KYC Print Page | of 16 DB PWM GLOBAL KYC/NCA: PART AT] KYC Case # : 01141308 Status : 6. Approved One sheet must be established relationship - list all accounts included in the relationship Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Booking Center: tite Maree:—|Pwanens MY New PWM Relationship C existing PWM Relationship Tf existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: ONLY adding signers to account. Al signers have already been approved in previous KYC's. Please rush as this is a simple update. Harry Beller was approved in KYC 01133624 Relationship to PWM: How Was the Client(s) Introduced? How long has the | Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein is a RM personally known the current client of the Bank. Wants te open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client of Paul's at JP Morgan, Paul and Jeffrey Epstein had a mutual friend/colleaque who introduced them while Paul was at JPMorgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank List all existing and new accounts involved in this relationship a ——e Account(s) CN a CC 2 a Who is the primary contact Lacie pte ahied (Note: This Preferred method of contact (indicate phone no., fax no., signatory rights and/or information right for the e-mail address, etc.) accounts. ): 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002607 EFTA_00016081 EFTA00166833

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KYC Print Page 2 of 16 One sheet must be established for each account to be o d 2. Account Ownership Summary a SS What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market. To hoki funds for the company. Indicate from where the assets are expected to arrive? oO DB Group: Same Booking Center (indicate account number): C) oe Group: Other Booking Center (indicate DB location and account details): © other Institution (Indicate name & location): JPMorgan, NYC C2) Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 2 inflows & outflows per month ranging from $1000 to $10,000. What is the expected volume of assets and currency for the account approx. one year after opening? Does/wil the client have Assets Under Management (AuM) within DB under Eur, 3M? Please list all parties related to the account. For each party: © Check if a source of wealth description & required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). © If none of the check boxes apply, describe the party's relation to the account in the "Other" column. * Always describe the relationship between the parties in the last column. * Please drill down to the ultimate/underlying Beneficial Owner(s). on parties, Pele few le jojo fo fe fofo | fe fe | https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002608 EFTA_00016082 EFTA00166834

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KYC Print Page 3 of 16 2 06 Group: Same Booking Center (indicate account number): 0 os Group: Other Booking Center (indicate DB location and account details): Mv Other Institution (Indicate name & location): JPMorgan, NYC C) Physical Deposits (specify cash, securities, cheques, ...} What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and 10 outflows per month ranging from $1,000 to $10,000. What Is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx, one year after opening? on Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? Ciyes ¥)No Please list all parties related to the account. For each party: * Check if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), * If none of the check boxes apply, describe the party's relation to the account in the “Other” column. * Always describe the relationship between the parties in the last column, Please drift down to the ultimate/underlying Beneficial Owner(s). 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002609 EFTA_00016083 EFTA00166835

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KYC Print Page 4 of 16 pene me What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account. To hold funds for company Indicate from where the assets are expected to arrive? 1 068 Group: Same Booking Center (indicate account number): 0 os Group: Other Booking Center (indicate DB location and account details): Other Institution (Indicate name & location): JPMorgan, NYC C) Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and 10 outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx. one year after opening? Does/wil the client have Assets Under Management (AuM) within DB under Eur. 3M? Please list all parties related to the account. For each party: * Check if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), * If none of the check boxes apply, describe the party's relation to the account in the “Other” column. * Always describe the relationship between the parties in the last column, Please drill down to the ultimate/underlying Beneficial Owner(s). egal Representative 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002610 EFTA_00016084 EFTA00166836

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KYC Print Page 5 of 16 pene ee What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market account. To hold funds for the company. Indicate from where the assets are expected to arrive? 1 068 Group: Same Booking Center (indicate account number): 0 os Group: Other Booking Center (indicate DB location and account details): Other Institution (Indicate name & location): JPMorgan, NYC C) Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 2 inflows & outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx. one year after opening? Does/wil the client have Assets Under Management (AuM) within DB under Eur. 3M? Please list all parties related to the account. For each party: * Check if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), * If none of the check boxes apply, describe the party's relation to the account in the “Other” column. * Always describe the relationship between the parties in the last column, Please drill down to the ultimate/underlying Beneficial Owner(s). egal ranitor/Settior Founding Representative Donor pop Pt 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002611 EFTA_00016085 EFTA00166837

