KYC Print Page | of 23 DB PWM GLOBAL KYC/NCA: PART A [7] KYC Case # ; 01133624 Status : 6. Approved One sheet must be established tio - list all accounts included in the relationshi 1. Relationship Details rR Oo ee a Relationship to PWM: Introduced? How long has the | Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein is RM personally known the a current client of the Bank. Wants to open a new account, Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client of Paul's at JP Morgan, Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMorgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank List all existing and new accounts involved in this relationship Legal Entity Account Name / Number Opening Date (intended/actual) Account(s) CN CN Ce Ce pa eee i CC pee iti CN p fa owe ints CN Who is the primary contact signatory rights and/or (indicate phone no., fax no., information right for the email address, etc.): accounts.): 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002573 EFTA_00016047 EFTA00166799

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KYC Print Page 2 of 23 One sheet must be established for each account to be o What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein’s airplanes Indicate from where the assets are expected to arrive? (2) DB Group: Same Booking Center (indicate account number): C) bs Group: Other Booking Center (indicate D8 location and account detaits) Mi other Institution (Indicate name & location): JPMorgan, New York C) Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?; Roughly 10 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: (Check if a source of wealth description is required for the party. (Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). Tf none of the check boxes apply, describe the party's relation to the account in the "Other® column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002574 EFTA_00016048 EFTA00166800

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KYC Print Page 3 of 23 2. Account Ownership Summary What is the purpose of the account (¢.9. portfolio managernent, advisory account, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? (2) D8 Group: Same Booking Center (indicate account number): (2) 8 Group: Other Booking Center (Indicate D8 location and account detais): Other Institution (Indicate name & location): jPMorgan. New York C) Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?; Roughly 1-3 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency for the account approx, 90 days after ‘opening? What is the expected volume of assets and currency for the account approx. one year after ‘opening? Please list all parties related to the account. For each party: Check if a source of wealth description ts required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). Tf none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). C5 C= SO CO piaje kee jojo jo jo jojo | jo jo fo p Jojo peer Jo jojo jo fa jojo ft fo fo fo Td pps es 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002575 EFTA_00016049 EFTA00166801

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KYC Print Page 4 of 23 a What is the purpose of the account (¢.9. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein’s airplanes Indicate from where the assets are expected to arrive? (2) D8 Group: Same Booking Center (indicate account number): (2) 8 Group: Other Booking Center (Indicate D8 location and account detais): Other Institution (Indicate name & location): JPMorgan, New York () Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10,000 What is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: Check if a source of wealth description Is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). Tf none of the check boxes apply, describe the party's relation to the account in the “Other* column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). hielo fee jojo jo jo jojo | fo fo fo Pjoj@ fee (Oo jojo [2 jw jojo | fo fo fo] pfojo bee jo fofo jo j@ jojo | fo fo fol | https :/ es | on? lid=01 NSO000000D9IDi&e..._ 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002576 EFTA_00016050 EFTA00166802

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KYC Print Page 5 of 23 a What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? 0 DB Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (indicate D6 location and account details): Other Institution (Indicate name & location): JPMorgan. New York oO Physical Deposits (specify cash, securities, cheques, ...): ‘What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000 What is the expected volume of assets and currency for the account approx, 90 days after ‘opening? What is the expected volume of assets and currency for the account approx. one year after ‘opening? Please list all parties related to the account. For each party: Check if a source of wealth description Is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). Tf none of the check boxes apply, describe the party's relation to the account in the “Other* column. Always describe the relationship between the parties in the last column. wecsse rik ven fo the bist unsertving Beneficial Overs) (ED rs CN CO plofo fer [o jojo fo fe fofo fT fo fo fo pJoje Fee Jo jojo ja ja jojo | jo fo fof https :/ es | on? lid=01 NSO000000D9IDi&e..._ 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002577 EFTA_00016051 EFTA00166803

