KYC Print Page 1 of 11 DB PWM GLOBAL KYC/NCA: PART A [7] KYC Case # ; 01135524 Status : 6. Approved One sheet must be established ti - list all accounts included in the 1, Relationship Details Ce If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Oca tr Relationship to PWM: Ei peenaly new te Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein is List all existing and new accounts involved in this relationship a pening oats everest Account(s) CC CN eC https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002596 EFTA_00016070 EFTA00166822

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KYC Print Page 2 of 11 One sheet must be established for each account to be a Ce What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account used for the daily needs of running Jeffrey Epstein’s home in NYC. Indicate from where the assets are expected to arrive? (7) 8 Group: Same Booking Center (indicate account number): (2) 8 Group: Other Booking Center (indicate D8 location and account details): MZ, other Institution (Indicate name & location): JPMorgan, New York C) Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $,1000 to $10,000 Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002597 EFTA_00016071 EFTA00166823

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KYC Print Page 3 of 11 famine Ce Account Manager: What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market to hold funds necessary to run the costs associated with Jeffrey Epstein's NYC home Indicate from where the assets are expected to arrive? C1] 8 Group: Same Booking Center (indicate account number): (1 be Group: Other Booking Center (indicate 8 location and account detaits): Mi other Institution (Indicate name & location): JPMorgan, NYC (] Physical Deposits (specify cash, securities, cheques, ...): ‘What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging fron $1,000 to $10,000 What is the expected volume of assets and currency for the account approx. one year after ‘opening? Please list all parties related to the account. For each party: . . . . . https://dbforcepb.my.salesforce.com/servlet/serviet. Integration? lid=0 1 N30000000D9Di&e... Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). Tf none of the check boxes apply, describe the party's relation to the account in the “Other* column. Always describe the relationship between the parties in the last column. ease rit own fo the urate undying Benefit Onmes(s) P fo Pee ee ee ee p Jojo peer fo jojo jo fa jojo | fo jo fo] CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002598 EFTA_00016072 EFTA00166824

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KYC Print Page 4 of 11 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersh 3A. Individual Details (for all parties) Has client resided outside of oO r ‘ ‘ _ | Litte Saint James Saint Thomas 00802 US Virgin Islands his/her country of nationality Yes ¥) No Address of primary residence: for 5 years or more? — Preset n/Occupation: cowtenee amen Address of employer: 6100 Red Hook Quarter B3 St. Thomas USVI 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial Oo dustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities |\— Yes 82 No Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) Cyes Yino To the best of your knowledge, is the individual related to an employee of the DB group?/if |[]ramity [lrriendship Minone Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (# Yes,describe ) If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: a (= (= fm conetmimmewne [TY porn toetmewetrewn [TY Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1960. In 1962, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands, All of his clients were anonymous except for the very wealthy businessman Leste Wexner, His wealth has come from his days at Bear Stearns and his financial management firms eres a oe comnaneo: [mera fomtmmrmaemenwnnn [| ‘Other Known Financial Institutions: CC https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002599 EFTA_00016073 EFTA00166825

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KYC Print Page 5 of 11 Institution 4 Country: Please indicate the family situation of the individual (marital status, other family members, etc.): Est. Assets Under Mgt: amansene |_| https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002600 EFTA_00016074 EFTA00166826

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KYC Print Page 6 of 11 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersh 3A. Individual Details (for all parties) Country of Residence: Country of Citizenship: = id Has client resided outside of es a et Does the person work as senior executive of a DB-recognized regulated entity in the financial Oo industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities |/~ Yes % No Is the individual a Politically Exposed Person (PEP)?/if Yes, describe) yes Mino To the best of your knowledge, is the individual related to an employee of the DB group?/if | ["] Family Clrriendship Minone Family or Friendship, describe } To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (# Yes,describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: a SC Cee fcr aonemimmeewne [TY forme toetmewetrewn | Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) neti | fete ere a Co a Co a Institution: Country: Est. Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002601 EFTA_00016075 EFTA00166827

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KYC Print Page 7 of 11 Please indicate the family situation of the individual (marital status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Su Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about! revocability, settlor and beneficiaries, etc.: Single member LLC. Epstein is the sole member Please indicate how ownership of the legal entity is reflected: Single member LLC. Capital contribution of $,1000 was made by Jeffrey Epstein who is the sole member (J Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if mot the same persons). Single member LLC. Jeffrey Epstein is the sole member To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche o 7] Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes No Describe Nature of Entity’s Primary Business and Investment Activities 2 This LLC was formed to hold the funds necessary to cover the costs and taxes associated with tune bn Se 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Provide Evidence of Corporate Assets (e.g. balance sheet https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002602 EFTA_00016076 EFTA00166828

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KYC Print Page 8 of 11 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B [Z7] Oe A. Type of Photo ID Provided Miorivers License Mi passport Cl) nationaiystate 10 Clother 8. Checklist of narnes (individuals and/or entities) that were submitted for database searches is Dyes One C. Please indicate the results of the database searches performed ROC searches complete Mies Ono negative results found PCR checks complete Mies Ono negative results found OFAC checks complete Myes Ono negative results found BIS searches complete (Lexis/Nexts, Factiva, Reuters, Dow Jones, 068) Mives C)No negative results found Martindale-Hubbell searched (Lawyers/Law Firms only) Please summarize any negative results from the database searches indicated above: ‘See attached AML Clearance -- The RDC alert was a false hit Negative Media: All negative media is not our client. All negative media either predates our clent's formation (2011) or is another LLC. Our Neptune LLC is a} ‘single member LLC that runs the operations of a home JEFFREY EPSTEIN: D. See KYC #01082293 and #01121718 for previous KYC approval and all pertaining documents HARRY BELLER: Negative Media: Not our client. All negative media pertains to an environmental microbiologist. Our client is an accountant Court Cases: #1: Disposed in 1987 E. To the best of your knowledge, has the client ever been convicted of a criminal offense? Mies One To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer threatening tigation against Ove Deutsche Bank AG or any of its subsidiaries? (Jf Yes, provide details below and contact Quality Mgt. Yes No (LatAm/Int?) or the Regulatory Control Group and notify Compliance immediately) F Does the client or related party have any financial or other association / interactions within Cves Mino & countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? H. I or rel party any or association/ high Oves no I. Corporate Documentation Attached (Legal Entities Only) Mies No (1) Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) Dyes Ln M1 not Applicable K. If LexisNexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: Does the account have Nexus to Special Risk Countries? Oves Mino ‘the account structure unusually complex? https://dbforcepb.my ..salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002603 EFTA_00016077 EFTA00166829

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KYC Print Page 9 of 11 Clyes ino Is there any indication the client set up a non operating company expressly o w for the purpose of transferring shares to third parties? Yes Si No Is there any indication this couk be a prohibited business relationship? Clyes Mino Are the bearer shares kdentified subject to acceptable controls? Clyes Mino https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002604 EFTA_00016078 EFTA00166830

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KYC Print Page 10 of 11 Client Facing Professional (CFP) —— eee : ec AML Business Risk: AML Compliance 10/17/2013 10/17/2013 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals 1](1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002605 EFTA_00016079 EFTA00166831

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KYC Print Page 11 of 11 ee 4 https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002606 EFTA_00016080 EFTA00166832