From: Paul Morris Sent: 1/5/2015 11:45:54 AM To: Troy-D Williams ; Amanda Kirby cc: Roddy Moor Nicholas Haig! ; Daniel Sabba Subject: Re: Updated KYC - Recent Press [C] Classification: Confidential Troy the stories about Prince Andrew have been popping up in the press for years. I will post the team if there is anything that has changed. From: Troy-D Williams Sent: 01/05/2015 03:07 PM GMT To: Paul Morris; Amanda Kirby Ce: Roddy Moore; Nicholas Haigh; Daniel Sabba Subject: Updated KYC - Recent Press [C] Classification: Confidential Paul, lam sure you have seen the recent press about Mr. Epstein. Can you please ensure an updated KYC is completed and that there are no new issues? Thanks Here is something from WSJ.com that might interest you: Britain’s Prince Andrew and U.S. lawyer Alan Dershowitz deny sex-scandal claim -//www.wsj.com/articles/financier-epsteins-sex-case-leads-to-new-claims-1420242564 , Troy D Williams Credit Risk Management Deutsche Asset & Wealth Management Tel: From: Danie! Sabba Sent: Monday, January 05, 2015 9:50 AM To: Renee Maxey Cc: jeevacation@gmail.com; PF Paul Morris; Vahe Stepanian; Amanda Kirby; Roddy Moore; Troy-D Williams; Mary Breslin; Kristine Pecunia; Lorna Barrow-Austin; Brendan Droge Subject: Fw: Southern Financial LLC/Deutsche Bank AG - GMRA [Document Attached] [C] Classification: Confidential Renee - please liaise with Richard Kahn for communication regarding this matter. | have CCed Rich here. Rich - please see below. Best regards, Daniel CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070625 DB-SDNY-0070625 EFTA00128837

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Key Client Partners Deutsche Bank Securities Inc. Tel Mobile Email ~—- Forwarded by Dansel Sabba/db/dbcom on 01/05/2015 09:47 AM --—- x idb/dbcom, Vdb/dbcom, Vdb/dbcom@DBAMERICAS, idb/dibci IDBAMERICAS, /db‘dbcom, vextidbcom, lextidbcom@DBAMERICAS, idb/dbcom Dat 12/31/2014 12:41 PM Subject Souther Financial LLC/Deutsche Bank AG - GMRA [Document Attached] [C] Classification: Confidential Classification: Confidential Dear Harry and Jeffrey, Please find attached a GMRA between Deutsche Bank AG and Southern Financial LLC. Please let me (Renée Maxey - | Yd know if you have any comments or questions If there are no questions or comments to the GMRA, please: (i) insert the required information in Annex |, sections 1(g), 1(o){iii), and 1(p){ii) and confirm that no Counterparty assets are subject to ERISA. Please note, in Section 1(p)(ii), we require an "English" process agent, "English" affiliate, or "English" law firm (as the GMRA is governed by English law); (ii) print out TWO (2) single-sided originals; (iii) arrange for appropriate execution by an authorized signatory on the signature page, 20; liv) provide evidence of signing authority and specimen signature for the signatory of the GMRA, and (v) return TWO (2) sets of executed GMRAs to the attention of Kristine Pecunia: Repo & Securities Lending Legal Group Deutsche Bank AG, New York 60 Wall Street, 36th Floor New York, NY 10005 Deutsche Bank will then have the originals signed and will forward a fully executed original to you. Best regards, Renée CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070625 DB-SDNY-0070626 EFTA00128838

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Renée J. Maxey Assistant Vice President | Legal DB Services New Jersey, Inc. 5022 Gate Parkway Suite 400 Jacksonville, Florida 32256 Uniti if rica Tel. Mobile Email Passion to Perform (See attached file: Southern Financial - GMRA (DBI 12.31.2014).doc) CONFIDENTIAL - PURSUANT TO FED. i CRIM. P. 6(e) DB-SDNY-0070627 DB-SDNY-0070625 EFTA00128839