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KYC Print Page 6 of 23 2. Account Ownership Summary a ce What is the purpose of the account (¢.9. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein’s airplanes Indicate from where the assets are expected to arrive? (2) D8 Group: Same Booking Center (indicate account number): (2) 8 Group: Other Booking Center (Indicate D8 location and account detais): Other Institution (Indicate name & location): JPMorgan. New York C) Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?; Roughly 10 inflows and outflows per month ranging from $1000 to $10000 What is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: Check if a source of wealth description ts required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). Tf none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). hs: / es 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002578 EFTA_00016052 EFTA00166804

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KYC Print Page 7 of 23 2. Account Ownership Summary What is the purpose of the account (¢.9. portfolio managernent, advisory account, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? (2) D8 Group: Same Booking Center (indicate account number): (2) 8 Group: Other Booking Center (Indicate D8 location and account detais): Other Institution (Indicate name & location): JPMorgan. New York C) Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?; Roughly 1-3 inflows and outflows per month ranging fromn $1000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx. one year after ‘opening? Please list all parties related to the account. For each party: Check if a source of wealth description ts required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). Tf none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). hs: / es 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002579 EFTA_00016053 EFTA00166805

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KYC Print Page 8 of 23 a nT What is the purpose of the account (¢.9. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein’s airplanes Indicate from where the assets are expected to arrive? (2) D8 Group: Same Booking Center (indicate account number): (2) 8 Group: Other Booking Center (Indicate D8 location and account detais): Other Institution (Indicate name & location): JPMorgan. New York () Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?; Roughly 10 inflows and outflows per month ranging from $1000 to $10,000 Please list all parties related to the account. For each party: Check if a source of wealth description Is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). Tf none of the check boxes apply, describe the party's relation to the account in the “Other* column. Always describe the relationship between the parties in the last column. Please drill down to the bats /underivng Benefia) Gunes) (pp Epp = peep pt pieje ele jojo fo fo fofo fT fe fo fo pjoje Fesfo jojo ja j@ jojo | fe fo jo [| tt AA a ennennemnanmmmnmamnmmees 919i &e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002580 EFTA_00016054 EFTA00166806

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KYC Print Page 9 of 23 2. Account Ownership Summary a What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? C1] 8 Group: Same Booking Center (indicate account number): () 8 Group: Other Booking Center (indicate D8 location and account details): Other Institution (Indicate name & location): JPMorgan, New York C1) Physical Deposits (specify cash, securities, cheques, ...): ‘What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging fron $1000 to $10000 What is the expected volume of assets and currency for the account approx. one year after ‘opening? Please list all parties related to the account. For each party: Check if a source of wealth description Is required for the party. (Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). Tf none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). https://dbforcepb.my sal et/servlet. Integration?lid=01N30000000D9Di&e..._ 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002581 EFTA_00016055 EFTA00166807

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KYC Print Page 10 of 23 a CR What is the purpose of the account (¢.9. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein’s airplanes Indicate from where the assets are expected to arrive? (2) D8 Group: Same Booking Center (indicate account number): (2) 8 Group: Other Booking Center (Indicate D8 location and account detais): Other Institution (Indicate name & location): JPMorgan, New York () Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10,00 What is the expected volume of assets and currency for the account approx. one year after opening? 100000 cz Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? Please list all parties related to the account. For each party: Check if a source of wealth description Is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). Tf none of the check boxes apply, describe the party's relation to the account in the “Other* column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). to this bs) between bjele fete jojo fo fo foto | fe fo fo | pjofe perio jojo je ja fofo | fo jo fo] p jojo peer Jo jojo jo j@ jojo fT fe fo jo [| https :/ es | on? lid=01 NSO000000D9IDi&e..._ 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002582 EFTA_00016056 EFTA00166808

