KYC Print Page | of 12 DB PWM GLOBAL KYC/NCA: PART A [7] KYC Case # ; 01121946 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi, 1. Relationship Details M) New PWM Relationship C1 existing PWM Relationship Relationship to PWM: Tf existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Introduced? How long has the | Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein RM personally known the is a current client of the Bank. Wants to open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client? client of Paul's at JP Morgan, Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMorgan, Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank Does Deutsche Bank pay a retrocession or similar compensation to a third party for the introduction of this telationship? Ust all existing and new accounts involved in this relationship Legal Entity | Account Name / Number Opening Date (intended/actual) Account(s) Preferred method of contact (indicate phone no., fax no., e-mail address, etc.): 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002537 EFTA_00016011 EFTA00166763

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KYC Print Page 2 of 12 One sheet must be established for each account to be o What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account for The Haze Trust's daily liquidity needs. Indicate from where the assets are expected to arrive? C} pe Group: Same Booking Center (indicate account number): Cj DB Group: Other Booking Center (indicate DB location and account details): 1 other Institution (Indicate name & location): JP Morgan Chase. New York, NY im] Physical Deposits (specify cash, securities, cheques, ...): ‘What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 5-10 infloves and outflows per month ranging from $1,000-$10,000 ‘What is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx. one year after opening? Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). ShareholderRepresentative| 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002538 EFTA_00016012 EFTA00166764

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KYC Print Page 3 of 12 2. Account Ownership Summary a ‘What is the purpose of the account (¢.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market account for The Haze Trust to hold its cash. Indicate from where the assets are expected to arrive? oO DB Group: Same Booking Center (indicate account number): (] 08 Group: Other Booking Center (indicate DB location and account details): [V1 other Institution (Indicate name & location): JPMorgan Chase. New York, NY (2) Physical Deposits (specify cash, securities, cheques, ...): ‘What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-2 inflows and outflows per month ranging from $1,000 to $20,000 ‘What is the expected volume of assets and currency for the account approx. one year after opening? Please list all parties related to the account. For each party: * Check if a source of wealth description is required for the party. (Check the appropriate bax to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). count parties rus pOfo fre} [Oo fo fe fo fo Pa I rt ing pjofe belo foja jo fo jojo | fe fo fo ipstein https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002539 EFTA_00016013 EFTA00166765

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KYC Print Page 4 of 12 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa: 3A, Individual Details (for all parties) inawviduars name: | Jeffrey Epstein - 00000483289 Date of Birth: 1/20/1953 Has client resided outside of Litte Saint James Saint Thomas 00802 US Virgin Islands his/her country of nationality C] for 5 years or more? pomon eee _| —_ the person work as senior executive of a DB-recognized regulated entity in the financial dustry? oF an entity listed on a DB-recognised exchange? (Not applicable for operating Cves Mino Is the individual a Politically Exposed Person (PEP)?/if Yes, describe) Address of primary residence: To the best of your knowledge, ts the individual related to an employee of the DB group? (if CJ ramity 0 Friendship Minone Family or Friendship, describe ) To the best of your knowledge, ts the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: Client Place of . panomrsaenesmmnedtow fT preanrcioneswansencsnw M pusiness Ovmer Cl satary/€amings Investment [_]InheritanceyGitts [_]other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (¢.9. For trusts, how did settlor accumulate wealth? For inheritance, how did family accurnulate wealth?For business ovmers, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1960. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner, His wealth has come from his days at Bear Stearns and his financial management firms Estimated Annual Income($): | 10,000,000.00 Estimated amount of investable assets($): sso mm soomm | Other Known Financial Institutions: 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002540 EFTA_00016014 EFTA00166766

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KYC Print Page 5 of 12 Country: USA Est. Assets Under Mgt: 23,000,000.00 Please indicate the family situation of the individual (marital status, other family members, etc.): Single https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002541 EFTA_00016015 EFTA00166767

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KYC Print Page 6 of 12 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa: 3A. Individual Details (for all parties) Has client resided outside of his/her country of nationality |[]yes for 5 years or more? a a Address of employer: | of Address of employer: | 6100 Red Hook Quarter B3 St Thomas USVI 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial dustry? oF an entity listed on a DB-recognised exchange? (Not applicable for operating Cves Mino i, Is the individual a Politically Exposed Person (PEP)?/if Yes, describe) Mino To the best of your knowledge, is the individual related to an employee of the DB group?/ = |[_} Family 0 Friendship Mnone Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e¢.g., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: CJ Wealth Details for this individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual’s Business: Primary industry of source of Wealth/Source of Funds? Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (¢.9. For trusts, how did settlor accumulate wealth? For inheritance, how did family accurnulate wealth?For business ovmers, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Other Known Financial Institutions: Est. Assets Under Mgt: 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002542 EFTA_00016016 EFTA00166768

