KYC Print Page | of 10 DB PWM GLOBAL KYC/NCA: PART A [7] KYC Case # ; 01121881 Status : 6. Approved One sheet must be established tions - list all accounts included in the relationship 1. Relationship Details fameenewr eine If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Relationship to PWM: How Was the Client(s) Introduced? How long has the | Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey is a RM personally known the current client of the bank, These are new accounts, Introduction of Paul and Jeffrey: Jeffrey Epstein was a client of Paul's at JP Morgan, Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMorgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to JPMorgan List all existing and new accounts involved in this relationship Legal Entity Account Name / Number Opening Date (intended/actual) Account(s) Who is the primary contact person for the RM? (Note: Preferred method of contact (indicate phone no., fax no,, email address, etc.): 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002527 EFTA_00016001 EFTA00166753

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KYC Print Page 2 of 10 One sheet must be established for each account to be Acct. Number (if available). Account Manager: What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account for Jeepers Inc daily liquidity needs. Indicate from where the assets are expected to arrive? (7) 8 Group: Same Booking Center (indicate account number): (2) Ds Group: Other Booking Center (indicate D8 location and account deta): Other Institution (Indicate name & location): JPMorgan Chase. New York, NY C) Physical Deposits (specify cash, securities, cheques, ..): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 5-10 inflows and outflows per month ranging fron $1,000 to $10,000 Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). If none of the check boxes apply, describe the party's relation to the account in the “Other” column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/underlying Beneficial Owner(s). bjaja pes fofo fo jo fofo [| fo jf fo] PiOje fee fO fofo jo fe fofo | ff ff fT | https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002528 EFTA_00016002 EFTA00166754

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KYC Print Page 3 of 10 2. Account Ownership Summary What is the purpose of the account (¢.9. portfolio managernent, advisory account, custody services, long-term investment, payment/expense account)? Money Market account to hoki Jeepers Inc's cash. Indicate from where the assets are expected to arrive? (2) D8 Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (indicate D6 location and account details): Other Institution (Indicate name & location): JPMorgan Chase. New York, NY C1) Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?; Roughly 1-2 inflows and outflows per month ranging frorn $1,000-$10,000 Please list all parties related to the account. For each party: * Check if a source of wealth description is required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). * If none of the check boxes apply, describe the party’s relation to the account in the “Other” column. + Always describe the relationship between the parties in the last column. * Please drill down to the ultimate/underlying Beneficial Owner(s). 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002529 EFTA_00016003 EFTA00166755

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KYC Print Page 4 of 10 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersh 3A. Individual Details (for all parties) Has client resided outside of oO r ‘ ‘ _ | Litte Saint James Saint Thomas 00802 US Virgin Islands his/her country of nationality Yes ¥) No of primary residence: for 5 years or more? 8 Current Employer: Southern Financial LLC Position/Title/Rank: Address of employer: 6100 Red Hook Quarter B3 St. Thomas USVI 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial Oo industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities |/~ Yes % No Is the individual a Politically Exposed Person (PEP)?/if Yes, describe) yes Mino To the best of your knowledge, is the individual related to an employee of the DB group?/if | ["] Family Clrriendship Minone Family or Friendship, describe } To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)? (# Yes,describe ) Tf applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: a (= = fm conetmimmewne [TY porn toetmewetrewn [TY Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accurnulate wealth? For inheritance, how did family accurnulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1960. In 1962, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands, All of his clients were anonymous except for the very wealthy businessman Leste Wexner, His wealth has come from his days at Bear Stearns and his financial management firms et [a if _| comnaneo: [mera fomtmmrmaemenwnnn [| Other Known Financial Institutions: et/serviet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002530 EFTA_00016004 EFTA00166756