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KYC Print Page 11 of 23 2. Account Ownership Summary ‘Account Name: Plan D, LLC — Money Market Acct. Number (if availatye): What is the purpose of the account (¢.9. portfolio managernent, advisory account, custody services, long-term investment, payment/expense account)? Money Market account to hoki the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? (2) D8 Group: Same Booking Center (indicate account number): (2) 8 Group: Other Booking Center (Indicate D8 location and account detais): Other Institution (Indicate name & location): JPMorgan. New York C) Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?; Roughly 1-3 inflows and outflows per month ranging from $1000 to $10000 What is the expected volume of assets and currency for the account approx, 90 days after ‘opening? What is the expected volume of assets and currency for the account approx. one year after ‘opening? Please list all parties related to the account. For each party: + Check if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). * If none of the check boxes apply, describe the party’s relation to the account in the “Other” column. + Always describe the relationship between the parties in the last column. * Please drill down to the ultimate/underlying Beneficial Owner(s). hs: / es 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002583 EFTA_00016057 EFTA00166809

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KYC Print Page 12 of 23 be established for EACH INDIVIDUAL PARTY in 3A. ners ang a7 all — a * residence: cont [Ore ne for 5 years or more? a a ce meno Does the person work as senior executive of a DB-recognized regulated entity in the financial Oo w istry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities | Yes 82 No Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) Cyes Yino To the best of your knowledge, is the individual related to an employee of the DB group?/if |[]ramity [lrriendship Minone Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes,describe ) If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: a (= o ( ee (= = a (= = (= fm conetmimmewne [TY porn toetmewetrewn [TY Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1960. In 1962, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands, All of his clients were anonymous except for the very wealthy businessman Leste Wexner, His wealth has come from his days at Bear Stearns and his financial management firms comnaneo: [wera fomtmmrmawmewnn [| Other Known Financial Institutions: Ce https://dbforcepb my [EEE et/serviet.Integration?lid=01N30000000D9Di&e..._ 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002584 EFTA_00016058 EFTA00166810

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KYC Print Page 13 of 23 Institution 4 Country: Please indicate the family situation of the individual (marital status, other family members, etc.): Est. Assets Under Mgt: amansene |_| https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002585 EFTA_00016059 EFTA00166811

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KYC Print Page 14 of 23 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersh 3A. Individual Details (for all parties) Has client resided outside of oO r ‘ . his/her country of nationality Yes ¥) No Address of primary residence: for 5 years or more? a Current Employer: HBRK Associates, Inc Position/Title/Rank: PY Address of employer: 575 Lexington Avenue, 4th Floor New York NY USA 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial | -—> w industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities |+—~— Yes Mi No Is the individual a Politically Exposed Person (PEP)?/if Yes, describe) Clves To the best of your knowledge, is the individual related to an employee of the DB group?/if a) Family oO Friendship None Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (# Yes,describe ) If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: a co oO Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of weatth description as indicated in Section 2) 0 Business Owner oO Salary/Earnings oO Investment 0 Tnheritance/Gifts Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) eT ee Est. Assets Under Mgt: 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002586 EFTA_00016060 EFTA00166812

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KYC Print Page 15 of 23 Please indicate the family situation of the individual (marital status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Su ‘3C. Legal Entity Details (For all Legal Entities) [7] Foundation/Association 0 Trust 4) Company im) Estate Miprivate iw a Philanthropic/Charitable Cipartnership Country of US Virgin Istands pate of ation / 10/19/2012 incorporation/registration: nr corpo " oe Stoo Rea Hoek Gane SS Tomes ean code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about, revocability,settlor and beneficiaries, etc.: Single member LLC. Jeffrey Epstein is sole member /owner Please indicate how ownership of the legal entity is reflected: Single member LLC. Jeffrey Epstein is sole member/owner, Initial capital contribution of $1,000 from Jeffrey Epstein Oo Special attention: Bearer Shares - Indicate where shares are custodied: Type of Entity: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if mot the same persons). Single member LLC. Jeffrey Epstein is sole member /owner To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Oo w Bank (€.9. external legal counsel, client referral source, supplier of goods or services)?: Yes No Describe Nature of Entity’s Primary Business and Investment Activities This is a company formed to hold funds for the taxes and payments of one of Jeffrey Epstein’s Nature of the business: airplanes. This LLC was formed to eventually take over payrnents for Hyperion Air Inc. Hyperion ir Inc will be closed within a year arenes Pd 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): is is a company formed to hold funds for the taxes and payments of one of Jeffrey Epstein’s airplanes. This LLC was formed to eventually take over payments. or Hyperion Air Inc. Hyperion Air Inc will be closed within a year, Inial capital contribution of $1,000 from Jeffrey Epstein. All funds for this cormpany come rom Jeffrey Epstein’s source of wealth owsiooneenl «TCS oral dP SSSCSCS es CCC es CC 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002587 EFTA_00016061 EFTA00166813