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KYC Print Page 7 of 12 Please indicate the farnily situation of the individual (marital status, other famay members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa '3C. Legal Entity Details (For all Legal Entities) The Haze Trust - 00000486428 (J Foundation/Association Wi trust C] company Clestate Miprivate investment °— Pphitanthropic/Charitable [] {Partnership “7 Volcker Status: ane, ret pat 100 ed eck utr Thomas 82 code): Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries, ete . Jeffrey Epstein: Grantor ie: Trustee Please indicate how ownership of the legal entity is reflected: Jeffrey Epstein; Grantor Darren Indyke: Trustee United States Virgin Islands 2/9/1999 incorporation/registration: i) Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons} Jeffrey Epstein: Grantor Darren Indyke: Trustee To the best of your knowledge, Is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or yes LC] No services)?: Describe Nature of Entity's Primary Business and Investment Activities ‘The trust was initially funded with $100. The trust makes and holds investernents and the Nature of the business: gains it makes from those investments is its source of revenue. The trust, in turn, puts these gains back into the trust and reinvests. Countries where business is transacted: USA, USVI 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): trust was initially funded with $100 from Jeffrey Epstein. The trust makes and holds investerments and the gains it makes from those investments is its ource of revenue. The trust, in turn, puts these gains back into the trust and reinvests. Institution: Country: USA JPMorgan Chase Est. Assets Under Mgt: 23,000,000.00 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002543 EFTA_00016017 EFTA00166769

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KYC Print Page 8 of 12 https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002544 EFTA_00016018 EFTA00166770

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KYC Print Page 9 of 12 DB PWM GLOBAL KYC/NCA: US/LatAm/Intl PART B L# | (Compliance Signature) A. Type of Photo ID Provided M privers License MJ Passport (] nationalState 10 (] other 8. Checklist of names (individuals and/or entities) that were submitted for database searches is w o "attached Yes LJNo C. Please indicate the results of the database searches performed RDC searches complete Mives Fino —_negative results found Dves Mino PCR checks complete Yes Clo negative results found yes [No OFAC checks complete Myes Ono —_—negative results found Ces Minto BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, MD ves Clno negative results found Oves Mino Denial Orders checks complete Mives lwo negative results found Cres Mino Martindale-Hubbell searched (Lawyers/Law Firms only) Cves Mino negative results found Oves Cte Please summarize any negative results from the database searches indicated above: : Please see KYC 01082293 for Jeffrey Epstein approval and for all Compliance approvals D Darren Indyke: No Negative Media No Court Cases The Haze Trust E. To the best of your knowledge, has the client ever been convicted of a criminal offense? Mies Ono To the best of your knowledge, has the customer ever been involved in any past litigation against F. Deutsche Bank AG or any of ts subsidiaries or is the customer threatening litigation against Oo * Deutsche Bank AG or any of Rs subsidiaries? (If Yes, provide details below and contact Quality Yes WINo Mgt. (LatAm/Int?) or the Regulatory Control Group and notify Compliance immediately) Does the client or related party have any financial or other association / interactions within Dves Mino 6. countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Does the client or related party have any financial or other association/ interactions within high o * risk countries? Yes BNo 1. Corporate Documentation Attached (Legal Entities Only) Mives Clo C) Net Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) Chyes C1No M) net Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: Does the account have Nexus to Special Risk Countries? Oves Mino H. Is the account structure unusually complex? Cves Mino Is there any indication the client , _ ny Dives Mino 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002545 EFTA_00016019 EFTA00166771

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KYC Print Page 10 of 12 Is there any indication this could be a prohibited business relationship? Clyes Vino Are the bearer shares kdentified subject to acceptable controls? 0 Yes Vino https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002546 EFTA_00016020 EFTA00166772

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KYC Print Page 11 of 12 created By | vate | Comments Jaranda city — aorta sasem | Please see KYC 01082293 fr Jeffrey Epstein KYC approval and all due ligence, attachments and source of ONSHORE APPROVALS Client Facing Professional (CFP): jignature) Paul Morris i : 9/10/2013 Janice Franklin i 9/10/2013 LATAM/INTERNATIONAL APPROVALS ——e nn Account Manager: foyer Tem Head Market Team Head foyer Tem Head Team Head : - ; Ff PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals !(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character, Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002547 EFTA_00016021 EFTA00166773

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KYC Print Page 12 of 12 (1) Client Facing Professionals (CFP's) include; Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002548 EFTA_00016022 EFTA00166774