¢.9. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 19680. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner, His wealth has come from his days at Bear Stearns and his financial management firms Estimated Annual Income($): | 10,000,000.00 Estimated amount of investable assets($): $50 MM = 100 MM ee ee Other Known Financial Institutions: https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002652 EFTA_00016126 EFTA00166878

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KYC Print Page 5 of 12 Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002653 EFTA_00016127 EFTA00166879

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KYC Print Page 6 of 12 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa: nk: Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating noties is the individual a Politically Exposed Person (PEP)?(¥ Yes, descnbe) To the best of your knowledge, ts the individual related to an employee of the DB group? (if (Tramity o Friendship Minone Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes, describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person Se cam siansmanestewy —[ fy since [| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (¢.9. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) re) Co ete a Co Other Known Financial Institutions: i Institution: Country: Est. Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002654 EFTA_00016128 EFTA00166880

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KYC Print Page 7 of 12 a Please indicate the farnily situation of the individual (marital status, other famiay members, etc.): sheet must be established for EACH LEGAL ENTITY in Section 2. Account '3C. Legal Entity Details (For all Legal Entities) Mort, inc Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries,etc.: Corporation with 1000 issued. Al issued shares are owned by Jeffrey Epstein. Je! Epstein is the President and sole shareholder and owner. Please indicate how ownership of the legal entity is reflected: Corporation with 1000 issued. All issued shares are ovmed by Jeffrey Epstein, Jeffrey Epstein is the President and sole shareholder and owner. (J special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain froen the direct owner of the entity to the ultimate beneficial owner (if not the same persons} Corporation with 1000 Issued. All issued shares are owned by Jeffrey Epstein. Jeffrey Epstein is the President and sole shareholder and owner. To the best of your knowledge, Is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or Yes oO No wv services)?: Describe Nature of Entity's Primary Business and Investment Activities Investment holding company. A private company that is used to hold investements that the ole owner, Jeffrey, would like to keep separate from other investments Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (¢.g. balance sheet or equivalent summary of assets/liabilities): apital contribution of $1000 from tein Estimated gross receipts p.a.($): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002655 EFTA_00016129 EFTA00166881

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KYC Print Page 8 of 12 A https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002656 EFTA_00016130 EFTA00166882

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KYC Print Page 9 of 12 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B A. Type of Photo ID Provided Miprivers License M1 Passport C] national/State 1D (] other 8 Checklist of names (individuals and/or entities) that were submitted for database searches is "attached C. Please indicate the results of the database searches performed RDC searches complete PCR checks complete OFAC checks complete BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B) Denial Orders checks complete Martindale-Hubbell searched (Lawyers/Law Firms only) Mies Cio Mies Clo Mies Ono Mies Ono Mies Ono Please summarize any negative results from the database searches indicated above: KYC Approved and all pertaining documents in case #:1121718 and 01082293 HARRY BELLER: D. KYC approved in case #:01133377 and 01133624 MORT INC: favor pacar eget tay pele i Rigel All court cases do not pertain to ou! E. To the best of your knowledge, has the client ever been convicted of a criminal offense? To the best of your knowledge, has the customer ever been involved in any past IRigation against Bank AG or any of Rs subsidiaries or is the custorner threatening litigation against contact Quality * Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and Mot. (LatAm/Int1) or the Regulatory Contra! Group and notify Compliance immediately) Does the client or related party have any financial or other association / interactions within " countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? _ Does the client or related party have any financial or other association/ interactions within high ountries? risk c 1. Corporate Documentation Attached (Legal Entities Only) nature/contents of the non-English Documentation: L. Special Risk Factors Does the account have Nexus to Special Risk Countries? Is the account structure unusually complex? Oves Mino Oves Mino Oves Mino Oves Mino : JEFFREY Mives Ono negative results found negative results found negative results found negative results found negative results found negative results found IN: Oves Mino Oves Mino Ores Mino Mies Fino Yves Ono Oves Mino Oves Mino Dyes Mino Oves Ono Mies Ono Cnet applicable DCves Co M) not Applicable https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002657 EFTA_00016131 EFTA00166883

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KYC Print Page 10 of 12 Is there any indication the client set up a non operating company pressly for the purpose of transferring shares to third parties? ex Is there any indication this could be a prohibited business relationship? Olves Mino Are the bearer shares kdentified subject to acceptable controls? Clyes Mino https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002658 EFTA_00016132 EFTA00166884

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KYC Print Page 11 of 12 jo records to display. ONSHORE APPROV: eee Btn 11/12/2013 11/12/2013 LATAM/INTERNATIONAL APPROVALS Chent Facing Professional (CFP): Global Market Team Head (GMTH)/Sub-Market Team Head nce: AML Business Risk: PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals l(l) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002659 EFTA_00016133 EFTA00166885

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KYC Print Page 12 of 12 | Pease pank amevcne new YT 7]| https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002660 EFTA_00016134 EFTA00166886