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KYC Print Page 16 of 23 Institution: Country: Est, Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2, Account Sui 3C, Legal Entity Details (For all Legal Entities) {7 Foundation/Association CO trust M company Clestate oO Philanthropic/Charitable CJ partnership - Country Date of registration: Address (city, street, post 6100 Red Hook, Quarter B3 St, Thomas 00802 USVI US. TIN/EIN: 66-0795246 code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about} revocability, settior beneficiaries, etc.: Single member LLC. Sole member is Jeffrey Epstein Please indicate how ownership of the legal entity is reflected; Single member LLC. Sole member is Jeffrey Epstein. Initial capital contribution of $1,000 by Jeffrey Epstein (7) Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons). Single member LLC. Sole member is Jeffrey Epstein To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche o Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes No & 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Provide Evidence of Corporate Assets (¢.g. balance sheet or equivalent summary of assets/liabilities): C created to hold funds to pay for costs associated with one of Jeffrey Epstein's planes. Initial contribution of $1,000 from Jeffrey Epstein and all source of Miprivate investment C) Type of Entity: rom p Estimated gross receipts I} (+): Estimated net profit fl} (): Estimated investable assets ($): er a a One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary. 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002588 EFTA_00016062 EFTA00166814

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KYC Print Page 17 of 23 3C. Legal Entity Details (For all Legal Entities) Type of Entity: Type of Entity Other (specify): code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about} revocability,settlor and beneficiaries,etc.; Jeffrey Epstein is President and sole owner. Please indicate how ownership of the legal entity is reflected: Jeffrey Epstein is President and sole owner. Owns 100 shares (2) Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): Jeffrey Epstein ts President and sole owner. To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche plier of go good id Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Holds funds to pay for costs associated with an airplane owned by Jeffrey Epstein. foeomitereonvemer ‘ine ves pT 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated In Section 2) '3C. Legal Entity Details (For all Legal Entities Type of Entity: Purpose of Entity: https://dbforcepb.my sal et/servlet. Integration?lid=01N30000000D9Di&e..._ 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002589 EFTA_00016063 EFTA00166815

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KYC Print Page 18 of 23 (J Foundation/Association [—] Trust Mi company (] estate private Investment (] C partnership phitanthropic/Charitable [_] mercial Date of Country of . incorporation/registration: incorpo " f ee ee ee Address (city, street, post 6100 Red Hook, Quarter B3 St, Thomas 00802 USVI U.S. TIN/EIN: 51-0405649 code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about} revocability,settlor and beneficiaries, etc.: 9/7/2000 Please indicate how ownership of the legal entity is reflected: Jeffrey Epstein is the sole owner. 100 shares have been issued. All owned by Jeffrey Epstein Oo Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons} Jeffrey Epstein is the sole owner. 100 shares have been issued. All owned by Jeffrey Epstein To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche o Bank (¢.g. external legal counsel, client referral source, supplier of goods or services)?: Yes No Describe Nature of Entity’s Primary Business and Investment Activities Nature of the business: Holds funds to pay for costs associated with an airplane owned by Jeffrey Epstein. 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): lt corporate funds/assets come from contributions s hs: / es 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002590 EFTA_00016064 EFTA00166816