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KYC Print Page 6 of 16 What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account for Jeffrey Epstein's personal dally use. Indicate from where the assets are expected to arrive? 1 068 Group: Same Booking Center (indicate account number): 0 os Group: Other Booking Center (indicate DB location and account details): Other Institution (Indicate name & location): JPMorgan Chase. New York, NY C) Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 15 inflows and outflows per month ranging from $100-$10,000 What Is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx, one year after opening? Does/wil the client have Assets Under Management (AuM) within DB under Eur. 3M? Please list all parties related to the account. For each party: * Check if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), * If none of the check boxes apply, describe the party's relation to the account in the “Other” column. * Always describe the relationship between the parties in the last column, Please drill down to the ultimate/underlying Beneficial Owner(s). 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002612 EFTA_00016086 EFTA00166838

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KYC Print Page 7 of 16 What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market account to hold Jeffrey Epstein's personal funds. Indicate from where the assets are expected to arrive? 1 068 Group: Same Booking Center (indicate account number): 0 os Group: Other Booking Center (indicate DB location and account details): Other Institution (Indicate name & location): JPMorgan Chase. New York, NY C) Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-2 inflows and outflows per month ranging from $1,000 to $20,000 What Is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx, one year after opening? Does/wil the client have Assets Under Management (AuM) within DB under Eur. 3M? Please list all parties related to the account. For each party: * Check if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), * If none of the check boxes apply, describe the party's relation to the account in the “Other” column. * Always describe the relationship between the parties in the last column, Please drill down to the ultimate/underlying Beneficial Owner(s). 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002613 EFTA_00016087 EFTA00166839

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KYC Print Page 8 of 16 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa‘ Individual Details (for all parties) Country of Citizenship: Has client reskled outside of Litte Saint James Saint Thomas 00802 US Virgin Islands his/her country of nationality for 5 years or more? Profession/Occupation: Self Empotyed Tax ID / SSN: Current Employer: Southern Financial LLC Position/Tithe/Rank: Address of employer: Does the person work as senior executive of a DB-recognized regulated entity in the financial o Industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes No Is the individual a Politically Exposed Person (PEP)? (if Yes, describe) O ves Mino To the best of your knowledge, is the individual related to an employee of the DB group?/* o Family oO Friendship None Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) If applicable, ind which bank officers have met the Indicate where and when the client meeting(s) took place: ad Sag ret a SS SS ferences a Ds om Dayne inaens Diem ome Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1980. In 1982, Epstein founded his own financial managernent firm, J. Epstein & Co., managing the assets of clients with more than a bifion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Viegin Islands, which merged into ‘Southern Financial LLC. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear ‘Stearns and his financial management firms ooetimat iets [onan [oooh iam Other Known Financial Institutions: 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002614 EFTA_00016088 EFTA00166840

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KYC Print Page 9 of 16 Institution: Country: Est, Assets Under Mgt: a Please indicate the family situation of the individual (marital status, other family members, etc): Single https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002615 EFTA_00016089 EFTA00166841

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KYC Print Page 10 of 16 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa‘ 3A. Individual Details (for all parties) Has client reskled outside of se ry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Is the individual a Politically Exposed Person (PEP)? (if Yes, describe) Dves Wino To the best of your knowledge, is the individual related to an employee of the DB group?/* o Family oO Friendship None Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Cee CS peetnenraereananeettew C2) Business owner Cl satary/éamings Clinvestment (“l inheritance/citts [) other Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did farnity accurnulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Other Known Financial Institutions: 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002616 EFTA_00016090 EFTA00166842

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KYC Print Page 11 of 16 Please indicate the family situation of the individual (marital status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Sumi 3C. Legal Entity Details (For all Legal Entities) [2] Foundation/Association [J trust Mi company Clestate purpose of Enti M private investment C] pose of Entity: ppitanthropic/Charitable C_) ommercial US Virgin Islands Date of incorporation / | 2/25/2013 Type of Entity: Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocabiity,settior and beneficiaries, etc.: Inc is the sole Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): To the best of your knowledge, is the entity party to 4 non-banking relationship with Deutsche Cl no Bank (e.g. external legal counsel, chent referral source, supplier of goods or services)?: Yes No Describe Nature of Entity's Primary Business and Investment Activities This business is funded by Jeffrey Epstein's wealth. Thés company was formed to hold Mr. pstein’s personal wealth and invest in different ventures. This company invests in real estate, commodities, etc and gets its revenue from the gains it makes in these investments. It p ein 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) renter atoneavansaneateen [| Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent surnmnary of assets/labilities): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002617 EFTA_00016091 EFTA00166843

