KYC Print Page | of 24 DB PWM GLOBAL KYC/NCA: PART 47] KYC Case # : 01133113 Status : 6. Approved One sheet must be established tio - list all accounts included in the relationsh! CS TF existing, please indicate since when the relationship exists, provide reason for new profile and attach oki profile: Introduced? How long has the | please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein is a RM personally known the Paul's at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMorgan. Over the course of a few meetings Paul was able to get Jeffrey to bring sorne of his funds over to Deutsche Bank List all existing and new accounts involved in this relationship Account Name / Number Opening Date (intended/actual) pnounais) a a https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002549 EFTA_00016023 EFTA00166775

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KYC Print Page 2 of 24 One sheet must be established for each account to be o Acct. Number — What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? This is a checking account to hok! funds for the trust. Indicate from where the assets are expected to arrive? C2) Ds Group: Same Booking Center (indicate account number): CJ DB Group: Other Booking Center (indicate DB location and account details): Other Institution (Indicate name & location): JPMorgan. New York, NY CJ] Physical Deposits (specify cash, securities, cheques, ...) What |s the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 5-10 Inflows and outflows per month ranging from $1,000 to $20,000 ‘What is the expected volume of assets and currency for the account approx. one year after opening? Check if & source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the "Other" column, Abvays describe the relationship between the parties in the last colurnn. Please drill down to the ultimate/underlying Beneficial Owner(s). eee PEPPER PFT https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002550 EFTA_00016024 EFTA00166776

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KYC Print Page 3 of 24 What is the purpose of the account (€.g. portfolio management, advisory account, custody services, long-term investrnent, payment/expense account)? Money Market account. To hold cash for the trust to earn interest Indicate from where the assets are expected to arrive? C1 08 Group: Same Booking Center (indicate account number): bb Group: Other Booking Center (indicate DB location and account details): Other Institution (Indicate name & location): JPMorgan. New York, NY (2) Physical Deposits (specify cash, securities, cheques, ...) What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-2 inflows and outflows per month ranging from $1,000 to $10,000 Check a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Abvays describe the relationship between the parties in the last colurnn. Please drill down to the ultimate/underlying Beneficial Owner(s). https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002551 EFTA_00016025 EFTA00166777

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KYC Print Page 4 of 24 sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account © 3A. Individual Details (for all parties) Couritry of Residence: Country of Citizenship: Has cient resided outside of Address of primary residence: fete lea Fonsealy Epon Parson OO eed) i) Family i) Friendship None To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (¢.g., external legal counsel, client referral source, supplier of goods or services) (ff Yes, describe ) If applicable, indicate which bank officers have met the person: | Mdicate where and when the client meeting(s) took place: fem camauewenaravtew fT poarremysenesvamennsaraw [SY Soest ‘ae Dares inne ome | Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitabiity? Indicate type of business, countries of major activities, Enportant business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1980. In 1962, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and his financial management firms eee Ce SS Ce a eT ‘Other Known Financial Institutions: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002552 EFTA_00016026 EFTA00166778

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KYC Print Page 5 of 24 Institution: Country: Est, Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002553 EFTA_00016027 EFTA00166779

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KYC Print Page 6 of 24 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account O 3A. Individual Details (for all parties) Couritry of Residence: Country of Citizenship: Has cient resided outside of ”, Address of primary resklenc Lael country of nationality CO ves M4 No years or more’ Profession/Occupation: Tax ID / SSN; 098-54-8596 ‘Current Employer: Position/Title/Rank: Address of ernployer: 6100 Red Hook Quarter B3 Livingston USVI 00802 Does the person work as senior executive of a DB-recognized regulated entty in the financial [ra industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes MUNo fete lea Fonsealy Epon Parson OO eed) To the best of your knowledge, is the individual related to an employee of the DB group?(if (Clramity Cisriendship MM none Family or Friendship, describe ) To the best of your knowledge, ts the individual party to a non-banking relationship with o w Deutsche Bank (¢.g., external legal counsel, client referral source, supplier of goods or services)? | Yes No (if Yes, describe ) CCS cee a Se eer Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitabiity? Indicate type of business, countries of major activities, important business partners.) Cerca Ce a ee ee a amen | famwowe |_| Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002554 EFTA_00016028 EFTA00166780

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KYC Print Page 7 of 24 ee | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002555 EFTA_00016029 EFTA00166781

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KYC Print Page 8 of 24 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account O p Summa 3A. Individual Details (for all parties) Date of Birth: Has cient resided outside of his/her country of nationality for 5 years or more? a Address of ernployer: 6100 Red Hook, Quarter B3 St Thomas US Virgin Islands 00602 Does the person work as senior executive of a DB-recognized regulated entty in the financial [ra industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes MUNo fete lea Fonsealy Epon Parson OO eed) To the best of your knowledge, is the individual related to an employee of the DB group?(if (Clramity Cisriendship MM none Family or Friendship, describe ) To the best of your knowledge, ts the individual party to a non-banking relationship with o Deutsche Bank (¢.g., external legal counsel, client referral source, supplier of goods or services)? | Yes (@ Yes, describe ) Tf applicable, indicate which bank officers have met the person; | Indicate where and when the client meeting(s) took place: feacrey — me ioe ons owe | CS SN Ce famaermmneme PS perc doeetenmennsew | porate Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitabiity? Indicate type of business, countries of major activities, important business partners.) Cerca Ce a ee ee a a —— Est. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002556 EFTA_00016030 EFTA00166782