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KYC Print Page 19 of 23 Type of Entity Other (specify): Oe pect) Country of Date of ) 10/19/2012 incorporation/registration: : fwmsien queens meas fos favo | code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about} revocability,settlor and beneficiaries, etc.: Please indicate how ownership of the legal entity is reflected: Single member LLC. Jeffrey Epstein is the sole member. Initial capital contribution of $1,000 by im) Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons}. Single member LLC. Jeffrey Epstein is the This is a company formed to hold funds for the taxes and payments of one of Jeffrey Epstein’s planes. This LLC was formed to eventually take over payments for JEGE Inc. JEGE Inc will be closed within a ye: Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002591 EFTA_00016065 EFTA00166817

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KYC Print Page 20 of 23 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B [Z] (Compliance Signature) ao foment poo (omen A. Type of Photo ID Provided Mprivers License C] passport (J nationalystate 1D Clother Checklist of names (individuals and/or entities) that were submitted for database searches is w o "attached ves LINo C. Please indicate the results of the database searches performed ROC searches complete Mives Cio negative results found ves Ono PCR checks complete Wives Dino negative results found Mies Cino OFAC checks complete Mives Ono negative results found OCves Mino BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, [ID yes LINo negative results found Oves Mino Denial Orders checks complete Mives CNno negative results found Oves Mino Martindale-Hubbell searched (Lawyers/Law Firms only) oO Yes 77) No negative results found Oves Oo No above: : Please summarize any negative results from the database searches indicated HYPERION AIR No negative media No court cases HYPERION AIR LLC: No negative media No court cases JEGE INC; No negative media No court cases JEGE LLC: No negative media D, No court cases PLAN D LLC: No negative media No court cases HARRY BELLER: Negative Media: Not our client. All negative media pertains to an environmental microbiologist. Our client is an accountant Court Cases: #1: Disposed in 1987 All other cases are not our client. The other court cases refer to a Dr. Harry Beller. Our client is an accountant oved in: 01082293 and 01121718 E. To the best of your knowledge, has the client ever been convicted of a criminal offense? To the best of your knowledge, has the customer ever been involved in any past litigation against F Deutsche Bank AG or any of its subsidiaries or is the customer threatening litigation against Oo uw * Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. ‘+ Yes SO No (LatAm/Int?) or the Regulatory Control Group and notify Compliance immediately) Does the client or related party have any financial or other association / interactions within oO a * countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Yes No G 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002592 EFTA_00016066 EFTA00166818

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KYC Print Page 21 of 23 H. 7 J Does the client or related party have any financial or other association/ interactions within high risk QO Yes wm Ne countries? Corporate Documentation Attached (Legal Entities Only) M Yes No [] Not Applicable Undisclosed Principal Form Complete (Intermediaries Only) )Yes No MZ) Not Applicable J K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Docurnentation L. Special Risk Factors Does the account have Nexus to Special Risk Countries? C Yes Vv No Is the account structure unusually complex? Clyes Yo Is there any indication the client set up a non operating company expressly oO v for the purpose of transferring shares to third parties? Yes No Is there any indication this could be a prohibited business relationship? Yes v No Are the bearer shares identified subject to acceptable controls? yes Wino 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002593 EFTA_00016067 EFTA00166819

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KYC Print Page 22 of 23 Brian Biggar 10/4/113 9:56 AM See KYC 01133377 for info and research re Jeffrey Epstein Client Facing Professional (CFP): Signature) 10/3/2013 Paul Morris Office Director/Business Head: Brian M. Biggar ‘Signature) 10/4/2013 Brian M. Biggar Regional Office Director: ‘Signature) _ a oe AML Compliance: (Signature) Janice Frankin Janice Frankin 10/17/2013 10/17/2013 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): Global Market Team Head (GMTH)/Sub-Market Tear Head AML Compliance: PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals }(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002594 EFTA_00016068 EFTA00166820

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KYC Print Pag oe N ve cS — iid we q (1) Client Facing Professionals (CFP's) include; Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc Deutsche Bank Americas New York Va 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002595 EFTA_00016069 EFTA00166821