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KYC Print Page 12 of 16 3C, Legal Entity Details (For all Legal Entities) (J Foundation/Association [trust Mi company (CJestate purpose of tnt M private Investment Oo [3 Partnership pose of Entity: —Iphitanthropic/Chartable C_] ° jal Date of incorporation / | 11/18/2011 registration: Type of Entity: Address (city, street, post 6100 Red Hook Quarter B3 St Thomas 00802 US Virgin Islands | U.S. TIN/EIN: 66-0779861 code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management, For trusts/foundations, include information about revocabiity,settior and beneficiaries, etc.; Please indicate how ownership of the legal entity is reflected: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche oO w Bank (e.g. external legal counsel, chent referral source, supplier of goods or services)?: Yes No Describe Nature of Entity's Primary Business and Investment Activities these investments, Southern Trust invests in different portfolios catered to their clients and akes thelr revenue based on the returns and the fees associated with managing their clients Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent surmmnary of assets/fabilities): “0 and invest client funds and gain revenue based on fees and returns 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002618 EFTA_00016092 EFTA00166844

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KYC Print Page 13 of 16 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B [7] A CO CSc Cr (Compliance Signature) ‘A. Type of Photo ID Provided MV privers License Passport [_] National/State 1D [_] other Checklist of nares (individuals and/or entities) that were submitted for database searches is My o No es 8. attached C. Please indicate the resuts of the database searches performed RDC searches complete Myre Ono negative results found Mies Ono PCR checks complete Mives Co negative results found Mives Ono OFAC checks complete Mies Ono negative results found Oves Mino BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, ID Mires Dono negative results found Ores Vino Denial Orders checks complete Mies no negative results found Oves Mino Martindale-Hubbell searched (Lawyers/Law Firms only) Cres Mino negative results found Oves Ono Please summarize any negative results from the database searches indicated above: HARRY BELLER: Approved in KYC #01133624 JEFFREY EPSTEIN: RDC Alert #1 -- Cleared & APPROVED by Chip Packard, AML Compliance, and Pat Harris PCR Alert #1/2 -- Not our client All Cases Closed SOUTHERN FINANCIAL LLC: No negative media No court cases SOUTHERN TRUST INC: No negative media Court Case -- Not our client. 0. FINANCIAL INFOMATICS INC: No negative media No court cases J. Epstein & Go. All Negative Media is our client. He has been cleared of posing a reputational risk as shown by the AML Clearance attached Court Cases have been closed FINANCIAL TRUST & CO RDC/PCR alert is associated with Southern Financial, the company & merged into. This alert has been cleared by Compliance and ts attached Court Cases are closed E. To the best of your knowledge, has the client ever been convicted of a criminal offense? To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer threatening litigation against Oo w * Deutsche Bank AG or any of its subsidiaries? (IF Yes, provide details below and contact Quality Mgt. ‘Yes MINo (LatAm/Int) or the Regulatory Control Group and notify Compliance immediately) G. Does the client or related party have any financial or other association / interactions within countries oO ym * oF regimes sanctioned by the Office of Foreign Assets Control (OFAC)? ‘Yes No a Dves Mino Does the client or related party have any financial or other association/ interactions within high risk 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002619 EFTA_00016093 EFTA00166845

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KYC Print Page 14 of 16 countries? 1. Corporate Documentation Attached (Legal Entities Only) Mives [Jo (i Not Applicable Undisclosed Principal Form Complete (Intermediaries Only) CI yes [Jo Minot Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation ts not in English, please provide an English summary of the nature/contents of the non-English Documentation Does the account have Nexus to Special Risk Countries? Clres Mino Is the account structure unusually complex? Clres Mino Is there any indication the client set up a non operating company expressly o for the purpose of transferring shares to third parties? ~ Is there any indication this could be a prohibited business relationship? 0 Are the bearer shares identified subject to acceptable controls? oO https ee 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002620 EFTA_00016094 EFTA00166846

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KYC Print Page 15 of 16 Gedy [owe [mes . This was only an update to add a signer. No change in the risk score so no need for a new risk calculator. Please Jacqueline Lightbody | 10/25/113 1:41 PM KYC 1121718. ONSHORE APPROVALS pam ties Paul Morris Office Director/Business Head: Brian M. Biggar ‘Signature ) 10/23/2013 Brian M. Biggar a (i ( Jacqueline Lightbody Jance Franklin PRIVATE WEALTH MANAGEMENT POLICY STATEMENT; Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals 1(1) (CFP's) should establish and maintain business relationships only with persons who satisfv our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002621 EFTA_00016095 EFTA00166847

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KYC Print Page 16 of 16 Deutsche Bank Americas New York [7] 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002622 EFTA_00016096 EFTA00166848