KYC Print Page | of 12 DB PWM GLOBAL KYC/NCA: PART A [7] KYC Case # ; 01141322 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi, 1. Relationship Details C New PWM Relationship C1 existing PWM Relationship Relationship to PWM: Tf existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Introduced? How long has the | Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein RM personally known the is a current client of the Bank. Wants to open a new account. Introduction detai’s of Paul and Jeffrey: Jeffrey Epstein was a client? client of Paul's at JP Morgan, Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMorgan, Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank Does Deutsche Bank pay a fetrocession or similar compensation to a third party for the introduction of this relationship? Ust all existing and new accounts involved in this relationship Legal Entity | Account Name / Number Opening Date (intended/actual) Account(s) CC oS wr ‘Who is the primary contact person for the RM? (Note: This person needs to have —_‘| Harry Beller owaeree| method of contact signatory rights and/or phone no., q Me information right for the e-mail address, etc.): accounts.): 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002637 EFTA_OOO16111 EFTA00166863

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KYC Print Page 2 of 12 One sheet must be established for each account to be o 2. Account Ownership Summary What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hoki the funds necessary to cover the costs associated with running one of Jeffrey Epstein’s homes Indicate from where the assets are expected to arrive? C) bs Group: Same Booking Center (indicate account number): (J 8 Group: Other Booking Center (indicate DB location and account details): M1 other Institution (Indicate name & location): JPMorgan, New York [7] Physical Deposits (specify cash, securities, cheques, ...): ‘What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 infloves and outflows per month ranging from $1000 to $20000 ‘What is the expected volume of assets and currency for the account approx. 90 days after opening? Please list all parties related to the account. For each party: * Check if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), * If none of the check boxes apply, describe the party's relation to the account in the “Other” column. * Always describe the relationship between the parties in the last column. * Please drill down to the ultimate/underlying Beneficial Owner(s). Sg a og og el ed Ty parties) ‘count piaja bela fofo jo fo fofo | fo fo fo] piojo pelo fofo jo f2@ jojo | fo fo fo] pola eo fofo je i jojo | fo fe fo https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002638 EFTA_00016112 EFTA00166864

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KYC Print Page 3 of 12 2. Account Ownership Summary What is the purpose of the account (¢.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money market account to hold the funds necessary to cover the costs associated with running one of Jeffrey Epstein's homes and earn interest Indicate from where the assets are expected to arrive? oO DB Group: Same Booking Center (indicate account number): (] 08 Group: Other Booking Center (indicate DB location and account details): [V1 other Institution (Indicate name & location): JPMorgan. New York (2) Physical Deposits (specify cash, securities, cheques, ...): ‘What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10000 What is the expected volume of assets and currency for the account approx. one year after ‘opening? Please list all parties related to the account. For each party: Check If a source of wealth description is required for the party. (Check the appropriate bax to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). count parties pjaja bela jojo fo fo fofo | fo fo fo] | pjofe peo jojo je 2 jofo | fo fo fo https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002639 EFTA_00016113 EFTA00166865

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KYC Print Page 4 of 12 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa: 3A, Individual Details (for all parties) inawviduars name: | Jeffrey Epstein - 00000483289 Date of Birth: 1/20/1953 Has client resided outside of Litte Saint James Saint Thomas 00802 US Virgin Islands his/her country of nationality C] for 5 years or more? pomon eee _| —_ the person work as senior executive of a DB-recognized regulated entity in the financial dustry? oF an entity listed on a DB-recognised exchange? (Not applicable for operating Cves Mino Is the individual a Politically Exposed Person (PEP)?/if Yes, describe) Address of primary residence: To the best of your knowledge, ts the individual related to an employee of the DB group? (if CJ ramity 0 Friendship Minone Family or Friendship, describe ) To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: Client Place of . panomrsaenesmmnedtow fT preanrcioneswansencsnw M pusiness Ovmer Cl satary/€amings Investment [_]InheritanceyGitts [_]other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (¢.9. For trusts, how did settlor accumulate wealth? For inheritance, how did family accurnulate wealth?For business ovmers, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1960. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner, His wealth has come from his days at Bear Stearns and his financial management firms Estimated Annual Income($): | 10,000,000.00 Estimated amount of investable assets($): Other Known Financial Institutions: 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002640 EFTA_00016114 EFTA00166866

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KYC Print Page 5 of 12 Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002641 EFTA_00016115 EFTA00166867