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KYC Print Page 9 of 24 ee | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002557 EFTA_00016031 EFTA00166783

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KYC Print Page 10 of 24 sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account © p 3A. Individual Details (for all parties) Couritry of Residence: Country of Citizenship: Has cient resided outside of c/o HBRK Associates ”, Address of primary residence: [575 Lexington Avenue, 4th Fl New York NY 10022 USA his/her country of nationality |{"] yes M1No Tax ID / SSN: Does the person work as senior executive of @ DB-recognized regulated entity in the financial dustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Is the Individual a Poltically Exposed Person (PEP)? (if Yes, describe) To the best of your knowledge, is the individual related to an employee of the DB group?(if (ramity Cirriendship Mnone To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (ff Yes, describe ) If applicable, indicate which bank officers have met the person: | Mdicate where and when the client meeting(s) took place: CCS cee a Se eer Semen (enw Demy: Oa nemnan Come _| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) eer SST CT es A Sa A ee A Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002558 EFTA_00016032 EFTA00166784

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KYC Print Page 11 of 24 ee | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002559 EFTA_00016033 EFTA00166785

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KYC Print Page 12 of 24 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Accou p 3A. Individual Details (for all parties) Is the Individual a Poltically Exposed Person (PEP)? (if Yes, describe) To the best of your knowledge, is the individual related to an employee of the DB group?/i* Family or Friendship, describe ) To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (ff Yes, describe ) CCS cee a Se eer Semen (enw Demy: Oa nemnan Come _| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitabiity? Indicate type of business, countries of major activities, important business partners.) natin? [omnes SS a a a a Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002560 EFTA_00016034 EFTA00166786

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KYC Print Page 13 of 24 ee | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002561 EFTA_00016035 EFTA00166787

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KYC Print Page 14 of 24 be established for EACH INDIVIDUAL PARTY in Section 2. Account O p 3A. Individual Details (for all parties) Couritry of Residence: c/o HBRK Associates hist y Address of primary residence: [575 Lexington Avenue, 4th Fl New York NY 10022 USA r country of nationality |{"] yes 71 No for 5 years or more? Profession/Occupation: Tax ID / SSN: mployer: Does the person work as senior executive of @ DB-recognized regulated entity in the financial o 7] industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes MUNo Ee the intbaianl a PeRiialy Expeced Porson (PPO iy concn) To the best of your knowledge, is the individual related to an employee of the DB group?/if (Family ClFriendship Mi none Family or Friendship, describe ) To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (ff Yes, describe ) If applicable, indicate which bank officers have met the person: | Mdicate where and when the client meeting(s) took place: CCS cee a Se eer Semen (enw Demy: Oa nemnan Come _| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) eer SST CT es A Sa A ee A Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002562 EFTA_00016036 EFTA00166788

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KYC Print Page 15 of 24 ee | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002563 EFTA_00016037 EFTA00166789

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KYC Print Page 16 of 24 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account © p Summa 3A. Individual Details (for all parties) Date of Birth: A c/o HBRK Associates : his/her country of nationality Ces Mino Address of primary resklence: [575 Lexington Avenue, 4th Fi New York NY 10022 USA for 5 years or more? a meteors PSY Does the person work as senior executive of @ DB-recognized regulated entity in the financial o 7] industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes MUNo Is the Individual a Poltically Exposed Person (PEP)? (if Yes, describe) Dyes Mino To the best of your knowledge, is the individual related to an employee of the DB group?(if (ramity Cirriendship Mnone Family or Friendship, describe ) To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (ff Yes, describe ) CCS cee a Se eer Semen (enw Demy: Oa nemnan Come _| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitabiity? Indicate type of business, countries of major activities, important business partners.) natin? [omnes SS a a a a Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002564 EFTA_00016038 EFTA00166790

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KYC Print Page 17 of 24 ee | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002565 EFTA_00016039 EFTA00166791

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KYC Print Page 18 of 24 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account O p Summas 3A. Individual Details (for all parties) To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (ff Yes, describe ) CCS cee a Se eer Semen (enw Demy: Oa nemnan Come _| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitabiity? Indicate type of business, countries of major activities, important business partners.) natin? [omnes SS a a a a Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002566 EFTA_00016040 EFTA00166792

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KYC Print Page 19 of 24 ee | https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002567 EFTA_00016041 EFTA00166793

