Filing Information Type of Report Filing Date q Financial Crimes Enforcement Network United Seaes Deparument of the Treasury Dy | FinCEN Om BSAR Transcript BSA: 31000150848290 and DCN: Initial Report Joint Report 07/19/2019 Received Date 07/19/2019 Entry Date Submission Method 07/22/2019 Electronic batch filing Subject Information f information was 1 CFR proceeding. hapter X in the Subject 1 of 1 : EPSTEIN Role | Subject Individual/Organization | Individual Last(or Entity) Name | EPSTEIN First Name | JEFFREY Alternate Name(s) Alternate Name | SOUTHERN TRUST COMPANY, INC Gender Type | Unknown Date of Birth | 01/20/1953 ssv/iTin Form(s) of Identification Identification Type | Other Other Text | Non-documentary verification Address(es) Address Type | Subject permanent/mailing address Street Address | 6100 RED HOOK QUARTER B3 6100 RED HOOK QUARTER B3 - Enhanced City | ST THOMAS ST THOMAS - Enhanced State | VI VI - Enhanced ZIP Code | 00802 Country | VI US - Enhanced Phone Number(s) Type | Work Number Corroborative Statement to | No Filer Relationship to Reporting Institution TIN | Institution(s) Relationship of Subject | Customer. Yes Affected Account(s) Account Number ven that they secordingly. The ncluding ar or of Financ! gations of possible ut prior approval o contain unsubstantiat confiderttial inforrnat EFTA00100894 0628805 LOOOLE :vSd

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Financial Crimes Enforcement Network United Seaes Deparument of the Treasury BSAR Transcript BSA: 31000150848290 and DCN: Subject Information Financial Institution TIN | Suspicious Activity Information No Amount Involved Date or Date Range of Activity | 04/12/2019 - 07/18/2019 Other suspicious activities | Other: ADVERSE MEDIA 06Z8¥780S LOOOLE :vSd Activity Location Financial Institution Location 1 of 3 No Branch Activity Involved | Yes Type of Financial Institution Securities/Futures | Clearing broker-securities Subsidiary of financial/bank holding company Primary Regulator | SEC CRD Number | 13041 Legal Name | National Financial Services LLC ON Address Address Type | Address where transaction occurred Street Address | 200 Seaport Blvd 200 SEAPORT BLVD - Enhanced City | Boston BOSTON - Enhanced State | MA MA - Enhanced 02210-2031 - Enhanced US - Enhanced Internal Control File Number | 0000114447 Financial Institution Location 2 of 3 No Branch Activity Involved | Yes Type of Financial Institution | Other: Transfer agent for Fidelity group of mutual funds Primary Regulator | SEC Legal Name | Fidelity Investments Institutional Operations Company, Inc. Address Address Type | Address where transaction occurred Street Address | 245 Summer Street f information was 1 CFR Chapter X proceeding, or in the secordingly. The ncluding ar or of Financ gations of possible c ansmitted without prior approval © ven that they contain unsubstantiated or his authori, confiderttial inforrnat EFTA00100895

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Activity Location Internal Control File Number Financial Crimes Enforcement Network United Seates Department of the Tresury |) FinCEN BSAR Transcript BSA: 31000150848290 and DCN: 245 SUMMER ST - Enhanced City | Boston BOSTON - Enhanced State | MA MA - Enhanced ZIP Code | 02210 02210-1133 - Enhanced US - Enhanced 0000114447 Financial Institution Location 3 of 3 No Branch Activity Involved | Yes Type of Financial Institution Securities/Futures | Introducing broker-securities Subsidiary of financial/bank holding company Primary Regulator | SEC CRD Number | 7784 Legal Name | Fidelity Brokerage Services LLC EIN Address Address Type | Address where transaction occurred Street Address | 900 Salem Street 900 SALEM ST - Enhanced City | Smithfield SMITHFIELD - Enhanced State | RI RI - Enhanced ZIP Code | 02917 02917-1243 - Enhanced County US - Enhanced Internal Control File Number 0000114447 Filer Information Primary Regulator EIN Fidelity Brokerage Services LLC Address must b Address Type | Reporting party address Street Address | 900 Salem Street 900 SALEM ST - Enhanced 111. The Suspicio Unauthorize Enforcement kor his a { Financial Crier : iminal activity, akin to confident ns of possible c ¢ authori: tial informan vity repo y contain unsubstantiated allegat # of information sanctions. EFTA00100896 06287805 LOOOLE -vSd