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KYC Print Page 6 of 12 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa: 3A. Individual Details (for all parties) Has client resided outside of his/her country of nationality |[]yes for 5 years or more? Address of employer: | of Address of employer: | 575 Lexington Avenue, 4th Floor Monsey NY USA 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial dustry? oF an entity listed on a DB-recognised exchange? (Not applicable for operating Cves Mino i, Is the individual a Politically Exposed Person (PEP)?/if Yes, describe) Mino To the best of your knowledge, is the individual related to an employee of the DB group?/ = |[_} Family 0 Friendship Mnone Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e¢.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: ‘Client Place of ao CJ Wealth Details for this individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Primary industry of source of Wealth/Source of Funds? Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (¢.9. For trusts, how did settlor accumulate wealth? For inheritance, how did family accurnulate wealth?For business ovmers, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Other Known Financial Institutions: Est. Assets Under Mgt: 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002642 EFTA_00016116 EFTA00166868

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KYC Print Page 7 of 12 Please indicate the farnily situation of the individual (marital status, other famay members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa '3C. Legal Entity Details (For all Legal Entities) NES, LLC - 00000487265 M private Investment [] Philanthropic/Charitable {_,] fommercial [J Foundation/Association C] trust Mcompany (Clestate (7 Partnership 8/13/1998 incorporation/registration: Address (city, street, post 6100 Red Hook Quarter, B3 St, Thomas 00802 USVI . : 13-4146141 code): Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries, ete . gle member LLC. Jeffrey Epstein is the sole member Please indicate how ownership of the legal entity is reflected: Single member LLC. Jeffrey Epstein is the sole member CJ Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons} Single member LLC. Jeffrey Epstein is the sole member To the best of your knowledge, Is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or ves L] noM services)?: Describe Nature of Entity's Primary Business and Investment Activities Nature of the . eee luc was formed to take care of the expenses associated with running one of Jeffrey 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Provide Evidence of Corporate Assets (¢.g. balance sheet or equivalent summary of assets/liabilities): funds come from Jeffrey Epstein, who has been KYCd p en fo OO acon Other Known Financial Institutions: J Country: Est. Assets Under Mgt: Institut 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002643 EFTA_00016117 EFTA00166869

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KYC Print Page 8 of 12 A https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002644 EFTA_00016118 EFTA00166870

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KYC Print Page 9 of 12 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B [Z] (Compliance Signature) M privers License J Passport [] National/State 10 CJ other Checklist of names (individuals and/or entities) that were submitted for database searches is Mes CONno B. C. Please indicate the results of the database searches performed RDC searches complete Mies Lino negative results found Mives Fino PCR checks complete Yes C]No negative results found Oves Mino OFAC checks complete Mies Ono negative results found Oves Mino BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, MD ves Clno negative results found Oves Wino Denial Orders checks complete yes One negative results found Olves Mino Martindale-Hubbell searched (Lawyers/Law Firms only) Cves Mino negative results found Oves Ce Please sur any negative results from the database searches indicated above: Previously and approved in: 01082293 and 01121718 HARRY 4 D. Previously and approved: 01133624 NES, LLC: Negative media does not pertain to our client. Our client is an LLC that is only used to pay for the costs associated with running a private home No court cases E. To the best of your knowledge, has the client ever been convicted of a criminal offense? Mies Ono To the best of your knowledge, has the customer ever been involved in any past IRigation against f, Deutsche Bank AG or any of Rs subsidiaries or is the customer threatening litigation against Oo "Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Yes MINo Mot. (LatAm/Int?) or the Regulatory Contra! Group and notify Compiance immediately) Does the client or related party have any financial or other association / interactions within Cves Mino ©. countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Does the client or related party have any financial or other association/ interactions within high Oo 7) "risk countries? Yes No Corporate Documentation Attached (Legal Entities Only) Mives Co Ci not Applicable . Undisclosed Principal Form Complete (Intermediaries Only) Dyes Ono M1 not Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: L Special Risk Factors Does the account have Nexus to Special Risk Countries? Clves Mino Is the account structure unusually complex? Ores Mino Oo Yes Mino 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002645 EFTA_00016119 EFTA00166871

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KYC Print Page 10 of 12 Is there any indication the client set up a non operating company pressly for the purpose of transferring shares to third parties? ex Is there any indication this could be a prohibited business relationship? Olves Mino Are the bearer shares kdentified subject to acceptable controls? Clyes Mino https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002646 EFTA_00016120 EFTA00166872

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KYC Print Page 11 of 12 jo records to display. ONSHORE APPROVALS Chent Facing Professional (CFP): Office Director/Business Head Regional Office Director: AML Business Risk: Jacqueline Lightbody Janice Franklin LATAM/INTERNATIONAL APPROVALS Chent Facing Professional (CFP): Global Market Team Head (GMTH)/Sub-Market Team Head nce: AML Business Risk: PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals l(l) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002647 EFTA_00016121 EFTA00166873

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KYC Print Page 12 of 12 Deutsche Bank Americas New York [7]| 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002648 EFTA_00016122 EFTA00166874