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KYC Print Page 20 of 24 be established for EACH INDIVIDUAL PARTY in Section 2. Account O p 3A. Individual Details (for all parties) Couritry of Residence: c/o HBRK Associates hist y Address of primary residence: [575 Lexington Avenue, 4th Fl New York NY 10022 USA r country of nationality |{"] yes 71 No for 5 years or more? Profession/Occupation: Tax ID / SSN: mployer: Does the person work as senior executive of @ DB-recognized regulated entity in the financial o 7] industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes MUNo Ee the intbaianl a PeRiialy Expeced Porson (PPO iy concn) To the best of your knowledge, is the individual related to an employee of the DB group?/if (Family ClFriendship Mi none Family or Friendship, describe ) To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (ff Yes, describe ) If applicable, indicate which bank officers have met the person: | Mdicate where and when the client meeting(s) took place: CCS cee a Se eer Semen (enw Demy: Oa nemnan Come _| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) eer SST CT es A Sa A ee A Please indicate the family situation of the individual (marital status, other family members, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002568 EFTA_00016042 EFTA00166794

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KYC Print Page 21 of 24 lished for EACH in Section 2. Account '3C. Legal Entity Details (For all Legal Entities) [oun Aseciation Mi trust Cl company Cestate permet ty | Viprivate Investment Purpose of Entity Other (specify): Country of Date of incorporation / | 12/27/2006 incorporation/registration: registration: coley ee code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries etc: Grantor: Jeffrey Epstein rustees: Darren K. Ind Richard Kahn Please indicate how ownership of the legal entity is reflected: Grantor: Jeffrey Epstein Trustees: Darren K. Indyke, Richard Kahn QO Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): Grantor: Jeffrey Epstein Trustees: Darren K. Indyke, Richard Kahn https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002569 EFTA_00016043 EFTA00166795

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KYC Print Page 22 of 24 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PARTI [7] Relationship Name EPSTEIN, JEFFREY RELATIONSHIP Risk Rating Comrernts: PO 4. Attachments ‘A. Type of Photo ID Provided Mbrivers License MZ] passport C] nationay’state 10 CL] other Checklist of names (individuals and/or entities) that were submitted for database searches is attached Wiyes C) no C. Please indicate the results of the database searches performed RDC searches complete Mes Cine negative results found PCR checks complete Myes Ono negative results found OFAC checks complete Mes Ono negative results found BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, SD Mes Ono negative results found Denial Orders checks complete Myes Ono negative results found Martindale-Hubbell searched (Lawyers/Law Firms only) Ores Zino negative results found Please summarize any negative results from the database searches indicated above: BUTTERFLY TRUST: Negative Media: All negative media pertains to a company called the Butterfly Trust in Europe. This is not our client. Our client is an actual trust created by a Grantor and not a company. The other negative media does not pertain to “Butterfly Trust”. It is only cited because the words "butterfly" and “trust” are next to} each other ‘Court Cases: 1. This is study material for a law class. The Butterfly Trust mentioned in this is not our client JEFFREY EPSTEIN: Previously approved KYC #:01082293 & 01121718 DARREN INDYKE: No Negative Media No Court Cases KYC Approved: #1133377 RICHARD KAHN: See attached clearance from AML D. Approved KYC; #01062293 and 1133377 GHISLAINE MAXWELL: No PCR of RDC alerts or alerts No PCR or RDC alerts a. Attached AML Clearance E To the best of your knowledge, has the client ever been convicted of a criminal offense? Wives Ono 7 Oves Minto To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or Is the customer threatening litigation against Deutsche Bank AG or any of its subsidiaries? (Jf Yes, provide details below and contact Quality Mot. https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002570 EFTA_00016044 EFTA00166796

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KYC Print Page 23 of 24 (Lathn/Int?) or the Regulatory Contre! Group and notify Compliance immediately) Does the client or related party have any financial or other association / interactions within countries o of regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Yes MiNo Does the cient of related party have any financial or other association! interactions within high risk o uw countries? Yes No 1, Corporate Documentation Attached (Legal Entities Only) Mies Cio not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) Dyes Co Minot Applicable K. If Lexts/Nexis Search Results, Corporate Documents or Other Supporting Documentation |s not in English, please provide an English summary of the nature/contents of the non-English Documentation: Does the account have Nexus to Special Risk Countries? Ove Vino Ts the account structure unusually complex? Dyes Wino Is there any indication the client set up a non operating company expressly oO wv for the purpose of transferring shares to third parties? Yes SiNo Ts there any indication this could be a prohibited business relationship? Oves Vino Are the bearer shares identified subject to acceptable controls? Oves Wino https://dbforcepb.my ..salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002571 EFTA_00016045 EFTA00166797

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KYC Print Page 24 of 24 LATAM/INTERNATIONAL APPROVALS Sevier mm a (icc eT al (a eee PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals! (1) (CFP's) should establish and maintain business relationships only with persons who satisfv our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Bank Americas New York https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002572 EFTA_00016046 EFTA00166798