KYC Print Page 1 of 12 DB PWM GLOBAL KYC/NCA: PART A [Z] KYC Case # : 01082293 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relation: Ce a If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: anes [Bees [Orman [Coreen | Relationship to PWM: How Was the Client(s) Introduced? How long has the Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein was 2 chent of Paul's at JP Morgan, Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMorgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to JPMorgan person posh ™ Preferred method of contact signatory rights and/or (indicate phone no., fax no., information right for the mail address, etc.) ‘accounts. }: https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/18/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002515 EFTA_00015989 EFTA00166741

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KYC Print Page 2 of 12 One sheet must be established for each account to be o d 2. Account Ownership Summary a SS What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market. To hoki funds for the company. Indicate from where the assets are expected to arrive? oO DB Group: Same Booking Center (indicate account number): C) oe Group: Other Booking Center (indicate DB location and account details): © other Institution (Indicate name & location): JPMorgan, NYC C2) Physical Deposits (specify cash, securities, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 2 inflows & outflows per month ranging from $1000 to $10,000. Does/wil the client have Assets Under Management (AuM) within DB under Eur, 3M? Please list all parties related to the account. For each party: © Check if a source of wealth description & required for the party. * Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). © If none of the check boxes apply, describe the party's relation to the account in the "Other" column. * Always describe the relationship between the parties in the last column. * Please drill down to the ultimate/underlying Beneficial Owner(s). on parties, Pele few le jojo fo fe fofo | fe fe | https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/18/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002516 EFTA_00015990 EFTA00166742

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KYC Print Page 3 of 12 2. Account Ownership Summary dC Ce What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold funds for the company. Indicate from where the assets are expected to arrive? 1 068 Group: Same Booking Center (indicate account number): C1 06 Group: Other Booking Center (indicate DB location and account details): M other Institution (Indicate name & location); JPMorgan, NYC C) Physical Deposits (specify cash, securities, cheques, ...} What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and 10 outflows per month ranging from $1,000 to $10,000, What Is the expected volume of assets and currency for the account approx. 90 days after opening? What is the expected volume of assets and currency for the account approx, one year after opening? 100,000 Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. Please drill down to the ultimate/ur Beneficial Owner(s). Southern) Financial LC https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/18/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002517 EFTA_00015991 EFTA00166743

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KYC Print Page 4 of 12 2. Account Ownership Summary What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account. To hold funds for company Indicate from where the assets are expected to arrive? 2 06 Group: Same Booking Center (indicate account number): C1 06 Group: Other Booking Center (indicate DB location and account details): © other Institution (Indicate name & location); JPMorgan, NYC C) Physical Deposits (specify cash, securities, cheques, ...} What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and 10 outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days after opening? Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. please Ort don to the uriratsfundestying Benetica! Orinests) https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... 7/18/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002518 EFTA_00015992 EFTA00166744

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KYC Print Page 5 of 12 a a ae Indicate from where the assals are expected to arrive? 2 06 Group: Same Booking Center (indicate account number): C1 06 Group: Other Booking Center (indicate DB location and account details): © other Institution (Indicate name & location); JPMorgan, NYC C) Physical Deposits (specify cash, securities, cheques, ...} What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 2 inflows & outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days after opening? Please list all parties related to the account. For each party: Check if a source of wealth description is required for the party. Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected), If none of the check boxes apply, describe the party's relation to the account in the "Other" column. Always describe the relationship between the parties in the last column. please Ort don to the uriratsfundestying Benetica! Orinests) https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... 7/18/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002519 EFTA_00015993 EFTA00166745

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KYC Print Page 6 of 12 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summ: 3A. Individual Details (for all parties) of Residence: Country of Citizenship: Has client reskled outside of Address of pri idence: | tte Saint James Saint Thomas 00802 US Virgin Islands country of nationality |["] yes Mino Y for S years or more? : Self Empotyed Tax ID / SSN: coon = Address of employer: 6100 Red Hook Quarter B3 St. Thomas USVI 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial o wy dustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities Yes No Is the individual a Politically Exposed Person (PEP)? (if Yes, describe) Oves Mino To the best of your knowledge, is the individual related to an employee of the DB group?/* o Family Cl Friendship None Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.9., external legal counsel, client referral source, supplier of goods or services)? (if Yes, describe ) If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: er a ad Sy ee a Co femme |S pewter sianesvemconaarews [| Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activ@ies, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a bifion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thornas in the US Viegin Islands, All of his clients were anonymous except for the very weakthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and his financial management firms cosine? [nomone — [amtonetdintnmed ‘som mim——| CC Institution: Country: Est. Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... 7/18/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002520 EFTA_00015994 EFTA00166746

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KYC Print Page 7 of 12 Please indicate the family situation of the individual (marital status, other family members, etc.): Single One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Sum Address (city, street, post code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocabiity,settior and beneficiaries, etc.: omp Inc is the sole member of Southern Financial LLC. To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, cent referral source, supplier of goods or services)?: Describe Nature of Entity's Primary Business and Investment Activities This business is funded by Jeffrey Epstein's wealth. This company was formed to hold Mr. stein's personal wealth and invest in different ventures. This company invests in real estate, https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=0 1 N30000000D9Di&e... 7/18/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002521 EFTA_00015995 EFTA00166747