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KYC Print Page 5 of 10 Country: Please indicate the family situation of the individual (marital status, other family members, etc.): Single One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Su 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Jeepers, Inc - 00000486423 7 a f (7) Foundation/Association 0 Trust Company Clestate Mi private Investment a) Type of Entity: Clpartnersh ip Country of United States Virgin Island incorporation/registration: ee ee ee ee Address (city, street, post 6100 Red Hook Quarter 83 St, Thomas 00802 USVI 66-0629193 code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about| revocability,settior and beneficiaries, etc.: Jeffrey Epstein is the sole shareholder of Jeepers Inc Please indicate how ownership of the legal entity is reflected: 1,000 shares of common stock are solely owned by Jeffrey Epstein OQ Special attention: Bearer Shares - Indicate where shares are custodied Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons). Jeffrey Epstein is the sole shareholder of Southern Trust Company, Inc To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche ol a Bank (e.g. external legal counsel, client referral source, supplier of goods or services): Yes No Describe Nature of Entity's Primary Business and Investment Activities Nature of the business. Jeepers Inc is a private company that holds investments of its owner, Jeffrey Epstein. Countries where business is transacted: USA, USVI Number of employees: 3 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2 Provide Evidence of Corporate Assets (¢.g. balance sheet or equivalent summary of assets/liabilities): pers Inc was started to hold the personal investrnents of Jeffrey Epstein. The company began with 1,000 shares of common stock at no par value. Its evenue comes from the gains of the investments & holds. ane erm Other Known Financial Institutions: eo ee a a 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002531 EFTA_00016005 EFTA00166757

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KYC Print Page 6 of 10 https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002532 EFTA_00016006 EFTA00166758

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KYC Print Page 7 of 10 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B [Z] ——— Risk Rating Comments: | Comments: ce Se Sd a a Ss A. Type of Photo ID Provided Morivers License C] passport (I national/state 1 Cl other B, Checklist of narnes (individuals and/or entities) that were submitted for database searches is "attached C. Please indicate the results of the database searches performed ROC searches complete Mies Cno PCR checks complete ives Ono OFAC checks complete Mies Ono BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, MN = Wives Lino Denial Orders checks complete Mires Co Martindale-Hubbell searched (Lawyers/Law Firms only) Oves Vino Please summarize any negative results from the database searches indicated above: Jeffrey was approved in KYC #01082293 Dd. JEEPERS, INC No Negative Media All court cases are not our client. The court cases refer to a His PCR/RDC alerts and clearances and all documentation ts contained in the above mentioned KYC Mives Lino negative results found negative results found hegative results found negative results found negative results found negative results found Dves Mino Oves Mino Oves Mino Oves Mino Oves Mino Oves Ono E. To the best of your knowledge, has the client ever been convicted of a criminal offense? To the best of your knowledge, has the customer ever been involved in any past litigation against F Deutsche Bank AG or any of its subsidiaries or is the customer threatening tigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. (LatAm/Int?) or the Regulatory Control Group and notify Compiiance immediately) Does the client or related party have any financial or other association / interactions within * countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Dyes Mine Dives Mino Does the client or related party have any financial or other association interactions within high risk Ores Zino Corporate Documentation Attached (Legal Entities Only) Undisclosed Principal Form Complete (Intermediaries Only) nature/contents of the non-English Docurnentation: L. Special Risk Factors Does the account have Nexus to Special Risk Countries? OClyves Mino Is the account structure unusually complex? DOves Mino Is there any indication the client set up a non operating company expressly Oo for the purpose of transferring shares to third parties? Yes SNo Is there any indication this could be a prohibited business relationship? Oves Mino CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Mives Ono Cnet Applicable Clyes Co M1) not Appticable K. If LexisNexis Search Results, Corporate Documents or Other Supporting Documentation Is not in English, please provide an English summary of the 7/30/2019 DB-SDNY-0002533 EFTA_00016007 EFTA00166759

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KYC Print Page 8 of 10 | Are the bearer shares identified subject to acceptable controls? Clyes Vino | https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002534 EFTA_00016008 EFTA00166760

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KYC Print Page 9 of 10 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals 1](1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002535 EFTA_00016009 EFTA00166761

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KYC Print Page 10 of 10 EA | 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002536 EFTA_00016010 EFTA00166762