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Financial Crimes Enforcement Network United Seates Department of the Tressury ) FinCEN BSAR Transcript BSA: 31000150848290 and DCN: City | Smithfield SMITHFIELD - Enhanced sute[AE RI - Enhanced ZIP Code | 02917 02917-1243 - Enhanced Country | US US - Enhanced Type of Financial Institution Securities/Futures | Introducing broker-securities Subsidiary of financial/bank holding company Filer Information 0628805 LOOOLE -vSd CRD Number | 7784 Internal control/file number | 0000114447 Contact for Assistance Full Name Phone Number PhoneType|Work Law Enforcement Information No Law Enforcement Information Available Narrative This is a joint filing by Fidelity Brokerage Services LLC ("FBS"), National Financial Services LLC ("NFS") and Fidelity Investments Institutional Operations Company, Inc. ("FIIOC”) on behalf of certain of the Fidelity Group of Funds, affiliated financial institutions that are among the family of companies collectively doing business as “Fidelity Investments." This suspicious activity report ("SAR") is being filed because Fidelity discovered adverse media associated with a Jeffrey Epstein, an authorized individual on a corporate account established on 4/12/2019. The account relationship has since been terminated, and the assets in the account have since been transferred to Interactive Brokers, Banco Popular, and First Bank, as detailed below. According to multiple news articles, Jeffrey Epstein was arrested on 07/06/2019 and charged with one count of sex trafficking of minors and one count of conspiracy to engage in sex trafficking of minors. Additional media information identified that in 2008, Jeffrey Epstein was sentenced to 13 months in prison in Florida, which required him to settle with his then-teenage victims and register as a sex offender after agreeing to a plea deal in which he pleaded guilty to charges of soliciting prostitution. Enforcement Ne unsubstantiated allegabons of possible criminal activity, akin to confidential infoemar jate. Suspicious activity rey Unauthorized releas the BSA must bet Hlected under the B: SA may result in criminal or civil sanctions. EFTA00100897

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Financial Crimes Enforcement Network United Seates Departmenc of the Tressury BSAR Transcript BSA: 31000150848290 and DCN: Narrative Account a: established on 04/12/2019 with FBS, a registered broker-dealer that clears transactions for its clients through an affiliated registered broker-dealer, NFS, and is registered to Southern Trust Company Inc. (TIN: 66-0779861), at 6100 06287805 LOOOLE -vSd Red Hook Quarter B3, St. Thomas, VI 00802. NFS processes payments and settlements in this brokerage account through holdings of one of the registered money market funds in the Fidelity Group of Funds. Account documents identified the authorized individuals as Richard Kahn (SSN: i! and Jeffrey Epstein (SSN: EEE OO8: 01/20/1953). A review of the activity in the above-described account from the account establishment date of 04/12/2019 to 07/18/2019 identified the following relevant activity: - On 04/12/2019, the account received a check deposit in the amount of $250,000.00 from FirstBank account number | in the name of Southern Trust Company Inc. in St. Thomas, VI. - On 04/17/2019 and 04/26/2019, the account received wire transfers in the amounts of $2,000,000.00 and $3,000.000.00, respectively, from Deutsch Bank Trust Company. The sender on both wires was identified as Southern Trust Company Inc. - On 05/14/2019, the account received a wire transfer in the amount of $650.18 from Pershing LLC. The sender on the wire was identified as Southern Trust Company Inc. - On 06/11/2019, the account disbursed $866,905.25 via wire transfer to FirstBank Puerto Rico account number P| (ABA number in the name of Southern Trust Company Inc. - On 06/11/2019, the account disbursed $1,500,000.00 via wire transfer to Banco Popular De Puerto Rico account number | (ABA number fT in the name of Jeffrey Epstein. - On 06/11/2019, the account disbursed $2,500,000.00 via wire transfer to FirstBank Puerto Rico account number | | EFTA00100898

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| Fi CEN Financial Crimes Enforcement Network a) in 4 United Seaes Department of the Tressury fe) BSAR Transcript BSA: 31000150848290 and DCN: Narrative (ABA numbe n the name of Jeffrey Epstein. - On 07/02/2019, the account disbursed $3,591.16 via wire transfer to FirstBank Puerto Rico account number fi ABA 06287805 LOOOLE -vSd number: aD in the name of Southern Trust Company Inc. Additional activity included the disbursement of two securities via ACAT transfer on 07/03/2019 to Interactive Brokers account As of 07/18/2019, accounff a balance of zero. The account was restricted on 05/30/2019 to closing transactions only. Due Diligence: A credit header report confirmed the above-provided identifying information of Jeffrey Epstein. A review of public media information identified Jeffrey Epstein as the 100% owner of Southern Trust Company Inc. No additional relevant information was identified. EFTA00100899