From: Monifa Crawford [ on behalf of PWMUS AMLKYC [ Sent: 2/6/2015 4:08:43 PM To: Amanda y [ cc: Subject: CLEARED ES alert [1] Attachments: , | RDC Clearance.pdf; ft rdc alert.pdf Classification: For internal use only Hi Amanda AML Compliance has reviewed the attached alerts for The alerts are a positive match to The first alert refers cketeering lawsuit, to whic! ‘as cleared of all charges. The second alert refers a 2008 suit in which was named as a defendant which alleged that Mr. Epstein sexually abused underage girls. This suit was dropped, and Mr. Epstein plead guilt to soliciting prostitution and served a year in jail The attached clearance and senior management approval issued by AML Compliance on 12/4/2013 is applicable as clearance for the alerts. The new alerts came about as there is an — to KYC 1133113. AML Compliance also confirmed that the relationship is still marked k, and is one of several beneficiaries of a trust where Mr. Epstein is the Grantor of (Butterfly Trust) is not opening an account and has no authority on the trust account. As such, the attached clearance is still applicable for both alerts. (See attached file: ,—ti‘ié‘CS alert.pdf)(See attached file | RDC Clearance. pdf) Kind Regards, Mc Monifa Crawford, JD Associate | AML Compliance Officer Deutsche Bank Securities Inc Private Wealth Management - AML Compliance 22 Gate Parkway, Suite 400. Jacksonville, Florida 32256. USA db Passion to Perform ——- Forwarded by Monifa @eeteree¥esor on 02/06/2015 03:23 PM — Visit us: http Date: 02/08/2015 12:59 PM Subject RE: FW: a 'e" CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051034 DB-SDNY-0051034 EFTA00128810

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Classification: For intemal use only Hi, Yes. This is part of the same sult which was settied in 2008. She was not found guilty of any crime and does not have anything on her record. Both alerts pertain to the same case. It was resolved and she was cleared From: Monifa Crawford On Behalf Of PWMUS AMLKYC Sent: Friday, February 06, 2015 12:55 PM To: Amanda Kirby Cc: PWMUS AMLKY. Subject: RE: FW: Ic alert [I] Classification: For internal use only Thanks. Do you have any information on the second alert from the client? It does not appear that this was prior addressed in previous clearances. Has the sex offense suit been resolved? Mc Amanda Kirby---02/06/2015 12:48:35 PM---Classification: For internal use only Yes. This is still correct. She is only the beneficiary of the account and not opening he From fF ° 02/06/2015 12:48 PM RE: FW: SEE ric alert (1) Date Classification: For internal use only Yes. This is still correct. She is only the beneficiary of the account and not opening her own account From: Monifa Crawfort-On Behalf Of PWMUS AMLKYC Sent: Friday, February 06, 2015 12:45 PM To: Amanda Kirby Cc: PWMUS AMLKYC Subject: Re: FW: (MM alert (1) Classification: For internal use only Hi Amanda: The last time the alert was reviewed, Ms. Iwas named as one of the beneficiaries of a trust where Mr. Epstein was the Grantor of (Butterfly Trust). Ms. as not opening an account and has no authority on the trust account. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051035 DB-SDNY-0051034 EFTA00128811

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Please advise if this is still her current status on the accounts with the Private Bank. Kind Regards, Mc Monifa Crawford, JD Associate | AML Compliance Officer Deutsche Bank Securities Inc. Private Wealth Management - AML Compliance 5022 Gate Parkway, Suite 400. Jacksonville, Florida 32256. USA Tel. Mot Ei Visit us: http //www.db.com Passionto Perform Amanda Kirby---02/06/2015 09:56:42 AM---Classification: For internal use only These alerts are from 2008. | requested research after October 2013 as the below had alre PWMUS AMLKYC/db/dbcom@DBAmericas, ny 02/06/2015 09:56 AM Date: ii- a Subject Classification: For intemal use only These alerts are from 2008. | requested research after October 2013 as the below had already been cleared in the last KYC. Please clear again. Attached is the prior clearance From: Urvashi Lavania On Behalf Of PWM BIS-Research Sent: Friday, February 06, 2015 9:52 AM To: Amanda Kirby Cc: PWMUS AMLKYC Subject: | rdc alert [I] Classification: For internal use only Hello CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051036 DB-SDNY-0051034 EFTA00128812

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Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC (See attached file: 1 rde alert pdp)(See attached file: $M rate alert 1 pdp)(See attached file: a de alert: 2.pdf) Regards Urvashi[attachment ramen! rdc alert.pdf" deleted by Monif, idbcom] (tachment rdc alert_1.pdf" deleted by Monifa Crawford/db/dbcom] [attachment rdc alert_2.pdf" delet y Monifa Crawford/db/dbcom] [attachment sa Clearance.pdf" deleted by Monifa Crawford/db/dbcom] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051037 DB-SDNY-0051034 EFTA00128813