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KYC Print Page 8 of 12 Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Sumi 3C. Legal Entity Details (For all Legal Entities) ae 0 Foundation/Association 0 Trust M Company Olestate 4 ae O Type of Entity: Purpose of Entity: 5 o P; ip " lanthropic/Charitable oO i e registration: a a eee eee ee —_ e Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocabiity,settior and beneficiaries, etc.: Please indicate how ownership of the legal entity is reflected: Jeffrey Epstein is sole managing member 2) special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): Jeffrey Epstein is sole managing member To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche o w Bank (e.g. external legal counsel, cent referral source, supplier of goods or services)?: Yes LJ No Describe Nature of Entity's Primary Business and Investment Activities Consulting Services relying on Financial and Biomedical algorithms. Southern Trust ts a private onsulting company that invests the assets of their clients and gets their revenue from the return) pf these investments. Southern Trust invests in different portfolios catered to their clients and kes thelr revenue based on the retums and the fees associated with managing their clients 30. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent surmary of assets/Wabilities): consult and invest client funds and gain revenue based on fees and returns Estimated gross receipts p.a.($): Estimated net profit p.a. ($): Estimated investable assets ($): Potential Amount to be invested with PWM ($): 300,000.00 FTEs : 3/8 Pa i | Est. Assets Under Mgt: 2,000,000,00 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/18/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002522 EFTA_00015996 EFTA00166748

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KYC Print Page 9 of 12 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B FA | a RE Se (Compliance Signature) M rivers License 7) Passport (] National/State 1D [other 8 Checklist of names (individuals and/or entities) that were submitted for database searches is w o \ Yes No C, Please indicate the resus of the database searches performed RDC searches complete Miyes Ono negative results found Mies Onto PCR checks complete Wives Ono negative results found Mives Ono OFAC checks complete Mies Ono negative results found Oves Mino BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B) Mives Cino negative results found Oves Mino Denial Orders checks complete Mies Ono negative results found Oves Mino Martindale-Hubbell searched (Lawyers/Law Firms only) Oves Mino negative results found Oves One EPSTEIN: Please summarize any negative results from the database searches indicated above: RDC Alert #1 -- Cleared & APPROVED by Chip Packard, AML Compliance, and Pat Harris PCR Alert #1/2 - Not our client All Cases Closed ‘SOUTHERN FINANCIAL LLC: No negative media No court cases ‘SOUTHERN TRUST INC: No negative media D. ‘Court Case -- Not our client. FINANCIAL INFOMATICS INC: No negative media No court cases J. Epstein & Co. All Negative Media is our client. He has been cleared of posing a reputational risk as shown by the AML Clearance attached Court Cases have been closed FINANCIAL TRUST & CO RDC/PCR alert is associated with Southern Financial, the company & merged into. This alert has been cleared by Compliance and is attached Court Cases are closed E. To the best of your knowledge, has the client ever been convicted of a criminal offense? Mies Ono To the best of your knowledge, has the customer ever been involved in any past litigation against F Deutsche Bank AG or any of its subsidiaries or is the customer threatening litigation against oO a * Deutsche Bank AG or any of its subsidiaries? (JF Yes, provide details below and contact Quality Mgt. ‘1 Yes MINo (LatAm/Int!) or the Regulatory Control Group and notify Compliance immediately) Does the client or related party have any financial or other association / interactions within countries o "of regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Yes MINo 6. the client or related have financial or other associat! interactions within high risk i" Does cl or party any or ory high ri Dves Mino I. Corporate Documentation Attached (Legal Entities Only) Mires Cio C) not Applicable https://dbforcepb.my..salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/18/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002523 EFTA_00015997 EFTA00166749

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KYC Print Page 10 of 12 J, Undisclosed Principal Form Complete (Intermediaries Only) Clves [no Minot Applicable nature/contents of the non-English Documentation: Is there any indication the client set up a non operating company expressly o for the purpose of transferring shares to third parties? Yes MONO Is there any indication this could be a prohibited business relationship? Cyes Vino Are the bearer shares identified subject to acceptable controls? Clye Mino https://dbforcepb.my ..salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/18/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002524 EFTA_00015998 EFTA00166750

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KYC Print Page 11 of 12 o records to display. (Signature) Armen Brash (Signature) Janice Franklin 8/21/2013 LATAM/INTERNATIONAL APPROVALS pester pew ‘Global Market Team Head PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals! (1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01 N30000000D9Di&e... 7/18/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002525 EFTA_00015999 EFTA00166751

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KYC Print Page 12 of 12 Po https://dbforcepb.my.salesforce.com/servlet/servlet. Integration? lid=01N30000000D9Di&e... 7/18/2019 CONFIDENTIAL —- PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002526 EFTA_00016000 EFTA00166752